This paper investigates the rigidity of Pham-Brieskorn rings, a class of algebraic structures, providing partial results towards a conjecture about their properties when certain conditions on exponents are met.
Contribution
It offers new partial results and insights into the conjecture regarding the rigidity of Pham-Brieskorn rings under specific conditions.
Findings
01
Partial confirmation of the rigidity conjecture for certain cases.
02
Identification of conditions under which Pham-Brieskorn rings are rigid.
03
Advancement in understanding the structure of these algebraic rings.
Abstract
Fix a field k of characteristic zero. If a1,...,an (n>2) are positive integers, the integral domain B=k[X1,...,Xn]/(X1a1+...+Xnan) is called a Pham-Brieskorn ring. It is conjectured that if ai>1 for all i and ai=2 for at most one i, then B is rigid. (A ring B is said to be rigid if the only locally nilpotent derivation D:B→B is the zero derivation.) We give partial results towards the conjecture.
Equations47
T_{n}=\big{\{}\,(a_{1},\dots,a_{n})\in\mathbb{Z}^{n}\,\mid\,\text{$a_{i}\geq 2$ for all $i$ and $a_{i}=2$ for at most one $i$}\,\big{\}}.
T_{n}=\big{\{}\,(a_{1},\dots,a_{n})\in\mathbb{Z}^{n}\,\mid\,\text{$a_{i}\geq 2$ for all $i$ and $a_{i}=2$ for at most one $i$}\,\big{\}}.
R_{0}=\bigcup_{i\in G}\big{\{}\,\textstyle\frac{b}{s}\,\mid\,\text{$b\in B_{i}$ and $s\in B_{i}\cap S$}\,\big{\}}.
R_{0}=\bigcup_{i\in G}\big{\{}\,\textstyle\frac{b}{s}\,\mid\,\text{$b\in B_{i}$ and $s\in B_{i}\cap S$}\,\big{\}}.
No public reviews on file for this paper yet. If you reviewed it on a platform where reviews are public (OpenReview, ICLR, NeurIPS, ICML), you can paste yours below so the community can read it here.
Videos
No videos yet. Explain this paper in a talk, walkthrough, or lecture? Add one.
Fix a field k of characteristic zero.
If a1,…,an (n≥3) are positive integers,
the integral domain Ba1,…,an=k[X1,…,Xn]/⟨X1a1+⋯+Xnan⟩ is called a Pham-Brieskorn ring.
It is conjectured that if ai≥2 for all i and ai=2 for at most one i, then Ba1,…,an is rigid.
(A ring B is said to be rigid if the only locally nilpotent derivation D:B→B is the zero derivation.)
We give partial results towards the conjecture.
Research of both authors supported by grant 04539/RGPIN/2015 from NSERC Canada.
1. Introduction
If B is a commutative ring of characteristic zero, a derivation D:B→B is locally nilpotent if for each x∈B there exists n>0
such that Dn(x)=0. If the only locally nilpotent derivation D:B→B is the zero derivation, one says that B is rigid.
One says that B is stably rigid if for any N≥0 and any locally nilpotent derivation D:B[X1,…,XN]→B[X1,…,XN]
(where B[X1,…,XN] is the polynomial ring in N variables over B), we have D(B)={0}.
Note that stable rigidity implies rigidity.
Fix a field k of characteristic zero.
If a1,…,an (n≥3) are positive integers,
the integral domain Ba1,…,an=k[X1,…,Xn]/⟨X1a1+⋯+Xnan⟩ is called a Pham-Brieskorn ring.
These rings and the corresponding varieties have been studied extensively and from several angles;
paper [10] refers to [13] for a survey.
It is interesting to ask which Pham-Brieskorn rings are rigid or stably rigid.
Consider the set
[TABLE]
It is known (and easy to see) that
if Ba1,…,an is rigid then (a1,…,an)∈Tn;
so one wants to know if the converse is true. The case n=3 is settled by:
1.1 Theorem**.**
Let a,b,c be positive integers.
(a)
If (a,b,c)∈T3 then Ba,b,c is rigid.
2. (b)
If a1+b1+c1≤1 then Ba,b,c is stably rigid.
This is [10, Theorem 7.1] (the case k=C, with part (b) implicit, is [12, Lemma 4]).
For arbitrary n≥3, one has:
1.2 Theorem**.**
If i=1∑nai1≤n−21 then Ba1,…,an is rigid.
The case k=C of Theorem 1.2 is [9, Example 2.6].
The general case follows, because (as one can see) rigidity over C implies rigidity over any field of characteristic zero.
In the case n=4, the following is known:
1.3 Theorem**.**
Assume that (a,b,c,d)∈T4. Then Ba,b,c,d is rigid in each of the following cases:
(a)
a1+b1+c1+d1≤21**
2. (b)
gcd(abc,d)=1**
3. (c)
a=b=c=3**
4. (d)
a=2, b,c,d≥3, b is even, gcd(b,c)≥3 and gcd(d,lcm(b,c))=2
5. (e)
cotype(a,b,c,d)≥2.
Part (e) of Theorem 1.3 is Theorem 7.2(b) of [5], reformulated in terms of cotype (see Definition 3.9 for the notion of cotype).
Part (a) is the case n=4 of Theorem 1.2.
Parts (b–d) are stated in [5, Theorem 7.1] but are proved in
[10, Theorem 8.1] and [1, Corollary 1.9].
This article settles many cases not covered by Theorems 1.1–1.3.
In order to avoid giving too many definitions in the Introduction, we only present a subset of our results as Theorem 1.4.
Other significant results appear in Section 4.
The Pham-Brieskorn rings Ba1,…,an that appear in Theorem 1.4
are defined over an arbitrary field k of characteristic zero, and we always assume that n≥3.
1.4 Theorem**.**
* ***
(a)
If a≥n≥4 then B_{\mbox{\scriptsize\underbrace{a,\dots,a}_{n}}} is rigid.
2. (b)
If ∑i=1nai1≤n−21 then Ba1,…,an is stably rigid.
3. (c)
If i∈I∑ai1<n−21 then Ba1,…,an is rigid,
where I=\big{\{}\,i\,\mid\,\text{a_{i}divides\operatorname{{\rm lcm}}(a_{1},\dots\widehat{a_{i}}\dots,a_{n})}\,\big{\}}.**
4. (d)
If a,b,c,d≥1 satisfy a∤lcm(b,c,d) and b1+c1+d1<21 then Ba,b,c,d is rigid.
5. (e)
If (a1,…,an)∈Tn and cotype(a1,…,an)≥n−2, then Ba1,…,an is rigid.
6. (f)
If k1,k2,k3,k4≥1 are pairwise relatively prime and a≥3 then Bak1,ak2,ak3,ak4 is rigid.
7. (g)
If k1,…,kn≥1 are pairwise relatively prime and a≥n≥4 then Bak1,…,akn is rigid.
8. (h)
If a1,…,am≥1(m≥1) satisfy ai∤lcm(3,a1,…ai…,am) for all i∈{1,…,m},
then Ba1,…,am,3,3,3 is rigid.
Part (a) (of Theorem 1.4)
is Corollary 4.6; the fact that Ba,…,a is rigid when n≤a<n(n−2) appears to be a new result
(if a≥n(n−2) then Ba,…,a is rigid by Theorem 1.2).
Parts (b) and (c) are Corollary 6.8 and Proposition 4.12, respectively;
these two results strengthen Theorem 1.2.
Part (d) is the case “n=4” of part (c).
Part (e) is Corollary 4.16; it generalizes Theorem 1.3(e).
Parts (f) and (g) are Corollary 4.10, and (h) is Example 4.17;
parts (f–h) are illustrations of stronger results that cannot be stated in the Introduction.
Let us say a few words about Section 3.
It is known that if a k-domain B is not rigid then its field of fractions Frac(B) is ruled over k, i.e.,
there exists a field K such that k⊆K⊂Frac(B) and Frac(B)=K(t) where t is transcendental over K.
So, one technique for showing that B is rigid is to show that Frac(B) is not ruled over k.
However, that technique is useless when B admits a nontrivial Z-grading, because then Frac(B) is always ruled over k:
we have Frac(B)=K(t) where K=HFrac(B) is the “homogeneous field of fractions” of B.
Section 3 shows that if B is a graded k-domain which is not rigid then, under certain additional hypotheses,
HFrac(B) itself is ruled over k.
So, to prove that a graded domain B satisfying certain assumptions is rigid, it suffices to show that HFrac(B) is not ruled.
It is this technique that allows us to prove part (a) of Theorem 1.4.
2. Preliminaries
Throughout this work, all rings are commutative and have a multiplicative identity 1.
All ring homomorphisms map 1 to 1. If B is a ring then B∗ denotes its group of units.
If b∈B then ⟨b⟩ is the ideal of B generated by b,
and we use the notation Bb=S−1B where S={1,b,b2,…}.
By a domain, we mean an integral domain. If B is a domain, its fraction field is denoted Frac(B).
If A⊆B are domains then trdegA(B) denotes the transcendence degree of Frac(B) over Frac(A).
A subring A of a domain B is factorially closed in B if for all x,y∈B∖{0}
we have the implication xy∈A⇒x,y∈A.
If k is a field, then a k-domain is a domain that is also a k-algebra.
An affine k-domain is a k-domain that is finitely generated as a k-algebra.
If A is a subring of a ring B, we write B=A[n] to indicate that B is isomorphic to the polynomial algebra in n variables over A.
If K/k is a field extension, K=k(n) means that K is purely transcendental over k, of transcendence degree n.
We write ‘‘⊆" for inclusion and ‘‘⊂" for proper inclusion.
Let B be a ring and D:B→B a derivation.
We say that D is irreducible if the only principal ideal of B containing D(B) is B itself.
We say that D is locally nilpotent if for each b∈B there exists an n∈N such that Dn(b)=0.
A slice of D is an element t∈B such that D(t)=1.
A preslice of D is an element t∈B such that D(t)=0 and D2(t)=0.
2.1 Definition**.**
If B is a ring, the set of locally nilpotent derivations D:B→B is denoted LND(B).
If LND(B)={0}, we say that B is rigid.
2.2**.**
Let B be an integral domain of characteristic zero, let D:B→B be a derivation, and let A=kerD.
The following facts are well known (refer to [8], [11] or [3]).**
(a)
If D is locally nilpotent, then A is a factorially closed subring of B.
Consequently, if D is locally nilpotent and k is a field included in B then D is a k-derivation.
2. (b)
Assume that Q⊆B.
If D=0 is locally nilpotent then D has a preslice t∈B.
For any such t, if we define α=D(t) then Bα=Aα[t]=(Aα)[1].
Consequently, trdegA(B)=1 and Frac(B)=(Frac(A))(1).
3. (c)
If D=0 is locally nilpotent and B satisfies
the ascending chain condition for principal ideals, then there exists an irreducible
locally nilpotent derivation δ:B→B such that D=aδ for some a∈A.
4. (d)
Let S⊆B∖{0} be a multiplicative subset of B containing 1.
Then S−1D:S−1B→S−1B defined by (S−1D)(sb)=s2sD(b)−bD(s) is a derivation and the following hold:
(i)
S−1D* is locally nilpotent if and only if D is locally nilpotent and S⊆A;*
2. (ii)
if S⊆A then kerS−1D=S−1A and S−1A∩B=A.
2.3 Definition**.**
Let B be a ring of characteristic zero.
If D∈LND(B) then define degD:B→N∪{−∞} by declaring that degD(0)=−∞ and that
\deg_{D}(x)=\max\big{\{}\,n\in\mathbb{N}\,\mid\,D^{n}(x)\neq 0\,\big{\}} for each x∈B∖{0}.
Also define |x|_{B}=\min\big{\{}\,\deg_{D}(x)\,\mid\,D\in\operatorname{{\rm LND}}(B)\setminus\{0\}\,\big{\}} for each x∈B∖{0},
where we adopt the convention that min∅=∞, so ∣x∣B=∞ when B is rigid.
3. Derivations of G-graded rings
3.1 Definition**.**
Let (G,+) be an abelian group.
A G-grading of a ring B is a family {Bg}g∈G of subgroups of (B,+) such that
B=⨁g∈GBg
and BgBh⊆Bg+h for all g,h∈G.
A G-graded ring is a ring B together with a G-grading (of B).
In the special case where G=Z and Bi=0 for all i<0,
we say that B is N-graded and write B=⨁i∈NBi.
3.2 Definitions**.**
Suppose that G is an abelian group and that B=⨁i∈GBi is a G-graded ring.
•
A derivation D:B→B is homogeneous if there exists an h∈G such that D(Bg)⊆Bg+h for all g∈G.
If D is homogeneous and D=0 then h is unique and we say that D is homogeneous of degree h.
The zero derivation is homogeneous of degree −∞.
The set of homogeneous locally nilpotent derivations of B is denoted HLND(B).
•
A graded subring of B is a subring A of B satisfying A=⨁g∈G(A∩Bg).
If A is a graded subring of B then A is a G-graded ring
(A=⨁g∈GAg is a G-grading of A, where we define Ag=A∩Bg for each g∈G).
Note that if D∈HLND(B) then kerD is a graded subring of B.
•
If A is a graded subring of B, define G(A) to be the subgroup of G generated by the set \big{\{}\,g\in G\,\mid\,A_{g}\neq 0\,\big{\}}.
3.3 Definition**.**
Suppose that G is an abelian group and that B=⨁i∈GBi is a G-graded integral domain.
If S is a multiplicatively closed subset of ⋃i∈G(Bi∖{0}) such that 1∈S then the localized ring
S−1B is a G-graded ring in a natural way, and if we write S−1B=R=⨁i∈GRi then
the subring R0 of S−1B called the homogeneous localization of B at S.
Explicitly,
[TABLE]
We define HFrac(B) to be the homogeneous localization of B at S=⋃i∈G(Bi∖{0}).
It is clear that HFrac(B) is a subfield of Frac(B);
we call HFrac(B) the homogeneous field of fractions of B.
3.4 Example**.**
If B is an N-graded integral domain such that B=B0 then ProjB and SpecB are integral schemes,
Frac(B) is the function field of SpecB, HFrac(B) is the function field of ProjB,
and Frac(B)=(HFrac(B))(1).
(If B=B0 then ProjB=∅ is not an integral scheme and hence does not have a function field.
Note that Frac(B)=HFrac(B) whenever B=B0.)
3.5 Definition**.**
A field extension L/k is ruled if there exists a field K such that k≤K≤L and L=K(1).
3.6 Theorem**.**
Let G be an abelian group and B a G-graded integral domain of characteristic zero.
Let D∈HLND(B)∖{0}, let A=kerD and suppose that G(A)=G(B).
(a)
HFrac(B)=(HFrac(A))(1)**
2. (b)
If k is a field included in B then k∩B0 is a field included in HFrac(A).
3. (c)
If G is torsion-free and k is a field included in B then k⊆HFrac(A) and consequently HFrac(B) is ruled over k.
Proof.
If B=B0 then Frac(B)=HFrac(B) and Frac(A)=HFrac(A), so the Theorem follows from parts (a) and (b)
of 2.2. So we may assume that B=B0.
(a) Let d=degD and S=⋃g∈G(Ag∖{0}).
Then S−1D:S−1B→S−1B is nonzero and locally nilpotent, and also homogeneous of degree d.
Since −d∈G(B) and G(A)=G(B), there exist
a,s∈S such that the homogeneous element sa∈S−1A has degree −d.
Then saS−1D:S−1B→S−1B is a homogeneous derivation of degree [math];
since sa∈ker(S−1D) and S−1D is locally nilpotent, saS−1D is locally nilpotent.
Let B(S) denote the degree 0 subring of S−1B and let D(S):B(S)→B(S) be the restriction of saS−1D.
Then D(S) is a locally nilpotent derivation whose kernel is B_{(S)}\cap\ker\big{(}\frac{a}{s}S^{-1}D\big{)}=B_{(S)}\cap S^{-1}A=A_{(S)}=\operatorname{{\rm HFrac}}(A).
We show that D(S) is nonzero.
It is straightforward to verify that D has a homogeneous preslice t∈B.
Since G(A)=G(B), there exist a′,s′∈S such that deg(s′a′)=−deg(t).
Then s′a′t∈B(S) and, since s′a′∈kerS−1D,
D_{(S)}(\frac{a^{\prime}t}{s^{\prime}})=\big{(}\frac{a}{s}S^{-1}D\big{)}(\frac{a^{\prime}t}{s^{\prime}})=\frac{a^{\prime}}{s^{\prime}}\frac{a}{s}S^{-1}D(t)\neq 0.
Since D(S)=0 and kerD(S)=HFrac(A) is a field,
2.2(b) implies that B(S)=(HFrac(A))[1].
Using G(A)=G(B) once again, we see that HFrac(B) is the field of fractions of B(S); so HFrac(B)=(HFrac(A))(1).
This proves (a).
(b) If k is a field included in B then it is clear that k∩B0 is a field
and 2.2(a) implies that k⊆A, so k∩B0⊆A∩B0=A0⊆HFrac(A).
(c) It is well known that if G is a torsion-free abelian group and
B is a G-graded domain then any field included in B is in fact included in B0
(see [2, Lemma 2.4.7], for instance).
So in the present situation we have k⊆B0; then (b) implies that k⊆HFrac(A) and (a) implies that HFrac(B) is ruled over k.
∎
3.7 Remark**.**
In the special case where the grading is an N-grading and is nontrivial (B=B0),
Theorem 3.6(c) asserts that the function field of ProjB is ruled over k.
(See Example 3.4.) The same remark applies to Proposition 3.10, below.
3.8****Homogenization.
Let k be a field of characteristic zero and B=⨁i∈ZBi a Z-graded affine k-domain.
One can show that if D∈LND(B) then the subset S_{D}\overset{\text{\tiny\rm def}}{=}\big{\{}\,\deg(Dx)-\deg(x)\,\mid\,x\in B\setminus\{0\}\,\big{\}}
of Z∪{−∞} has a greatest element (where deg:B→Z∪{−∞} is the degree function determined by the grading of B);
one defines deg(D)=max(SD)∈Z∪{−∞}.
Clearly, deg(D)=−∞⇔D=0.
Also, if D happens to be homogeneous then deg(D) coincides with the usual degree of a homogeneous derivation (Definition 3.2).
If D∈LND(B) then there is a natural way to define an element D~ of HLND(B) satisfying (in particular) deg(D~)=deg(D).
Indeed, if D=0 then set D~=0.
If D∈LND(B)∖{0} then let d=deg(D)∈Z and define (for each i∈Z) a map D~i:Bi→Bi+d
by D~i(x)=pi+d(Dx), where pj:B→Bj is the canonical projection;
then if b=∑i∈Zbi∈B (bi∈Bi for all i, bi=0 for almost all i), define D~(b)=∑iD~i(bi);
one can check that D~∈HLND(B)∖{0} and deg(D~)=deg(D). Note in particular that
D=0⟹D~=0.
The derivation D~ is sometimes called the homogenization of D.
This is in fact a special case of the process of replacing D:B→B by Gr(D):Gr(B)→Gr(B),
so one can also call D~ the associated homogeneous derivation of D.
Note the following consequence of the above discussion:
Let k be a field of characteristic zero and B a Z-graded affine k-domain.
If B is not rigid then HLND(B)={0}.
Refer to [4] for proofs of the claims made in 3.8, and for an in-depth treatment of this topic.
3.9 Definitions**.**
Let n≥2 and S=(a1,a2,…,an)∈Zn.
•
Define111By convention, gcd(S)≥0 and lcm(S)≥0. gcd(S)=gcd(a1,…,an) and lcm(S)=lcm(a1,…,an).
•
If gcd(S)=1, we say that S is normal.
If S=(0,…,0) then the tuple S′=(da1,…,dan) (where d=gcd(S)) is normal,
and is called the normalization of S.
•
For each j∈{1,…,n}, define Sj=(a1,…aj…,an) (j-th component omitted).
More generally, given a proper subset J of {1,…,n} we define SJ=(ai1,…,ais), where
i1<⋯<is are the elements of {1,…,n}∖J.
•
We define the sets
[TABLE]
Then we define the type and the cotype of S by:
[TABLE]
Note that type(S),cotype(S)∈{0,1,…,n} and that, if S′ is the normalization of S,
then type(S)=type(S′) and cotype(S)=cotype(S′).
3.10 Proposition**.**
Let k be a field of characteristic zero and B a Z-graded k-domain.
Suppose that there exist homogeneous prime elements x1,…,xn(n≥2) of B satisfying the following
conditions, where di=degxi for all i:
•
⟨d1,…,dn⟩=Z(B)* and type(d1,…,dn)=0*
•
for any choice of distinct i,j, the elements xi,xj are not associates in B.
Then the following hold.
(a)
Z(kerD)=Z(B)* for all D∈HLND(B).*
2. (b)
If B is k-affine222We mean that B is finitely generated as a k-algebra.* and not rigid then HFrac(B) is ruled over k.*
Proof.
The assumption ⟨d1,…,dn⟩=Z(B) and type(d1,…,dn)=0
is equivalent to:
for each subset I⊂{1,…,n} of cardinality n−1, \big{\{}\,\deg(x_{i})\,\mid\,i\in I\,\big{\}} generates Z(B).
So assertion (a) is the special case G=Z of [5, Corollary 4.2].
To prove (b), suppose that B is k-affine and not rigid; then 3.8 implies that HLND(B)∖{0}=∅.
Pick D∈HLND(B)∖{0}, then Z(kerD)=Z(B) by part (a),
so Theorem 3.6(c) implies that HFrac(B) is ruled over k.
∎
4. Rigidity of Pham-Brieskorn Rings
Let k be a field of characteristic zero.
4.1 Definition**.**
Given n≥3 and S=(a1,…,an)∈(N∖{0})n, we use the notation
[TABLE]
The k-domain Ba1,…,an is called a Pham-Brieskorn ring.
We use the capital letters Xi to represent the variables in the polynomial ring,
and define xi=π(Xi)∈BS where π:k[X1,…,Xn]→BS is the canonical quotient map.
Thus BS=k[x1,…,xn].
Let (d_{1},\dots,d_{n})=\big{(}\frac{L}{a_{1}},\dots,\frac{L}{a_{n}}\big{)}, where L=lcm(S);
then there is a unique N-grading of BS with the property that xi is homogeneous of degree di for all i=1,…,n.
We call it the standard N-grading of BS.
4.2 Lemma**.**
Given n≥2 and S=(a1,…,an)∈(N∖{0})n,
define \bar{S}=\big{(}\frac{L}{a_{1}},\dots,\frac{L}{a_{n}}\big{)} where L=lcm(S).
Then the following hold.
(a)
Sˉ* is normal and (Sˉ) is the normalization of S.*
2. (b)
J∗(Sˉ)=J(S)* and J∗(S)=J(Sˉ).*
3. (c)
type(Sˉ)=cotype(S)* and type(S)=cotype(Sˉ).*
The proof of Lemma 4.2 is left to the reader.
We deduce the following useful triviality:
4.3 Lemma**.**
Let n≥4 and S=(a1,…,an)∈(N∖{0})n, and consider BS,
x1,…,xn and (d1,…,dn) as in Definition 4.1.
(a)
gcd(d1,…,dn)=1* and type(d1,…,dn)=cotype(a1,…,an)*
2. (b)
For each i∈{1,…,n}, we have
[TABLE]
3. (c)
x1,…,xn* are homogeneous prime elements of BS and are pairwise non-associates.*
Proof.
Since (d1,…,dn)=Sˉ, assertions (a) and (b) follow from Lemma 4.2.
For each i,
define Si as in Definition 3.9; then BS/⟨xi⟩≅BSi, which is a domain because n≥4.
So x1,…,xn are homogeneous prime elements of BS, and it is clear that they are pairwise non-associates.
∎
Recall that a k-variety X is said to be ruled if the function field of X is ruled over k,
in the sense of Definition 3.5.
4.4 Theorem**.**
Let n≥4, and let S∈(N∖{0})n be such that cotype(S)=0.
(a)
We have Z(kerD)=Z for all D∈HLND(BS).
2. (b)
If BS is not rigid, then the projective k-variety ProjBS is ruled over k.
Proof.
By Example 3.4, the function field of ProjBS is HFrac(BS).
Consider x1,…,xn and (d1,…,dn) as in Definition 4.1.
By Lemma 4.3, x1,…,xn satisfy the hypothesis of Proposition 3.10
(in particular type(d1,…,dn)=cotype(S)=0).
So Proposition 3.10 implies that (a) and (b) hold.
∎
4.5 Remark**.**
If a≥n≥4 then the Fermat variety
F_{a,n}=\operatorname{{\rm Proj}}\big{(}{\rm\bf k}[X_{1},\dots,X_{n}]/\langle X_{1}^{a}+\cdots+X_{n}^{a}\rangle\big{)}
is not uniruled, hence not ruled.
(Over a field of characteristic zero,
a smooth hypersurface of degree d in PN is uniruled if and only if d≤N.)
4.6 Corollary**.**
If S=(na,…,a) satisfies a≥n≥4, then BS is rigid.
Proof.
Note that cotype(S)=0.
If BS is not rigid then (by Theorem 4.4) ProjBS=Fa,n is ruled, which is not the case by Remark 4.5.
∎
We shall now develop a different approach for proving that BS is rigid in certain cases.
We need the following result, which is part (b) of Corollary 3.3 of [10].
See 2.3 for the definition of ∣u∣A.
4.7 Corollary**.**
Suppose R is a Z-graded affine k-domain, f∈R is homogeneous,
and n≥2 is an integer not dividing degf. Set g=gcd(n,degf), define the rings
[TABLE]
and assume that B is a domain. Then A is a domain and
[TABLE]
4.8 Definition**.**
Let n≥3.
(a)
Given S=(a1,…,an)∈(N∖{0})n and i∈{1,…,n}, define gi(S)=gcd(ai,lcm(Si)) (recalling the definition of Si from Definition 3.9).
2. (b)
Let S=(a1,…,an) and S′=(a1′,…,an′) be elements of (N∖{0})n and let i∈{1,…,n}.
We write S≤iS′ if and only if
[TABLE]
We write S<iS′ if and only if S≤iS′ and S=S′.
Observe that ≤i is a partial order on (N∖{0})n
(transitivity follows from the fact that if S≤iS′ then gi(S)=gi(S′)).
4.9 Proposition**.**
Let n≥3.
(a)
Suppose that S∗,S∈(N∖{0})n and i∈{1,…,n} satisfy S∗≤iS. If BS∗ is rigid then so is BS.
2. (b)
Let S,S′∈(N∖{0})n, and suppose that there exist i∈{1,…,n} and
S∗∈(N∖{0})n such that S∗<iS and S∗<iS′.
Then BS is rigid if and only if BS′ is rigid.
Proof.
(b) We may assume that i=n.
Consider S=(a1,…,an), S′=(a1′,…,an′) and S∗=(a1∗,…,an∗) satisfying S∗<nS and S∗<nS′.
The hypothesis implies that
[TABLE]
where g=gn(S)=gn(S∗)=gn(S′).
Let L=lcm(a1,…,an−1) and define an N-grading on R=k[X1,…,Xn−1] by declaring that (for each i=1,…,n−1)
Xi is homogeneous of degree gan∗aiL. Then f=X1a1+⋯+Xn−1an−1 is homogeneous of degree gan∗L.
Consider the rings
[TABLE]
Observe that A≅BS∗, B≅BS and B′≅BS′.
The reader may verify that an∤degf, an′∤degf and gcd(an,degf)=an∗=gcd(an′,degf);
thus each one of the pairs (A,B), (A,B′) satisfies the hypothesis of Corollary 4.7.
By that result, B is rigid ⇔∣u∣A≥2⇔B′ is rigid, so (b) is proved.
It also follows that (a) is true, because if A is rigid then ∣u∣A=∞≥2, so B is rigid.
∎
4.10 Corollary**.**
* ***
(a)
If k1,k2,k3,k4 are pairwise relatively prime positive integers and a≥3 then Bak1,ak2,ak3,ak4 is rigid.
2. (b)
If k1,…,kn are pairwise relatively prime positive integers
and a≥n≥4 then Bak1,…,akn is rigid.
Proof.
Define S0=(a,a,a,a) to prove (a), and S0=(a,…,an) to prove (b).
Note that BS0 is rigid (by Theorem 1.3(c) if S0=(3,3,3,3), by Corollary 4.6 in the other cases).
Define
S1=(ak1,a,a,…), S2=(ak1,ak2,a,…), …, Sn−1=(ak1,…,akn−1,a), Sn=(ak1,…,akn);
then S0≤1S1≤2S2≤3⋯≤n−1Sn−1≤nSn.
Since BS0 is rigid, so is BSn by Proposition 4.9.
∎
4.11 Lemma**.**
Given n≥3 and S=(a1,…,an)∈(N∖{0})n,
[TABLE]
Proof.
If j∈J(S) then aj∤lcm(Sj), so gj(S)=aj and hence
[TABLE]
Conversely, if (a1′,…,an′)<jS then gj(S)∣aj′∣aj and aj′=aj, so j∈J(S).
∎
4.12 Proposition**.**
Let n≥3, S=(a1,…,an)∈(N∖{0})n and
[TABLE]
If i∈I(S)∑ai1<n−21 then BS is rigid.
Proof.
Let us write I=I(S) and J=J(S).
If J=∅ then i=1∑nai1<n−21 so we are done by Theorem 1.2.
Assume that J=∅ and let j1<⋯<jk be the elements of J.
Choose distinct primes pj1,…,pjk such that gcd(∏j∈Jpj,∏i=1nai)=1.
Choose positive integers ej1,…,ejk such that
i∈I∑ai1+j∈J∑ajpjej1<n−21.
We inductively define a sequence S0,S1,…,Sk of elements of (N∖{0})n by setting S0=S and, for each ν=1,…,k,
[TABLE]
where the pjνejν is in the jν-th position.
The reader can check that J(Sν)=J(S)=J for all ν and that
S0≤j1S1≤j2S2≤j3⋯≤jkSk.
Let ν∈{1,…,k};
since jν∈J=J(Sν−1), Lemma 4.11 implies that Sν−1 is not minimal
with respect to ≤jν, i.e., there exists S∗ν−1∈(N∖{0})n satisfying S∗ν−1<jνSν−1<jνSν;
then Proposition 4.9(b) implies that BSν−1 is rigid if and only if BSν is rigid.
As this holds for all ν∈{1,…,k}, BS=BS0 is rigid if and only if BSk is rigid.
Now BSk is indeed rigid by Theorem 1.2, because if we write Sk=(a1′,…,an′) then
i=1∑nai′1=i∈I∑ai1+j∈J∑ajpjej1<n−21.
So BS is rigid.
∎
Proposition 4.12 shows that many Pham-Brieskorn varieties that are not shown to be rigid
by Theorems 1.1–1.3 are indeed rigid.
In the case n=4, the following is an immediate consequence of Proposition 4.12:
4.13 Corollary**.**
If a,b,c,d∈N∖{0} satisfy a∤lcm(b,c,d) and b1+c1+d1<21 then Ba,b,c,d is rigid.
We need the following:
4.14 Corollary**.**
Let n≥4 and S∈(N∖{0})n.
Consider BS=k[x1,…,xn] with x1,…,xn as in Definition 4.1.
Then for every D∈HLND(BS) the following conditions hold.
(a)
If j∈J(S) then D2(xj)=0.
2. (b)
If j1,j2 are distinct elements of J(S) then D(xj1)=0 or D(xj2)=0.
Proof.
In view of Lemma 4.3(b), this is a special case of Corollary 6.3 of [5].
∎
4.15 Proposition**.**
Let n≥4 and S∈(N∖{0})n. Assume that J(S)=∅ and that
[TABLE]
Then BS is rigid.
Proof.
If ∣J(S)∣=1 then min(∣J(S)∣−1,n−3)=0, so (∗) reads “BS is rigid,”
so the Proposition is trivially true in this case.
From now-on, we assume that ∣J(S)∣>1.
By contradiction, assume that BS is not rigid.
Then HLND(BS)={0} by 3.8; choose an irreducible D∈HLND(BS)∖{0}
(this is possible by 2.2(c)).
By Corollary 4.14, we have D(xj1)=0 or D(xj2)=0 for every choice of distinct j1,j2∈J(S).
So there exists a subset J′ of J(S) such that ∣J′∣=∣J(S)∣−1 and D(xj)=0 for all j∈J′;
hence there exists a J⊆J′⊂J(S) such that ∣J∣=min(∣J(S)∣−1,n−3) and D(xj)=0 for all j∈J.
We might as well assume that J={m+1,m+2,…,n} for some m≥3.
For each i such that m≤i≤n we define P(i) to be the statement
there exists an irreducible Di∈HLND(Ba1,…,ai)∖{0}
satisfying Di(xj)=0 for all j∈{1,…,i}∩J
where xj denotes the image of Xj in Ba1,…,ai.
Then P(n) is true, with Dn=D.
Assume that i is such that m<i≤n and such that P(i) is true.
Note that i∈J, so Di(xi)=0, so Di
induces a homogeneous locally nilpotent derivation Dˉi of the ring
Ba1,…,ai/⟨xi⟩≅Ba1,…,ai−1,
and Dˉi=0 because Di is irreducible.
Moreover, Dˉi(xˉj)=0 for all j∈{1,…,i−1}∩J.
By 2.2(c), there exists an irreducible Di−1∈HLND(Ba1,…,ai−1)∖{0}
such that kerDi−1=kerDˉi, so P(i−1) is true.
By descending induction, P(n),P(n−1),…,P(m) are all true.
Since P(m) is true and SJ=(a1,…,am), we have Dm∈HLND(BSJ)∖{0}, so BSJ is not rigid, contradicting (∗).
∎
Let n≥4 and S∈Tn. If cotype(S)≥n−2, then BS is rigid.
Proof.
We have ∣J(S)∣=cotype(S)≥n−2, so min(∣J(S)∣−1,n−3)=n−3.
Let J be any subset of J(S) satisfying ∣J∣=min(∣J(S)∣−1,n−3)=n−3;
since S∈Tn, we have SJ∈T3, so BSJ is rigid by Theorem 1.1.
Then Proposition 4.15 implies that BS is rigid.
∎
4.17 Example**.**
Proposition 4.15 can settle cases not covered by Corollary 4.16 or by any of the previous results. For instance:
If a1,…,am∈(N∖{0})m (m≥1) satisfy ai∤lcm(3,a1,…ai…,am) for all i∈{1,…,m},
then Ba1,…,am,3,3,3 is rigid.
Indeed, let S=(a1,…,am,3,3,3), then J(S)={1,…,m} and (by Theorem 1.3(c)) Bai,3,3,3 is rigid for each i∈J(S),
so BS is rigid by Proposition 4.15.
For instance, B2,5,7,3,3,3 is rigid.
4.18 Notation**.**
Given S=(a1,…,an)∈(N∖{0})n (n≥2) and a subset M of {1,…,n}, define a positive integer
ΔM(S) by Δ∅(S)=1 and
[TABLE]
Observe that
[TABLE]
because lcm(Sj)=lcm(S) for each j∈{1,…,n}∖J(S),
and lcm(Sj) is a proper divisor of lcm(S) for each j∈J(S).
4.19 Proposition**.**
Let n≥4, S∈(N∖{0})n and M=\big{\{}\,j\in J(S)\,\mid\,\text{B_{S_{j}} is rigid}\,\big{\}}.
(a)
Z(kerD)⊆ΔM(S)⋅Z* for all D∈HLND(BS)∖{0}.*
2. (b)
ΔM(S)=1⟺M=∅**
Proof.
We use the following notation:
S=(a1,…,an), S=(d1,…dn),
x1,…,xn as in Definition 4.1,
L=lcm(S) and, for each i∈{1,…,n}, Li=lcm(Si) and δi=gcd(d1,…di…,dn).
Then δi=gcd(a1L,…aiL…,anL)=LiLgcd(a1Li,…aiLi…,anLi)=LiL
for each i∈{1,…,n}, so
lcm(δj:j∈M)=lcm(LjL:j∈M)=gcd(Lj:j∈M)L=ΔM(S) and consequently
⋂j∈MδjZ=ΔM(S)⋅Z.
So, to prove (a), it suffices to show that
[TABLE]
We prove this by contradiction: suppose that
D∈HLND(BS)∖{0} and j∈M satisfy Z(kerD)⊈δjZ.
By 2.2(c), there exists an irreducible D′∈HLND(BS)∖{0}
with ker(D′)=ker(D), so we may choose D irreducible.
Then there exists a homogeneous element h∈ker(D)∖{0} such that deg(h)∈/δjZ.
We can write h=∑(i1,…,in)∈Eλi1,…,inx1i1⋯xnin
for some finite set E⊂Nn, where for each (i1,…,in)∈E we have
λi1,…,in∈k∗ and deg(x1i1⋯xnin)=deg(h)∈/δjZ.
So for each (i1,…,in)∈E we have deg(xjij)∈/δjZ and in particular ij>0.
This shows that xj∣h in BS. Since ker(D) is factorially closed in BS, we get xj∈kerD.
Then D induces a locally nilpotent derivation Dˉ of the ring BS/⟨xj⟩≅BSj,
and Dˉ=0 because D(BS)⊈⟨xj⟩ (since D is irreducible).
So BSj is not rigid, which contradicts j∈M.
This proves (1), so assertion (a) is proved.
Part (b) follows from the observation (made in 4.18) that, for any subset M of {1,…,n},
we have ΔM(S)=1 if and only if M∩J(S)=∅.
∎
It immediately follows:
4.20 Corollary**.**
Let n≥4 and S∈(N∖{0})n.
If some D∈HLND(BS)∖{0} satisfies Z(kerD)=Z then BSj is non-rigid for every j∈J(S).
Here is another consequence of Proposition 4.19, valid for n=4:
4.21 Corollary**.**
Let S∈T4 be such that cotype(S)>0 and define δ=ΔJ(S)(S)∈Z. Then
[TABLE]
Proof.
We have J(S)=∅ because cotype(S)>0.
If j∈J(S) then Sj∈T3, so BSj is rigid by Theorem 1.1.
So the set M=\big{\{}\,j\in J(S)\,\mid\,\text{B_{S_{j}} is rigid}\,\big{\}} of Proposition 4.19
is equal to J(S) (which is not empty).
The desired conclusion follows from Proposition 4.19.
∎
5. A remark about Proj(BS)
As in the preceding section, we assume that k is a field of characteristic zero.
Let R=R0⊕R1⊕R2⊕… be an N-graded Noetherian ring, let d>0 and let R(d)=R0⊕Rd⊕R2d⊕…. Then ProjR≅ProjR(d).
5.2 Proposition**.**
Let S=(a1,…,an), S′=(a1′,…,an′)∈(N∖{0})n (n≥3) and assume that i∈{1,…,n}
is such that S≤iS′. Then BS≅BS′(k), where we define k=ai′/ai∈N∖{0}.
Consequently, ProjBS≅ProjBS′.
Proof.
We may assume that i=1.
Define (d1,…,dn)=S and (d1′,…,dn′)=S′.
Let us prove:
[TABLE]
Let L=lcm(S), L′=lcm(S′), and L1=lcm(S1)=lcm(S1′). Let g1=g1(S′)=g1(S), i.e., g1=gcd(a1′,L1)=gcd(a1,L1).
We have L=lcm(a1,L1)=a1L1/g1 and L′=lcm(a1′,L1)=a1′L1/g1, so for each j∈{1,…,n},
we have dj=L/aj=ajg1a1L1 and dj′=L′/aj′=aj′g1a1′L1. This gives d1′=L1/g1=d1
and, for j=1, dj′=aj′g1a1′L1=ajg1ka1L1=kdj;
this proves the first part of (2).
Since gcd(d1,k) is a divisor of gcd(d1,kd2,…,kdn)=gcd(d1′,…,dn′)=1, (2) is proved.
Now let Φ:k[X1,…,Xn]→k[Y1,…,Yn] be the k-homomorphism that sends X1 to Y1k and Xj to Yj for j>1.
Noting that Y1a1′+⋯+Ynan′=Y1ka1+Y2a2+⋯+Ynan, we see that
\Phi^{-1}\big{(}\langle Y_{1}^{a_{1}^{\prime}}+\cdots+Y_{n}^{a_{n}^{\prime}}\rangle\big{)}=\langle X_{1}^{a_{1}}+\cdots+X_{n}^{a_{n}}\rangle,
so Φ induces an injective homomorphism
[TABLE]
Then BS≅φ(BS)=k[y1k,y2,…,yn].
Since deg(yj)=dj′ for all j, (2) implies that BS′(k)=k[y1k,y2,…,yn]
and that φ is homogeneous (meaning \varphi\big{(}(B_{S})_{i}\big{)}\subseteq(B_{S^{\prime}})_{ki} for all i∈N); so BS≅BS′(k) as graded rings.
Then ProjBS≅ProjBS′ follows from Proposition 5.1.
∎
5.3 Remark**.**
It is interesting to observe that the geometry of ProjBS is in general not sufficient to determine whether
or not BS is rigid (whereas the geometry of SpecBS is of course sufficient).
For example, let S=(2,3,3,2), S′=(2,3,3,4) and S′′=(10,3,3,4).
Since S<4S′<1S′′,
Proposition 5.2 implies that ProjBS≅ProjBS′≅ProjBS′′.
However, BS=B2,3,3,2 is not rigid because (2,3,3,2)∈/T4, and BS′′=B10,3,3,4 is rigid by Theorem 1.3(e).
Interestingly, we don’t know whether BS′ is rigid or not.
6. Stable Rigidity
6.1 Lemma**.**
Let E⊆F be a field extension, m≥1, t1,…,tm independent indeterminates over F and
f,g∈E[t1,…,tm]⊆F[t1,…,tm].
Then f,g are relatively prime in E[t1,…,tm] if and only if they are relatively prime in F[t1,…,tm].
Verification of the above Lemma is left to the reader. We quote Theorem 3.1 of [6]:
6.2 Theorem**.**
Let m≥1, n≥3, g1,…,gn∈C[t1,…,tm]=C[m] and a1,…,an∈N∖{0} be such that:
•
g1a1+⋯+gnan=0**
•
g1,…,gn* are not all constant*
•
given any 1≤i1<⋯<is≤n such that gi1ai1+⋯+gisais=0,
we have gcd(gi1,…,gis)=1.
Then ∑i=1nai1>d−11 where d is the dimension of the C-vector space spanned by g1a1,…,gnan.
6.3 Corollary**.**
Let K be a field of characteristic zero, m≥1, n≥3, g1,…,gn∈K[t1,…,tm]=K[m]
and a1,…,an∈N∖{0} be such that:
(i)
g1a1+⋯+gnan=0**
(ii)
∑i=1nai1≤n−21**
(iii)
g1,…,gn* are pairwise relatively prime.*
Then g1,…,gn∈K.
Proof.
First consider the case where K=C. Let d be the dimension of the C-vector space spanned by g1a1,…,gnan.
Note that d<n by (i);
if d≤1 then the conclusion (g1,…,gn∈K) immediately follows from (iii), so we may assume that 1<d<n.
Then d−11 is defined and d−11≥n−21. So (ii) gives ∑i=1nai1≤d−11
and Theorem 6.2 implies that g1,…,gn∈K.
So the case K=C of Corollary 6.3 is true.
Now let K be arbitrary. Let K0⊆K be the extension of Q generated by the coefficients of g1,…,gn.
Then K0 can be embedded in C;
more precisely, if we choose a sufficiently large overfield L of K then we may find a copy of C in L
forming a diagram of fields as in the left part of:
[TABLE]
Now g1,…,gn∈K0[t1,…,tm]⊆C[t1,…,tm] are pairwise relatively prime in C[t1,…,tm]
by Lemma 6.1.
So g1,…,gn satisfy (i–iii) as elements of C[t1,…,tm].
By the case K=C of Corollary 6.3, we get g1,…,gn∈C, so g1,…,gn∈K.
∎
We need the notion of relatively prime elements of an arbitrary domain.
6.4 Definition**.**
Let x,y∈B where B is a domain.
One says that x,y are relatively prime in B if the following hold:
(i)
xB∩yB=xyB (ii) if 0∈{x,y} then {x,y}∩B∗=∅.
Note that this agrees with the usual notion when B is a UFD.
6.5 Remark**.**
Let x,y be relatively prime elements of a domain B.
(a)
If S is a multiplicative set of B such that 0∈/S, then x,y are relatively prime in S−1B.
2. (b)
If A is a factorially closed subring of B such that x,y∈A, then x,y are relatively prime in A.
3. (c)
If B′=B[N] for some N≥0 then x,y are relatively prime in B′.
6.6 Definition**.**
Let B be a domain of characteristic zero.
(a)
ML(B)=⋂D∈LND(B)ker(D)
2. (b)
The rigid core of B is defined as ⋂i=0∞MLi(B),
where one defines ML0(B)=B and MLi+1(B)=ML(MLiB) for all i.
The next result generalizes Theorem 6.1(a) of [10].
6.7 Theorem**.**
Let B be a domain of characteristic zero,
n≥3, x1,…,xn∈B and a1,…,an∈N∖{0}. Assume that
(i)
x1a1+⋯+xnan=0**
(ii)
∑i=1nai1≤n−21**
(iii)
x1,…,xn* are pairwise relatively prime in B.*
Then x1,…,xn∈ML(R) in each of the following cases:
(a)
R* is a factorially closed subring of B satisfying x1,…,xn∈R;*
2. (b)
R=B[N]* for some N.*
Moreover, x1,…,xn belong to the rigid core of B.
Proof.
(a) Let R be a factorially closed subring of B satisfying x1,…,xn∈R.
Let D∈LND(R) and let A=ker(D); we claim that x1,…,xn∈A.
To show this, we may assume that D=0. Let S=A∖{0}, then S−1R=K[1] where we set K=Frac(A).
Note that x1,…,xn are pairwise relatively prime in R by Remark 6.5(b),
so they are pairwise relatively prime in S−1R=K[1] by Remark 6.5(a).
Then x1,…,xn∈K by Corollary 6.3. As A is factorially closed in R,
we have R∩K=A and hence x1,…,xn∈A.
This argument shows that x1,…,xn∈ML(R), so case (a) is proved.
(b) Assume that R=B[N] for some N.
Then x1,…,xn are pairwise relatively prime in R by Remark 6.5(c).
Applying part (a) to x1,…,xn∈R shows that x1,…,xn∈ML(R′) for any factorially closed subring R′ of R containing x1,…,xn;
in particular, x1,…,xn∈ML(R). So we are done in case (b).
Observe that x1,…,xn∈ML0(B) and that if i is such that x1,…,xn∈MLi(B) then
x1,…,xn∈MLi+1(B) (R=MLi(B) is a factorially closed subring of B,
so case (a) gives x1,…,xn∈ML(R)).
So x1,…,xn belong to the rigid core of B.
∎
One says that a ring B of characteristic zero is stably rigid if B⊆ML(R) for every overring R of B
such that R=B[N] for some N.
In the following statement, we set Ba1,…,an=k[X1,…,Xn]/⟨X1a1+⋯+Xnan⟩
where k is a field of characteristic zero.
6.8 Corollary**.**
Let n≥3 and (a1,…,an)∈(N∖{0})n be such that ∑i=1nai1≤n−21.
Then Ba1,…,an is stably rigid.
Proof.
The case n=3 is known (Theorem 7.1(b) of [10]), so we may assume that n≥4.
Write B=Ba1,…,an=k[x1,…,xn] where xi is the canonical image of Xi in B.
By Lemma 4.3, x1,…,xn are prime elements of B and are pairwise relatively prime in B.
Consider an overring R=B[N] of B for some N.
Then x1,…,xn∈ML(R) by case (b) of Theorem 6.7, so B is stably rigid.
∎
Bibliography13
The reference list from the paper itself. Each links out to its DOI / PubMed record.
1[1] Ivan Cheltsov, Jihun Park, and Joonyeong Wong. Affine cones over smooth cubic surfaces. Journal of the European Mathematical Society , 18(7):1537–1564, 2016.
2[2] Michael Chitayat, Locally nilpotent derivations and their quasi-extensions , Master’s thesis, University of Ottawa, 2016.
3[3] Daniel Daigle. Introduction to locally nilpotent derivations. Informal lecture notes prepared in 2010, available at http://aix 1.uottawa.ca/~ddaigle
4[4] Daniel Daigle. Tame and wild degree functions. Osaka Journal of Mathematics , 49:53–80, 2012.
5[5] Daniel Daigle, Gene Freudenburg, and Lucy Moser-Jauslin. Locally nilpotent derivations of rings graded by an abelian group. In Algebraic Varieties and Automorphism Groups , volume 75 of Advanced Studies in Pure Mathematics , pages 29–48. Mathematical Society of Japan, 2017.
6[6] Michiel de Bondt. Another generalization of Mason’s ABC-Theorem. Preprint, ar Xiv:0707.0434 v 2, 2009.
7[7] David Eisenbud. Commutative Algebra With a View Toward Algebraic Geometry . Springer-Verlag, New York, 1995. Graduate Texts in Mathematics, No. 150.
8[8] Arno van den Essen. Polynomial automorphisms , volume 190 of Progress in Mathematics . Birkhäuser, 2000.