The Category $\mathcal{O}$ for Lie algebras of vector fields (I): Tilting modules and character formulas
Fei-Fei Duan, Bin Shu, Yu-Feng Yao

TL;DR
This paper studies representations of infinite-dimensional Lie algebras of vector fields, focusing on tilting modules and their character formulas using graded module categories and semi-infinite character theory.
Contribution
It introduces a new approach to describe indecomposable tilting modules and derive their character formulas for Lie algebras of vector fields.
Findings
Classification of indecomposable tilting modules
Explicit character formulas derived
Application of semi-infinite character theory
Abstract
In this article, we exploit the theory of graded module category with semi-infinite character developed by Soergel in \cite{Soe} to study representations of the infinite dimensional Lie algebras of vector fields and , and obtain the description of indecomposable tilting modules. The character formulas for those tilting modules are determined.
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Taxonomy
TopicsAdvanced Topics in Algebra · Algebraic structures and combinatorial models · Nonlinear Waves and Solitons
The Category for Lie algebras of vector fields (I): Tilting modules and character formulas
Fei-Fei Duan, Bin Shu and Yu-Feng Yao
College of Mathematics and Information Science, Hebei Normal University, Shijiazhuang, Hebei, 050024, China.
Department of Mathematics, East China Normal University, Shanghai, 200241, China.
Department of Mathematics, Shanghai Maritime University, Shanghai, 201306, China.
Abstract.
In this article, we exploit the theory of graded module category with semi-infinite character developed by Soergel in [13] to study representations of the infinite dimensional Lie algebras of vector fields and , and obtain the description of indecomposable tilting modules. The character formulas for those tilting modules are determined.
Key words and phrases:
Lie algebras of vector fields, tilting modules, character formulas
2010 Mathematics Subject Classification:
17B10, 17B66, 17B70
This work is partially supported by the National Natural Science Foundation of China (Grant Nos. 11771279, 11671138, and 11601116), the Natural Science Foundation of Shanghai (Grant No. 16ZR1415000), Shanghai Key Laboratory of PMMP (No. 13dz2260400), and the Scientific Research Foundation of Hebei Education Department(No. QN2017090).
1. Introduction
Associated with an affine algebraic variety , the Lie algebras of vector fields on are basic algebraic objects. When considering the fundamental case , we have the Lie algebras of vector fields , , and . Those Lie algebras are involved in the classification of transitive Lie pseudogroup raised by E. Cartan (cf. [1], [5], [6], [14], etc.), and also involved in the classification of finite dimensional simple Lie algebras over an algebraically closed filed of prime characteristic (cf. [4] and [7]).
The present paper is the first one of series papers with which we will focus the concern on the representations of , and in an analogy of the BGG category for complex semisimple Lie algebras over an algebraically closed field of characteristic [math].
Recall that Rudakov studied the irreducible modules of height grater than one over , the derivation algebras of the formal power series in variables over complex numbers, along with the other two series of infinite dimensional Lie algebras of Cartan type, i.e., and , deciding all those irreducible modules (cf. [8], [9]). Parallel to Rudakov’s work, Guang-Yu Shen in [11] determined all irreducible graded modules for , and over complex numbers with aid of his mixed-product methods. What is more, he completely determined all irreducible graded modules for the finite dimensional counterpart over an algebraically closed field of positive characteristic by the same methods.
In the present paper, the motivation is to extend the above-mentioned arguments of , and from the point of view of highest weight category, which enable us to find the connection with the classical theory (for example the BGG category of complex semisimple Lie algebras [3]). Recall that the infinite dimensional Lie algebra , , is endowed with a canonical graded structure
[TABLE]
arising from the gradation of polynomials from , the coordinate ring of . As homogeneous spaces, is -spanned by all partial derivations , , and is isomorphic to , or , containing a canonical maximal torus . We consider the subalgebra . Associated with , we introduce a subcategory of -module category, an analogue of the BGG category over complex semi-simple Lie algebras, whose objects satisfy the axioms (see Definition 2.2), in the same spirit as in the BGG category. In the classical theory, there are classes of the canonical objects, including the simple ones, standard ones, co-standard ones, and tilting ones. In our category, the simple objects coincide with the ones studied by Shen and Rudakov. Especially, we will exploit the related theory developed by Sogergel in [13] to our case (assuming ), and obtain the tilting modules and their characters.
According to Cartan’s classification of transitive Lie pseudogroup (cf. [1], [5], [6], [14], etc.), there is another type of infinite dimensional contact Lie algebras (type ) whose structures are quite different from the other three types. We will study their tilting modules somewhere else.
2. Preliminaries
In this paper, we always assume that the ground field is algebraically closed, and of characteristic [math]. All vector spaces (modules) are over .
2.1. The Lie algebras of vector fields , and
Let be a positive integer, and be the polynomial algebra of indeterminants. Denote by the Lie algebra of all derivations on . Then is a free -module with basis , where is the partial derivation with respect to , i.e., for . The natural -grading on induces the corresponding -grading on , i.e., , where .
The Lie algebra of special type is a subalgebra of consisting of vector fields with zero divergence, i.e., . By the definition, it is easily seen that is spanned by those elements with , , and , where is a linear mapping defined by , with for . Since the divergence operator is a homogeneous operator of degree 0, the algebra inherits the -gradation of . Hereafter, we abuse the notation for , by making the convention that unless .
When is even, the elements in that annihilate the 2-form are called Hamiltonian. The Lie algebra of Hamiltonian type is a subalgebra of consisting for all Hamiltonian elements in . By the definition, has a canonical basis , where is a linear mapping defined by with
[TABLE]
and
[TABLE]
Since the 2-form can be regarded as an operator of degree 2, the algebra inherits the -gradation of .
In the following, let , . Then has a -gradation , where for . Let . We then have the following -filtration of :
[TABLE]
It should be noted that
[TABLE]
We have a triangular decomposition , where
[TABLE]
[TABLE]
and
[TABLE]
The negative root system associated with is denoted by . Let , and be the universal enveloping algebra of and , respectively. The -gradation on (resp. ) induces a natural -gradation on (resp. ), i.e., (resp. ).
2.2. Semi-infinite characters
In general, for a -graded Lie algebra with for all . A character is called a semi-infinite character for if the following items satisfy
- (SI-1)
As a Lie algebra, is generated by and ;
- (SI-2)
\gamma([X,Y])={\rm tr}\big{(}({\rm ad}X\,{\rm ad}Y)|_{\mathfrak{g}_{[0]}}), and .
Now we have the following basic observation.
Lemma 2.1**.**
Assume with . Let be a linear map with for . Let . Then is a semi-infinite character for .
Proof.
Obviously, is a homomorphism of Lie algebras from to the trivial Lie algebra . By a straightforward calculation, it is readily shown that (SI-2) satisfies for all , . We proceed to check (SI-1). Denote by the Lie subalgebra generated by for running through . We will show coincides with case by case. More precisely, we will show that the homogeneous space is contained in for all . To this end, we only need to check that
[TABLE]
then it is consequently concluded by induction that is contained in for all .
(1) . Now we take any basis element in () with . Then implies that . We show (2.1.1), dividing into different cases.
Case 1: .
We take with because . Then
[TABLE]
Case 2: .
In this case, there exists some with such that . Then
[TABLE]
(2) . We take any generating element or in () with and satisfying , while and . We show (2.1.1), dividing into three cases.
Case 1: with .
In this case, we can take with and . Then
[TABLE]
Case 2: with , and . (Note that the situation when either or turns into Case 1.)
In this case, we have
[TABLE]
Case 3: with , and . (Note that the situation when turns into Case 1.)
In this case, we have
[TABLE]
(3) with . We take any basis element in () with . We show (2.1.1), dividing into two cases.
Case 1: There exists some with such that .
In this case, it follows from a straightforward computation that
[TABLE]
Case 2: for some with , and or for all .
In this case, it follows from a straightforward computation that
[TABLE]
Summing up, we have proved (2.1.1). ∎
2.3. The category
The following notion is an analogy of the BGG category for complex finite dimensional semi-simple Lie algebras.
Definition 2.2**.**
Denote by the category, whose objects are additive groups with the following three properties satisfied.
- (1)
is an admissible -graded -module, i.e., with , and .
- (2)
is locally finite for . Here is defined as in § 2.1.
- (3)
is -semisimple, i.e., is a weight module: .
The morphisms in are the -module morphisms that respect the -gradation, i.e.,
[TABLE]
Remarks 2.3**.**
- (1)
It is readily shown that the category is an abelian category.
- (1)
Denote by (resp. ) the category of locally finite -modules (resp. -modules). Then any irreducible module is finite dimensional and is a simple module in with trivial -action, and vice versa.
- (2)
It follows from Definition 2.2 (ii) that for any module in . Since is -semisimple, it is easy to see that is semisimple.
Similar to [13, Lemma 5.8], we have the following parallel result.
Lemma 2.4**.**
There are enough injectives in .
3. Standard modules
3.1.
Keep notations as before, in particular, is one of the Lie algebras of vector fields and , and is the standard Cartan subalgebra of (recall for , for and for under the isomorphism correspondence with ). Denote by the linear function on via defining for . In the natural sense, we identify the unit function with for . With those unit linear functions, we can express the weight functions that we need for the arguments on -modules in the sequent. Let be the set of anti-dominant integral weights relative to the standard Borel subalgebra of , which means that if and only if is a dominant integral weight in the sense of [2]. Then finite dimensional irreducible -modules are parameterized by . For any , let be the simple -module concentrated in a single degree with the lowest weight . Set , where is regarded as a -module with trivial -action. Then constitute a class of so-called standard modules for in the usual sense. We have the following result.
Lemma 3.1**.**
Let . The following statements hold.
- (1)
The standard module is an object in .
- (2)
The standard module has a unique irreducible quotient, denoted by .
- (3)
The iso-classes of irreducible modules in are parameterized by . More precisely, each simple module in is of the form for some with the depth of defined by , where .
Proof.
(1) As a vector space, . Let , where is a finite index set, with and is a basis of . To show that , we need to prove that are finite-dimensional for any nonzero homogeneous vector . For that, on one hand, since
[TABLE]
we get . This implies that is finite-dimensional. On the other hand, by a similar argument, we have
[TABLE]
This implies that is finite-dimensional.
(2) Any proper submodule of is contained in , so is the sum of all proper submodules of . Hence, the sum of all proper submodules is the unique maximal submodule of , i.e., has a unique simple quotient.
(3) Let be any irreducible module in . Since is locally finite, we can take a finite dimensional irreducible -submodule . It follows from Remark 2.3 that acts trivially on , and is a finite dimensional irreducible -module. Hence, is isomorphic to for some . Consequently, is a quotient of . Then it follows from the statement (2) that . Moreover, since and for any nonzero , we know that there exists a unique integer such that with . ∎
Remark 3.2**.**
We usually write (resp. , ) as (resp. , ) for brevity.
3.2. Depths
An integer appearing in Lemma 3.1(3) is called the depth of . In general, for with , we say that admits depth if , but for . Set .
The translation functor relates and , so that we only need to focus on when we make arguments on module structure. In the following, we always assume that are objects in , which implies that falls in the grading-zero component. (However, the study involving depths is still very import when we consider the topics related to the iso-classes of irreducible modules, for example the blocks of the category , which will be seen in our sequent paper.)
4. Costandard modules and their prolonging realization
Keep the same notations as in the previous sections. For a -graded algebra and -graded modules and over , define the set of admissible -homomorphisms as follows.
[TABLE]
4.1. Costandard modules
Let . Define the costandard -module corresponding to as
[TABLE]
where is regarded as a -module with trivial -action. Then for any , set
[TABLE]
it is readily known that with for any , and for any . Hence . We have the following result.
Lemma 4.1**.**
Let , then the following statements hold.
- (1)
* admits a projective cover in .*
- (2)
* admits an injective hull in .*
- (3)
* if .*
- (4)
* for any .*
Proof.
(1) Take any , we then have
[TABLE]
This implies that is projective in by Remarks2.3, since . Moreover, it follows from the proof of Lemma 3.1(ii) that has a unique maximal submodule. Hence, is indecomposable. Moreover, and is an abelian category. Consequently, is the projective cover of in by [13, Lemma 3.3].
(2) We note that
[TABLE]
Hence, as a -module, the socle of is isomorphic to . Consequently, . Moreover, for any , we have
[TABLE]
It follows that is injective in . Hence, is the injective hull of .
(3)
[TABLE]
(4) It follows form the statement (1), since is projective in . ∎
4.2. Prolonging realization
In this subsection, we introduce a kind realization of costandard modules for via prolonging as below. Set for . It follows from [12, Theorem 2.1] that we can endow with a -module structure on via
[TABLE]
for any , where is the representation of the -module . Furthermore, it is a routine to check that we have a -module structure on for , via:
[TABLE]
and
[TABLE]
for respectively. Here , is the representation of the -module .
Remark 4.2**.**
A conceptual account for the above -module structure can be provided by [10, Theorem 1.2].
The following result asserts that the costandard -module is isomorphic to for , .
Proposition 4.3**.**
Keep the notations as above, then as -modules.
Proof.
We just need to prove the assertion for . Similar arguments yield the statements for and . Below, we assume . As vector spaces,
[TABLE]
Let
[TABLE]
where is defined as
[TABLE]
Note that is spanned by , where
[TABLE]
Then is surjective, since is the image of under the map for some nonzero constant . Moreover, is injective. Indeed, if , where , and are linearly independent, then for any . This implies that , , i.e., .
In the following, we show that is a -module homomorphism. For that, we first remind the readers of the multiplied combinatorial number for , where if , [math] if , and . Taking any , , , we have
[TABLE]
On the other hand,
[TABLE]
Hence
[TABLE]
This implies that is a -module isomorphism, as desired. We complete the proof. ∎
4.3.
Recall the notations in §3.1 for unit linear functions. We have the following definition of exceptional weights for further use.
Definition 4.4**.**
Let , be a Lie algebra of vector fields. Set and
[TABLE]
for , where
[TABLE]
These are called exceptional weights. The corresponding simple -modules () are called exceptional -modules.
The following result is due to A. Rudakov and G. Shen.
Proposition 4.5**.**
([8, Theorem 13.7, and Corollaries 13.8-13.9], [9, Theorem 4.8] and [11, Theorem 2.4]) Let or . Then the following statements hold.
- (1)
If is not exceptional, then is a simple -module.
- (2)
The following sequence
[TABLE]
is exact, where
[TABLE]
For , contains two composition factors and with free multiplicity. And .
Proposition 4.6**.**
([9, Theorem 5.10] and [11, Theorem 2.5]) Let , . Then the following statements hold.
- (1)
If is not exceptional, then is a simple -module.
- (2)
The composition factors of are and with and , , where we make convention that .
Remark 4.7**.**
There is a modular version of propositions 4.5, 4.6 (cf. [11, Theorems 2.1, 2.2, 2.3]).
5. Tilting modules and character formulas
In the concluding section, we determine the character formulas for tilting modules in . Keep the notations as previously.
5.1. Tilting modules
Definition 5.1**.**
An object is said to admit a -flag if there exists an increasing filtration
[TABLE]
such that and for all , where .
The following result follows from [13, Theorem 5.2].
Proposition 5.2**.**
([13, Theorem 5.2]) For each , up to isomorphism, there exists a unique indecomposable object such that
- (1)
.
- (2)
* admits a -flag, starting with at the bottom.*
The indecomposable module in Proposition 5.2 is called the tilting module corresponding to . Now we are in position to further study the tilting modules by Soergel’s theory.
Owing to Lemma 2.1, we have the following consequence from [13, Theorem 5.12] and Proposition 4.3.
Proposition 5.3**.**
Let with . Let . Then we have
[TABLE]
where is the longest element in the Weyl group of .
Remark 5.4**.**
Recall the notations in §3.1 for unit linear functions. It should be noted that
[TABLE]
for any .
In the following, we always assume . We will precisely determine the multiplicity of the standard module occurring in the -filtration of the tilting module for any .
Proposition 5.5**.**
Let with , . The following statements hold.
- (1)
If for some with , then if and only if or . Moreover, .
- (2)
If for any , then if and only if . Moreover, .
Proof.
It follows from Proposition 5.3 that , where .
Case 1: is not simple.
In this case, it follows from Proposition 4.5 that for some , i.e., . Then by Proposition 4.5, if and only if or . This implies that or , and .
Case 2: is simple.
In this case, it follows from Proposition 4.5 that for any . The remaining assertions are obvious. ∎
Similar arguments as in the proof of Theorem 5.5 yield the following two results for and .
Proposition 5.6**.**
Let , , then the following statements hold.
- (1)
If for some with , then if and only if or . Moreover, .
- (2)
If for any , then if and only if . Moreover, .
Proposition 5.7**.**
Let , . Let , then the following statements hold.
- (1)
If for , then if and only if or . Moreover, , and .
- (2)
If for any , then if and only if . Moreover, .
5.2. Character formulas
Now we introduce the formal characters of modules from . For this, let be the root system of relative to , i.e., with . We next introduce a subset associated with : , where means that lies in the -span of . Then we define an -algebra , whose elements are series of the form with and for outside the union of a finite number of sets of the form . Then naturally becomes a commutative associative algebra if we define , and identify with the identity element. All formal exponentials are linearly independent, and then in one-to-one correspondence with . For a semisimple -module , if the weight spaces are all finite-dimensional, then we can define . In particular, if is an object in , then . We have the following obvious fact.
Lemma 5.8**.**
The following statements hold.
- (1)
Let and be three -modules in the category . If there is an exact sequence of -modules , then .
- (2)
Suppose is a semi-simple -module with finite-dimensional weight spaces, and is a finite-dimensional -module. If falls in , then must fall in and .
Let us investigate the formal character of a standard module for . Recall . As a -module, is a free module of rank generated by . By Lemma 5.8(2), we have for . Set
[TABLE]
then we further have . As a direct consequence of Propositions 5.5, 5.6 and 5.7 along with Lemma 5.8, we have the following consequences on character formulas for tilting modules.
Theorem 5.9**.**
Let and (). The following statements hold.
- (1)
If for some with , then
[TABLE]
- (2)
If for any with , then
[TABLE]
Theorem 5.10**.**
Let and , then the following statements hold.
- (1)
If for some with , then
[TABLE]
- (2)
If for any , then
[TABLE]
Theorem 5.11**.**
Let , , and , then the following statements hold.
- (1)
If for , then
[TABLE]
- (2)
If for any , then
[TABLE]
Acknowledgements
The authors would like to thank the referee for his/her helpful comments and suggestion. Y.F. Yao thanks Hao Chang for helpful discussions.
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