Derivation of the two Schwarzians effective action for the Sachdev-Ye-Kitaev spectral form factor
Matteo A. Cardella

TL;DR
This paper derives a two-sided Schwarzian effective action for fluctuations around the spectral form factor's ramp in the SYK model, confirming previous assumptions about locality and providing a deeper understanding of the model's non-linear responses.
Contribution
It introduces a novel derivation of the two-sided Schwarzian effective action for the SYK spectral form factor, adapting methods from Kitaev and Suh to a two-replica system.
Findings
Derived a two-sided Schwarzian effective action for SYK spectral form factor.
Confirmed the form of the action previously assumed to be local.
Enhanced understanding of non-linear responses in the SYK model.
Abstract
The Sachdev-Ye-Kitaev model spectral form factor exhibits absence of information loss in the form of a ramp and a plateau, that are typical of random matrix theory. In a large collective fields description, the ramp was reproduced by Saad, Shenker and Stanford \cite{Saad:2018bqo}, by replica symmetry breaking saddles for a connected component of the analytically continued to real times thermal partition function two point function. We derive a two sides Schwarzians effective action for fluctuations around the ramp critical saddles, by adapting to the two replica system a method by Kitaev and Suh \cite{Kitaev:2017awl} for studying non linear responses to the conformal breaking kinetic operator in regular SYK. Our result confirms \cite{Saad:2018bqo}, where the form of the action was obtained by assuming locality.
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Taxonomy
TopicsAdvanced Condensed Matter Physics · Physics of Superconductivity and Magnetism · Theoretical and Computational Physics
Derivation of the two Schwarzians effective action
for the Sachdev-Ye-Kitaev spectral form factor
Matteo A. [email protected]
*Dipartimento di Fisica, Università degli Studi di Milano and INFN,
via Celoria 16, 20133 Milan, Italy
Abstract
The Sachdev-Ye-Kitaev model spectral form factor exhibits absence of information loss, in the form of a ramp and a plateau that are typical in random matrix theory. In a large collective fields description, the ramp was reproduced by Saad, Shenker and Stanford [1] by replica symmetry breaking saddles. We derive a two sides Schwarzians effective action for fluctuations around the ramp critical saddles, by computing responses to a smeared version of the two replica kinetic kernel. Our result confirms [1], where the form of the action was heuristically guessed by indirect arguments supported by numerical evidences.
Contents
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2 Two replica path integral representation for the connected part of the spectral form factor
-
3 A large , large , approximation for the spectral form factor path integral
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3.1 Effective action for the time reparametrization soft modes
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5.1 Review of the analysis of responses to a regularized source in standard SYK
1 Introduction
The Bekenstein-Hawking [2],[3] black hole entropy formula in conjunction with the holographic principle [4],[5] suggest that a region of space surrounded by a boundary surface of finite area, should be described by a finite dimensional Hilbert space. It is not known how such an holographic description works, except then in few notable cases. In the context of AdS/CFT [6], despite a large amounts of results, several relevant questions related to black holes cannot be cast in quantitative terms, due to the complexity of the boundary theory at finite temperature.
A manifestation of the black hole information problem in holographic models [7] appears in the behavior of correlation functions of boundary operators at very large separation times. Finiteness of the entropy demands that a correlation function cannot decay to zero at large times, since this would violate quantum mechanics in the form of quantum information loss. For the sake of illustration, let us consider a thermal two point function for a boundary operator
[TABLE]
where is the thermal partition function, the dimension of the Hilbert space is finite and exponentially large in the entropy and we omit to denote dependence of on spacial coordinates. At early times decays exponentially in time as the effect of thermalization, which in the bulk corresponds to the black hole quasi-normal modes relaxation. However, the finite sum in (1) cannot not go to zero at large times, instead it keeps oscillating with an amplitude exponentially small in the entropy [8],[9],[10]. On the other hand, the above requirement is not satisfied by a semiclassical bulk theory. The reflection coefficient for an incoming wavepacket scattered from the black hole classical horizon diminishes with boundary time, because of the increasing blueshift of the scattered particle, with an increasing penetrating power beyond the horizon of its wave function. From this intuitive argument, one expects the two point function to go to zero in the separation time infinite limit, which is indeed the case. This process is described by black hole quasi normal modes [11]. On the other hand, one expects a departure from classical dynamics for the black hole horizon at times exponentially large in the entropy, when discreteness of the spectrum of the black hole microstates becomes relevant. This effect should conspire to reproduce the expected erratic fluctuations in the two point function. This is a non perturbative quantum gravity effect that is hard to be reproduced. It is interesting to study this problem in the SYK model, as its collective mode describes the dynamics of a boundary graviton in a nearly two dimensional anti de Sitter spacetime (), which accounts for the dynamics of the horizon of a low temperature nearly extremal black hole in four dimensions.
The above formulation of the black hole information paradox in an holographic setup can be rephrased in terms of a somehow simpler and more universal correlation function then (1), which does not contain matrix elements of specific boundary operators but still exhibits the same phenomenon [12]. This is the so called spectral form factor
[TABLE]
While at short times is of the order of the square of the thermal partition function , at very long times, of the order of the inverse of the mean energy level spacing, the spectral form factor reaches a limiting value usually called the plateau, due to a cancellation between the off diagonal contributions in the sum (2). A direct computation at large times of the spectral form factor in theories with a well defined gravity dual such as super Yang Mills is currently impossible. However, the Sachdev-Ye-Kitaev model (SYK) [13], [14],[15], [16], [17], [18], [19] offers both a numerical and an analytic handle for studying the spectral form factor. An accurate numerical analysis of the SYK spectral form factor was done in [20], (see also [21] for earlier related work), while a subsequent work [1] explains part of the observed behavior in terms of a large collective fields description222Recent works related to the SYK spectral form factor include [22],[23],[24],[25]..
SYK is a statistical mechanics model over an ensemble of quantum mechanical many body systems of Majorana fermions, with random couplings of even order all to all interactions. A statistical average over an ensemble of quantum systems is not equivalent to a single quantum mechanical model, a fact that may cast doubts upon using SYK for discussing delicate issues like unitarity in a black hole holographic description. Yet, there are qualitative and quantitative features that survive the ensemble disorder average that make SYK an interesting playground for discussing certain quantum gravity issues related to black holes333There are also the so called colored tensor models, quantum mechanical models without disorder that exhibit the same diagrammatic as SYK [26]..
SYK has a collective fields description that in the large limit at low temperatures/strong coupling exhibits an interesting quasi conformal behavior, with aspects of a gravity dual. In particular, as an holographic model for nearly extremal black holes it provides an interesting arena for testing various ideas and proposals and sharpen open problems. One of its attractive features is a dominant soft mode dynamics at low temperatures [13],[14],[27],[28], that from a bulk perspective encodes the full black hole gravitational backreaction [29],[30],[31],[32], and, under certain circumstances, allows for a quantum mechanical description of a black hole interior [32],[33],[34],[35],[36],[37]. One of the exciting recent results, that is understood also from the SYK perspective, is a gravitational description of the quantum teleportation protocol [32],[38],[39]. This is based on recent observations on how certain double trace deformations that violate the average null energy condition make a wormhole temporarily traversable [40]. In the teleportation protocol those double trace deformations implement the transmission of classical instruction for the quantum protocol between the two boundaries through external space-time and make the wormhole connecting them temporarily traversable.
Another interesting feature is that SYK exhibits quantum chaotic behavior both at short and long times scales. At short times scales, out of time ordered (OTO) four point thermal correlators involving a perturbation on a typical operator saturate [13],[14],[41] a universal chaos bound [42] for their Liapunov exponent. In AdS/CFT, saturation of the chaos bound in the boundary is understood [43] by a corresponding bulk near horizon scattering dynamics that involves Dray and ’t Hooft shock waves [44]. The requirement for the boundary theory to be a fast scrambler [45] avoids black hole quantum cloning in certain gedanken experiments [5],[46]. The fast scrambler property is satisfied by boundary theories that are -local quantum many body systems with all to all interactions [45]. In the SYK case there are no shock waves in the two dimensional bulk and the only bulk gravitational degrees of freedom are boundary modes that undergo classical chaotic dynamics by moving in hyperbolic space [29],[32],[47],[48]. On the other hand, SYK exhibits also chaotic behavior at large time scales444 controlled by times scales exponentially large in , related to the fine details of correlations among its energy eigenvalues. The connected part of the two point correlation function for the SYK spectral density controls the large time behavior of the spectral form factor, a quantity of interest to diagnose the existence of quantum information loss. Numerics on the SYK spectral form factor exhibit the emergence at long time scales555Meaning exponential in time scales. of typical behaviour of quantum chaotic systems, in particular random matrix theory (RMT) universality. We refer to [20] for relevant numerical plots and typical values of the SYK spectral form factor, here we would like to mention the main qualitative features of the time behavior of the spectral form factor. The plot in figure 1, starts at early times with a decaying phase from its initial value with a characteristic decreasing power law up to a minimum value. This decaying part of the plot is called the slope and the minimum value is called the dip, which occurs at . After the dip, the SFF starts a linear rising behavior called the ramp. The ramp occurs up to a saturation time where reaches the limiting value . The ramp and the plateau are typical of quantum chaotic systems in particular in random matrix theory(RMT). The emergence of RMT universality in itself is not surprising from a Hilbert space perspective, the interest, motivated by the black hole information problem, is to understand the behavior of the spectral form factor by using a large collective fields description. This problem was discussed in [1] for the SYK model and by the same authors in [49] for Jackiw Teitelboim (JT) gravity [50],[51], where a non perturbative completion of JT gravity in terms of RMT is proposed. In [52] the relations between JT gravity and RMT are extended to the case where the boundary theory has time-reversal symmetry and have fermions with or without supersymmetry.
An interesting point that emerges from the numerics on the SYK spectral form factor is that for a single realization of the disorder, the time plot exhibits erratic oscillations in its ramp and plateau regions,(figure 1). Oscillations are washed out either by averaging SYK over a large enough ensemble or by taking a suitable time average of the spectral form factor. Although part of the information that corresponds to the erratic wild oscillations is washed out by the disorder average, the main trend that does not exhibit information loss is still present after ensemble average. This provides an interest for a quantitative study of the SYK spectral form factor in terms of large collective fields, in relation to the black hole information paradox.
It is easy to check that the connected part of the disorder averaged two point function for the analytically continued thermal partition function
[TABLE]
exhibits a linear ramp for a contribution of the form in the connected component of the two point correlator for the spectral density of states . In the above expression brackets in the l.h.s. denote disorder average, while brackets in the r.h.s. denotes statistical correlation. It is indeed the disorder average over a statistical ensemble that provides a non zero connected component to the analytically continued partition function. In a single quantum mechanical model the partition function is just a number and there would be no two points connected contributions whatsoever. The above relation indicates that in order to study the connected component of the spectral form factor, in terms of a functional integral in collective fields, one should look to a two replica system. In fact, disorder average creates interactions between distinct replica, which leads to a connected component for the spectral form factor. Another indication that the non decaying contributions for the SYK spectral form factor may be understood by a two replica systems may come from the ER = EPR conjecture [53],[7],[54]. Indeed, it turns out [1] that the family of off replica diagonal saddle points responsible for the SYK ramp are obtained with good approximation from a sum over images of SYK correlators on the thermofield double state. On the other hand, from the JT gravity side, the ramp is reproduced by a JT double trumpet instanton [49], a connected Euclidean baby universe that connects two identical Euclidean black holes at the same temperature.
In this paper we derive a time reparametrization soft modes effective action that corrects the SYK critical (replica non-diagonal) saddles of the spectral form factor (3). This effective action governs the late times dynamics for the spectral form factor. We follow a method inspired by [30] to study enhanced responses to the conformal breaking kinetic operator in SYK. This two sides Schwarzian effective action that we obtain, appear also in [1]. In that work, the form of the effective action was guessed by indirect reasoning, supported by numerical evidence [55]. On the other hand, we carry on a constructive analysis by outlining the dominant quantum effects that correct the spectral form factor correlation functions at late times. Our results as a byproduct allow to obtain an explicit derivation of the late times effective action. A point of interest of the analysis carried here is a direct observation of when and how non Schwarzian contributions to the effective action become ineffective for the spectral form factor. This kind of analysis has also some interesting points of contact with the recently appeared work [56].
The organization of the paper is the following, in section 2 we go through the construction of a two replica functional integral for the SYK spectral form factor, by going into details in the derivation of the replica non-diagonal conformal saddles. In section 3 we compute a large approximation for the spectral form factor by steepest descent method, around conformal replica non-diagonal saddles. We then analyse the effects of a smeared version of the two replica kinetic operator and single out that a specific projection of the kinetic operator dominates the late dynamics of the spectral form factor. In section we compute the soft modes effective action for the spectral form factor that governs the late times dynamics. In appendix, we review the method presented in [30] for the case of regular SYK.
2 Two replica path integral representation for the connected part of the spectral form factor
The Sachdev-Ye-Kitaev model (SYK) [15],[16],[17],[18],[19],[13],[14] is a statistical mechanics model over an ensemble of many body systems given by (even) Majorana fermions
[TABLE]
on a complete hypergraph of even order . Each system of the ensemble has Hamiltonian
[TABLE]
where the couplings are random variables, independently taken from a Gaussian probability distribution with zero mean and variance . The parameter fixes the characteristic energy scales of the model. In the large limit, at high temperatures/weak coupling , the model is asymptotically free, while at low temperatures/strong coupling , SYK develops an interesting quasi-conformal dynamics. Conformal symmetry is slightly explicitly broken by a dominant corrections, with leading contribution coming from a local Schwarzian effective action. The same pattern of symmetry breaking and a Schwarzian effective action occur in a certain limit of two dimensional Jackiw-Teitelboim (JT) gravity. Moreover, JT gravity describes the classical dynamics of the near horizon region of a low temperature nearly extremal black hole. In the following we mainly focus on the case, extensions of the results for generic even are usually straightforward666For a nice review of the SYK model and its relations to JT gravity see [57]..
We consider the following connected contribution to the SYK disorder averaged analytically continued thermal partition function two point correlator
[TABLE]
where brackets denote disorder average. As already remarked in the introduction, in order to have a non vanishing connected component we shall look for a system of two replicas on which to perform disorder average. In fact, disorder average creates an interaction among non interacting replica. By following [1] we construct a functional integral representation for in terms of two copies or replica of SYK, and . We consider the following two replica representation for the spectral form factor for one particular realization of the disorder
[TABLE]
where
[TABLE]
and
[TABLE]
By disorder averaging (7) one finds the following path integral representation
[TABLE]
where replica indexes are summed up.
The above connected component has to be contrasted with the disconnected part of the two point function , obtained by the standard SYK disorder averaged thermal partition function by analytic continuation . can be computed at full quantum level in the Schwarzian approximation, since the Schwarzian path integral over soft modes is one loop exact [58]. This same result for can also be obtained by solving a quantum mechanical problem for a particle scattered by a Liouville potential [59],[60]. Accurate methods for computing Schwarzian amplitudes at full quantum level are developed in [61],[62]. The full quantum answer is given by
[TABLE]
which gives the following disconnected contribution to the spectral form factor
[TABLE]
This disconnected contribution reproduces accurately the decaying slope of the spectral form factor in figure 1. It is not surprising that this contribution manifests information loss, since it is given by a product of analytic continuations of the SYK thermal partition function. From the two replica system perspective, it is the result of a replica diagonal saddle plus the one loop determinant from fluctuations, that together give the full quantum answer. In contrast, the connected contribution from off diagonal replica saddle is somehow related to a purification of the thermal density matrix, obtained by doubling the system. Indeed it turns out that the connected saddles can be written in terms of an antisymmetrized version of the thermofield double correlators [1], (see eq. (LABEL:correlSFF2) and related discussion).
Concerning the functional integral in (10), before switching from the representation in terms of Majorana fermions to a more convenient description in terms of singlets collective fields, let us notice that in any regime where the effects of the bilocal kinetic operator in (10)
[TABLE]
can be neglected, the eight fermions interaction vertex in (10) is invariant under the following transformation
[TABLE]
for two independent time reparametrization diffeomorphisms, (aka left and right soft modes), , . In fact, it can be checked easily that this transformation corresponds to a change of integration variables in the double integral interaction term in (10). Therefore in any regime where (13) can be neglected, the system develops the time reparametrization symmetry (14), where fermions are primary fields of weight . Let us notice also that fermions appear in the interaction term in (10) as the following singlet collective field
[TABLE]
As a consequence of (14), in any regime where the kinetic operator (13) can be ignored, the action is invariant under the following reparametrization of the bilocal field
[TABLE]
In order to study in the large limit, it is convenient to recast the functional integral (10) in terms of the collective field (15) and a corresponding Lagrangian multiplier , by integrating out the Majorana fermion fields. This is achieved by inserting in the path integral (10) the identity
[TABLE]
where integration over is performed along an imaginary direction in field space. By integrating out fermions one finds
[TABLE]
where
[TABLE]
Notice that for notational convenience from now on we use lowercase indexes to denote left and right replicas entries, by switching our previous notation to . This should not be source of confusion, since fermions have been integrated out. We also use the notation where
[TABLE]
which follows from the definitions (9).
The two replica action (19) gives the following saddle point Schwinger Dyson equations. A variation with respect
[TABLE]
gives
[TABLE]
where is the convolution product
[TABLE]
While a variation with respect to
[TABLE]
gives
[TABLE]
At strong coupling/low temperatures , an almost conformal regime emerges. It can be observed by considering the Fourier transform of the saddle point equation (22)
[TABLE]
By taking the following ansatz for the self energy , where is a constant invertible matrix, in the low energy regime , the term in (26) can be neglected w.r.t. the second one. The conformal Schwinger Dyson equation therefore reads
[TABLE]
The above equation together with the ansatz we made for gives
[TABLE]
This latter relation when casted into the other saddle point equation eq. (25) leads to the following equation for the constant invertible matrix
[TABLE]
eq. (29) is solved by
[TABLE]
By casting (30) into (28) one finds the following family of complex saddles for the SYK spectral form factor in the conformal limit [1]
[TABLE]
By following the same convention used in [1], we label the effective auxiliary temperature in the correlators by . The phase space of the family of nondiagonal backgrounds is two dimensional, labelled by and by the compact coordinate . is a relative time shift between the two holographic boundaries clocks.
Let us notice that the saddles (LABEL:correlSFF) coincide with SYK correlators on an auxiliary thermal system at inverse temperature , computed on the double field thermal state
[TABLE]
at the auxiliary (rescaled) inverse temperature
[TABLE]
The reason for that is that saddles are solutions of local differential equations, and the case of the spectral form factor and those of the auxiliary thermal system differ by boundary conditions, by the way the Keldysh contour for the path integral is closed in the complex time plane. More precisely, the two points correlators of the spectral form factor are complexified by the presence of the complex coefficients in w.r.t.h. two points correlators over a double field thermal state.
In order to emphasize more the relation among the conformal saddles of the spectral form factor (LABEL:correlSFF) and two point functions of SYK over an auxiliary thermal state, we observe that the former can be written in the following equivalent form, where the dependence on the auxiliary system inverse temperature (33) is stressed
[TABLE]
where
[TABLE]
is the analytic continuation to real time of the regular SYK conformal thermal Green function at inverse temperature . Let us notice that the left-right correlator in (LABEL:correlSFF2) is obtained from the diagonal one by the shift in the real time argument . This is the standard prescription that relates a correlator on the purified double field thermal state (32) to a thermal correlator on one copy of the system. When a generic operator is moved from one copy to the other in the purified system, besides the imaginary shift on the time argument, is has to be also CPT conjugated. In the SYK case, CPT conjugation reduces to the identity on Majorana fermions. From the bulk point of view the imaginary time shift by allows to map points of one side to corresponding points in the other side in a complex time wormhole geometry.
The meaning of the parameter is explained in [1], by considering the spectral form factor in the infinite temperature limit and showing that it can be approximated by a family of thermal partition functions labeled by the auxiliary inverse temperature . From a bulk gravity perspective, the auxiliary thermal system inverse temperature fixes the energy scale of the two holographic boundaries in . In the wormhole, described holographically by the double field thermal state (32), on each of the two thermal Rindler pathces, the metric and the dilaton have the following form
[TABLE]
In the bulk solution relevant for the spectral form factor there is a Rindler time periodic identification and . This is compatible with the asymmetric analytic continuation in the spectral form factor . This Rindler time identifications give rise to a Lorentzian manifold with the topology of a double cone with closed time curves [1]. arises in relating Rindler time to boundary time in the following way. By using an holographic renormalization parameter one can relate the boundary proper time to the bulk Rindler time from the bulk metric (36) at a large fixed
[TABLE]
This gives the following relation between SYK boundary time and bulk Rindler time
[TABLE]
This relation was also checked numerically in [1], by computing geodesics distances from boundaries points in the wormhole geometry and getting agreement with (LABEL:correlSFF). The idea is that in the large limit the bulk theory classicizes and boundary CFT two points correlators reduce to simple functions of the length of the geodesic connecting the pair of points on which the two point function is evaluated. Besides , there is at least a second phase space parameter, since phase space is always even dimensional. In the case of pure JT gravity the dimension of phase space is two, (see for example [63] for a detailed account). This missing phase space parameter is the compact parameter that appears in the off diagonals saddle correlator in (LABEL:correlSFF) and (LABEL:correlSFF2) and it is responsible for the linear ramp behavior in the SYK spectral form factor [1]. corresponds to a relative shift between the time coordinate origins on the right and left boundary. It is not a surprise that it appears only on the left-right diagonal correlator in (LABEL:correlSFF), since only there a relative shift on the origins of times coordinates is relevant. The fact that is responsible for the ramp goes as follows [1]. It turns out that the conformal saddles (LABEL:correlSFF) have zero action. In order to compute the functional integral in the large limit, one has to still integrate over the phase space parameters and . Integration over gives just a constant overall constant to the spectral form factor. On the other hand, integration on gives a linear factor which reproduces the ramp. The above discussion was at the conformal level, for the spectral form factor family of conformal saddle points of the critical action. When effects of the two replica bilocal kinetic operator (13) are taken into account, at lowest order in the perturbative expansion an effective action for the left and right time reparametrization soft modes , occurs. This effective action at the saddle point level turns out to be independent on , consistently with the existence of a linear ramp. However, the value of the action in the saddle point is non zero and a runaway direction for the functional integral representation of the spectral form factor arises, toward large . The instability can be cured in the microcanonical ensemble [1], this is a consequence of being actually related to the energy of the Schwarzian modes. On the other hand, can also be stabilized in the canonical ensemble, at the price of slightly changing the model, by adding a small non local coupling between left and right soft modes and [1]. This is an interesting possibility that deserves further studies. The two boundaries non local coupling term that stabilizes has some formal analogy to non-local double trace interaction terms that make a wormhole temporarily traversable [40], [32]. Analysis related to this discussion from the perspective of two boundaries JT gravity is found in [64]. Beyond the Schwarzian saddle point approximation, the one loop determinant receives contributions both from the two time reparametrization soft modes , , and from fluctuations of the phase space parameters , and [1]. These latter fluctuations are controlled by an hydrodynamic action and computation of the one loop determinant consistently reproduces the ramp [1].
3 A large , large , approximation for the spectral form factor path integral
In the first part of this section, we obtain a large approximation of the spectral form factor path integral by using steepest descent method through the replica non-diagonal conformal saddle (LABEL:correlSFF). We then obtain a large approximation of what we got, by computing the effects of a regularization of the kinetic operator . The obtained results allow us then to find the large effective action for the spectral form factor in the time-reparametrization soft modes and .
By performing a translation in field space , where , the action (19) turns into
[TABLE]
As it was remarked in the previous section, (see the discussion that leads to eq. (16)), the first three terms of the above action are invariant under the simultaneous time reparametrization , , where transforms as a primary bilocal field with weights and transforms with weights . The spectral form factor conformal saddle (LABEL:correlSFF) or (LABEL:correlSFF2) break spontaneously the twofold symmetry down to the diagonal subgroup, a fact that can be checked directly by acting with Moebius transformations on the correlators in (LABEL:correlSFF) or (LABEL:correlSFF2). On the other hand, the source term in (LABEL:Ishifted) breaks explicitly conformal invariance. In order to study the effects of the kinetic operator , we shall regularize it, by smearing the singular Dirac delta kernel on the account that times shorter than the time scale related to the energy of the system cannot be resolved.
In the large limit, at strong coupling, the path integral for the spectral form factor can be approximated by using the steepest descent method through the conformal saddle (LABEL:correlSFF2)
[TABLE]
where the normalization in front of the fluctuations is chosen for convenience. An expansion of the action up to quadratic order in the fluctuations gives
[TABLE]
where is the action evaluated in the conformal saddle, replica indexes are summed over and denotes the following scalar product in the space of bilocal functions
[TABLE]
The four indexes integral kernel appearing in (41)
[TABLE]
is a colored version of the four point function symmetrized ladder kernel in regular SYK [27]. The latter for generic even coupling has the form
[TABLE]
We now introduce a convenient alternative indexing for the replica entries. We define such that , , , . The action (41) in this new indexing reads
[TABLE]
By integrating along the steepest descent direction in the complex plane, passing through the saddle , one finds
[TABLE]
By then integrating along the steepest descent contour in the complex plane through the saddle , one finds the following expression for the action of the spectral form factor in the large approximation
[TABLE]
where is the rescaled source
[TABLE]
So far, by steepest descent we got to the following large approximation for the spectral form factor
[TABLE]
In principle, (49) allows to compute quantum corrected forms of various correlators by functional deriving w.r.t. regularized source . In particular, the two point function is given by
[TABLE]
However, our analysis needs to be developed further, since a suitable regularization for the source (48) appearing in (49) and (50) are still to be discussed. We are going to do it now and, in particular, we will find explicit results for the large time regime. We consider the eigenvalues problem for the spectral form factor four points function conformal ladder Kernel
[TABLE]
Where, labels the eigenvalues of the Carimir of , the diagonal subgroup of which is the symmetry group that survives the spontaneous breaking induced by the conformal replica non-diagonal saddles. The dependence on the eigenvalues is due to the fact that commutes with .
We assume the following expansion for the source, in terms of the ladder kernel eigenfunctions in (51)
[TABLE]
In the regulirized rescaled kinetic operator (52), is a smooth smearing function of that regularizes the singular Dirac kernel in the two replica kinetic operator . cuts off the short times intervals region below the scale related to the SYK energy scale . It works as follows, is demanded to vanish for , and for . is defined to be the function appearing in the denominator of the component of the weight eigenfunction of the colored kernel
[TABLE]
Since is also an eigenfunction of the Casimir , is typically an hyperbolic sine or cosine. One has for , which makes because of the logarithm and the smearing function vanishes correspondingly. This implements the impossibility to resolve time intervals below . On the other hand, for large enough , grows exponentially in the separation time. This makes the support of the smearing function to be of order .
We also demand the following normalization for the smearing function
[TABLE]
Let us write the smearing function as a Fourier integral
[TABLE]
Since has support over , its Fourier transform has support over . In the large limit, the Fourier transform becomes very narrow.
By inserting (52) and (55) into (50), one finds
[TABLE]
where we used both
[TABLE]
and eq. (53).
Since has support , in the large limit, one can expand up to the first order in eta . Then, by computing the integrals in (56) by residues theorem, one finds
[TABLE]
with
[TABLE]
Since the support of is , for large enough , the only non vanishing term in (58) is the one, which by (59) corresponds to the eigenvalue.
To summarize, we have shown that in the large , strongly coupled regime, the SYK spectral form factor at large is approximated by (49) with a regularized source invariant under the four point ladder kernel. In particular, the large limit of the two point function is given by
[TABLE]
where
[TABLE]
is the invariant function under the ladder colored conformal kernel. It follows that at large , the regularized source has the form
[TABLE]
where is the projector over the two diagonal directions and in replica indexes. We impose this projection, since the source is a regularized version of the replica diagonal SYK kinetic operator , .
Since is expected to have the same form as , it follows that the source that dominates the large dynamics needs to be invariant under the operator .
By using (LABEL:correlSFF2) in (43) one finds that , where is the regular SYK, , four point function symmetrized ladder kernel (44) at inverse temperature
[TABLE]
with
[TABLE]
Therefore, the regularized source that dominates the spectral form factor at large can be obtained by looking for invariant function under the four point ladder conformal kernel in regular SYK
[TABLE]
The spectrum of eigenvalues and eigenfunctions of of are known
[TABLE]
in the following we recall some of their properties. Let us notice that the eigenvalues are actually independent on . One can check by using the explicit for of ladder kernel that by a time rescaling one can change the value of and leaves the form of the eigenvalues equation (66) invariant. In fact, a time rescaling is just an transformation. It is therefore possible to consider (66) either on the time line at zero temperature, or at fine temperature at imaginary time of at fine temperature in real time. Eigenfunctions at finite , are then found by applying the usual conformal transformation on those defined on the real line. On the other hand, real time eigenfunctions at finite temperature are obtained by analytic continuation of the imaginary time ones.
Since the Casimir operator commutes with the four points ladder conformal kernel , eigenfunctions
[TABLE]
are also eigenfunctions. has a spectrum with both a continuum and a discrete component [27]. The continuum component is given by the points on the critical strip , , while the discrete component is given by , . The Casimir eigenfunctions have the following form [27]
[TABLE]
Notice that in the large limit
[TABLE]
In the eighenvalue equation
[TABLE]
by symmetry, one can fix , and and compute explicitly by the following double integral
[TABLE]
For the four order coupling , the result is
[TABLE]
The discrete component of the spectrum thus is given
[TABLE]
We are looking for invariant functions under the action of . From the above results on the spectrum, we have that .
On the other hand, for the continuum component of the spectrum one finds
[TABLE]
does not provide any further invariant function, besides the one that we found from the discrete component of the Casimir spectrum.
To summarize, we have found that the contributions to the source that dominates the large regime for the spectral form factor has the following form
[TABLE]
where is a coefficient to be fitted numerically,
3.1 Effective action for the time reparametrization soft modes
In order to find the large spectral form factor effective action in the time reparametrization soft modes , , we consider the conformal symmetry breaking source term in (LABEL:Ishifted)
[TABLE]
and take the diagonal conformal symmetry breaking source, obtained in the previous section in (75)
[TABLE]
On the other hand, has the same form (77) but with replacing .
The components of the Green function by a time reparametrization transform as
[TABLE]
where
[TABLE]
The breaking of conformal invariance in the SYK model is due to a uv short-time effect, as the conformal forms for the correlators describe accurately the low energy ir dynamics. In order to find a local effective local action, we go from to , slow average time , and . We expand the fields up to lowest order in and then we integrate out . This gives a local effective action in in the two time reparametrization soft modes , .
A Taylor expansion in gives
[TABLE]
On the other hand, the diagonal components (LABEL:correlSFF2) of the conformal spectral form factor Green functions, obtained from (78) for and have the explicit form
[TABLE]
By inserting in eq. (76) the short time expansions (80), the rescaled source along the enhanced direction (77) and the conformal Green function (81) at inverse temperature (33) one finds
[TABLE]
In the above expression is found by numerical fitting.
4 Conclusions
In this work we derived a large , late times , approximation of the path integral representation of the SYK spectral form factor. By using this result, we obtained the effective action in the two time reparametrization soft modes for the SYK spectral form factor, in the large time regime. Our work puts on a stronger ground [1], where the form of the two Schwarzian effective action was heuristically guessed by an indirect argument, supported only by numerical evidences [55].
Acknowledgments
The Author thanks Douglas Stanford for correspondence, Sergio Caracciolo and Mauro Pastore for collaboration at the early stages of this project.
5 Appendix
5.1 Review of the analysis of responses to a regularized source in standard SYK
In this section we review a method discussed in [30], for obtaining the soft mode Schwarzian effective action in regular SYK. The SYK action in terms of collective fields, after a translation in field space , with can be casted in the following form
[TABLE]
Notice that the first three terms in (LABEL:IshiftedReg) are conformal invariant, while the last source term in breaks explicitly the conformal symmetry. In the regime the last term can be treated as a perturbation over the SYK conformal saddle. In the SYK model, times shorter then cannot be resolved, therefore in the kinetic operator the Dirac delta kernel needs to be replaced by a regularized smoothed kernel that vanishes for
[TABLE]
where the term has the effect as the time derivative operator , but, a priori various scaling weights might be relevant, due to non linear effects in the responses to the perturbation. In (84) the smearing function , replaces the singular kernel of the kinetic SYK operator. has a smooth compact support and vanishes for . This implements the uv cutoff for time resolutions less then . In the finite temperature case, the infrared cutoff is given by the inverse temperature , and the smearing function needs to have period .
Moreover, the following normalization condition is imposed
[TABLE]
In order to evaluate the functional integral in the large limit we use the steepest descent method. The action is expanded up to quadratic order around the conformal saddle
[TABLE]
Let us notice that (LABEL:fluct) preserve the measure in the functional integral. By keeping terms up to quadratic order in the fluctuations one gets from (LABEL:IshiftedReg)
[TABLE]
where is the action evaluated in the conformal saddles and is the symmetrized four point function ladder kernel at the conformal point
[TABLE]
for even integer . Here, we are focusing on the case.
denotes the following scalar product on the space of antisymmetric bilocal functions
[TABLE]
By integrating on a contour in the complex plane along the steepest descent direction passing through the saddle point, one finds
[TABLE]
By then integrating along the steepest descent contour in complex plane passing through the saddle point , one finds
[TABLE]
with
[TABLE]
Eq. (91) shows that a component in functions space for the rescaled source along the zero mode direction
[TABLE]
gives an enhanced effect on . Although naively it seems there is a divergence, indeed no divergences occur after having regularized the SYK kinetic source by(84)
Eq. (91) leads to study the spectrum
[TABLE]
The Casimir commutes with , therefore by diagonalizing one diagonalizes also . On the other hand, the Casmir eigenvalues equation
[TABLE]
gives rise to a spectrum with both a discrete and a continuum components. The discrete component is given by with , while the continuum one is given by points on the critical strip , . The Casimir equation (95) fixes also the form for the eigenfunctions [27]
[TABLE]
By inserting (96) in the eigenvalues equation
[TABLE]
leads to the explicit form for the function . In the SYK model with order coupling, one has
[TABLE]
In particular . This means that there is an enhancement for (91) whenever the perturbation source has a component along the direction in functional space.
Let us also observe that the conformal two point function , by a time reparametrization got a variation precisely along the enhancing direction
[TABLE]
In fact, a soft mode transformation on gives
[TABLE]
where
[TABLE]
The conformal finite temperature Green function is obtained by (100) for , its explicit form is given by
[TABLE]
An infinitesimal conformal transformation is given by the transformation law (100) applied on for a periodic soft mode closed to the identity map . In order to see that eq. (99) holds, let us consider the two conformal Schwinger-Dyson equations that are obtained as saddle point equations from the action (91) without the source term
[TABLE]
where denotes the convolution product.
These equations are derived from a time reparametrization invariant action and are therefore themselves time reparametrization invariant. Therefore a variation by on both the Schwinger-Dyson equations (LABEL:SDyson) gives zero. In particular a variation of the first of the two Schwinger Dyson equations gives
[TABLE]
We then convolute the above equation by , which is the inverse of w.r.t. the convolution product , and get
[TABLE]
By making an infinitesimal variation along time reparametrization of the second Schwinger Dyson equation in (LABEL:SDyson) one also finds
[TABLE]
that inserted in (105) gives
[TABLE]
In order to compute the effective action in the time reparametrization one takes non conformal source term (LABEL:IshiftedReg)
[TABLE]
and switch from coordinates to , slow time and fast time coordinates, , . Then an expansion in is made by keeeping the leading term in the Lagrangian and integrate out . The result is a local effective action in . By Taylor expanding (100) in powers of one finds
[TABLE]
The finite temperature version of the rescaled source (92) along the enhancement direction reads
[TABLE]
and the finite temperature conformal Green function has the form
[TABLE]
By inserting in , the rescaled source (108), the leading non trivial order of the expansion (109), and the thermal conformal Green function (111) finally gives
[TABLE]
In the above expression, the coefficient has to be fitted numerically. We omitted an overall normalization for the SYK Green functions, which should be included in the definition of the overall coefficients in the last line, (see [30] for full details).
5.2 Green function UV response to an enhancing source
The path integral for the thermal partition function in the collective field description reads
[TABLE]
The expectation value of the Green function is given by functional derivative w.r.t. source
[TABLE]
At large , a good approximation for is given by steepest descent method. In the strong-coupling/low-temperature regime , the saddle points are approximately conformal , and, as illustrated in the previous section of the appendix, one finds by steepest descent
[TABLE]
The above relation gives
[TABLE]
therefore, the non conformal uv contributions to the Green function
[TABLE]
can be computed from the r.h.s. of the previous relation.
The source has the expansion
[TABLE]
By writing the smearing functions as a Fourier integral
[TABLE]
one has in (117)
[TABLE]
Since has support over , the Fourier transform is non vanishing over . In the strong-coupling/low-temperature regime , an expansion to the first order in can be employed . Computation of the eta integral by residues method then gives
[TABLE]
where the non vanishing terms in the above sum are for
[TABLE]
The Schwarzian term occurs from the term, for . This occurs for and it is the only relevant term beyond a certain scale for . There is also an intermediate situation where non Schwarzian terms contribute to (121).
To summarize, in the limit, on finds
[TABLE]
with
[TABLE]
The exponent is typical of a quantum system in as Liouville potential.
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