Semi-simple groups of compact 16-dimensional planes
Helmut Salzmann

TL;DR
This paper investigates the structure of automorphism groups of compact 16-dimensional projective planes, establishing conditions under which these groups are Lie groups, especially focusing on semi-simple groups and their fixed elements.
Contribution
It provides new bounds on the dimensions of semi-simple automorphism groups that guarantee they are Lie groups, refining previous results based on fixed elements and group structure.
Findings
Semi-simple groups fixing exactly one line are Lie groups if dimension ≥ 11.
Semi-simple groups with dimension ≥ 25 are Lie groups.
Sharper bounds depend on the fixed elements and group structure.
Abstract
The automorphism group of a compact topological projective plane with a -dimensional point space is a locally compact group. If the dimension of is at least , then is known to be a Lie group. For the connected component of the condition suffices. Depending on the structure of and the configuration of the fixed elements of sharper bounds are obtained here. Example: If is semi-simple and fixes exactly one line and possibly several points on this line, then is a Lie group if . Any semi-simple group which satisfies is a Lie group.
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Taxonomy
TopicsAdvanced Topology and Set Theory · Homotopy and Cohomology in Algebraic Topology · Finite Group Theory Research
Semi-simple groups of
compact 16-dimensional planes
by Helmut R. Salzmann
Abstract
The automorphism group of a compact topological projective plane with a -dimensional point space is a locally compact group. If the dimension of is at least , then is known to be a Lie group. For the connected component of the condition suffices. Depending on the structure of and the configuration of the fixed elements of sharper bounds are obtained here. Example: If is semi-simple and fixes exactly one line and possibly several points on this line, then is a Lie group if . Any semi-simple group which satisfies is a Lie group.
1. Introduction
A compact connected topological projective plane has a point space of (covering) dimension , provided . For properties and resuts concerning -dimensional planes see the treatise [19] and a more recent update [17]. With the compact-open topology (the topology of uniform convergence), the automorphism group of a compact -dimensional plane is a locally compact transformation group of as well as of the line space , see [19] 44.3. In the case of the classical plane over the octonion algebra the group is a simple Lie group of dimension ([19] 18.19). If is not classical, then ([19] 87.7). All planes with are known explicitly, provided does not fix exactly one incident point-line pair ([17]). If , then the connected component of is a Lie group ([10]). More detailed results can be found in [17]. For semi-simple groups sharper bounds will be obtained here.
2. Preliminaries
In the following, will always mean a compact -dimensionl projective plane if not stated otherwise; denotes a connected closed subgroup of .
Notation is more or less standard and agrees with that in the book [19]. A flag is an incident point-line pair, a double flag consists of two points, say , their join , and a second line in the pencil . A -dimensional plane will also be called flat. Homeomorphism is indicated by . The topological dimension dim of a set or a group, the covering dimension, coincides with the inductive dimension, see [19] § 92, 93.5. As customary, or just is the centralizer of in . Distinguish between the commutator subgroup and the connected component of the topological group . Local isomorphy of groups is symbolized by . The coset space has the dimension . If is any subset of , then denotes the configuration of all fixed elements (points and lines) of . The group consists of the axial collineations in with axis and center . A collineation group is said to be straight if each orbit is contained in some line. In this case a theorem of Baer [1] asserts that either is a group of axial collineations or is a Baer subplane (cf. 2.2 below).
2.1 Topology. Each line of is homotopy equivalent to an -sphere , see [19] 54.11. So far, no example with has been found. The Lefschetz fixed point theorem implies that each homeomorphism has a fixed point. By duality, each automorphism of fixes a point and a line, see [19] 55. 19, 45.
2.2 Baer subplanes. Each -dimensional subplane of is a Baer subplane, i.e., each point of is incident with a line of (and dually, each line of contains a point of ), see [14] § 3 or [19] 55.5 for details. By a theorem of Löwen [8] Th. B, any two Baer subplanes of a compact connected projective plane of finite dimension have a point and a line in common. will denote the smallest closed subplane of containing the set of points and lines. We write {\cal B}{\,\mskip-3.0mu<\mskip-3.0mu\mskip-3.0mu\mskip-3.0mu\raise 1.3pt\hbox{\scriptscriptstyle\bullet}}{\cal P} if is a Baer subplane and {\cal B}{\,\leq\mskip-3.0mu\mskip-3.0mu\mskip-3.0mu\raise 2.0pt\hbox{\scriptscriptstyle\bullet}\mskip-3.0mu\,}{\cal P} if .
2.3 Groups. Any connected subgroup of with is a Lie group, see [10]. For , the result has been proved in [19] 87.1. In particular, is then either semi-simple, or has a central torus subgroup or a minimal normal vector subgroup , see [19] 94.26.
2.4 Involutions. Each involution is either a reflection or it is planar ({\cal F}_{\hskip-1.5pt\iota}{\,\mskip-3.0mu<\mskip-3.0mu\mskip-3.0mu\mskip-3.0mu\raise 1.3pt\hbox{\scriptscriptstyle\bullet}}{\cal P}), see [19] 55.29. Commuting involutions with the same fixed point set are identical ([19] 55.32). Let and . Then ; if is generated by reflections, then , see [19] 55.34(c,b). If , then contains a reflection (a planar involution), cf. [19] 55.34(d,b). Any torus group in has dimension at most , see [19] 55.37, for in particular, , see also [4]. The orthogonal group cannot act non-trivially on ([19] 55.40).
2.5 Stiffness refers to the fact that the dimension of the stabilizer of a (non-degenerate) quadrangle cannot be very large. If is the classical plane, then is the -dimensional exceptional compact simple Lie group for each choice of , cf. [19] 11. 30–35. In the general case, let denote the connected component of . Then the following holds:
(a) * and is flat, or * ([19] 83. 23, 24),
(â) * or * ([2] 4.1),
(b) if is a Baer subplane, then is compact and ([19] 83.6),
(b̂) if {\cal F}_{\Lambda}{\;\mskip-3.0mu<\mskip-3.0mu\mskip-3.0mu\mskip-3.0mu\raise 1.3pt\hbox{\scriptscriptstyle\bullet}}{\cal P} and is a Lie group, then or ([19] 83.22),
(c) if there exists a subplane such that {\cal F}_{\Lambda}{\;\mskip-3.0mu<\mskip-3.0mu\mskip-3.0mu\mskip-3.0mu\raise 1.3pt\hbox{\scriptscriptstyle\bullet}}{\cal B}{\;\mskip-3.0mu<\mskip-3.0mu\mskip-3.0mu\mskip-3.0mu\raise 1.3pt\hbox{\scriptscriptstyle\bullet}}{\cal P}, then is compact
(ĉ) if contains a pair of commuting invo lutions, then is compact ([19] 83.10),
(d) if is compact or semi-simple or if is connected, then or
([5] XI.9.8, [12] 4.1, [2] 3.5),
(e) if is compact, or if , or if is a Lie group and is connected, then
* or or * ([12] 2.1; [13], [2] 3.5; [3]),
(ê) if is a compact Lie group, then , , or ([12] 2.1).
2.6 Groups with open orbits. Let denote the point space of or a line of . If is a -orbit which is open in or, equivalently, satisfies , then is a manifold and induces a Lie group on . If , then it follows that all lines are manifolds homeomorphic to . If , then is a Lie group. ([19] 53.2).
Remark. The result [19] 53.2 depends on a theorem of Szenthe for which a correct proof has been given in the meantime by Hofmann and Kramer [6] 5.5 Corollary.
2.7 Lemma. If , then is semi-simple with trivial center, or induces a centerfree semi-simple group on some connected proper closed subplane. In particular, whenever is commutative.
Proof. As a flat plane does not have a proper closed subplane, the Lemma is true for flat planes by [19] 33.1, and each commutative connected subgroup fixes a point or a line. Suppose the Lemma has been shown for all planes of smaller dimension thane the plane on which acts. If contains a central element or if is not semi-simple and hence has a commutative normal subgroup , then there is a point such that or (up to duality). By assuption, and is not contained in a line. Obviously , and normality of implies . Therefore is a proper connected subplane and satisfies . Now the Lemma can be applied to .
Note that the Lemma holds for all compact connected planes of finite dimension.
2.8 Addendum. If and if there is no -invariant proper subplane, then each involution in a proper simple factor of is planar. This is true for each compact plane of dimension .
Proof. By 2.7 the group is semi-simple with trivial center. Suppose that is a product of two proper factors. If contains a reflection , then and . A line containing would be fixed by . Therefore , and contrary to the assumtion. Hence each involution in a proper factor is planar.
Remark. The statement is not true if there is an invariant subplane: in the classical quaternion plane , the group consisting of all collineations which map the real subplane onto itself is the direct product of the automorphism group of the quaternions and the group of real collineations. The involutions in are reflections of .
2.9 Fact. If , if is a semi-simple Lie group, and if , then contains a covering group of such that and . In particular, is a Lie group whenever is.
Proof. The first claim is a special case of [19] 94.27; the second follows from because is connected.
3. No fixed elements
The following slightly improves results in [17]:
3.1. If is semi-simple, and if , then is a Lie group. For the assertion has been proved by different methods in [17] 3.0.
Proof. Suppose that is not a Lie group.
(a) By the Lemma above, is a direct product of simple groups with trivial center, or it induces such a group on some -invariant connected subplane . Choose in such a way that the dimension of is minimal. In the case the center of is trivial and is a Lie group. If is flat, then is strictly simple of dimension or (cf. [19] 33.6,7); by Stiffness, is a Lie group and 2.9 applies, or and .
(b) Next, assume that {\cal E}{\,\mskip-3.0mu<\mskip-3.0mu\mskip-3.0mu\mskip-3.0mu\raise 1.3pt\hbox{\scriptscriptstyle\bullet}}{\cal P}. All almost simple groups of dimension at least acting on have been determined by Stroppel [20]; for those satisfying see also [16] 2.1. Suppose first that is not simple, and that is a simple factor. By the addendum above, each involution in is planar. As the center of is trivial, there are distinct involutions . Because of Löwen’s theorem (see 2.2 above) there is some point , and the point space of has dimension at most . If , then contrary to the assumption. Similarly, if is contained in a line of , then induces a line of and of , a contradiction dual to the previous one. Hence is a flat subplane, and is simple of dimension or . Moreover, is a compact normal, hence semi-simple subgroup, in fact a Lie group (see [19] 93.11). Stiffness implies . Interchanging the rôles of and , it follows that both and have dimension , in fact, , and is a Lie group by 2.9.
(c) According to [16] 2.1,2, the induced group is a motion group of the classical quaternion plane or acts on a Hughes plane and fixes a proper subplane of . We will have to deal with this group in the case . If , then . Recall that is semi-simple. The kernel is compact and is semi-simple; is locally isomorphic to . By [10] only the cases must be considered. Then and is a compact Lie group. For as a motion group of the quaternion plane cf. [19] 18.32. A maximal compact subgroup of is isomorphic to and may be the image of a non-Lie group. Again is compact by stiffness, it is a finite extension of the semi-simple group , and is a Lie group, see [19] 93.11. Thus is a Lie group.
Note that in steps (a–c) the smaller bound suffices; the assumption will only be needed in the next step.
(d) Finally, let . Suppose that . According to [19] 71.8 the induced group is an almost simple Lie group, and or . In this step, the first case will be considered. Then and . Therefore , and 2.9 shows that is a Lie group.
(e) In the second case, by [19] 71.8. This includes the possibility that there is a Hughes plane such that {\cal E}{\,<\,}{\cal H}{\,\mskip-3.0mu<\mskip-3.0mu\mskip-3.0mu\mskip-3.0mu\raise 1.3pt\hbox{\scriptscriptstyle\bullet}\,}{\cal P}. The plane is the classical complex plane ([19] 72.8), and . The normal subgroup is semi-simple and hence . Consequently . Choose a line of , a point z{\,\in\,}L\hskip-1.0pt$$\scriptstyle\setminus$$\hskip-1.0pt{\cal E}, and two point of , . If , then would be a compact Lie group by 2.5(c). Hence acts effectively on . The stabilizer fixes each point of on the line , and because of 2.6. Let be a compact central subgroup of , so that . As is not a Lie group and , it follows from [19] 71.2 that {\cal F}{\,\mskip-3.0mu<\mskip-3.0mu\mskip-3.0mu\mskip-3.0mu\raise 1.3pt\hbox{\scriptscriptstyle\bullet}}{\cal P}. Now is compact by 2.5(b). On the other hand, is a group of axial collineations in . These form a group and do not contain a compact subgroup of dimension , a contradiction.
3.2 Theorem. If and , then is a Lie group.
Proof. (a) Suppose that is not a Lie group. Then by [10], and there are arbitrarily small compact, [math]-dimensional central subgroups such that is a Lie group, cf. [19] 93.8. Choose a fixed point of some element \zeta{\,\in\,}{N}\hskip-1.0pt$$\scriptstyle\setminus$$\hskip-1.0pt\{1\kern-3.0pt{\rm l}\}. From and it follows that is a proper connected subplane. Put . If is flat, then and by stiffness, so that and 2.9 applies.
If , then is a Lie group by [19] 71.2, and stiffness 2.5(e) shows that or . Hence , and then by [11] 5.6. Now , and the same arguments as at the end of step (e) of the previous proof show that this is impossible. Consequently .
(b) Let {\cal D}{\;\mskip-3.0mu<\mskip-3.0mu\mskip-3.0mu\mskip-3.0mu\raise 1.3pt\hbox{\scriptscriptstyle\bullet}}{\cal P} and note that acts on without fixed elements. By [16] 2.1 the following holds for : either is the classical quaternion plane, is a motion group of and , or is a Hughes plane and . Moreover is a Lie group and we may assume that . The kernel is compact of dimension at most .
(c) In the first case, the motion group is covered by a subgroup of (see 2.9), and . The representation of on shows that . We may assume that is connected, since and is connected. Moreover, the center of has positive dimension: because is not a Lie group, the claim follows from the structure of compact groups as described in [19] 93.11. The stabilizer of a non-absolute point fixes also the polar of , and . In particular, is compact and .
Choose z{\,\in\,}L\hskip-1.0pt$$\scriptstyle\setminus$$\hskip-1.0pt{\cal D} and note that because . Hence is a Lie group. From [19] 96.11 it follows that and . The group acts faithfully on , it is isomorphic to a subgroup of . We apply Richardson’s theorem [19] 96.34 to the action of on (cf.[19] 96.22). Put and note that is isomorphic to a subgroup of , so that .
(d) There are the following possibilities:
-
and has a one-dimensional orbit, 2) has two fixed points ,
-
is transitive on and . In the first two cases, there are points and such that has dimension , but this group fixes pointwise and is trivial on . In the third case, fixes a second point . Let . Then fixes each point of , and . Hence {\cal F}_{\Gamma}{\,\mskip-3.0mu<\mskip-3.0mu\mskip-3.0mu\mskip-3.0mu\raise 1.3pt\hbox{\scriptscriptstyle\bullet}}{\cal P}, and is contained in a line of . By the open mapping theorem [19] 51.19,20 we conclude that is in fact a line of . Therefore , and Richardson’s theorem [19] 96.34 shows that induces a Lie group on . As , both and would be Lie groups.
(e) If is the -dimensional motion group of the planar polarity, then is doubly transitive on the absolute -sphere in (cf. [19] 18.32), and . In homogeneous coordinates over the quaternion field , the planar polarity can be described by the form , see [19] 13.18. The line ‘‘at infinity" , given by , intersects in the circle consisting of all points with . Denote the polar lines of two points by and , and choose points and z{\,\in\,}L\hskip-1.0pt$$\scriptstyle\setminus$$\hskip-1.0pt{\cal D}. As , we have , and representation of on the compact group shows . The connected component of the center of is in the center of ; it is not a Lie group. The stabilizer fixes also the point , and . The fact that is (doubly) transitive on implies that has a subgroup which is transitive on , and . Let be the involution in , obviously it is planar. It is a consequence of the stiffness result [19] 83.11 that the involution is not planar. Hence induces a reflection on . Its axis is also a line of , and all lines of are homeomorphic to . The central group acts effectively on , and . By the structure theorem for compact groups ([19] 93.11), the semi-simple factor is locally isomorphic to . Exactly one of the two factors of acts trivially on , the other factor induces a -dimensional Lie group on . By Richardson’s theorem, would be a Lie group.
(f) Of the possibilities listed in step (b), only the following remains: is a Hughes plane (cf. [19] § 86, in particular, 86.33,34) ), , and there is an invariant subplane isomorphic to the classical complex plane. The commutator group induces on the full automorphism group . The center of is generated by an element of order . The kernel is compact by stiffness, and . Moreover, acts trivially on , and . Choose a point which is not incident with any line of . As is a Baer subplane, there is a unique line of with , and implies . The stabilizer fixes each point of and of . Both orbits of are homeomorphic to ; their dimension is at least . Hence and . It follows that is open in , and would be a Lie group by 2.6.
4. Exactly one fixed element
Throughout this section, fixes a line but no point.
4.0. If and if , then is a Lie group.
Proof. Accordimg to [17] the assertion is true for . Thus we may assume that and that is not a Lie group. Steps (a,b) are the same as in [17].
(a) There exist arbitrarily small compact central subgroups of dimension [math] such that is a Lie group, cf. [19] 93.8. If acts freely on P\hskip-1.0pt$$\scriptstyle\setminus$$\hskip-1.0ptW, then each stabilizer with is a Lie group because . By [19] 51. 6 and 8 and 52.12, the one-point compactification of P\hskip-1.0pt$$\scriptstyle\setminus$$\hskip-1.0ptW is homeomorphic to the quotient space , and is a Peano continuum (i.e., a continuous image of the unit interval); moreover, is homotopy equivalent to , and has Euler characteristic . According to a theorem of Löwen [7], these properties suffice for to be a Lie group.
(b) Suppose now that for some and some \zeta{\,\in\,}{N}\hskip-1.0pt$$\scriptstyle\setminus$$\hskip-1.0pt1\kern-3.0pt{\rm l}. By assumption, is not contained in a line and hence generates a -invariant subplane . Put and write . If is flat, then by Stiffness; similarly, implies . Hence {\cal D}{\;\mskip-3.0mu<\mskip-3.0mu\mskip-3.0mu\mskip-3.0mu\raise 1.3pt\hbox{\scriptscriptstyle\bullet}}{\cal P}, is compact, , , is a Lie group ([9]), and we may assume that . If even , then \hrefhttp://arxiv.org/abs/1402.0304 [16] 1.10 shows that is the classical quaternion plane, because does not fix a flag.
(c) If is not transitive on , then there are points such that . Choose a line of in the pencil {{L}}_{v}\hskip-1.0pt$$\scriptstyle\setminus$$\hskip-1.0pt\{W\} and a point z{\,\in\,}L\hskip-1.0pt$$\scriptstyle\setminus$$\hskip-1.0pt{\cal D}, so that ,
, and acts faithfully on . In particular, fixes and is a Lie group. Moreover, (or else would be a Lie group by 2.6 above. Therefore and satisfies . The stiffness result 2.5(b̂) shows that . From [19] 55.32 and the structure of compact groups ([19] 93.11) it follows that is commutative or an almost direct product of with a connected commutative group. By [19] 93.19 the group acts trivially on the commutative factor of . As is finite and , the group centralizes also a non-commutative factor of , and hence . In the cases , , the plane is classical and fixes all points of a circle in containing . If, on the other hand, , then has positive dimension. In any case, is connected. Because acts freely on L\hskip-1.0pt$$\scriptstyle\setminus$$\hskip-1.0pt{\cal D} and groups of planes of dimension are Lie groups (cf. [19] 32.21 and 71.2), it follows that {\cal F}_{\Lambda}{\,\mskip-3.0mu<\mskip-3.0mu\mskip-3.0mu\mskip-3.0mu\raise 1.3pt\hbox{\scriptscriptstyle\bullet}}{\cal P}. We have , , , and therefore , in fact even because of 2.6. Now , and is the classical quaternion plane, see [19] 84.28 or [16] 1.10. In particular, . Recall that . It follows that is doubly transitive on the -dimensional orbit . Similarly, is doubly transitive on , and . The doubly transitive groups have been determined by Tits, see [19] 96.16. The large orbit of excludes the possibiliy that . Hence is compact and is simple, in fact one of the groups or . In the first case, would be -dimensional. In the second case, we obtain , contradicting stiffness.
(d) The previous step shows that is transitive on . Hence , and has a subgroup Yu, see [19] 53.2, 96.19–22, 55.40, and 94.27. The central involution of Yu induces on a reflection with axis . As its center is not fixed by , it follows from [19] 61.13 that contains a transitive translation group with axis . Therefore and is classical (cf. [19] p. 500, Theorem or [16] 1.10). By [19] 55.40 the group does not act on any compact plane. Hence the involution is even a reflection of , and is normal in . The group is contained in . Either is compact, or has a subgroup (use [19] 94.34). In the first case, Yu. For , the stabilizer fixes a second point , and . Choose a line of in the pencil {{L}}_{v}\hskip-1.0pt$$\scriptstyle\setminus$$\hskip-1.0pt\{W\}, a point z{\,\in\,}L\hskip-1.0pt$$\scriptstyle\setminus$$\hskip-1.0pt{\cal D}, and put . Again we may assume that . By 2.6 we have . The dimension formula yields . Let . Then . Again is a Lie group since acts freely on L\hskip-1.0pt$$\scriptstyle\setminus$$\hskip-1.0pt{\cal D}. As is the classical quaternion plane, any collineation which fixes collinear points of even fixes all points of a circle. Hence is connected. By [19] 32.21 and 71.2, we have z^{N}{\,\subseteq\,}{\cal F}_{\Lambda}{\;\mskip-3.0mu<\mskip-3.0mu\mskip-3.0mu\mskip-3.0mu\raise 1.3pt\hbox{\scriptscriptstyle\bullet}}{\cal P}. Now Stiffness would imply contrary to what has been stated before.
(e) If has a subgroup , then the arguments in step (d) imply . A maximal compact subgroup of is connected and properly contains Yu. Consequently , and is a Lie group by [17] 4.0.
For -dimensional planes the following has been proved in [16] 3.1:
4.1. Suppose that consists of a unique line in an -dimensional plane and that is a semi-simple group of dimension . Then is a Lie group and . In the case of equality, is isomorphic to or to some covering group of .
4.2. Let . If is semi-simple and if , then is a Lie group.
Proof. As in steps (a,b) of the previous proof we may consider a subplane . Both groups and are semi-simple. If is flat and , then and either contains a central reflection or acts as hyperbolic motion group without fixed element. Hence and or by stiffness. If , then [17] 2.14 shows that and or by stiffness. Thus is a Lie group by 2.9 or . In the case {\cal D}{\,\,\mskip-3.0mu<\mskip-3.0mu\mskip-3.0mu\mskip-3.0mu\raise 1.3pt\hbox{\scriptscriptstyle\bullet}}{\cal P} the kernel is compact and then and . By the result 4.1 the group is a Lie group and . From 2.9 it follows that is a Lie group.
5. Fixed flag
For -dimensional planes, the following results have been proved in [15] Theorem 1.3 and in [18] 5.1:
5.0. If the semi-simple group of an -dimensional plane fixes exactly one line and possibly some points on this line, and if , then is a Lie group.
5.1. Let be a flag in an -dimensional plane. If , then is a Lie group.
5.2. If fixes a flag and possibly one or two further points on , but no other line, if is semi-simple, and if , then is a Lie group.
Proof. The first arguments are the same as in steps (a,b) of the proof of 4.0 above. Thus there is a connected proper subplane of . Put , and note that both and are semi-simple. If is flat, then is trivial by [19] 33.8, the kernel is isomorphic to the Lie group or by stiffness 2.5(d). If , then (see [17] 2.14 or [19] 71. 8,10 and 72, 1–4), and stiffness 2.5(a,e) shows that or and 2.9 applies.
Finally, let {\cal D}{\,\,\mskip-3.0mu<\mskip-3.0mu\mskip-3.0mu\mskip-3.0mu\raise 1.3pt\hbox{\scriptscriptstyle\bullet}}{\cal P}. Then or is a Lie group by 5.0 above. Moreover, is compact and semi-simple, hence a Lie group, and then by 2.5(b̂) and . Therefore is a Lie group by 2.9.
6. Two non-incident fixed elements
It has been stated in 2.3 above that is a Lie group whenever . In the case , no improvement of this result has been found in general; for semi-simple groups it has been proved in [10] (a) that suffices.
Suppose that is not a Lie group. If , then there is a point such that fixes a quadrangle, and stiffness implies . On the other hand by 2.6. Thus .
Throughout section , assume that fixes a line and a point .
6.1 Proposition. If is semi-simple, and if there is some planar element (so that is a subplane of ), then .
Proof. Assume that , and let . Then by assumption, , and is connected. Note that and are semi-simple. If is flat or if , then stiffness yields , and (see [17] 2.14 or [19] 71.8–72.4). If {\cal F}_{\zeta}{\,\,\mskip-3.0mu<\mskip-3.0mu\mskip-3.0mu\mskip-3.0mu\raise 1.3pt\hbox{\scriptscriptstyle\bullet}}{\cal P}, then is compact and semi-simple, hence a Lie group, and by 2.5(b̂). The classification of all planes such that as summarized in [16] 1.10 shows that is the classical quaternion plane, and then . It follows that a maximal compact subgroup of is locally isomorphic to , and would be a Lie group. Thus .
6.2 Proposition. Suppose that is semi-simple and that . If the center of acts non-trivially on , then is a Lie group.
Proof. Because of [10] (a) we may assume that . Assume that is not a Lie group. There are several possibilities:
(a) has an almost simple factor of dimension . Then is locally isomorphic to and is a Lie group. Denote the product of the other factors of by . Let and p{\,\in\,}K{:=\,}av\hskip-1.0pt$$\scriptstyle\setminus$$\hskip-1.0pt\{a,v\}. Then has positive dimension by 2.6, and is a proper subplane. In particular, . Put and note that is contained in . It follows that . Hence is also a proper subplane. Now and . Stiffness implies . If is connected, then induces a Lie group on and there is some such that . The factor acts almost effectively on . Hence {\cal F}{\,\mskip-3.0mu<\mskip-3.0mu\mskip-3.0mu\mskip-3.0mu\raise 1.3pt\hbox{\scriptscriptstyle\bullet}}{\cal P} (use [19] 71.8 and 72.8). Let . As is semi-simple, stiffness shows and . By the classification of -dimensional planes as summarized in [16] 1.10 (cf. also [19] 84.28), the plane is the classical quaternion plane and in contradiction to the action of on . Consequently , , and by stiffness, but then , which is impossible.
(b) has an almost simple factor of dimension , and is locally isomorphic to one of the groups , , , or maps onto a group , . Then there is a second almost simple factor of dimension . This situation can be treated in a similar way as case (a), but a few more arguments are needed.
() * is not transitive on *. In fact, transitivity implies by 2.6, a maximal compact subgroup of is also transitive ([19] 96,19), and would be too big (cf. [19] 96.23).
() There are points and p{\,\in\,}K{\,:=\,}av\hskip-1.0pt$$\scriptstyle\setminus$$\hskip-1.0pt\{a,v\} such that and .
The first claim follows from (), and . If acts freely on , then is transitive on by [19] 96.11, lines are homeomorphic to by 2.6, and (see [19] 52.5). A maximal compact subgroup of is at most -dimensional and has the homotopy of , but for and for , see [19].
() One of or is a connected proper subplane. Note that . If , then contains a quadrangle and a connected orbit of ; thus . If , however, then , and fixes each point of the connected orbit ; moreover, , and .
() If , then , {\cal D}{\,\mskip-3.0mu<\mskip-3.0mu\mskip-3.0mu\mskip-3.0mu\raise 1.3pt\hbox{\scriptscriptstyle\bullet}}{\cal P}, and . We have . Either or . In the latter case, , by stiffness, and is transitive on . Hence , and would be a proper normal subgroup. Consequently , and {\cal E}{\,\mskip-3.0mu<\mskip-3.0mu\mskip-3.0mu\mskip-3.0mu\raise 1.3pt\hbox{\scriptscriptstyle\bullet}}{\cal P}.
() If , then , , , and {\cal E}{\,\mskip-3.0mu<\mskip-3.0mu\mskip-3.0mu\mskip-3.0mu\raise 1.3pt\hbox{\scriptscriptstyle\bullet}}{\cal P}. From [15] 3.3 and it follows that is the classical quaternion plane. In particular, . Moreover is a Lie group and there is some such that is -invariant and . This is impossible.
() Corollary. Both and are Baer subplanes.
Again is classical by 2.11. As in the previous step, and , a final contradiction.
(c) has an almost simple factor of dimension . In this case, is a Lie group, there are two other factors and of dimension and , respectively, and is a a Lie group or maps onto .
() If is compact or, more generally, whenever has a subgroup , then any two conjugate commuting involutions are planar (use [19] 55.35), and is a Baer subplane. (For involutions in see [19] 31-35 or [17] 2.5.) Choose a point in , and put and . Either is a -dimensional subplane or induces on a reflection with center , say. In the first case, is a Lie group by [19] 71.2, and there is some such that is a connected proper subplane, but then is too big. In the second case, , , and . It follows that and that is a connected proper subplane. The simple group acts effectively on . Consequently is planar and . Again this is impossible, cf. also [19] 84.8.
() Similar arguments apply if has a subgroup , in particular, if is compact. Again involutions are planar and is a triangle. The factor fixes all points of some -orbit , and . The center acts effectively on , and {\cal D}{\,\mskip-3.0mu<\mskip-3.0mu\mskip-3.0mu\mskip-3.0mu\raise 1.3pt\hbox{\scriptscriptstyle\bullet}\,}{\cal P}. Now stiffness 2.5(b̂) shows because is Lie group, a contradiction. Therefore has no subgroup .
() Therefore is isomorphic to the twofold coverring of ; a maximal compact subgroup of is isomorphic to . The center of is generated by a reflection with axis . There are two other central involutions in , these may be planar or they are reflections with centers . In the first case the argumentation is the same as in step (). If , then and . For the same reasons as in step (b)() the group does not act freely on K{\,=\,}av\hskip-1.0pt$$\scriptstyle\setminus$$\hskip-1.0pt\{a,v\} and for a suitable . It follows that is a proper connected sub plane. Because is a reflection of , the group acts effectively on . The arguments can now be repeated for . Hence and induce reflections on , and fixes all points of . Moreover, [19] 96.13, applied to , shows that , so that {\cal E}{\,\mskip-3.0mu<\mskip-3.0mu\mskip-3.0mu\mskip-3.0mu\raise 1.3pt\hbox{\scriptscriptstyle\bullet}}{\cal P}. If , the classification as summarized in [19] 84.28 or [16] 1.10 would imply that is a translation plane. Therefore and is -invariant. By stiffness is too big. Thus case (c) is impossible.
(d) An almost simple factor of maximal dimension satisfies ; all other factors have dimension or . Write as an almost direct product with , and choose such that . Let . Then (by 2.6), and is a proper subplane. If is or , then is a Lie group, and there is some such that {\cal E}{\,\leq\,}{\cal F}{\,=\,}{\cal F}_{\hskip-2.0pt\zeta}{\,=\,}{\cal F}^{\Delta}{\,\mskip-3.0mu<\mskip-3.0mu\mskip-3.0mu\mskip-3.0mu\raise 1.3pt\hbox{\scriptscriptstyle\bullet}}{\cal P}. By stiffness , is the classical quaternion plane (cf. [19] 84.28 or [16] 1.10), and then is not semi-simple. Therefore . If is not connected, then and . By stiffness, the semi-simple kernel of has dimension at most and contains . Hence , but again this is impossible. Thus {\cal E}{\,=\,}{\cal E}^{Z}{\,\mskip-3.0mu<\mskip-3.0mu\mskip-3.0mu\mskip-3.0mu\raise 1.3pt\hbox{\scriptscriptstyle\bullet}}{\cal P}, and acts effectively on (or else for some , , , a contradiction.) Now , is a Lie group, and by stiffness, in contrast to what has been stated above.
(e) has exactly two factors of dimension ; all other factors have dimension or . This is the last possibility, it can be treated exactly in the same way as (d).
Remark. The cases (a) and (c) can also be exclude as in step (d).
6.3 Proposition. Suppose that is semi-simple and that . If the center of acts trivially on , then is a Lie group.
Proof. Again we may assume that . Suppose that is not a Lie group. There are the same possibilities as in 6.2.
(a) has an almost simple factor of dimension . Then is locally isomorphic to and is a Lie group. Denote the product of the other factors of by . The factor has a subgroup . As before, the involutions in are necessarily planer. Let be two commuting involutions in . If induces a planar involution on , then acts freely on the -dimensional plane , and would be a Lie group. Therefore is a reflection, and fixes points . Choose not incident with the three fixed lines. Then because of 2.6, and . The group fixes a quadrangle and is a proper subplane. We have and {\cal E}{\,\mskip-3.0mu<\mskip-3.0mu\mskip-3.0mu\mskip-3.0mu\raise 1.3pt\hbox{\scriptscriptstyle\bullet}}{\cal P}. Hence is the classical quaternion plane by 2.11 . But then does not act on and the group would be a Lie group.
Remark. The proof of (a) shows that a factor of dimension does not have a subgroup .
(b) is an almost direct product of two factors of dimension and , respectively. As in 6.2(b)(,), is not transitive on , and there is a point on a line such that .
If , then is a connected proper subplane, acts freely on , and {\cal D}{\,\mskip-3.0mu<\mskip-3.0mu\mskip-3.0mu\mskip-3.0mu\raise 1.3pt\hbox{\scriptscriptstyle\bullet}}{\cal P}. Because of 2.6 it follows that and . As acts almost effectively on and has a compact subgroup of dimension at least , Mann’s theorem [19] 96.13 shows that . Suppose that . Then , by 2.6, and , but {\cal F}_{{\Psi}_{x}}{\,\mskip-3.0mu<\mskip-3.0mu\mskip-3.0mu\mskip-3.0mu\raise 1.3pt\hbox{\scriptscriptstyle\bullet}}{\cal P}, and by stiffness.Therefore and {\cal E}{\,=\,}{\cal F}_{{\Gamma}_{\mskip-3.0mux}}{=\,}{\cal E}^{\Psi}{\,\mskip-3.0mu<\mskip-3.0mu\mskip-3.0mu\mskip-3.0mu\raise 1.3pt\hbox{\scriptscriptstyle\bullet}}{\cal P}. In fact, is classical by 2.11. As a group of homologies acts freely on , and would be a Lie group. Consequently whenever . Moreover and {\cal E}{\,=\,}{\cal E}^{\Psi}{\,\mskip-3.0mu<\mskip-3.0mu\mskip-3.0mu\mskip-3.0mu\raise 1.3pt\hbox{\scriptscriptstyle\bullet}}{\cal P}. Again is classical by 2.11, but then would be a Lie group, a contradiction.
(c) has an almost simple factor of dimension . In this case, is a Lie group, there are two other factors and of dimension and , respectively, and is a a Lie group or maps onto . This case is similar to the previous one. Put . Again is not transitive on , and for somme . Let . Then . If , then {\cal D}{\,=\,}{\cal F}_{{\Upsilon}_{\mskip-3.0mux}}{=\,}{\cal D}^{B}{\,\mskip-3.0mu<\mskip-3.0mu\mskip-3.0mu\mskip-3.0mu\raise 1.3pt\hbox{\scriptscriptstyle\bullet}}{\cal P}, and because of 2.6. It follows that (or else and , which contradicts stiffness). Hence {\cal E}{\,=\,}{\cal F}_{{B}_{x}}{=\,}{\cal E}^{\Upsilon}{\,\mskip-3.0mu<\mskip-3.0mu\mskip-3.0mu\mskip-3.0mu\raise 1.3pt\hbox{\scriptscriptstyle\bullet}}{\cal P}. The kernel of has dimension at most , and . Now is classical by 2.11, and would be a Lie group. If , however, then , and (use 2.6). Again , and is the classical quaternion plane by 2.11. As before, is a Lie group in contrast to the assumption.
(d) An almost simple factor of maximal dimension satisfies ; all other factors have dimension or . Write as an almost direct product with . The arguments in 6.2(b)(,) show that is not transitive on . Choose and as in step (c). By 2.6 we conclude that . If , then {\cal D}{\,=\,}{\cal F}_{{\Upsilon}_{\mskip-3.0mux}}{=\,}{\cal D}^{\Gamma}{\,\mskip-3.0mu<\mskip-3.0mu\mskip-3.0mu\mskip-3.0mu\raise 1.3pt\hbox{\scriptscriptstyle\bullet}}{\cal P} and . Stiffness implies and . As is contained in , we have . Therefore {\cal E}{\,=\,}{\cal F}_{{\Gamma}_{\mskip-3.0mux}}{\,=\,}{\cal E}^{\Upsilon}{\mskip-3.0mu<\mskip-3.0mu\mskip-3.0mu\mskip-3.0mu\raise 1.3pt\hbox{\scriptscriptstyle\bullet}}{\cal P} and . This contradiction shows that and . Consequently again {\cal E}{\,=\,}{\cal F}_{{\Gamma}_{\mskip-3.0mux}}{\,=\,}{\cal E}^{\Upsilon}{\mskip-3.0mu<\mskip-3.0mu\mskip-3.0mu\mskip-3.0mu\raise 1.3pt\hbox{\scriptscriptstyle\bullet}}{\cal P}. Let . Then is compact and semi-simple, hence a Lie group, and stiffness 2.5(b̂) shows . As acts effectively on , the plane is not classical. We have , and 2.11 implies that . The complement of in can be chosen arbitrarily among the factors of dimension or . Hence all these factors are compact and -dimensional. Therefore is a Lie group.
(e) has exactly two factors of dimension ; all other factors have dimension or . The first part of the proof is identical to the previous one, and there is a Baer subplane . As has two -dimensional factors, , and 2.11 implies that is the classical quaternion plane, but then is a Lie group contrary to the assumption.
Combined, Propositions 6.2 and 6.3 yield
6.4 Theorem. If , if is semi-simple, and if , then is a Lie group.
7. Fixed double flag
7.1. Let be a double flag . If is semi-simple and if , then is a Lie group.
Proof. For , this has been proved in [17] 8.0. It suffices, therefore, to consider the case . The arguments are similar to those in [17]. Let be an almost simple factor of of maximal dimension. Then . The product of the other factors of will be denoted by , the center of by .
(a) If , then : suppose that for some \zeta{\,\in\,}{Z}\hskip-1.0pt$$\scriptstyle\setminus$$\hskip-1.0pt\{1\kern-3.0pt{\rm l}\}. Then and {\cal D}{\,=\,}\langle p^{\Delta}\rangle{\,\mskip-3.0mu<\mskip-3.0mu\mskip-3.0mu\mskip-3.0mu\raise 1.3pt\hbox{\scriptscriptstyle\bullet}}{\cal P}. With we get and , a contradiction.
(b) Each reflection is in , and each non-central involution is planar. In fact, would imply that is normal in . If is a reflection, then is a compact group of homologies by [19] 61.2, and .
(c) Let be a planar involution in , and let be a semi-simple subgroup of the centralizer . Then : Write and . The kernel is compact and semi-simple, hence a Lie group, and then is contained in by stiffness. In [16] 6.1 it has been shown that .
(d) If , then . The centralizer of the involution contains a group of dimension and is too large.
(e) Each group of type contains a planar involution centralizing a -dimensional semi-simple subgroup of . This is easy in the cases , , and its universal covering group; it is less obvious for the groups related to , , which are not necessarily Lie groups. In both cases, a suitable involution is determined by ; then contains a group locally isomorphic to or to , respectively, and is too large.
(f) Each involution of the compact group is centralized by , see [19] 11.31. The non-compact groups of type contain either or . In any case, the centralizer of a non-central involution is too large.
(g) If is locally isomorphic to a group of dimension , then describes a planar involution centralized by a semi-simple group of dimension , which is too large.
(h) If , then maps onto or . In the latter case, the diagonal element corresponds to a planar involution such that , again a contradiction.
(i) Finally, let . Conceivably, is not a Lie group. Again cannot contain a planar involution. Hence the unique involution in is a reflection . As , there is a point such that is a connected subplane, and {\cal G}{\hskip 2.0pt\leq\mskip-3.0mu\mskip-3.0mu\mskip-3.0mu\raise 2.0pt\hbox{\scriptscriptstyle\bullet}\mskip-3.0mu\,}{\cal P}, or else . We have , and is a compact Lie group by step (a). Stiffness 2.5(b̂) shows and . Consequently and . It follows that and . Split into an almost direct product with . Then , , and . Hence is open in by [19] 53.1), and is also open. This implies that is a Lie group, see 2.6.
(j) The cases can be treated similarly. Again there is a point such that {\cal G}{\,=\,}\langle p^{\Psi}\rangle{\,\leq\mskip-3.0mu\mskip-3.0mu\mskip-3.0mu\raise 2.0pt\hbox{\scriptscriptstyle\bullet}\mskip-3.0mu\,}{\cal P}, , , , and . Let be the other -dimensional factor of and denote the product of the remaining factors by . Then , or else an action of on would have a kernel of dimension [math]. Now , , , is open in , and is a Lie group by 2.6.
8. Fixed triangle
8.1. If is a triangle, if is semi-simple, and if , then is a Lie group.
Proof. For groups of dimension , the claim is true by [17] 9.2 Corollary. Hence we may suppose that . Then is almost simple or one of the following holds: (i) has a -dimensional factor, (ii) is a product of factors of dimensions , (iii) each factor of has dimension or . Let again be the center of and suppose that is not a Lie group. Note that acts freely on the complement of ; in fact, , implies . Put . Then (see [19] 83.26), , is flat by stiffness, is trivial, and is too large.
(a) If is almost simple, then is a Lie group, or is isomorphic to or to .
(b) In the first case, has a subgroup ; it can be lifted to a group Yu, see [19] 94.27 or 2.9, and note that by 2.4 there is no subgroup in . The central involution of Yu is not planar (or else Yu contrary to 2.4). Therefore is a reflection; it is in the kernel of the action of on one side of the fixed triangle and hence ; but then would be trivial.
(c) In the second case, the subgroup of can be lifted to an isomorphic copy , and is contained in a maximal compact subgroup ; moreover and is connected, is commutative and ([19] 93.10,11). Let be an arbitrary point in (the complement of the fixed lines). Then acts freely on the subplane , and is a Lie group because . If has an -dimensional orbit on two sides of the fixed triangle, then induces a Lie group on these orbits (see 2.6), and itself would be a Lie group. Consequently and . As is not a Lie group, 2.12 implies . In the second case, Stiffness 2.5(b̂) shows that . Hence for each . There are pairwise commuting conjugate involutions in ; these are planar because axes of reflections are fixed by . An involution is centralized in by a group . In the case there would exist planar involutions on , and would be a Lie group. Hence . All involutions such that generate a subgroup . As there are no -dimensional subplanes, and its conjugates induce reflections on . Therfore is a group of homologies, say with center .
On the other hand, there is a product corresponding to in a double covering of (use [19] 94.27). Note that and that has a subgroup . Suppose that the latter group is mapped onto a group in . The arguments above show that contains a circle group of homologies, but this is impossible, since is almost simple. Therefore contains a central involution. Up to conjugacy, , and . According to [18] 8.0, it follows that is a Lie group. Recall that acts freely on . Hence is a Lie group, and so is
(i) A -dimensional factor is a Lie group or is locally isomorphic to . The group is an almost direct product . By stiffness, for each , and then . Consequently, acts freely on and \langle p^{\Gamma}\mskip-3.0mu,o,u,v\rangle{\,\leq\mskip-3.0mu\mskip-3.0mu\mskip-3.0mu\raise 2.0pt\hbox{\scriptscriptstyle\bullet}\mskip-3.0mu\,}{\cal P} by 2.12.
(d) Suppose in case (i) that . Then has a subgroup . As in step (c) there is a group in , and all involutions in are planar. Choose some involution . Using the arguments and notation of step (c), we obtain the following: , , , and is a group of homologies. The center acts freely on . Hence the kernel of is a compact Lie group; by stiffness , and induces a -dimensional group on . According to [18] 8.0 the induced group is a Lie group. Therefore and are Lie groups.
(e) If , then has a subgroup . By 2.9 there is a subgroup which is isomorphic to or to . If contains a reflection, say , then (or else , which is impossible). Recall that acts freely on . Suppose first that . Then all involutions in are planar. Let denote the central involution in . There is a subgroup in . The kernel of is a compact Lie group; by stiffness it is contained in . Therefore acts faithfully on , and {\cal C}{\,=\,}{\cal F}_{\alpha,\beta}{\,\mskip-3.0mu<\mskip-3.0mu\mskip-3.0mu\mskip-3.0mu\raise 1.3pt\hbox{\scriptscriptstyle\bullet}}{\cal F}_{\beta} for each involution , but , and orbits of on are -dimensional, a contradiction. Consequently . Only one of the involutions in can be contained in the center . Let be a planar involutin in such that . If is any involution in the facor , then and, as is simple, even , but this contradicts stiffness 2.5(b̂).
(ii) has almost simple factors of dimensions , respectively. Recall that a semi-simple group of an -dimensional plane with a triangle of fixed elements has dimension at most ([15] 6.1 = () ). By stiffness it follows that . If , then , , and . By () we have . If {\cal D}{\,=\,}\langle p^{{\Psi}{\Gamma}}\rangle{\,\mskip-3.0mu<\mskip-3.0mu\mskip-3.0mu\mskip-3.0mu\raise 1.3pt\hbox{\scriptscriptstyle\bullet}}{\cal P}, then () implies , and is a compact Lie group. Stiffness shows . The involution is planar, and , a contradiction. Therefore , and hence . The different possibilities will be treated separately.
(f) If is the compact group , then each non-central involution in is planar, since is not axial. But then for each fixed point of . This contradicts the statements at the end of (ii). Analogous arguments show that is not compact.
(g) If is locally isomorphic to , then is simply connected, because has a subgroup and is flat. Therefore has a maximal compact subgroup . Again a non-central involution is planar, which contradicts (ii).
(h) Only the possibility remains. Again has no subgroup . Either is locally isomorphic to or is a double covering of . A subgroup of the unitary group can be lifted to an isomorphic copy ; the involution is not central and hence it is planar, which contradicts (ii). Thus . Both factors and have a subgroup . The central involutions of these subgroups are reflections (because ), and these are distinct, or else there would exist a subgroup . A maximal compact subgroup of is at most -dimensional. It contains a subgroup without any planar involution.
(i) {\cal G}{\,=\,}\langle p^{\Gamma}\mskip-3.0mu,o,u,v\rangle{\,\mskip-3.0mu<\mskip-3.0mu\mskip-3.0mu\mskip-3.0mu\raise 1.3pt\hbox{\scriptscriptstyle\bullet}}{\cal P}* for any *: if , then and . Stiffness would imply , which is not true. Hence acts almost effectively on and {\cal G}{\,\leq\mskip-3.0mu\mskip-3.0mu\mskip-3.0mu\raise 2.0pt\hbox{\scriptscriptstyle\bullet}\mskip-3.0mu\,}{\cal P}. Equality is impossible, since . Denote the connected component of by . By 2.6 we may assume that . Note that . Hence is compact. It follows that . Obviously, each involution in is planar. This contradicts the last statement in step (h).
(iii) Each -dimensional factor of is locally and then even globally isomorpic to . There is at least one factor such that . We may assume that is not a Lie group. Then a maximal compact subgroup of is a -dimensional connected subgroup. Let denote the product of the other factors of and apply [17] 9.2 (B) to the group . As is normal in , we obtain and .
Summary
If denotes a compact connected -dimensional subgroup and if , the number in the table, then is a Lie group. Bold face entries improve corresponding results in [17].
[TABLE]
[TABLE]
The reference list from the paper itself. Each links out to its DOI / PubMed record.
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