The effect of valley, spin and band nesting on the electronic properties of gated quantum dots in a single layer of transition metal dichalcogenides (TMDCs)
Maciej Bieniek, Ludmila Szulakowska, Pawel Hawrylak

TL;DR
This paper investigates how valley, spin, and band nesting influence the electronic properties of gated quantum dots in monolayer transition metal dichalcogenides using atomistic tight-binding simulations.
Contribution
It introduces a detailed atomistic modeling approach for electrons in TMDC quantum dots, revealing valley degeneracies and effects of spin splitting and topological moments.
Findings
Identified twofold degeneracy in K-valleys and sixfold in Q-valleys.
Compared electron spectra with GaAs/GaAlAs and self-assembled quantum dots.
Discussed the impact of spin splitting and topological moments on electronic states.
Abstract
We present here results of atomistic theory of electrons confined by metallic gates in a single layer of transition metal dichalcogenides. The electronic states are described by the tight-binding model and computed using a computational box including up to million atoms with periodic boundary conditions and parabolic confining potential due to external gates embedded in it. With this methodology applied to MoS2, we find a twofold degenerate energy spectrum of electrons confined in the two non-equivalent K-valleys by the metallic gates as well as six-fold degenerate spectrum associated with Q-valleys. We compare the electron spectrum with the energy levels of electrons confined in GaAs/GaAlAs and in self-assembled quantum dots. We discuss the role of spin splitting and topological moments on the K and Q valley electronic states in quantum dots with sizes comparable to experiment.
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The effect of valley, spin and band nesting on the electronic properties of gated quantum dots in a single layer of transition metal dichalcogenides (TMDCs)
Maciej Bieniek
Department of Physics, University of Ottawa, Ottawa, Ontario, Canada K1N 6N5
Department of Theoretical Physics, Wrocław University of Science and Technology, Wybrzeże Wyspiańskiego 27, 50-370 Wrocław, Poland
Ludmiła Szulakowska
Department of Physics, University of Ottawa, Ottawa, Ontario, Canada K1N 6N5
Paweł Hawrylak
Department of Physics, University of Ottawa, Ottawa, Ontario, Canada K1N 6N5
Abstract
We present here results of an atomistic theory of electrons confined by metallic gates in a single layer of transition metal dichalcogenides. The electronic states are described by the tight-binding model and computed using a computational box with periodic boundary conditions including up to millions of atoms. The confinement is modelled with a parabolic confining potential over the computational box. With this methodology applied to MoS, we find a two-fold degenerate energy spectrum of electrons confined in the two non-equivalent K-valleys by the metallic gates as well as six-fold degenerate spectrum associated with Q-valleys. We compare the electron spectrum with the energy levels of electrons confined in GaAs/GaAlAs and in self-assembled quantum dots. We discuss the role of spin splitting and topological moments on the K and Q valley electronic states in quantum dots with sizes comparable to experiment.
pacs:
I Introduction
There is currently interest in electron spin based qubits Brum and Hawrylak (1997); Loss and DiVincenzo (1998); Tarucha et al. (1996); Ciorga et al. (2000); Meier et al. (2003); Elzerman et al. (2004); Hanson et al. (2007); Kyriakidis et al. (2002) and circuits realized in field-effect transistors (FET) Hsieh et al. (2012); Nowack et al. (2011); Botzem et al. (2018); West et al. (2019); Takumi et al. (2018). Since the first localization of a single electron in a GaAs/GaAlAs FET by metallic gates Ciorga et al. (2000), circuits in GaAs and silicon have been realized Lim et al. (2009); Kouwen et al. (2010); Mar et al. (2011); Kawakami et al. (2014); Maurand et al. (2016). A similar effort was directed towards understanding electronic states of electrons confined in self-assembled quantum dots Bayer et al. (2000); Hawrylak and Korkusinski (2003); Raymond et al. (2004); Mar et al. (2011). In both cases, the single particle spectrum was understood in terms of a spectrum of two harmonic oscillators and directly observed in InAs/GaAs quantum dots Raymond et al. (2004). In these structures electrons are localized in a volume containing millions of atoms, hence nuclear spins and atomic vibrations contribute to decoherence of electron spins. Recent realization of semiconductor layers with atomic thickness Castro Neto et al. (2009); Geim and Grigorieva (2013); Ihn et al. (2010); Mak et al. (2010); Manzeli et al. (2017); Güçlü et al. (2014); Scrace et al. (2015) has opened the possibility of confining single electrons to a few atom thick layers, potentially significantly increasing operating temperature and coherence of electron spin qubits. The conduction band minima in both graphene and transition metal dichalcogenides (TMDCs) are localized in two non-equivalent valleys opening the possibility of using the valley degree of freedom as an additional variable Kadantsev and Hawrylak (2012); Cao et al. (2012); Mak et al. (2012); Jones et al. (2013); Mak et al. (2014); Szulakowska et al. (2019). The low energy conduction and valence band states in TMDCs can also be approximated by a massive Dirac Fermion Hamiltonian with resulting nontrivial valley and topological properties Rose et al. (2013); Kormányos et al. (2013); Szulakowska et al. (2019). The potential of massive Dirac Fermions as qubits has been recognized by a number of theoretical Pawłowski et al. (2018); Chirolli et al. (2019); Kormányos et al. (2014); Liu et al. (2014); Dias et al. (2016); Wu et al. (2016); Brooks and Burkard (2017); Qu et al. (2017); Széchenyi et al. (2018) and experimental Pisoni et al. (2018); Lu et al. (2019); Brotons-Gisbert et al. (2019); Song et al. (2015) works. Much of this interest in TMDCs based qubits is the possibility of manipulating the ’valley’ degree of freedom, e.g., with circularly polarized light Cao et al. (2012); Zeng et al. (2012); Mak et al. (2012). In addition to the massive Dirac Fermion physics and the two K-valleys, TMDCs exhibit 3 additional minima per valley in the conduction band at Q points. The presence of Q points Kadantsev and Hawrylak (2012); Bernardi et al. (2013); Szulakowska et al. (2019) results in the band nesting and strong coupling to light. Even though all TMDCs share a honeycomb crystal structure, direct bandgaps at K and -K valleys, strong excitonic effects and different metal atoms (Mo or W) change the spin ordering and dispersion of conduction bands at K and Q points, allowing for nontrivial spin dependence of confined electrons. Moreover, the electronic properties of TMDCs can be engineered with composition Wang et al. (2012); Cong et al. (2015); Mu et al. (2018); Miao et al. (2018), strain Frisenda et al. (2017); Chirolli et al. (2019), substrate Yun and Lee (2016); Man et al. (2016) or external electromagnetic fields Qu et al. (2011); Scrace et al. (2015); Lee et al. (2017); Wang et al. (2017a); Chen et al. (2018), facilitating their application in spin- and valley- based electronics.
Recently, quantum dots (QDs) in graphene, bilayer graphene and TMDCs have been realized as either finite size clusters with different edge termination Güttinger et al. (2010); Güçlü et al. (2014); McGuire (2016); Wang et al. (2017b, 2018); Pisoni et al. (2018) or by electrostatic confinement with lateral metal electrodes Volk et al. (2011); Allen et al. (2012); Eich et al. (2018); Pisoni et al. (2018); Wang et al. (2018); Kurzmann et al. (2019). QDs are also formed by combining different TMDC crystals in the plane, which form a potential well Huang et al. (2014).
Gate defined quantum dots avoid the need for atomistic control of the edges. Several groups reported on the creation of finite size electron droplets using metallic gates and observed Coulomb blockade in transport Wang et al. (2018); Pisoni et al. (2018); Brotons-Gisbert et al. (2019). Gated quantum dots combined with large trion binding energies allowed for optical probing of excitons in TMDC QDs Lu et al. (2019); Pisoni et al. (2018); Wang et al. (2018); Brotons-Gisbert et al. (2019); Chakraborty et al. (2018). Gerardot and co-workers demonstrated single electron and hole transfer into WSe QDs Brotons-Gisbert et al. (2019) and Srivastava and co-workers estimated long valley lifetimes of localized holes in these QDs due to excess charge Lu et al. (2019). Charged excitons have also been proven to supress valley scattering by Vamivakas and co-workers Chakraborty et al. (2018). Moreover, local tunable confinement potential has been realized by Kim and co-workersWang et al. (2018) and gate tuning of QD molecules have been shown by Guo and co-workers Zhang et al. (2017).
There has been significant progress in theoretical understanding of TMDC QDs. Stability and electronic properties of small QDs with various composition, orientation and edge type have been studied within DFT theory Pei et al. (2015); Javaid et al. (2017); Lauritsen et al. (2003, 2007); McBride and Head (2009); Li and Galli (2007). Galli and co-workers Li and Galli (2007) studied the electronic properties of triangular MoS quantum dots as a function of the number of layers.
The ab-initio approaches have also been extended to tight binding models capable of describing quantum dots with lateral sizes up to tens of nanometers. Using a 3-band tight-binding model limited to metal orbitals Peeters and co-workers Pavlović and Peeters (2015); Chen et al. (2018) analyzed the effect of quantum dot shape and external magnetic field on the single particle energy spectrum. Using an atomistic tight binding approach spin-valley qubits have been described by Bednarek and co-workers Pawłowski et al. (2018), Szafran and co-workers Zebrowski et al. (2013); Szafran et al. (2018); Szafran and Zebrowski (2018) and Guinea and co-workers Chirolli et al. (2019). In order to understand the size depenence of the electronic states in quantum dots for realistic sizes involving millions of atoms, and effective massive Dirac fermion models were applied Kormányos et al. (2014); Liu et al. (2014); Brooks and Burkard (2017); Széchenyi et al. (2018); Qu et al. (2017); Dias et al. (2016).
In order to realize a spin-valley qubit, a way to control spin and valley properties of electrons in these QDs is needed. Up until now, several means of manipulating the valley index in quantum dots have been studied, such as strain Chirolli et al. (2019), magnetic field Kormányos et al. (2014); Brooks and Burkard (2017); Széchenyi et al. (2018) and coupling to impurity Széchenyi et al. (2018). Valley mixing by the confining potential has also been analyzed by Yao and co-workersLiu et al. (2014). Magnetic control of the spin-valley coupled states in TMDC QDs has been shown by Qu and co-workers Qu et al. (2017); Dias et al. (2016). Lateral QD molecules have also been studied by several groups Qu et al. (2011); David et al. (2018).
In this work, the states of electrons in quantum dots with millions of atoms are described by the ab-initio based tight-binding Hamiltonian including 3 d-orbitals of metal atoms and 3 p-orbitals of sulfur dimers, made even with respect to the plane of the quantum dot Bieniek et al. (2018). The effect of metallic electrodes is simulated by the parabolic external potential with finite depth and radius, embedded in a computational box up to one million atoms. To avoid edge states associated with a particular termination of the computational box, periodic boundary conditions are used. This allows a study of electrically confined circular quantum dots in TMDCs of experimentally realizable sizes up to 100 nm in radius Pisoni et al. (2018); Wang et al. (2018). We find the ladder of degenerate harmonic oscillator states derived from K-valleys, and, as expected and noticed already by Chirolli et al. Chirolli et al. (2019), two three-fold degenerate harmonic oscillator shells originating from Q points. We also find the splitting of excited harmonic oscillator shells due to the topological moments, opposite for the two valleys Wu et al. (2015); Zhou et al. (2015); Srivastava and Imamoglu (2015). We find the splitting to increase for higher angular momentum shells and to be an order of magnitude higher in Q-derived shells. We also discuss the shell ordering due to spin orbit coupling (SOC) as well as due to interplay of inter-shell and SOC splitting. These topological and spin splittings together with shell spacing result in the interplay between the K- and Q- derived states which could allow for exploration of the exotic physics of SU(3) symmetry in condensed matter systems Bao et al. (2019).
The paper is organized as follows: in Section 2 we describe the tight binding model and the conduction band states of MoS. In Section 3 we describe the confining potential and the model of MoS QD. In Section 4 we present results on the K-derived and Q-derived energy spectrum, shell and spin orbit splitting as well as size-dependent ordering of states in MoS QDs. We end with conclusions in Section 5.
II The tight binding model and conduction band of MoS
We describe here our tight binding model and electronic properties of a single layer of MoS Bieniek et al. (2018). We construct the electron’s wavefunction as a linear combination of Mo (shown in blue in Fig. 2a) d-orbitals , , and a linear combination of sulfur dimer (shown in yellow) S orbitals, even with respect to the plane of Mo atoms, as described in Ref. Bieniek et al., 2018. The nearest and next-nearest neighbour tight-binding Hamiltonian for each spin component can be written as:
[TABLE]
where describes creation of electron on atom and orbital and are tunneling matrix elements between atoms and and orbitals and , determined by the Slater-Koster rules. For the metal atom sublattice A and sulfur dimer sublattice B we construct matrix elements of the Hamiltonian for nearest neighbour tunneling and next nearest neighbour tunneling processes, and , forming a matrix in the basis of Mo and S Bloch functions and of the form:
[TABLE]
[TABLE]
[TABLE]
[TABLE]
[TABLE]
where the amplitudes , and k-dependent functions , are given in the Appendix A of Ref. Bieniek et al., 2018 and eV, eV and denotes spin index. The diagonal blocks correspond to next nearest neighbour Mo-Mo and S-S tunneling while the off-diagonal block translates into Mo-S nearest-neighbour tunneling processes.
We diagonalize the Hamiltonian in Eq. (2) for each k-point in the basis of Bloch functions and and obtain 3 conduction and 3 valence band states. The parameters of the Hamiltonian, Eq. (2), are obtained from the fitting of energy levels to results of ab-initio derived energy bands. Kadantsev and Hawrylak (2012); Bieniek et al. (2018)
The lowest energy conduction band (CB) dispersion E(k) in the first Brillouin zone (BZ) is shown in Fig. 1a. The Brillouin zone is hexagonal, with 6 K points at the six corners, with 3 of them being equivalent up to a reciprocal lattice vector translation in both K and -K valleys. The lack of inversion symmetry in the unit cell leads to K and -K points being non-equivalent. A single layer of TMDCs has a direct band gap, located in the K and -K points. Three secondary Q minima exist around K and -K valleys. Fig. 1b shows the valence and conduction bands for MoS plotted along the red path shown in Fig. 1a. The additional Q conduction minima along K- line are responsible for nesting of the conduction and valence bands. The low energy bands are mainly composed of Mo d-orbitals, with building the bottom of the conduction band at K and contributing to the top of the valence band at K. The orbital contributes to the conduction band at K, while at Q point a different orbital, , contributes to the conduction band. Hence, the QD states obtained below will derive from the conduction band states, with both K and Q minima, with their corresponding d-orbitals, contributing to these states.
The spin-orbit coupling plays an important role in TMDCs, resulting in spin splitting reaching up to 130-145 meV in the valence band and 3-4 meV in conduction band for MoS Kadantsev and Hawrylak (2012); Zhang et al. (2014); Marinov et al. (2017). Due to spin-orbit coupling, conduction band edges in some TMDCs can be built from states in the vicinity of both K and Q points, when the spin up states at K and spin down states at Q become degenerate (Fig. 1c left). This scheme prevails in materials with tungsten as a metal Kośmider et al. (2013). For compounds with molybdenum (Fig. 1c right) a gap between K - and Q - points spin-split bands is larger Kormányos et al. (2013); Kośmider et al. (2013); Yu et al. (2014). In this work we focus on MoS, but we explore the physics of QD states built from K and Q points, which may be equally relevant for the low energy spectra in different MX materials.
III The model of a quantum dot
We now discuss our model of a quantum dot. We start with a rectangular computational box of a single plane of MoS with periodic boundary conditions as described in Section 2 and shown in Fig. 2a. We then introduce a parabolic potential generated by metallic gatesKyriakidis et al. (2002) as shown in Fig. 2b. The metallic gates introduce an electric field perpendicular to the atomic layers as studied in Refs. Klein et al., 2016; Chu et al., 2015. For typical applied voltages and splittings off the even and odd sulfur orbitals at the K-point we estimate the admixture of odd orbitals into even orbitals induced by the metallic gates to be under 1%. Hence the total Hamiltonian of the parabolic QD (Fig. 2a) with radius is given by the Hamiltonian describing even orbitals and the external potential :
[TABLE]
where is the external potential on atom generated by metallic gates. For gated quantum dots the potential is largely parabolic and given by Kyriakidis et al. (2002):
[TABLE]
The parabolic confining potential can be expressed by the corresponding harmonic oscillator level spacing defined by an electrostatic potential with depth and radius . For definiteness, we keep at 300 meV throughout this work. At the boundary of the dot, the confining potential goes to 0. Dot edges are kept sufficiently far from the computational box edges, connected by periodic boundary conditions (BC). We have confirmed that in our model states localized inside the dot are not influenced by the choice of BC. The sizes of the computational domain studied are up to nm, which corresponds to atoms, and up to a 100 nm dot radius, corresponding to experimentally studied systems Zhang et al. (2017); Pisoni et al. (2018).
Diagonalization of such large, sparse Hamiltonian matrices, is performed using the FEAST algorithm Polizzi (2009) as well as with sparse matrix diagonalization routines within the PETSC library Balay et al. (2019).
IV Results
IV.1 K-point-derived and Q-point-derived spectrum of electronic states
We start with a parabolic QD defined electrostatically on representative TMDC, MoS , as shown in Fig. 2b. For clarity, we first neglect spin-orbit coupling (SOC) in the tight-binding Hamiltonian in Eq. (2). The results of diagonalization of the quantum dot Hamiltonian with meV and variable nm are shown in Fig. 3. We see that electronic states are arranged into almost equally spaced electronic shells. Each shell consists of states derived from K and -K points, doubly degenerate due to spin, as schematically shown in Fig. 4a. Fig. 4b shows the Fourier composition of the first 2-level shell of the QD. With very small spin-orbit splitting one can attribute each of these 2 states to either +K or -K valley. In each valley there are equally spaced electronic shells with degeneracies identical to the spectrum of two harmonic oscillators as observed directly in self-assembled quantum dots Raymond et al. (2004). However, unlike in GaAs or self-assembled quantum dots, the degeneracy of each electronic shell is removed, an effect discussed below.
Fig. 3 shows the evolution of the energy levels with increasing dot radius while keeping the depth of potential fixed. We see that with increasing more electronic shells are confined within the dot. However, in contrast with gated quantum dots in GaAs, for all studied QD sizes in addition to K derived electronic shells, there exists perfectly 6-fold degenerate shells, emerging at higher energy and marked with rectangular boxes in Fig. 3.
The 6-fold degeneracy of new electronic shells stems from the 3 non-equivalent Q points around the K valley and the 3 non-equivalent Q points around the -K valley, as shown schematically in Fig. 5a and 5b. Fig 5c shows the Fourier composition of the first shell of 6 degenerate Q-derived states. For very small spin orbit coupling two sets of 3 states can be attributed to the mixture of 3 Q points around the K and -K valley. Interestingly, these Q-derived shells can be understood as the condensed matter physics analogue of flavour SU(3) symmetry Bao et al. (2019), describing quarks in high energy physics.
IV.2 Topological splitting of electronic shells
In spectra shown in Fig. 3 we observe intra-shell splitting despite cylindrical symmetry of the confining potential. The splitting appears to depend on the angular momentum of harmonic oscillator states in the degenerate electronic shell. As shown experimentally in Ref. Raymond et al. (2004) the application of an external magnetic field removes the degeneracy of harmonic oscillator states. Hence, this splitting can be understood as resulting from Berry’s curvature, analogous to a magnetic field acting on the finite angular momentum states, in opposite directions in K and -K valleys Srivastava and Imamoglu (2015); Zhou et al. (2015).
As shown schematically in Fig. 4a and Fig. 5a, this splitting is observed for both K- and Q-derived harmonic oscillator shells. We note that for the same =30 nm, intra-shell ”topological” splitting grows with shell number and, importantly, is an order of magnitude stronger for Q-point states, reaching up to 6.5 meV. We note that the smaller the dot, the larger the splitting is observed. We notice also that angular momentum state splitting around state for K-point series, is not symmetric, suggesting that Berry’s curvature might influence also the L=0 states, as in the s-series of excitons in TMDC materials Trushin et al. (2018); Bieniek et al. (2019).
IV.3 Spin-orbit coupling vs. shell splitting
We now turn on the spin-orbit coupling (SOC) in the TB Hamiltonian given by Eq. (2), which induces a splitting between spin up and spin down states in all shells, as shown schematically in Fig 6. The splitting changes sign when going from K to -K valley. It increases with QD radius and for the K-derived states it reaches value close to the bulk value of 4.2 meV Bieniek et al. (2018); Kadantsev and Hawrylak (2012) for nm.
Fig. 7 shows the behaviour of the inter-shell, intra-shell and SO splittings in MoS QDs. As shown in Fig. 7a, the splitting between the first and second shell of K-derived states decreases inversely proportionally to the QD radius , as expected for a harmonic oscillator and as seen previously for GaAs QD Raymond et al. (2004); Ciorga et al. (2000). However, unlike in GaAs QDs, the TMDC QD spectrum is also determined by the topological intra-shell splitting, which grows with angular momentum of the shell for both K- and Q- derived states, as shown in Fig. 7b. Large intra-shell splittings in the Q-derived shells have no counterpart in III-V semiconductor nanostructures.
Importantly, the QD energy spectrum also depends heavily on the SO splitting. As shown in Fig. 7c the SO splitting in the first K-derived shell of states grows with QD size as - and saturates for systems close to bulk size value of 4.2 meV, marked with a grey line in Fig. 7c. This interplay of splittings will determine the order of shells for TMDC QDs and therefore, the shell filling in a many-electron system.
In Fig. 8 we show two scenarios of the order of K-derived shells for and type of materials. When (Fig. 8a), the lower energy shells are ordered according to angular momentum . First two energies are doubly degenerate, and the fifth state belongs to the next shell. However, when (Fig. 8b), the energy of the third state already reaches the energy of the shell.
Interestingly, this reordering can be also observed for MoS QDs, if the can be varied. As can be seen from Fig. 7a and Fig. 7c, for MoS QDs with radii larger than 100 nm the inter-shell splitting of the lowest K-derived shell is lower than its SO splitting , which mixes the order of the shell spectrum, like in type of TMDCs. By fabricating QDs with two sizes it is possible to realize the scenarios described in Fig. 8, mimicking two distinct TMDC compounds.
V Conclusions
In this work we presented an atomistic theory of electrons confined by metallic gates in a single layer of transition metal dichalcogenides. The electronic states were described by the tight-binding model including metal and sulfur orbitals and computed using a computational box including up to one million atoms with periodic boundary conditions and with embedded in it a parabolic confining potential due to external gates. This allowed us to determine the energy spectrum in quantum dots with experimentally relevant sizes. We found a two-fold valley - degenerate energy spectrum and a six-fold degenerate spectrum associated with Q-valleys. We discussed the role of spin splitting and topological moments on the K and Q valley electronic states. We pointed out importance of SU(3) flavor Q – point states for low lying QD states. Future work will determine means of controlling the valley degree of freedom and the role of electron - electron interactions.
Acknowledgments
M.B., L.S., and P.H. thank M. Korkusinski, Y. Saleem, M. Cygorek, A. Luican-Mayer, A. Badolato, I. Ozfidan, L. Gaudreau, S. Studenikin and A. Sachrajda for discussions. M.B., L.S., and P.H. acknowledge support from NSERC Discovery and QC2DM Strategic Project grants as well as uOttawa Research Chair in Quantum Theory of Materials, Nanostructures and Devices. M.B. acknowledges financial support from National Science Center (NCN), Poland, grant Maestro No. 2014/14/A/ST3/00654. Computing resources from Compute Canada and Wroclaw Center for Networking and Supercomputing are gratefully acknowledged.
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