Classical Balayage of Charges and Measures
Bulat N. Khabibullin, Enzhe Menshikova

TL;DR
This paper explores the properties of balayage of charges and measures within subharmonic functions, emphasizing how these relate to the geometry of domains in Euclidean space.
Contribution
It provides new insights into the relationship between balayage processes and the geometric structure of domains for subharmonic functions.
Findings
Characterization of balayage properties for charges and measures.
Connection between balayage and domain geometry.
Implications for subharmonic function theory.
Abstract
We investigate some properties of balayage of charges and measures for subclasses of subharmonic functions and their relationship to the geometry of domain or open set in finite-dimensional Euclidean space where this balayage is considered.
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Taxonomy
TopicsHolomorphic and Operator Theory · Mathematical Dynamics and Fractals · Analytic and geometric function theory
Classical Balayage of Charges and Measures
**Bulat N. Khabibullin111This study was financially supported by the Russian Science Foundation (projects No. 18-01-00002.) **
Enzhe Menshikova
Abstract
We investigate some properties of balayage of charges and measures for subclasses of subharmonic functions and their relationship to the geometry of domain or open set in finite-dimensional Euclidean space where this balayage is considered.
MSC 2010: 31B5, 3A05, 3C05, 31C15, 28A25
Keywords: balayage, sweeping out, potential, measure, charge, subharmonic function, harmonic function, polar set, harmonic continuation
1 Introduction
We have are considered in the survey [14] various general concepts of balayage. In this article we deal with a particular case of such balayage with respect to special classes of test subharmonic functions. The general concept of balayage can be defined as follows. Let be a set and be a (pre-)ordered set with (pre-)order relation . A function can be called a balayage of a function for a subset , and we write , if the function majorizes the function on :
[TABLE]
In this article, we use the balayage when is a class of integrals defined by charges or positive measures on a subdomain of finite-dimensional Euclidean space, and classes are special subclasses of subharmonic functions on . In this case, relation (1.1) turns into inequalities of the form
[TABLE]
where and is a pair of charges or measures.
The main and some special properties of charges and measures are outlined in Sec. 3, Theorems 2–7, Examples 1–5.
2 Definitions, notations and conventions
The reader can skip this Section 2 and return to it only if necessary.
2.1 Sets, order, topology
As usual, , and are the sets of all *natural, real * and complex numbers, respectively; is French natural series, and .
For we denote by the -dimensional real Euclidean space with the standard Euclidean norm for and the distance function . For the real line with Euclidean norm-module ,
[TABLE]
unless otherwise specified. An open connected (sub-)set of is a (sub-)interval of . The Alexandroff one-point compactification of is denoted by .
The same symbol [math] is used, depending on the context, to denote the number zero, the origin, zero vector, zero function, zero measure, etc. The positiveness is everywhere understood as according to the context. Given and222A reference mark over a symbol of (in)equality, inclusion, or more general binary relation, etc. means that this relation is somehow related to this reference. , we set
[TABLE]
Thus, the basis of open (respectively closed) neighborhood of the point is open (respectively closed) balls (respectively ) centered at with radius .
Given a subset of , the closure , the* interior* and the boundary will always be taken relative . For we write if . An open connected (sub-)set of is a (sub-)domain of .
2.2 Functions.
Let are sets. We denote by the set of all functions . The value of an arbitrary function is not necessarily defined for all . The restriction of a function f to is denoted by f\bigm{|}_{S}. We set
[TABLE]
A function is said to be extended numerical. For extended numerical functions , we set
[TABLE]
For we write if and for all , and we write if for all . For , and a set , we write ‘‘ on ’’ or ‘‘ on ’’ if f\bigm{|}_{S\cap D}=g\bigm{|}_{S\cap D} or f\bigm{|}_{S\cap D}\leq g\bigm{|}_{S\cap D} respectively.
For , we set , , . So, is positive on if , and we write ‘‘ on ’’.
For topological space , is the vector space over of all continuous functions. We denote the function identically equal to resp. or on a set by the symbols or .
For an open set , we denote by and the classes of all harmonic (locally affine for m = 1) and subharmonic (locally convex for ) functions on , respectively. The class contains the minus-infinity function ;
[TABLE]
If , then we can to use the inversion in the sphere centered at :
[TABLE]
For a subset , the classes , , and with consist of the restrictions to of harmonic, subharmonic, and k times continuously differentiable functions in some (in general, its own for each function) open set containing . A class is defined like previous class (2.5),
[TABLE]
By we denote constants, and constant functions, in general, depend on and, unless otherwise specified, only on them, where the dependence on dimension of will be not specified and not discussed; .
2.3 Measures and charges.
Let be the class of all Borel subsets in . We denote by the class of all Borel signed measures, or, charges on ; is the class of charges with a compact support ;
[TABLE]
For a charge , we let , and respectively denote its upper, lower, and total variations. So, is the Dirac measure at a point , i.e., , . We denote by \mu\bigm{|}_{S^{\prime}} the restriction of to .
If the Kelvin transform (2.6) translates the subharmonic function into another function (2.6u), then its Riesz measure is transformed common use image under its own mapping-inversion of type or . These rules are described in detail in L. Schwartz’s monograph [22, Vol. I,Ch.IV, § 6] and we do not dwell on them here, although here interesting questions arise, for example, for the Bernstein – Paley – Wiener –Mary Cartwright classes of entire functions [11], [16], [1], [15] etc.
Given and , the class consists of all extended numerical locally integrable functions with respect to the measure on ; . For , we define a subclass
[TABLE]
of the class of all absolutely continuous charges with respect to . For , we set
[TABLE]
Let be the the Laplace operator acting in the sense of the theory of distributions, be the gamma function,
[TABLE]
be the surface area of the -dimensional unit sphere embedded in . For function , the Riesz measure of is a Borel (or Radon [20, A.3]) * positive measure *
[TABLE]
In particular, for each subset . By definition, for all .
We use different variants of outer Hausdorff -measure with :
[TABLE]
Thus, for , for any , its Hausdorff [math]-measure is to the cardinality of , for we see that is the Lebesgue measure to Borel proper subsets , where, if , we preliminary use the inversion(2.6u), and \sigma_{d-1}:=\varkappa_{d-1}\bigm{|}_{\partial\mathbb{B}} is the -dimensional surface measure of area on the unit sphere in the usual sense.
2.4 Topological concepts. Inward-filled hull of set in open set
Let be a topological space, , . We denote by and a set of all connected components of and its connected component containing . We write , , and for the closure, the* interior,* and the boundary of in . The set is -precompact if is a compact subset of , and we write .
Definition 1**.**
An arbitrary -precompact connected component of is called a hole in with respect to . The union of a subset with all holes in it will be called an inward-filled hull of this set with respect to and is denoted further as
[TABLE]
Denote by the Alexandroff one-point compactification of with underlying set , where is the disjoint union of with a single point . If this space is a topological subspace of some ambient topological space , then this point can be identified with the boundary , considered as a single point .
Throughout this article, we use these topological concepts only in cases when is an open non-empty proper Greenian open set [12, Ch.5, 2] of , i. e.,
[TABLE]
For an open set from (2.15O), we often use statements that are proved in our references only for domains from (2.15D). This is acceptable since all such cases concern only to individual domains-components . So, if , then meets only finite many components . In addition, we give proofs of our statements only for cases . If we have , then we can to use the inversion relative to the sphere centered at as in (2.6).
Theorem 1** ([7, 6.3], [8]).**
Let be a compact set in an open set . Then
- (i)
* is a compact subset in ;* 2. (ii)
the set is connected and locally connected subset in ; 3. (iii)
the inward-filled hull of with respect to coincides with the complement in of connected component of containing the point , i. e.,
[TABLE] 4. (iv)
if is an open subset and then ; 5. (v)
* has only finitely many components, i. e.,*
[TABLE]
3 Properties of balayage of charges and measures
In this section 3 we discuss conventional classical balayage that is particular case of (1.1).
Definition 2**.**
Let , . Let be a class of Borel-measurable functions on . Let us assume that the integrals and are well defined with values in for each function . We write and say that the charge is a balayage, or, sweeping (out), of the charge for , or, briefly, is a -balayage of , if
[TABLE]
In this article, we consider only balayage for
[TABLE]
In this case, the integrals from (3.1) with values in are well defined for all measures , and, with values in , for all absolutely continuous (with respect to ) charges etc.
Theorem 2**.**
Let be an open set, be a -balayage of , be an open set, and .
If , then . 2. 2.
If , then . 3. 3.
If , then is a -balayage of . 4. 4.
If and , then \mu\bigm{|}_{O^{\prime}} is a balayage of {\vartheta}\bigm{|}_{O^{\prime}} for H\bigm{|}_{O^{\prime}}.
All statements of Theorem 2 are obvious.
Remark 1**.**
Balayage of charges and measures with a non-compact support is also occur frequently and are used in Analysis. So, a bounded domain is called a quadrature domain (for harmonic functions) if there is a charge such that the restriction \lambda_{d}\bigm{|}_{D} is a balayage of for the class . In connection with the quadrature domains, see very informative overview [10, 3] and bibliography in it.
Theorem 3**.**
If is a balayage of for \bigl{(}\operatorname{sbh}(O)\cap C^{\infty}(O)\bigr{)}, then is a balayage of for .
Theorem 3 follows from [5, Ch. 4, 10, Approximation Theorem].
Example 1** ([6], [3], [4], [21]).**
Let . If a measure is a balayage of the Dirac measure for , then this measure is called a Jensen measure for . The class of such measures is denoted by .
Example 2**.**
We denote by the harmonic measure for with non-polar boundary . Measures , , will also be called a harmonic measure for , but with specification, at . If , then measures
[TABLE]
Likewise, if
[TABLE]
So, the surface measure in the unit sphere belong to for any .
Example 3**.**
Useful examples of Jensen measures from are probability measures
[TABLE]
, invariant under the action of the orthogonal group on .
Example 4** ([6], [13]).**
Let . If is a balayage of for , then such measure is called a Arens – Singer measure for . The class of such measures is denoted by . Arens – Singer measures are often referred to as representing measures.
Theorem 4**.**
For (resp., ), let be a balayage of for . Let (resp., ) with
[TABLE]
be a family Jensen (resp., Arens – Singer) measures for points . The measure and probability measures are bounded in aggregate, and we can to define the integral of with respect to [17], [2]**
[TABLE]
In particular, if every Jensen (resp., Arens – Singer) measure is a parallel shift to a point of the same Jensen (resp., Arens – Singer) measure for [math] with the diameter of fewer than \frac{1}{2}\operatorname{dist}(\operatorname{supp}\mu,\partial O)\bigr{)}, then integral from (3.6) is a classical convolution of two measures and :
[TABLE]
In these cases both measures from (3.6)–(3.7) also a balayage of for with
[TABLE]
Proof.
Under condition (3.5), for subharmonic function , we have
[TABLE]
by definitions (3.6)–(3.7). For and , by analogy with (3.8), we have equalities in (3.8). ∎
Remark 2**.**
If we choose parallel shifts to of measures (Example 3, (3.4))
[TABLE]
as measures for Theorem 4 with a function and with condition (3.5), then our measures from from (3.6)–(3.7) both measures belong to the class and still , i.e., the measure is a balayage of the measure for .
Theorem 5**.**
Let be a balayage of for . Then
[TABLE]
(see Subsec. 2.4, Definition 1 of inward-filled hull of compact subset in ).**
Proof.
We set
[TABLE]
By Theorem 1 and [7, Theorem 1.7], if h\in\operatorname{har}\bigl{(}{\operatorname{\rm hull-in}_{O}K}\bigr{)}, then there are functions , , such that the sequence converges to in C\bigl{(}{\operatorname{\rm hull-in}_{O}K}\bigr{)}, and
[TABLE]
Using the opposite function -h\in\operatorname{har}\bigl{(}{\operatorname{\rm hull-in}_{O}K}\bigr{)}, we have the inverse inequality. ∎
Theorem 6**.**
Let be a balayage of for . Then
[TABLE]
i. e., if is an open set, then is a -balayage of .
Proof.
We use the notation (3.10). By Theorem 1, if u\in\operatorname{sbh}\bigl{(}{\operatorname{\rm hull-in}_{O}K}\bigr{)}, then there is a function U\in\operatorname{sbh}\bigl{(}O) such that on [7, Theorem 6.1], [9, Theorem 1], [8, Theorem 16], and we have
[TABLE]
that gives (3.11). ∎
Theorem 7**.**
If is a -balayage of a measure , and a set is polar, then .
Proof.
There is such that for all . For any there exists an finite cover of by balls such that the open subsets
[TABLE]
have complements in without isolated points. Then every open set is regular for the Dirichlet problem. It suffices to prove that the equality holds for every number . By definition of polar sets, there is a function such that . Consider the functions
[TABLE]
We have , and is bounded below in . Hence
[TABLE]
Thus, we have . ∎
Generally speaking, Theorem 7 is not true for -balayage. An implicit example built in [18, Example]. We will indicate in Example 5 one more constructive and general way of building in this direction
Example 5** (development of one example of T. Lyons [19, XIB2]).**
Consider
[TABLE]
Easy to see that . Let be a polar countable set without limit point in . Surround each point with a ball of such a small radius that the union of all these balls is contained in . Consider a measure
[TABLE]
By construction, the measure is -balayage of measure , but
[TABLE]
in direct contrast to Theorem 7.
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