Harmonic Coordinates for the Nonlinear Finsler Laplacian and Some Regularity Results for Berwald Metrics
Erasmo Caponio, Antonio Masiello

TL;DR
This paper establishes the existence of harmonic coordinates for the nonlinear Finsler Laplacian and explores their applications, including a Finsler version of the Myers–Steenrod theorem, with partial regularity results for Berwald metrics.
Contribution
It introduces harmonic coordinates for the nonlinear Finsler Laplacian and applies them to prove a Finsler analogue of the Myers–Steenrod theorem, with new partial regularity results for Berwald metrics.
Findings
Existence of harmonic coordinates for the nonlinear Finsler Laplacian.
Application to a Finsler version of the Myers–Steenrod theorem.
Partial regularity results for Berwald metrics.
Abstract
We prove existence of harmonic coordinates for the nonlinear Laplacian of a Finsler manifold and apply them in a proof of the Myers--Steenrod theorem for Finsler manifolds. Different from the Riemannian case, these coordinates are not suitable for studying optimal regularity of the fundamental tensor, nevertheless, we obtain some partial results in this direction when the Finsler metric is Berwald.
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Harmonic coordinates for the nonlinear Finsler Laplacian and some regularity results for Berwald metrics
Erasmo Caponio
Department of Mechanics, Mathematics and Management, Politecnico di Bari, Via Orabona 4, 70125, Bari, Italy
and
Antonio Masiello
Department of Mechanics, Mathematics and Management, Politecnico di Bari, Via Orabona 4, 70125, Bari, Italy
Abstract.
We prove existence of harmonic coordinates for the nonlinear Laplacian of a Finsler manifold and apply them in a proof of the Myers-Steenrod theorem for Finsler manifolds. Different from the Riemannian case, these coordinates are not suitable for studying optimal regularity of the fundamental tensor; nevertheless, we obtain some partial results in this direction when the Finsler metric is Berwald.
1. Introduction
The existence of harmonic coordinates is well-known both on Riemannian and Lorentzian manifolds. Actually, apart from isothermal coordinates on a surface, the problem of existence of harmonic coordinates on a Lorentzian manifold (wave harmonic) was considered before the Riemannian case. Indeed, A. Einstein himself, T. De Donder and C. Lanczos considered harmonic coordinates in the study of the Cauchy problem for the Einstein field equations, cf. [7]. In a Riemannian manifold with a smooth metric, a proof of the existence of harmonic coordinates is given in [10, Lemma 1.2] but actually it can be found in the work of other authors as [20] or [4, p. 231]. The motivation to consider harmonic coordinates comes from fact that the expression of the Ricci tensor in such coordinates simplifies highly (see the introduction in [10]).
Different from the Riemannian case, the Finsler Laplacian is a quasi-linear operator and, although it is uniformly elliptic with smooth coefficients where , the lack of definition of the coefficients on the set where makes the analogous Finslerian problem not completely similar to the Riemannian one. In a recent paper, T. Liimatainen and M. Salo [14] considered the problem of existence of “harmonic” coordinates for non-linear degenerate elliptic operators on Riemannian manifold, including the -Laplace operator. We will show that this result extends to the Finslerian Laplace operator as well:
Theorem 1**.**
Let be a smooth Finsler manifold of dimension endowed with a smooth volume form , such that , , (resp. ; is endowed with an analytic structure, is also analytic and ). Let then there exists a neighbourhood of and a map such that is a , depending on , (resp. ; analytic) diffeomorphism and , for all , where is the nonlinear Laplacian operator associated to .
Theorem 1 is proved in Section 3, where we also show (Proposition 3) that harmonic (for the Finsler non-linear Laplacian) coordinates can be used to prove the Myers-Steenrod theorem about regularity of distance preserving bijection between Finsler manifolds. In the Riemannian case, this was established first by M. Taylor in [26].
For a semi-Riemannian metric , the expression in local coordinates of the Ricci tensor is given by:
[TABLE]
(see [10, Lemma 4.1]) where , and are the Christoffel symbols of . As recalled above, in harmonic coordinates the higher order terms in this expression simplify to because
[TABLE]
in such coordinates. When is Riemannian, by regularity theory for elliptic PDEs system [11, 19], this observation leads to optimal regularity results for the components of the metric , once a certain level of regularity of the Ricci tensor is known [10]. Roughly speaking, the fact that the nonlinear Laplacian is a differential operator on while the fundamental tensor and the components of any Finslerian connection are objects defined on , harmonic coordinates for the nonlinear Finsler Laplacian do not give such type of information (see Remark 5). Nevertheless, in Section 4, we will consider these type of problems for Berwald metrics and we will obtain some partial result in this direction.
2. About the nonlinear Finsler Laplacian
Let be a smooth (i.e. ), oriented, manifold of dimension and let us denote by and , respectively, the tangent bundle and the slit tangent bundle of , i.e. . A Finsler metric on is a non-negative function on such that for any , is a strongly convex Minkowski norm on , i.e.
- •
for all and , if and only if ;
- •
the bilinear symmetric form on , depending on ,
[TABLE]
is positive definite for all and it is called the fundamental tensor of .
Let us recall that a function defined in some open subset of is of class , for and , (resp. ; ), if all its derivative up to order exist and are continuous in and its -th derivatives are Hölder continuous in with exponent (resp. if the derivatives of any order exists and are continuous in ; if it is real analytic in ).
We assume that , where , (resp. ; , provided that is endowed with an analytic structure) in the natural charts of associated to an atlas of ; it is easy to prove, by using -homogeneity of the function , that is on with Lipschitz derivatives on subsets of of the type , with compact in .
Let us consider the function
[TABLE]
which is a co-Finsler metric, i. e. for any , is a Minkowski norm on . It is well-known (see, e.g., [23, p. 308]) that , where is the Legendre map:
[TABLE]
and is the vertical derivative of evaluated at , . Thus, , and (resp. ; ). Its fundamental tensor, obtained as in (2), will be denoted by . The components of , , in natural local coordinate of define a square matrix which is the inverse of the one defined by the components g_{ij}\big{(}\ell^{-1}(x,\omega)\big{)} of g\big{(}\ell^{-1}(x,\omega)\big{)}.
Henceforth, we will often omit the dependence on in , , , , etc. (which is implicitly carried on by vectors or covectors) writing simply , , , , etc.
For a differentiable function , the gradient of is defined as . Hence, and, wherever , .
Given a smooth volume form on , locally given as , the divergence of a vector field is defined as the function such that , where is the Lie derivative; in local coordinates this is the function . The Finslerian Laplacian of a smooth function on is then defined as , thus in local coordinates it is given by
[TABLE]
where are natural local coordinates of and the Einstein summation convention has been used. Notice that, wherever , is equal to
[TABLE]
thus is a quasi-linear operator and when is the norm of a Riemannian metric and it becomes linear and equal to the Laplace-Beltrami operator of .
Let be an open relatively compact subset with smooth boundary and let , , be the Sobolev space of functions defined on that are of class on the open subsets with compact closure contained in , ( can be defined only in terms of the differentiable structure of , see [28, §4.7]); let us also denote by and the usual Sobolev spaces on a smooth compact manifold with boundary (see [28, §4.4–4.5]).
Let be the Dirichlet functional of . Let , then the critical points of on are the weak solutions of
[TABLE]
i.e. for all it holds:
[TABLE]
Let be a coordinate system in , with , and compact. In the coordinates , (up to the factor ), the equation corresponds to , where is the map whose components are given by and is the vector whose components are . Observe that (resp. ; ). Thus, Finslerian harmonic functions are locally -harmonic in the sense of [14]. We notice that satisfies the following properties: there exists such that
for all :
[TABLE]
- 2.
for all and all :
[TABLE]
- 3.
for all and :
[TABLE]
in particular, (6) comes from strong convexity of on (i.e. by (5)) and by a continuity argument when , for some .
By the theory of monotone operators or by a minimization argument based on the fact that satisfies the Palais-Smale condition (see [13, p.729-730]) we have that for all , there exists a minimum of on which is then a weak solution of (3).
Now, as in [13] or [21], the following Proposition holds:
Proposition 1**.**
Any weak solution of (3) belongs to , for some .
Remark 1**.**
The Hölder constant in the above proposition depends on the open relatively compact subset where is seen as a local weak solution of , i.e.
[TABLE]
From the above proposition and classical results for uniformly elliptic operators, we can obtain higher regularity, where . In fact, if on an open subset then, being , the equation is equivalent to
[TABLE]
This can be interpreted as a linear elliptic equation:
[TABLE]
where and
[TABLE]
Thus, when , the coefficients and are at least -Hölder continuous and then ; by a bootstrap argument, we then get the following proposition (see, e.g. [5, Appendix J, Th. 40]):
Proposition 2**.**
Let be an open subset such that on then any weak solution of (3) belongs to , for some depending on ; moreover it is (resp. ) if , (resp. if is endowed with an analytic structure, , and is also analytic).
3. Harmonic coordinates in Finsler manifolds
Let us consider a smooth atlas of the manifold and a point . Let be a chart of the atlas, with components , such that , and let us assume that the open ball , for some , is contained in .
Proof of Theorem 1.
Let be weak solutions of the Dirichlet problems:
[TABLE]
Following [27, §3.9] and [14, Theorem 2.4], we can re-scale the above problems by considering and , so that the problems are transferred on with Dirichlet data . Notice that satisfies (4)–(6) uniformly w.r.t. . Hence, there exists a solution \tilde{u}^{i}\in H^{1}\big{(}B_{1}(0)\big{)} of
[TABLE]
Moreover, there exists such that \|\tilde{u}^{i}\|_{C^{1,\alpha}\big{(}B_{\delta}(0)\big{)}}\leq C_{1}, for all , uniformly w.r.t. (notice that, since depends only on and \|\tilde{u}^{i}\|_{H^{1}\big{(}B_{1}(0)\big{)}}, which is uniformly bounded w.r.t. to , is independent of as well).
Let us denote by and let . From (6), we have
[TABLE]
Recalling that solves (8) and using as a test function, we obtain
[TABLE]
where the last equality is a consequence of being , -harmonic. As is locally Lipschitz and is a constant vector, using also Hölder’s inequality, we then get
[TABLE]
thus, \|D\tilde{v}^{i}\|^{2}_{L^{2}\big{(}B_{1}(0)\big{)}}\leq\epsilon C_{2}\|D\tilde{v}^{i}\|_{L^{2}\big{(}B_{1}(0)\big{)}}, i.e. \|D\tilde{v}^{i}\|_{L^{2}\big{(}B_{1}(0)\big{)}}\leq\epsilon C_{2}. Since there exists also a constant such that
[TABLE]
by [14, Lemma A.1]) we get that there exists such that \|D\tilde{v}^{i}\|_{L^{\infty}\big{(}B_{\delta^{\prime}}(0)\big{)}}=o(1), as , for all . Therefore, if \tilde{\Phi}(\tilde{x}):=\big{(}\tilde{u}^{1}(\tilde{x}),\ldots,\tilde{u}^{m}(\tilde{x})\big{)}, we have , as , and then (\Phi(x):=\big{(}u^{1}(x),\ldots,u^{m}(x)\big{)}) is invertible, moreover up to considering a smaller , we have also that for all and all . Thus, from Proposition 2, is a (resp. ; analytic) diffeomorphism on and for , we have that is a (resp. ; analytic) diffeomorphism whose components are harmonic. ∎
Harmonic coordinates were successfully used by M. Taylor [26] in a new proof of the Myers-Steenrod theorem about regularity of isometries between Riemannian manifolds (including the case when the metrics are only Hölder continuous). In the Finsler setting, Myers-Steenrod theorem has been obtained with different methods in [9, 1] for smooth (and strongly convex) Finsler metrics and in [18] for Hölder continuos Finsler metrics. We show here that harmonic coordinates can be used to prove the Myers-Steenrod in the Finsler setting too, provided that the Finsler metrics are smooth enough.
Let and be two oriented Finsler manifold of the same dimension endowed with the volume forms and . Let us assume that and are locally Lipschitz with locally bounded differential meaning that in the local expressions of and , , , and are Lipschitz functions and their derivatives (which are defined a.e. by Rademacher’s theorem), and , for each , are functions. Let , , be the (non-symmetric) distances associated to . Let be a distance preserving bijection. Clearly, is an isometry of the symmetric distance thus, in particular, it is a bi-Lipschitz map (i.e. it is Lipschitz with Lipschitz inverse) w.r.t. the distances and it is locally Lipschitz w.r.t. the distances associated to any Riemannian metric on and . Hence, and its inverse are differentiable a.e. on and, respectively, . In the next lemma we deal with the relations existing between the Finsler metrics and , the inverse maps of their Legendre maps and , their co-Finsler metrics and , in presence of an isometry . For a fixed in or , let us denote by , , the diffeomorphisms between and , given by .
Lemma 1**.**
Let be a distance preserving bijection between the Finsler manifolds and . Then, for a.e. , we have:
- (a)
, (i.e., );
- (b)
\ell_{1}^{-1}(x,\omega)=\big{(}x,d\mathcal{I}^{-1}(\mathcal{I}(x))[\mathcal{J}^{-1}_{2,\mathcal{I}(x)}(\omega\circ d\mathcal{I}^{-1})]\big{)};
- (c)
, (i.e., F^{*}_{1}(x,\omega)=F^{*}_{2}\big{(}\mathcal{I}(x),\omega\circ d\mathcal{I}^{-1}\big{)}).
Proof.
It is well-known that any Finsler metric on a manifold can be computed by using the associated distance as F(x,v)=\displaystyle\lim_{t\to 0^{+}}\dfrac{1}{t}d\big{(}\gamma(0),\gamma(t)\big{)}, where is a smooth curve on such that and ; hence, (a) immediately follows from this property and the fact that is a distance preserving map. From , we get
[TABLE]
and then we deduce . Finally, follows from
[TABLE]
∎
Proposition 3**.**
Let and be two oriented Finsler manifolds, where and are locally Lipschitz with locally bounded differential (in the sense specified above) volume forms. Let be a distance preserving bijective map; if (i.e. locally , where is the Jacobian of ) and , are at least on , then is a diffeomorphism.
Proof.
Being a bi-Lipshitz map, it is enough to prove that is locally with locally inverse. Under the assumptions on and , , we have that (4)–(6) hold and then, given an open relatively compact subset with Lipschitz boundary, we have the existence of a minimum of the functional on , for any ; clearly, the same existence of minima holds for on analogous subsets . Moreover, the same assumptions on and ensure that such minima are locally weak harmonic and, arguing as in [21, Th. 4.6 and Th. 4.9], they are and on subsets (resp. ). Therefore, Theorem 1, still holds under the assumptions of Proposition 3, and it provides diffeomorphisms , , whose components are harmonic. Let now and be a chart of harmonic coordinates of centred at , . Let us show that, for each , is weakly harmonic on . First we notice that for any function , , because is Lipschitz; moreover, from of Lemma 1 and the change of variable formula for integrals under bi-Lipschitz transformations, we have
[TABLE]
Hence, being a minimum of on , we deduce that is a minimum of on and then it is a weakly harmonic function. Therefore, is a diffeomorphism and and its inverse are both map as well. ∎
Remark 2**.**
If, for each , is of class on , with , and is of class , as in Theorem 1 (recall, in particular, (7)), we can deduce that is a diffeomorphism provided that and are related by .
4. Regularity results for Berwald metrics
Let us recall the following result from [10] which gives optimal regularity of a Riemannian metric in harmonic coordinates in connection with the regularity of the Ricci tensor (the meaning of “optimal” here is illustrated in all its facets in [10]).
Theorem 2** (Deturck - Kazdan).**
Let be a Riemannian metric and be its Ricci tensor. If in harmonic coordinates of , is of class , for , (resp. ; ) then in these coordinates is of class (resp. ; ).
Let us consider now a Finsler manifold such that is on . A role similar to the one of the Ricci tensor in the result above will be played by the Riemann curvature of . This is a family of linear transformations of the tangent spaces defined in the following way (see [22, p. 97]): let , , be the spray coefficients of :
[TABLE]
where are the components of the inverse of the matrix representing the fundamental tensor at the point .
Let
[TABLE]
As above we will omit the explicit dependence on , by writing simply . The Riemann curvature of at is then the linear map given by . It can be shown (see [22, Eqs. (8.11)-(8.12)] that
[TABLE]
where are the components of the part of the curvature -forms of the Chern connection, which are equal, in natural local coordinate on , to
[TABLE]
being the components of the Chern connection and be the vector field on defined by , where .
Finally, let us introduce the Finsler Ricci scalar as the contraction of the Riemann curvature (see [22, Eq. (6.10)]).
We recall that, if is the norm of a Riemannian metric (i.e. ) then the components of the Chern connection coincide with those of the Levi-Civita connection, so they do not depend on but only on , and the functions are then equal to the components of the standard Riemannian curvature tensor of .
Let us also recall (see [22, p. 85]) that to any Finsler manifold we can associate a canonical covariant derivative of a vector field on in the direction defined, in local coordinates, as
[TABLE]
and extending it as [math] if .
There are several equivalent ways to introduce Berwald metrics (see e.g. [25]); we will say that a Finsler metric is said Berwald if the nonlinear connection is actually a linear connection on ; thus, (see [2, prop. 10.2.1]), so that the components of the Chern connection do not depend on ; from (9), the same holds for the components of the Riemannian curvature tensor .
From a result by Z. Szabó [24], we know that there exists a Riemannian metric such that its Levi-Civita connection is equal to the Chern connection of . Actually such a Riemannian metric is not unique and different ways to construct one do exist; in particular a branch of these methods is based on averaging over the indicatrixes (or, equivalently, on the unit balls) of the Finsler metric , (see the nice review [8]); moreover, the fundamental tensor of can be used in this averaging procedure as shown first by C. Vincze [29] and then, in a slight different way, in [15] (based on [16]) and in other manners also in [8]. In particular, as described in [8], the Riemannian metric obtained in [16] is given, up to a constant conformal factor in the Berwald case, by
[TABLE]
where denotes the measure induced on (seen as an hypersurface on ) by the Lebesgue measure on .
Proposition 4**.**
Let be a Berwald manifold such that is a function on . Assume that the Finsler Ricci scalar of is of class , , (resp. ; ) on , for some open set . Then the Riemannian metric in (10) is of class (resp. ; ) in a system of harmonic coordinates , , of the same metric.
Proof.
Being of class on , the partial derivatives of , up to the second order, exist on and are continuous; for each , , thus is a regular value of the function and the indicatrix bundle is a embedded hypersurface in . Thus, both the area of and the numerator in (10) are in and then is a Riemannian metric on . From (9) and the fact that is Berwald, the components are equal to the ones of the Riemannian curvature tensor of and then we have
[TABLE]
moreover is quadratic in the variables, i.e. , and its second vertical derivatives being independent of , are (resp. ; ) functions on . Thus, the result follows from (11) and Theorem 2. ∎
Remark 3**.**
Clearly, an analogous result holds for any Riemannian metric such that its Levi-Civita connection is equal to the canonical connection of the Berwald metric as the Binet-Legendre metric in [17].
Remark 4**.**
Under the assumptions of Proposition 4, we get that components of the Chern connection of the Berwald metric are (resp. ; ) in harmonic coordinates of the metric . In particular the geodesic vector field is (resp. ; ) in the corresponding natural coordinate system of .
Remark 5**.**
Other notions of Finslerian Laplacian, which take into account the geometry of the tangent bundle more than the nonlinear Finsler Laplacian, could be considered in trying to obtain some regularity result for the fundamental tensor without averaging. Natural candidates are the horizontal Laplacians studied in [3] which in the Berwald case are equal (up to a minus sign) to
[TABLE]
where is a smooth function defined on some open subset of and . We notice that this is also the definition of the horizontal Laplacian of any Finsler metric given [12]; moreover for a function , is equal to the -trace of the Finslerian Hessian of , , where is the Chern connection. In natural local coordinates of , for each and all , is given by (see e.g. [6]), hence the -trace of is equal to , where . This expression is equivalent to
[TABLE]
because for a function defined on . For a function on , taking into account that and , we have
[TABLE]
which coincides with (12) when is a function defined on .
In particular, if is a -harmonic coordinate on then
[TABLE]
which is analogous to (1). Anyway, ellipticity (and quasi diagonality), that hold in the Riemannian case for the system , where are (resp. ; ) functions, would be spoiled, in -harmonic coordinates of a Berwald metric, by the presence of second order terms of the type .
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