This paper introduces the split torsor method to count rational points on Fano varieties and proves Manin's conjecture for specific nonsplit quartic del Pezzo surfaces using o-minimal structures.
Contribution
The paper develops the split torsor method and applies it to establish Manin's conjecture for certain nonsplit quartic del Pezzo surfaces over any number field.
Findings
01
Proves Manin's conjecture for all nonsplit quartic del Pezzo surfaces of type A3+A1
02
Introduces the split torsor method for counting rational points
03
Utilizes o-minimal structures to solve the counting problem
Abstract
We introduce the split torsor method to count rational points of bounded height on Fano varieties. As an application, we prove Manin's conjecture for all nonsplit quartic del Pezzo surfaces of type A3+A1 over arbitrary number fields. The counting problem on the split torsor is solved in the framework of o-minimal structures.
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Full text
The split torsor method for Manin’s conjecture
Ulrich Derenthal
Leibniz Universität Hannover, Institut für Algebra, Zahlentheorie und Diskrete
Mathematik, Welfengarten 1, 30167 Hannover, Germany
We introduce the split torsor method to count rational points of bounded
height on Fano varieties. As an application, we prove
Manin’s conjecture for all nonsplit quartic del Pezzo surfaces of type
A3+A1 over arbitrary number fields. The counting problem on the
split torsor is solved in the framework of o-minimal structures.
Manin’s conjecture makes a precise prediction for the number of rational
points of bounded anticanonical height on (possibly singular) Fano varieties
over number fields [FMT89, Pey95, BT98, Pey03]. For
simplicity, we state it for an anticanonically embedded del Pezzo surface
S⊂\mathdsPKn of degree ≥3 with at most
ADE-singularities over a number field K: Let U be the
complement of the lines on S, and let H be the height function on S(K)
induced by the exponential Weil height on \mathdsPn(K). Then we expect that
[TABLE]
as B→∞, where ρ(S) is the Picard number of
a minimal desingularization S of S over K, and cS,H is a positive constant that
can be written as an explicit prescribed
product of invariants of K and S, including local densities on S.
Two major approaches to Manin’s conjecture are harmonic analysis on adelic
points and the universal torsor method. The harmonic analysis approach
can only be applied to equivariant compactifications of algebraic groups,
which include just a few types of del Pezzo surfaces, mostly of high degree;
see [DL10, DL15] for their classification. For these, it can
give very general results, covering all varieties in a given class over
arbitrary number fields; see [FMT89, BT98, CLT02], for
example. The universal torsor method can in principle be applied to
all Fano varieties, but in each instance so far, it treats only a single
example or a smaller family of varieties, with new difficulties arising in
every case. It has been applied mostly to split varieties (that is, varieties
for which the Picard group and the geometric Picard group coincide; for del
Pezzo surfaces of degree ≤7, this is equivalent to the lines being
defined over the ground field) over \mathdsQ. The universal torsor method over
arbitrary number fields has been developed in [FP16]. Due to the
possible presence of nonsplit tori, it does not seem to be the right way to
treat nonsplit varieties (that is, varieties with a nontrivial Galois action
on their geometric Picard group), as we explain below.
Here, we propose a new variation, the split torsor method for
nonsplit varieties,
and we prove Manin’s conjecture for all the nonsplit forms of the variety
considered in [FP16] over arbitrary number fields.
1.2. Torsors
Let X be a projective variety over a number field K with algebraic closure
K. Colliot-Thélène and Sansuc studied torsors π:Y→X
under (quasi)tori T over X [CTS87]. Such a torsor has a
type, namely the homomorphism of Gal(K/K)-modules
[TABLE]
that sends a character χ:TK→\mathdsGm,K to the class of the
extension χ∗Y. If Pic(XK) is free and finitely generated, then
one may consider torsors under the Néron–Severi torus T with
T=Pic(XK) whose type is the identity. These are called
universal torsors and are particularly useful, for example, to study
the Hasse principle and weak approximation on geometrically rational
varieties.
1.3. Universal torsor method
The basic idea of the universal torsor method for Manin’s conjecture
consists in constructing a
model T of the Néron–Severi torus T over
the ring of integers OK of K and a torsor
π:Y→X under T that is an OK-model of a universal torsor
π:Y→X, and using the induced map
[TABLE]
to parameterize rational points on X by the T(OK)-orbits on
Y(OK). After lifting the height function, one can use techniques of
analytic number theory to count these orbits of bounded height.
If X is split and K=\mathdsQ, the map (1.1) is surjective and has finite fibers.
If X is nonsplit, the map (1.1) does not need to be
surjective even if K=\mathdsQ, see for example [BBP12, §4].
Nonetheless, torsor parameterizations have been used to verify Manin’s
conjecture for some nonsplit varieties over \mathdsQ that split over
\mathdsQ(−1). See [BF04] for a smooth quintic del Pezzo
surface, [BB11] for a smooth quartic del Pezzo surface,
[BB07] for a quartic del Pezzo surface of type D4 and
[BBP12, BB12, BT13, Des16] for quartic del Pezzo surfaces
of type 2A1 (Châtelet surfaces). For example in
[BBP12, Corollary 5.25], several (but finitely many) twists of a
universal torsor are used to parameterize the rational points on the
underlying variety. For all such varieties, the Néron–Severi torus T is
not split, but T(\mathdsZ) is still finite.
Finiteness of T(\mathdsZ) also holds for varieties over \mathdsQ that split over
imaginary quadratic fields \mathdsQ(a), but here one may have to deal with
bad reduction at primes dividing a; apparently no examples with a<−1 have
been worked out.
Already in the case of nonsplit varieties over \mathdsQ that split over a real
quadratic field \mathdsQ(a), the set T(\mathdsZ) is infinite. A typical
example is T≅Ta×\mathdsGm,\mathdsZρ−1, where Ta is a model of
the norm-1-torus for \mathdsQ(a)/\mathdsQ with
[TABLE]
This holds for example for the surfaces treated in the present paper if one
takes a>0 in Theorem 1.1 below.
The main difficulty in the application of the universal torsor method for
nonsplit varieties that split over real quadratic fields would be the
construction of a fundamental domain for the action of T(\mathdsZ) on a model
Y→X of a universal torsor Y→X. An additional difficulty could be
the need for twists of these torsors to cover X(\mathdsQ). Apparently this
strategy has never been implemented.
1.4. Split torsor method
For nonsplit varieties, we propose to work with the split torsor instead of
universal torsors. The split torsorπ′:Y′→X is a torsor
under the split torus T′ with character group T′=Pic(X) whose
type is the natural map Pic(X)→Pic(XK); it is unique up to
isomorphism and the map Y′(K)→X(K) is surjective.
To make the split torsor π′:Y′→X explicit, we have developed a
theory and constructions of Cox rings of arbitrary type in
[DP19]. We can construct an OK-model
π′:Y′→X using the theory that we develop in
Section 2. Assuming K=\mathdsQ and
Pic(X)≅\mathdsZρ′, the map
[TABLE]
is surjective, and it is a (2ρ′:1)-map.
In [BB07], a parameterization of the rational points on a quartic
del Pezzo surface of type D4 over \mathdsQ that splits over \mathdsQ(i) is
produced by elementary manipulations of the defining equations, without a
geometric interpretation. Using the techniques from [DP19] and
Section 2, one can show that a model of the split
torsor gives the same parameterization; see
[DP19, Example 5.1].
The split torsor method not only avoids the difficulties due to the
splitting fields of quasitori, but it produces a parameterization
that enables the application in the nonsplit setting of known counting
techniques typically used on split varieties.
The difficulty of the resulting counting problem depends on the variety in
question. We expect that the primes of OK that are ramified in the
splitting field of X will typically be places of bad reduction for the model X and
cause considerable additional complications, as it happens for the
varieties considered in this paper. In our case, the first new difficulty
appears at the Möbius inversion step, introducing an extra
summation over congruence classes. This is eventually encoded in a fairly complicated
arithmetic function that we study via related Hecke L-functions.
If K is an arbitrary number field, the maps (1.1) and
(1.2) do not need to be surjective nor have finite
fibers. For split varieties, both problems have been addressed and solved in
[FP16] via twists of torsors and fundamental domains for the action
of T(OK). We show that a similar approach works also for nonsplit
varieties.
1.5. Our application
We investigate Manin’s conjecture for quartic del Pezzo surfaces with
singularities of type A3+A1 over an arbitrary number field K. In
Section 4.1, we show that each such surface is isomorphic
over K to precisely one of the surfaces Sa⊂\mathdsPK4 defined by
[TABLE]
where a runs through a set of representatives of K×/K×2.
We assume that a is an algebraic integer. We could further assume that a is squarefree (that
is, there is no c∈OK∖OK× with c2∣a), but
this assumption would not simplify our work since there still could be prime
ideals p in OK with p2∣a.
The two singularities on Sa are (1:0:0:0:0) of type A3 and
(0:0:1:0:0) of type A1. Let a∈K be a square root of
a. The surface Sa contains three lines: {x1=x3=x4=0} defined over
K, and {x1+ax3=x2=x4=0} and {x1−ax3=x2=x4=0}
defined over K(a).
If a is a square, the surface Sa≅S1 is split over K. Manin’s
conjecture for S1 is proved in [Der09, §8] over \mathdsQ, in
[DF14b, §2] over imaginary quadratic fields and in [FP16]
over arbitrary number fields. If a is not a square, the surface Sa is
nonsplit over K and splits over K(a); our main result is a proof of
Manin’s conjecture for all these surfaces over an arbitrary number field K.
The following arithmetic function plays an important role in our analysis and
appears in the nonarchimedean local densities in the constant cSa,H.
For every ideal q of K, let
[TABLE]
As we see in Section 3,
it is closely related to the Legendre symbol [Neu99, §V.3], which
is defined for prime ideals p∤2a as
[TABLE]
We denote by πp a uniformizer for the completion Kp and observe that
the symbol
[TABLE]
is well defined when vp(a) is even and p∤2, as a/πpvp(a) is a unit in Kp. We refer to
Section 1.7 for the standard notation that we use in the
description of the leading constant cSa,H in the theorem below.
Theorem 1.1**.**
Let K be a number field and let H be the exponential Weil height
on \mathdsPK4. Assume that a∈OK is not a square. Let
Sa⊂\mathdsPK4 be the singular quartic del Pezzo surface
defined by (1.3).
Let U be the complement of the lines on Sa.
Let ϵ>0. For B→∞, we have
[TABLE]
Here,
[TABLE]
where
[TABLE]
with
[TABLE]
[TABLE]
and, for v∣∞ and (y5,y6,y7)∈Kv3,
[TABLE]
This agrees with the conjectures of Manin and Peyre [Pey03, Formule empirique 5.1].
Remark 1.2*.*
In the case K=\mathdsQ, we may assume that a=1 is a squarefree integer. Then
[TABLE]
Considering the p-adic densities in our leading constant, it is not
surprising that the primes p∣2a, and in particular those with even
vp(a), cause considerable technical difficulties. These appear at many
places of the proof.
1.6. Strategy of proof
The proof implements the split torsor method that we have proposed
above. Let Sa be the minimal desingularization of Sa. Here, the type of the torsor is
[TABLE]
In Section 4, we construct a split torsor
Y′→Sa over K and an OK-model Y′→Sa using the
techniques developed in Section 2 and in
[DP19]. In Section 5.1, we
use Y′→Sa and its hK5 twists (where hK is the class number
of K) to produce an explicit parameterization of U(K) in terms of
coordinates (a1,…,a8) satisfying the torsor equation
[TABLE]
coprimality conditions and height conditions up to
the action of T′(OK)≅(OK×)5.
As in [FP16], the five
degrees of freedom coming from this action allow us to choose a
fundamental domain such that
all conjugates of a1,…,a4 and of the height function have
roughly the same size; see Section 5.2.
For fixed a1,…,a4,
the volume of the fundamental domain
cut by the height conditions for the remaining variables is roughly
∏v∣∞ωv(Sa)⋅B/∣N(a2a3a4)∣, where N denotes the norm of K/\mathdsQ. In
Section 5.3, we remove the coprimality conditions on
a5,a6,a7 by Möbius inversions and interpret the torsor equation
(1.6) as a congruence modulo a1, eliminating
a8. This is much more subtle than in the split case and isolates a
summation over ρ as in (1.4).
For fixed a1,…,a4,B, the first summation in
Section 6 estimates the number of a5,a6,a7
satisfying our congruence. It has many steps. In
Section 6.1, we prove a general summation lemma that
will be applied to all error terms in the first summation. In
Section 6.2, we remove the “spikes” in our counting
domain where a6 or a7 have small conjugates. As in [FP16], we
show that the counting problem for (a5,a6,a7) consists in estimating the
number of lattice points lying in a set definable in Wilkie’s o-minimal
structure \mathdsRexp [Wil96]. Therefore, we can apply [BW14]; the error
terms depend on the volumes of the projections of this set to coordinate
hyperplanes, which we estimate in Section 6.4.
In Section 6.5, we estimate the error term
coming from the “spikes”. This completes the first summation, which shows
roughly that after turning the summation over a1,…,a4 and the hK5
twists into a summation over ideals a1,…,a4, we have
[TABLE]
see Proposition 6.9. Here, ϑ1 is an
arithmetic function coming from the coprimality conditions and involving the
function η(⋅;a) defined in (1.4).
In the split case, the remaining summations in [FP16, §12] are a
straightforward application of the theory developed in [DF14a, §7].
In our nonsplit case, we must study averages of arithmetic functions involving
the Legendre symbol (1.5); this is done in
Section 7.1 using the corresponding Hecke L-function, which
we discuss in Section 3, combined with Perron’s
formula. In Section 7.2, we estimate the
sum over a1,…,a4 as
[TABLE]
which completes the proof of the asymptotic formula.
In Section 8, we show that our leading constant agrees with
Peyre’s prediction in [Pey03]. We study the convergence factors in
Section 8.1 and compute the local densities in
Section 8.2. Again, the most difficult places are
p∣2a with even vp(a).
1.7. Notation
Additionally to the notation introduced in the course of this introduction, we
will use the following: For the number field K, the residue of the Dedekind
zeta function at s=1 is
[TABLE]
where r1 is its number of real embeddings, r2 its number of complex
embeddings, RK its regulator, hK its class number, μK its group of
roots of unity, and ΔK its discriminant. Let d=[K:\mathdsQ] be its degree.
Let ΩK be its set of places. For v∈ΩK, let Kv be the
corresponding completion of K. Let Ω∞ be the set of archimedean
places; we also write v∣∞ for v∈Ω∞. Let
Ωf be the set of nonarchimedean places. Let UK be a free part of
the unit group (that is, OK×=UK×μK).
Let IK be the monoid of nonzero ideals in OK and let
C⊂IK be a system of representatives of the class group of
OK. Let Nq be the absolute norm of a (fractional) ideal q, and
let N(a)=NK/\mathdsQ(a) be the norm of a∈K over \mathdsQ. The symbol p
always denotes a prime ideal of OK. Let
μK:IK→{−1,0,1} be the Möbius function. For
q∈IK, let ωK(q) be the number of distinct prime ideals
dividing q.
For v∈ΩK lying above w∈Ω\mathdsQ, let
dv:=[Kv:\mathdsQw] be the local degree, and let
∣⋅∣v=∣NKv/\mathdsQw(⋅)∣w be the v-adic absolute value, where
∣⋅∣w is the usual p-adic or real absolute value on \mathdsQw. Also for
v∈ΩK, let σv:K→Kv be the v-adic embedding,
we use the same symbol for the component-wise map
σv:Kn→Kvn, and denote by
σ:K→∏v∈ΩKKv the diagonal map. For
a∈K, we often write ∣a∣v for ∣σv(a)∣v. The exponential Weil
height of a rational point x=(x0:⋯:xn)∈\mathdsPn(K) is
[TABLE]
For each a∈K, we fix a square root of a in K and we denote it by a.
We call x∈Kdefined (or invertible) modulo an ideal q
if vp(x)≥0 (or vp(x)=0) for all p∣q. If x,y∈K are
defined modulo q, the notation x≡qy means that
vp(x−y)≥vp(q) for all p∣q.
When we use Landau’s O-notation and Vinogradov’s ≪-notation, we mean
that the corresponding inequalities hold for all values in the relevant
range. The implied constants may always depend on K and a; additional
dependencies are denoted by subscripts.
All volumes of subsets of \mathdsRn are computed with respect to the usual
Lebesgue measure, unless stated otherwise.
Acknowledgements
The first author was partly supported by grant DE 1646/4-2 of the Deutsche
Forschungsgemeinschaft. Some of this work was done while he was on sabbatical
leave at the University of Oxford. The second author was partly supported by
grant ES 60/10-1 of the Deutsche Forschungsgemeinschaft. The authors are
grateful to D. R. Heath-Brown, E. Sofos and the anonymous referee for their helpful remarks.
2. Integral models of split torsors
We extend the construction of integral models of split universal
torsors developed in [FP16, §3] to (not necessarily universal) torsors under
split tori; see also [Pie15, §3].
We refer to [CTS87] for the theory of torsors
and to [DP19] for the theory of Cox rings.
Construction 2.1**.**
Let A be a noetherian integral domain. We fix a separable closure k
of the fraction field of A. Let X be an integral projective
k-variety with a finitely generated Cox ring R of type
λ:\mathdsZr→Pic(X) such that λ(\mathdsZr) contains an ample
divisor class. Let η1,…,ηN be \mathdsZr-homogeneous elements of
R such that
[TABLE]
for a homogeneous ideal I as in [DP19, Proposition 4.4].
Assume that I is generated by polynomials
g1,…,gs∈A[η1,…,ηN]. Let
[TABLE]
be monic monomials such that the complement Y of the closed subset of
SpecR defined by f1,…,ft is a torsor of X of type
λ (cf. [DP19, Corollary 4.3]).
Let
[TABLE]
with the \mathdsZr-grading induced by the \mathdsZr-grading on R. Assume
that (R;f1,…,ft) satisfies the following condition:
[TABLE]
Let Y be the complement of the closed subset of SpecR defined by
f1,…,ft. For i∈{1,…,t}, let
Ui:=SpecR[fi−1], let Ri be the degree-[math]-part of the
ring R[fi−1] and let Vi:=Spec(Ri). Let X be the
A-scheme obtained by gluing {Vi}1≤i≤t, and let
π:Y→X be the morphism induced by the inclusions
Ri→R[fi−1] for i∈{1,…,t}.
Remark 2.2*.*
As in [FP16, Construction 3.1], Yk≅Y,
Xk≅X and π is an A-model of the torsor morphism
Y→X. The \mathdsZr-grading on R induces an action
of \mathdsGm,Ar on Y. The morphism π is surjective and of finite
presentation, and it gives an X-torsor under \mathdsGm,Ar (compatible with
the structure of X-torsor of type λ on Y) if
and only if π is flat and the morphism of schemes
ψ:\mathdsGm,Ar×SpecAY→Y×XY defined by
(u,a)↦(u∗a,a) is
an isomorphism. The same proof as in [FP16, Theorem 3.3] shows
that π is an X-torsor under \mathdsGm,Ar if (R;f1,…,ft)
satisfies the following condition:
[TABLE]
Remark 2.3*.*
If A is a field, then π:Y→X is a torsor of type
λ:\mathdsZr→Pic(X) (with trivial Gal(k/A)-action on
\mathdsZr) regardless of condition (2.2) by fpqc
descent.
Remark 2.4*.*
Let k be a finite extension of the fraction field of A contained in
k. If X is a k-variety such that
Xk≅X and λ factors through
Pic(X)→Pic(X), the Cox ring R has a natural
structure of Gal(k/k)-equivariant Cox ring of
Xk in the sense of [DP19, Definition
3.1], and we can choose
η1,…,ηN∈RGal(k/k). Then Rk is a Cox ring
of X of type
λ:\mathdsZr→Pic(Xk) and
Yk→X is a torsor of X of type
λ:\mathdsZr→Pic(Xk). In particular,
Xk≅X.
Remark 2.5*.*
Straightforward generalizations of [FP16, Lemma 3.5, Proposition
3.6] hold in the setting of Construction 2.1 with the
very same statement and the very same proof.
For the sake of precision we report the results analogous to
[FP16, Propositions 3.7, 3.8].
Let Ck and CA be the ideals of
k[η1,…,ηN] and A[η1,…,ηN],
respectively, generated by f1,…,ft,g1,…,gs.
If f1,…,ft have all the same degree m∈\mathdsZr
such that λ(m) is very ample, and
[TABLE]
then X is projective over A.
2. (ii)
Assume that A is a Dedekind domain, R is an
integral domain, Spec(R)→Spec(A) has geometrically integral fibers,
and π is flat (the last holds, for example, if
(2.2) is satisfied). If the Jacobian matrix
[TABLE]
has rank N−dimX−r for all
a∈Y(k(p)) and p∈Spec(A), where
k(p) is an algebraic closure of the residue field k(p),
then X is smooth over A.
Proof.
For projectivity it suffices to replace [ADHL15, Corollary 1.6.3.6]
by [DP19, Corollary 4.3] and [FP16, Lemma 3.5] by
its straightforward analog (cf. Remark 2.5) in the
proof of [FP16, Proposition 3.8]. Smoothness is proved by the
same argument used in [FP16, Proposition 3.7].
∎
Remark 2.7*.*
Assume that k has characteristic 0, that X is
normal and that Pic(X) is finitely generated. By
[ADHL15, Theorem 1.5.1.1], a Cox ring of X of identity
type is an integral domain, hence also R is an integral
domain, as the grading group of R is free. Then R is an
integral domain if and only if
I∩A[η1,…,ηN]=(g1,…,gs).
3. Arithmetic functions
In this section, we study the function η(⋅;a) introduced in
(1.4), and the Hecke L-function of the Legendre symbol, which plays
an important role in Section 7.1 and in the study of the
Tamagawa number in Section 8.1.
Let K be a number field and fix an a∈OK that is not a square.
Recall the Legendre symbol from (1.5).
Lemma 3.1**.**
The function η(q;a) defined in (1.4) is multiplicative in
q. For a prime ideal p and k∈\mathdsZ>0, we have
[TABLE]
Furthermore,
[TABLE]
Proof.
The multiplicativity of η(q;a) follows from the Chinese remainder
theorem. For p∤2a, we have η(pk;a)=1+(pa)
for k=1 by the definition of η, and for k>1 by Hensel’s lemma.
For the rest of the proof, we assume p∣2a and write
n=vp(a).
For n>0 and k≤n, we have
[TABLE]
For odd n≥1 and k>n, we have
[TABLE]
because the first condition implies vp(ρ)=⌈n/2⌉, hence
vp(ρ2)=n+1, which contradicts the second condition.
For even n≥0 and k>n, we have
[TABLE]
For p∤2, we observe that for any uniformizer πp in Op,
[TABLE]
For p∣2, we have η(pn+1;a)≤Np−1 since there are only
Np−1 possibilites for ρ(modpn/2+1) satisfying
vp(ρ)=n/2. Every such ρ has at most Npk−n−1 lifts
ρ′(modpk−n/2), hence
η(pk;a)≤Npk−n−1η(pn+1;a) for k>n+1.
By Hensel’s lemma, each ρ0(modpk0−n/2)
satisfying the congruence ρ2≡a(modpk0) lifts to a unique
solution ρ(modpk−n/2) satisfying ρ2≡a(modpk)
for every k>k0 as soon as k0=2(vp(2ρ))+1=vp(4a)+1.
The upper bound for η(q;a) follows from the
multiplicativity of η and the fact that, for k>0, we have
η(pk;a)≤2 for all p∤2, while
η(pk;a)≤Npvp(4)+1 for p∣2.
∎
Example 3.2**.**
For K=\mathdsQ and squarefree a∈\mathdsZ, we have
[TABLE]
For an ideal q=∏i=1rpiei (with prime ideals pi and
ei∈\mathdsZ>0) that is coprime to 2aOK, we have as in
[Neu99, Definition VI.8.2]
[TABLE]
For q∈IK, let
[TABLE]
Recall the definition [Lan18, Definition X] of characters modulo an
ideal f. In the terminology of [Hei67, §1],
[Neu99, VII.6.8], these are are (generalized) Dirichlet
characters on the narrow ray class group modulo f. The following
result must be well-known; over \mathdsQ, see [Ser73, §VI.1.3,
Proposition 5].
Lemma 3.3**.**
The function χ as in (3.1) is a nonprincipal character
modulo 8aOK.
Proof.
Let f:=8aOK. By definition, χ is a multiplicative function on
the monoid of all ideals in IK that are coprime to f.
Let x∈OK be totally positive with x≡1(modf). By reciprocity
[Neu99, Theorem VI.8.3],
[TABLE]
where (p⋅,⋅) is the Hilbert symbol [Neu99, §V.3]. Since x is totally positive, (px,a)=1 for
all p∣∞. By Hensel’s lemma, x≡1(mod8) implies that x
is a square in Kp for every p∣2, hence (px,a)=1
for all p∣2. Writing aOK=∏p∣apep, we have
[TABLE]
as (px)≡x(Np−1)/2(modp) and x≡1(modp) for
all p∣a. In total, this proves χ(xOK)=1.
Next, we claim that χ(a)=χ(b) for all ideals
a∼b(modf) as in [Lan18, Definition VIII] (that is,
a+f=b+f=OK and there are totally positive
α,β∈OK with αa=βb and
α≡β≡1(modf)). By multiplicativity
[TABLE]
Since χ(αOK)=χ(βOK)=1 as above, our claim follows.
By the Grunwald–Wang Theorem [AT09, §X],
the fact
that a is not a square in K implies that it is not a square in Kp
for infinitely many p, in particular for some p∤2a, and for
these χ(p)=(pa)=−1. Therefore, χ is not the principal
character modulo f.
∎
Lemma 3.4**.**
Assume that a∈OK is not a square. Let C≥0 and ϵ>0. For
t≥0, we have
[TABLE]
Proof.
Let Σ be the sum that we want to estimate. We may assume t≥1. As in
[DF14a, Lemma 2.9], we deduce
[TABLE]
Since η(p;a)=1+(pa) for p∤2a,
an application of [Lan18, Satz LXXXIV] to the principal character and to
χ as in (3.1) shows that the sum over p is
[TABLE]
where the OC,a(1)-term accounts for the summands with p∣2a. Estimating oa(loglogt) by
1+Cϵloglogt for t≫C,a,ϵ1 completes
the proof.
∎
In this section, we study the nonsplit quartic del Pezzo surfaces with
singularities A3+A1, their Cox rings and their split torsors.
4.1. The surfaces
Proposition 4.1**.**
Every quartic del Pezzo surface with singularities A3+A1 over K
is isomorphic to precisely one of the surfaces Sa⊂\mathdsPK4
defined by (1.3), where a runs through a system of
representatives of K×/K×2.
Proof.
Let X be such a singular surface with minimal desingularization X. By
[CT88, Proposition 6.1], XK contains seven negative
curves: four (−2)-curves D1,…,D4 and three (−1)-curves
D5,D6,D7 whose intersections are encoded in the Dynkin diagram:
[TABLE]
We use the same name for a curve and its strict transforms under
blow-ups. As discussed in the proof of [CT88, Lemma 7.4], the
simultaneous contraction of D6,D7 and the interated contraction of
D5,D4,D3 defines a morphism ρ:X→\mathdsPK2 over K. We
observe that ρ(D1), ρ(D2) are lines in \mathdsPK2 defined over
K, that ρ(D3), ρ(D4), ρ(D5) are the intersection point
ρ(D1)∩ρ(D2), and that ρ(D6), ρ(D7) are distinct points on
ρ(D2) over K that are either conjugate under Gal(K/K)
(and therefore defined over a quadratic extension of K) or each
defined over K. We note that X can be recovered from the line
ρ(D1) and the (possibly conjugate) points
ρ(D6),ρ(D7) by the simultaneous blow-up of ρ(D6),
ρ(D7) and three interated blow-ups that are uniquely determined by
ρ(D1), ρ(D2).
Let a∈K be such that ρ(D6), ρ(D7) are defined over
K(a). Up to a linear change of coordinates (z0:z1:z2) on
\mathdsPK2 over K, we may assume that ρ(D1)={z0=0},
ρ(D6)=(1:0:a), and ρ(D7)=(1:0:−a). This shows that
X is uniquely determined by the class of a in K×/K×2. Applying the anticanonical map, the same holds for X.
On the other hand, Sa defined by (1.3) is a quartic del
Pezzo surface of type A3+A1 that splits over K(a) because
it is isomorphic via a linear change of coordinates over K(a) to
the split quartic del Pezzo surface of type A3+A1 described in
[Der14, §3.4]. Therefore, X≅Sa.
∎
From now on, we fix an element a∈OK that is not a square, and we
denote Sa by S. Let ϕ:S→S be a minimal
desingularization. The projection
[TABLE]
from the line {x1=x3=x4=0} maps the other two lines
{x1±ax3=x2=x4=0} to (1:0:∓a) and induces a
morphism ρ:S→\mathdsPK2 that is precisely the sequence of
blow-ups in the proof of Proposition 4.1.
4.2. Cox rings
By [Der14, §3.4], there is a basis
ℓ0,…,ℓ5 of Pic(SK) such that the
(−2)-curves in the Dynkin diagram (4.1) have
classes
[TABLE]
and the (−1)-curves have classes
[TABLE]
in Pic(SK).
Let D8 and D9 be the strict transforms of the lines {z2+az0=0} and {z2−az0=0} under ρ, respectively.
Then
[TABLE]
Let Λ:=⨁i=19\mathdsZDi. Since the divisors classes [D2],…,[D7] form a basis of Pic(SK), the kernel Λ0 of the group homomorphism Λ→Pic(SK) that sends each Di to its divisor class is a free group of rank 3 with basis
[TABLE]
Let Λ0→K(SK)× be the group homomorphism defined by
[TABLE]
Then the K-algebra
[TABLE]
endowed with the Pic(SK)-grading induced by assigning degree
[Di] to ηi for i∈{1,…,9}, together with the character (4.2)
gives a Cox ring of SK of type idPic(SK) in the sense of
[DP19, Proposition 4.4].
We observe that the Galois action of Gal(K/K) on SK
exchanges D6 with D7 and [D8] with [D9], while D1,…,D5 are
fixed. Hence Pic(S)=Pic(SK)Gal(K/K)≅\mathdsZ5
with basis ℓ0,…,ℓ3,ℓ4+ℓ5.
We compute a Cox ring of S of type Pic(S)↪Pic(SK)
in the sense of [DP19].
Lemma 4.2**.**
The K-algebra
[TABLE]
where ζi have degrees [Ei] for
[TABLE]
is a Cox ring of SK of type
Pic(S)↪Pic(SK).
Proof.
According to [DP19, Corollary 2.10, Definition 3.12], every
Cox ring of SK of type Pic(S)↪Pic(SK) is
isomorphic to the sub-K-algebra of (4.3) generated by the
monomials ∏j=19ηjej with e1,…,e9∈\mathdsZ≥0
such that ∑i=19ej[Dj]∈Pic(S), that is,
[TABLE]
The relation in (4.3) implies
ζ9=−ζ7−ζ22ζ3ζ43ζ6 and
ζ1ζ8+ζ7(ζ7+ζ22ζ3ζ43ζ6)=0. The
definition of the ζi gives a surjective map from R onto a
Cox ring of SK of type
Pic(S)↪Pic(SK). Since the relation defining
R is irreducible and
dimR=dimSK+rkPic(S), we conclude that
R is a Cox ring of SK of the desired type.
∎
Lemma 4.3**.**
Every Cox ring of S of type Pic(S)↪Pic(SK) is
isomorphic to the K-algebra
[TABLE]
with ξi homogeneous of degree Ei for all i∈{1,…,8}.
Proof.
We observe that the action of Gal(K(a)/K) on (4.3)
that fixes η1,…,η5, exchanges η6 with η7 and
η8 with η9 turns (4.3) and R into
Gal(K/K)-equivariant Cox rings of SK as in
[DP19, Definition 3.1]. Let
ζ9:=−ζ7−ζ22ζ3ζ43ζ6 as element of
R. We observe that the elements ζ7 and ζ9 are
exchanged by the Galois action, while all the other ζi are fixed. Let
ξi:=ζi for i∈{1,…,6} and consider the following
change of variables:
[TABLE]
Then
[TABLE]
and ξ9=−ξ22ξ3ξ43ξ6.
So 4aζ7ζ9=aξ92−ξ72=aξ24ξ32ξ46ξ62−ξ72.
Thus,
[TABLE]
has Gal(K/K)-invariant generators and relation. Hence it descend to a
Cox ring of S of type Pic(S)↪Pic(SK). Up to
isomorphism, there is only one Cox ring of S of type
Pic(S)↪Pic(SK) because the Galois action on
Pic(S) is trivial (cf. the comment after [DP19, Proposition 3.7]).
∎
4.3. A torsor over K
The next lemma extends [Bou11, Remark 6] to the Cox rings introduced in [DP19].
Lemma 4.4**.**
Let X be a smooth surface over an algebraically closed field k. Let R
be a finitely generated Cox ring of X of type λ:M→Pic(X) such
that λ(M) contains an ample divisor class. Let η1,…,ηN
be homogeneous generators of R. For every i∈{1,…,N}, let Di
be the divisor on X defined by ηi. Then the open subset of
SpecR defined by ∏j∈/Jηj=0 for all
J⊆{1,…,N} such that ⋂j∈JDj=∅ is a
torsor of X of type λ.
Proof.
Let D be a very ample divisor on X such that [D]∈λ(M). Let
Y=SpecR∖V(R[D]), where
R[D] is the degree-[D]-part of R. Then Y is
a torsor of X of type λ by [DP19, Corollary 4.3].
Let J be the set of subsets J⊆{1,…,N} such that
⋂j∈JDj=∅. Since for every i∈{1,…,N} the
preimage of Di under Y→X is Y∩V(ηi), a subset
J⊆{1,…,N} belongs to J if and only if
R[D] is contained in the ideal (ηj:j∈J). Hence,
R[D]⊆⋂J∈J(ηj:j∈J). We
observe that
V(∏j∈/Jηj:J∈/J)⊆V(⋂J∈J(ηj:j∈J)), because for every point
x∈V(∏j∈/Jηj:J∈/J)=⋂J∈/J⋃j∈/JV(ηj), the set
Jx:={j∈{1,…,N}:x∈V(ηj)} belongs to
J. Hence,
Y⊆SpecR∖V(∏j∈/Jηj:J∈/J). For the other inclusion let
x∈SpecR∖V(∏j∈/Jηj) for some
J⊆{1,…,N}, J∈/J. Since
R[D]⊈(ηj:j∈J), and R[D] is
generated by monomials, there exists s∈R[D] such that
s(x)=0. Hence x∈Y.
∎
By Lemma 4.4 and the description of the negative curves on
SK from [Der14, §3.4], the closed subset of
SpecR defined by the monomials
[TABLE]
where
Ai1,…,is:=∏1≤j≤7,j∈/{i1,…,is}ξj, is the complement of a torsor of S of type
Pic(S)↪Pic(SK).
4.4. A torsor over OK
Let π:Y→S be the OK-model of the
torsor Y→S defined by
The OK-morphism π:Y→S is a torsor
under \mathdsGm,OK5, and the OK-scheme S is
projective.
Proof.
The first statement follows from Remark 2.2 because
for each monomial in (4.4) the degrees of the variables appearing
in the monomial generate Pic(S).
From [FP16, Remark 4.2], the divisor class
A:=9ℓ0−3ℓ1−2ℓ2−ℓ3−(ℓ4+ℓ5) is ample. Let
CK and COK be the ideals generated by g:=ξ1ξ8+ξ72−aξ24ξ32ξ46ξ62
and the monomials of
degree A in K[ξ1,…,ξ8] and in OK[ξ1,…,ξ8],
respectively. Then the radicals of CK and COK are the radicals
of the ideal generated by g and the following monomials
[TABLE]
in K[ξ1,…,ξ8] and in OK[ξ1,…,ξ8], respectively.
The relations
[TABLE]
show that CK=CK′ and
COK=COK′, where CK′ and COK′ are
the ideals generated by g and the monomials (4.4) in
K[ξ1,…,ξ8] and in OK[ξ1,…,ξ8], respectively.
The polynomials
[TABLE]
generate the ideal COK′, as
[TABLE]
and can be easily checked to form a Gröbner basis of COK′ for the
lexicographic monomial ordering with respect to ξ8>⋯>ξ1 via
[AL94, Algorithm 4.2.2].
Since the leading coefficient of each polynomial in the Gröbner basis is
invertible in OK, CK′∩OK[ξ1,…,ξ8]=COK′ by
[AL94, Proposition 4.4.4]. Hence
CK∩OK[ξ1,…,ξ8]=COK, and the
OK-model S that we constructed above is projective by
Proposition 2.6(ii).
∎
5. Parameterization
In this section, we parameterize the rational points on
S by integral points on its torsors, we construct a
good fundamental domain for the action of \mathdsGm5(OK) and we perform a
Möbius inversion.
5.1. Passage to the split torsor
Under the identification Pic(S)≅\mathdsZ5 given by the basis
ℓ0,…,ℓ3,ℓ4+ℓ5, the action of \mathdsGm5(OK) on
Y(K) is given by
[TABLE]
where
[TABLE]
and u(m0,…,m4)=∏i=04uimi for all
u=(u0,…,u4)∈(OK×)5.
Lemma 5.1**.**
For the surface S,
[TABLE]
where Mc(B) is the set of all
[TABLE]
with height condition
[TABLE]
torsor equation
[TABLE]
coprimality conditions
[TABLE]
Here,
F is a
fundamental domain for the action of UK×(OK×)4
on (K×)6×K2 described by (5.1),
Oj∗:=Oj=0 for j∈{1,…,6} and
Oj∗:=Oj for j∈{7,8}, where
Oj:=cm(j)=∏i=04cimi(j)
for all
j∈{1,…,8}.
For
v∈ΩK and (x1,…,x7)∈Kv7 with x1=0,
[TABLE]
Finally,
[TABLE]
and aj:=ajOj−1 for all
j∈{1,…,8}.
Proof.
The map ψ:Y→S→S⊆\mathdsPK4 that sends (ξ1,…,ξ8) to
[TABLE]
is the composition of the chosen anticanonical embedding of S, the
minimal desingularization of S and the torsor over S from Section 4.1.
The complement of the lines of \mathdsPK4 contained in S is
[TABLE]
so ψ−1(U)={ξ1ξ2ξ3ξ4ξ5ξ6=0}⊆SpecR.
Since U is contained in the smooth locus of S, Proposition
4.5 and [FP16, Theorem 2.7] give
[TABLE]
where cπ:cY→S is a
c-twist of π and cY(OK)∩ψ−1(U(K))
is the set of
a=(a1,…,a8)∈(O1∗×⋯×O8∗)
that satisfy (5.3) and (5.4) because the radical
of the ideal of R generated by (4.4) equals the radical
of the ideal
[TABLE]
Since the monomials (4.4) belong to the radical of the ideal
generated by the monomials defining ψ,
[TABLE]
(where we eliminate a8 using (5.3)) for all
(a1,…,a8)∈cY(OK).
∎
5.2. The fundamental domain
Here we choose an explicit fundamental domain for Lemma 5.1.
Define Σ, δ, l, F, F(∞), F(B), F1 as in [FP16, §5].
We recall that F1⊆K× is a fundamental domain for the multiplicative action of OK× such that
[TABLE]
for every a′∈F1 and every v∣∞.
For a=(a1,…,a4)∈(K×)4 and (x5v,x6v,x7v)∈(Kv×)2×Kv, we define
is a fundamental domain for the action of
UK×(OK×)4 on (K×)6×K2.
Since F(B)=F+(−∞,logB]δ, where
δ=(dv)v∈Ω∞ and F⊆\mathdsRΩ∞ is
contained in the hyperplane where the sum of the coordinates vanish,
(σv(a),x5v,x6v,x7v)v satisfies the height condition
(5.2) for all (x5v,x6v,x7v)v∈SF(a,ucB).
As we will see in Section 6.5, the
contribution of the first summation to the main term consists of the volume of
SF(a;B), which we compute here.
For the next result, recall the definition of ωv(S) in
Theorem 1.1.
Lemma 5.2**.**
With respect to the usual Lebesgue measure
on ∏v∣∞Kv3=\mathdsR3d, for B>0, we have
In this section, we deal with the coprimality conditions in
(5.4) that involve a5,…,a8. The remaining ones are
encoded in the arithmetic function ϑ0 defined below. We also
replace the torsor equation (5.3) by a sum over congruence classes
for a parameter ρ as in (1.4) and eliminate the variable a8.
Recall the notation introduced in Lemma 5.1.
We write
[TABLE]
Let
[TABLE]
Let d=(d56,d58,d5,d6,d7) be a 5-tuple of
nonzero ideals. Let
[TABLE]
For fixed c∈C5, a, d as above,
let g:=d58a1+aOK, and let
g′ be the unique ideal with
vp(g′)=⌈vp(g)/2⌉ for all prime ideals p.
Define the fractional ideals
[TABLE]
For ρ∈OK, let
G(c,a,d,ρ) be the additive subgroup of K3
consisting of all (a5,a6,a7) with a5∈b5 and a6∈b6 and
a7∈γ7⋅a6+b7 with
γ7∈OK satisfying
[TABLE]
Note that such a γ7 exists if d7+d58a1=OK, as
d7c1c2c3+d58a1c1c2c3=c1c2c3 divides a22a3a43.
The following technical lemma is similar to [DF14a, Lemma 5.6].
Lemma 5.3**.**
Let a be an ideal and f a nonzero fractional ideal of OK. Let
y1,y2∈f with y1f−1+a=OK. Then y2/y1 is
defined modulo a and, for x∈OK, we have
[TABLE]
Proof.
The quotient y2/y1 is invertible modulo a since
vp(y1)=vp(f)≤vp(y2) for every p∣a. Furthermore, xy1≡y2(modaf) if and only if
vp(x−y2/y1)≥vp(a)−vp(y1f−1), which is equivalent to
x≡ay2/y1 by our assumptions.
∎
Lemma 5.4**.**
Let c∈C5 and B≥0. With F1,F0(a;ucB) as
in Section 5.2 and G(c,a,d,ρ)
defined above, we have
[TABLE]
where the second sum runs over 5-tuples of ideals d satisfying
[TABLE]
[TABLE]
and the third sum runs over
[TABLE]
Proof.
For fixed a with ϑ0(a)=1 and B>0,
let F0:=F0(a;ucB), and
[TABLE]
We apply Möbius inversions: For a5+a8=OK, we
introduce d58. This gives
[TABLE]
There is a one-to-one correspondence between such (a5,…,a8)
satisfying the torsor equation and triples
(a5,a6,a7)∈(d58O5×O6×O7)∩F0 satisfying
[TABLE]
Furthermore, this congruence and the other coprimality conditions imply that
d58+a2a3a4=OK and that every p with odd
vp(a) satisfies vp(d58a1)≤vp(a) (otherwise, we would
have p∣a2a3a4a6, contradicting
a1+a2a3a4a6=OK). Hence M~ equals
[TABLE]
We observe that d58a1+a2a3a4a6=OK, but
g:=d58a1+aOK is not necessarily OK. As above, let
g′ be the unique ideal with vp(g′)=⌈vp(g)/2⌉
for all prime ideals p. Then a7∈g′O7. Let
q:=d58a1g−1.
We claim: For every a7∈O7 with (5.13) there is a
unique ρ(modqg′) with
[TABLE]
Conversely, if a7∈O7 satisfies the first congruence in
(5.14) for some ρ with the second congruence
in (5.14), then a7 satisfies (5.13).
For the proof of this claim, our first step is to observe: Every
ρ∈OK satisfying the second congruence in
(5.14) also satisfies the last condition in
(5.14). To prove this observation, we must show that
min{vp(ρ),vp(qg′)}=vp(g′) for every prime ideal
p. Since g=qg+aOK, we have
vp(g)=min{vp(qg),vp(a)}. In the case
vp(g)=vp(qg)≤vp(a), we have vp(q)=0, our
congruence implies vp(ρ)≥vp(g)/2, and therefore
vp(ρ)≥vp(g′), which proves the observation. In the case
vp(g)=vp(a)<vp(qg), our congruence gives
2∣vp(a) and vp(ρ)=vp(a)/2=vp(g′), which proves
the observation.
We write A=a22a3a43a6∈O22O3O43O6=c0 and
A=Ac0−1=a22a3a43a6 for simplicity. Now we
prove one direction of our claim: Since a7∈O7=c0 and
A∈c0 with Ac0−1+qg′=A+qg′=OK, we can
apply Lemma 5.3 (with a=qg′, f=c0,
y1=A, y2=a7, x=ρ) to see that there is a ρ∈OK
satisfying the first part of (5.14), and that such a
ρ is unique modulo qg′. This congruence implies
g′c0∣a7−ρA; together with g′c0∣a7 and
g′+A=OK, this gives g′∣ρ. By
[DF14a, Lemma 5.7] (with a1=q, a2=g′c0),
a72≡ρ2A2(modqg′2c02); since g∣g′2,
this implies a72≡ρ2A2(modqgc02). With
(5.13), we get
ρ2A2≡aA2(modqgc02). By Lemma 5.3
(with a=qg, f=c02, y1=A2, y2=aA2,
x=ρ2), we have ρ2≡a(modqg), the second congruence in
(5.14).
Now we prove the converse direction of the claim: Given such a7 and
ρ, the first congruence in (5.14) together with
[DF14a, Lemma 5.7] (which we may apply with a1=q and
a2=g′c0 since the third part of (5.14)
gives ρA∈g′c0 and the first congruence in
(5.14) then gives a7∈g′c0) implies
a72≡ρ2A(modqg′2c0) and hence
a72≡ρ2A(modqgc0). The second congruence in
(5.14) and Lemma 5.3 (with
a=qg, f=c02, y1=A2, y2=aA2, x=ρ2)
give ρ2A2≡aA2(modqgc02). Therefore, a7 satisfies
(5.13).
Our claim implies that
[TABLE]
Next, we remove a6+a5=OK by Möbius inversion:
[TABLE]
Here, we could restrict ourselves to d56+a1a2a3a4=OK.
Three more Möbius inversions give
[TABLE]
Note that a7∈d7g′O7 and
a7≡ρa22a3a43a6(modqg′c0) are
equivalent to
[TABLE]
By our construction of γ7, if a7=γ7a6, then
this system of equivalences is satisfied, and this value for a7 is
unique modulo the lcm of the moduli. Hence it is equivalent to
[TABLE]
6. The first summation
In this section, we perform the summation over the variables a5,a6,a7. We
first show that the region where a5,a6 are small does not contribute to
the main term; see Section 6.2. This yields a new
counting problem to which [BW14] applies. We estimate the error term
in Section 6.4 and the main term in Section
6.5, where the summation over the remaining
variables a1,…,a4 is translated into a summation over ideals
a1,…,a4.
6.1. Summation of error terms
Lemma 6.2 will be used to bound all error terms in the first
summation when summed over the remaining variables a1,…,a4 and the
auxiliary variables d and ρ.
Lemma 6.1**.**
Let a be a nonzero fractional ideal of K and b∈K. Let yv∈Kv and cv>0 for all v∣∞. Let
[TABLE]
Then
[TABLE]
Proof.
For real v, the condition ∣σv(a′)2−yv∣v≤cv describes one or
two intervals in \mathdsR of length ≪cv1/2 (see
[Der09, Lemma 5.1(a)]). For complex v, this condition describes a
subset of \mathdsC contained in one or
two balls of radius ≪cv1/2 as in [DF14a, Lemma 3.2]. Arguing
as in [DF14a, Lemma 3.3] and [FP16, Lemma 7.1] proves the
result.
∎
Lemma 6.2**.**
Let c∈C5, ϵ,α5,α6,α7>0,
α∈[0,1] with αα5+α6>1 and
(1−α)α5+α7>1,
(e1,…,e4)∈\mathdsZ4 with ei>0 for some i∈{1,…,4} and
β∈\mathdsR=0. Consider the conditions
[TABLE]
Then, for B≥3, we have
[TABLE]
where the implicit constant also depends on
K,α5,α6,α7,α,e1,…,e4,β and the
implicit constants in (6.1).
Proof.
The proof is similar to [FP16, Lemma 7.3]. We have
[TABLE]
The sum over ρ gives the factor
[TABLE]
using Lemma 3.1. The sums over d56,d58
converge. The sums over d5,d6,d7 are
≪(1+ϵ/5)ωK(a1a2a3a4). We may replace the
summation over a by a summation over ideals a. Therefore, it is
enough to show that
[TABLE]
where
[TABLE]
Indeed, if ei>0, we sum over ai first using the first bound from
(6.2) and then over the remaining aj using
the remaining bounds from (6.2). Here, we combine
[DF14a, Lemma 2.4] with Lemma 3.4
for the summation over a1 and with [DF14a, Lemma 2.9] for the
summation over a2,a3,a4.
∎
6.2. Small conjugates
In Lemma 5.4, we have ∣N(ai)∣≥Nbi, for i=5,6,
since ai=0 and ai∈bi by definition of
G(c,a,d,ρ). We would like to strengthen this to the condition
∣ai∣v≥Nbidv/d for all v∣∞. We set
[TABLE]
and
[TABLE]
We show that we can replace F0(a;ucB) by
F0∗(c,a,d;ucB) in Lemma 5.4 and that we
may restrict the summation over a to those satisfying the new height
condition
[TABLE]
Lemma 6.3**.**
Let c∈C5 and ϵ>0. Then, for B≥3,
[TABLE]
Proof.
We show that we can replace F0(a;ucB) by
F0∗(c,a,d;ucB) as in [FP16, Lemmas 7.4,
7.5], using Lemma 6.1 instead of
[FP16, Lemma 7.1] to prove the analogue of
[FP16, (7.13)], and Lemma 6.2 instead of
[FP16, Lemma 7.3] to show that the error terms are sufficiently
small.
We show that we can introduce the condition (6.3) as
in [FP16, Lemma 7.6], again using
Lemma 6.2 instead of [FP16, Lemma 7.3].
∎
6.3. Definability in an o-minimal structure
In order to apply [BW14] as in [FP16], we interpret
∣G(c,a,d,ρ)∩F0∗(c,a,d;ucB)∣ in
Lemma 6.3 as the number of lattice points in a set that is
definable in an o-minimal structure. Here and in the following, we write for
simplicity
[TABLE]
We define the \mathdsR-linear map
[TABLE]
by
[TABLE]
Let
Λ=Λ(c,a,d,ρ):=τ(σ(G)). Since
σ:K3→∏v∣∞Kv3≅\mathdsR3d is
an embedding, we have
[TABLE]
Because of (6.4), we want to estimate
∣Λ∩τ(SF∗)∣. For this, we would like to use
[BW14, Theorem 1.3].
Let Z be the set of all
[TABLE]
satisfying
[TABLE]
where exp:\mathdsRΩ∞→\mathdsR>0Ω∞ is the
coordinate-wise exponential function.
For
[TABLE]
we define the fiber
[TABLE]
Then τ(SF∗)=ZT for
T:=(ucB,Nb51/d,Nb61/d,Nb71/d,(σv(a1),…,σv(a4))v).
Lemma 6.4**.**
The set Z⊂\mathdsR4+7d is definable in the o-minimal
structure \mathdsRexp=⟨\mathdsR;<,+,⋅,−,exp⟩. The
fibers ZT are bounded.
For every coordinate subspace W of
∏v∣∞Kv3=\mathdsR3d, let
VW=VW(c,a,d;ucB) be the
(dimW)-dimensional volume of the orthogonal projection of
τ(SF∗) to W.
where W runs over all proper coordinate subspaces of \mathdsR3d.
Proof.
As in [FP16, Lemma 8.2],
the set Λ is a lattice of rank 3d and determinant
(2−r2∣ΔK∣)3, and Minkowski’s first successive
minimum λ1 of this lattice with respect to the unit ball in
\mathdsR3d is at least 1.
Now we argue as in [FP16, Lemma 10.1]. We start with
(6.4) and apply [BW14, Theorem 1.3], which shows
that
[TABLE]
By the definition of τ, we have
vol(τ(SF∗))=vol(SF∗)/N(b5b6b7).
∎
We want to estimate the VW.
By the definition of F(∞) and
of SF∗, every (x5v,x6v,x7v)v∈SF∗ satisfies
Define τv:Kv3→Kv3 by
(x5v,x6v,x7v)↦(Nb5−1/dx5v,Nb6−1/dx6v,Nb7−1/dx7v). Let
[TABLE]
Then
[TABLE]
Let
[TABLE]
Lemma 6.6**.**
Let v∣∞. For P=(p5,p6,p7)∈{0,…,dv}3,
let VP be the volume of the orthogonal projection of τv(SF(v))
to
[TABLE]
where
[TABLE]
Then
[TABLE]
Proof.
The computations are exactly the same as [FP16, Lemmas 10.2,
10.3], except that the indices 5,6,7 are shifted by one and
that we have condition (6.7) instead of
∣x7v∣≪c7dv/d∣x6v∣v−1/2. But either condition is
sufficient to show that
[TABLE]
and they are not used elsewhere.
∎
Lemma 6.7**.**
Let c∈C5. Let W be a proper coordinate subspace of
∏v∣∞Kv3=\mathdsR3d. Let VW be the
dim(W)-dimensional volume of the orthogonal projection of
τ(SF∗) to W. Then, for ϵ>0, we have
[TABLE]
Proof.
For j=0,5,6,7, we estimate
[TABLE]
We have Σ0≪B(logB)4+ϵ. Indeed, we argue similarly as
in Lemma 6.2, using
Lemma 3.4 for the summation over a1.
For all other j=5,6,7, we have ΣP≪B(logB)3+ϵ
because of Lemma 6.2 with the third height condition for
j=5,7 and with (6.3) for j=6.
Finally, we argue as in [FP16, Lemma 10.4], applying Hölder’s inequality.
∎
6.5. Completion of the first summation
We show that SF(a;ucB) and SF∗ have roughly the same
volume. Here, we use the condition
[TABLE]
Lemma 6.8**.**
Let c∈C5 and ϵ>0. Then
[TABLE]
Proof.
This is analogous to [FP16, Lemma 11.1], using
Lemma 6.2 instead of [FP16, Lemma 7.3].
∎
Proposition 6.9**.**
For ϵ>0 and B≥3, we have
[TABLE]
with the height condition
[TABLE]
and the notation
[TABLE]
with
[TABLE]
(using the notation supp(v):={i:vi=0} from [Der09, Definition 7.1]) and
In the summation over
c=(c0,c1,c2,c3,c4)∈C5, the summands are
independent of c0. Hence we can replace this sum by the factor hK
and a sum over (c1,…,c4)∈C4; we also use the notation
ρK (1.7). As in the proof of
[FP16, Lemma 11.3], we transform the summation over
(c1,…,c4)∈C4 and
(a1,…,a4)∈F14∩O∗ into a summation over
(a1,…,a4)∈IK4. The conditions (6.3),
(6.10) on a correspond to (6.11)
on a. It remains to show that
[TABLE]
This is a straightforward computation, as in [FP16, Lemma 11.2].
∎
7. The remaining summations
The summation over the ideals a1,…,a4 appearing in
Proposition 6.9 is implemented in Section
7.2 by adapting the techniques developed
in [DF14a, §7]. In order to do so, we first need to estimate the
average size of the arithmetic function ϑ1.
7.1. Averages of arithmetic functions
Lemma 7.1**.**
Let ϑ1 be as in Proposition 6.9. Then, for all
a2,a3,a4∈IK,
x≥0 and ϵ>0, we have
We may assume a3+a4=OK since the statement is trivial
otherwise. The statement clearly holds for x<2; hence we can assume
x≥2. For simplicity, we write
[TABLE]
Let Ap(n)=ϑ1,p(n,vp(a2),vp(a3),vp(a4)). Then
ϑ1(q)=∏pAp(vp(q)). Let
b:=a2a3a4. We have
[TABLE]
By Lemma 3.1, 1−Np23<Ap(0)<1 for all
p∤2a and 0<Ap(0)≤1 for all p∣2a. In particular,
c0:=∏pAp(0) is a positive real number ≤1. Furthermore, for
n>0, we have
[TABLE]
For every p and n>0, we define the multiplicative functions
B0,B1:IK→\mathdsR by
with χ as in (3.1). We will discuss their convergence
below. Since ϑ1=(ϑ1∗μK)∗1, we have
[TABLE]
where ζK(s) is the Dedekind zeta function.
A computation as in [DF14a, Lemma 2.2(1)] and
[Der09, Proposition 6.8(3)] shows that
[TABLE]
hence
[TABLE]
Since B0,B1 are multiplicative, we may compare the Euler products
of G0(s) and G1(s). Their Euler factors differ at most at the primes
p∣2ab. More precisely, we have G0(s)=G1(s)H1(s) with
Now we discuss the analytic properties of these functions. By
[Lan18, Satz LXI, LXX],
ζK(s) has a simple pole with residue ρK at
s=1 and is otherwise analytic; its Dirichlet series
converges absolutely for ℜ(s)>1. For
L(s,χ), we refer to Lemma 3.5.
By (7.1), we have 1+NpsB1(p)=0 for
ℜ(s)>0, hence H1(s) is analytic with absolutely convergent
Dirichlet series for ℜ(s)>0. For ℜ(s)>1/2,
because of (7.2),
the function H2(s) is analytic and its Dirichlet series converges
absolutely.
In total, this shows that G(s) is analytic for ℜ(s)>1/2. Its Dirichlet
series and its Euler product converge absolutely for ℜ(s)>1.
Since the Euler products of L(s,χ), H1(s), H2(s) converge for
s=1 to L(1,χ), H1(1), H2(1), respectively (by
Lemma 3.5(ii) and absolute convergence, respectively), the same
is true for G0(s). Multiplying by the convergent product c0 shows that
[TABLE]
where the right hand side must be convergent. A computation reveals that
each p-adic factor of (7.3) agrees with
ϑ2,p. Therefore, G(1)=ϑ2. Using
Lemma 3.1, we check that
[TABLE]
for all p. Therefore, ϑ2,p=0 for all p, and hence
G(1)=0.
Therefore, F(s) has a simple pole with residue ρKϑ2 at
s=1 and is otherwise analytic for
ℜ(s)>1/2. Its Dirichlet series is
absolutely convergent for ℜ(s)>1.
Next, we discuss the vertical growth of our functions. We define
C:=1+ϵ. By [Lan18, Satz LXX],
ζK(s)≪ϵ∣ℑ(s)∣(21+2ϵ)d for
ℜ(s)≥−2ϵ and ∣ℑ(s)∣≥2; by Lemma 3.5(iv),
the same bound holds for L(s,χ). By absolute convergence,
∣ζK(s)∣ and ∣L(s,χ)∣ are ≪ϵ1 for
ℜ(s)≥1+2ϵ. Define kϵ(σ):=(1+2ϵ)d−dσ. By
Phragmen-Lindelöf (as in [Ten15, Remark to Theorem II.1.20]), in
the domain −2ϵ≤ℜ(s)≤1+2ϵ with ∣ℑ(s)∣≥2, we
have ζK(s)L(s,χ)≪a,ℜ(s),ϵ∣ℑ(s)∣kϵ(ℜ(s))
for each ℜ(s) and
ζK(s)L(s,χ)≪a,ϵ∣ℑ(s)∣kϵ(ℜ(s))+ϵ
uniformly. The Euler factors of H1(s) are 1 for p∤2ab and
1+O(Nps1) for p∣b by (7.1), hence
H1(s)≪a,ϵ(1+ϵ)ωK(b) for
ℜ(s)≥ϵ. By absolute convergence and since H2(s) is
independent of b by definition, H2(s)≪a,ϵ1 for
ℜ(s)≥1/2+ϵ. In total, for
1/2+ϵ≤ℜ(s)≤1+2ϵ and ∣ℑ(s)∣≥2, we have
F(s)≪a,ℜ(s),ϵCωK(b)∣ℑ(s)∣kϵ(ℜ(s)) for
each ℜ(s) and
F(s)≪a,ϵCωK(b)∣ℑ(s)∣kϵ(ℜ(s))+ϵ
uniformly.
We apply Perron’s formula as in [Brü95, Lemma 1.4.2] with
c=1+2ϵ and T=max{x1/(2d),2}. We have
[TABLE]
since there are ≪nϵ/2 ideals of norm n, and each
satisfies 2ωK(q)≪ϵNqϵ/2.
Therefore,
[TABLE]
with the error term
[TABLE]
Let b=1/2+ϵ. By Cauchy’s residue theorem for the rectangle with
vertices b±iT,c±iT, the main term is
[TABLE]
Since Ress=1F(s)=ρKϑ2, the residue is
ρKϑ2x. The first and third integral are (using
1/∣s∣≤1/T)
[TABLE]
For the second integral, we use ∣F(s)∣≤∣ℑ(s)∣k(b) and
∣s∣≥∣ℑ(s)∣ (for ∣ℑ(s)∣≥2) and ∣F(s)∣≪1 and ∣s∣≥b
(for ∣ℑ(s)∣≤2)
to deduce
Our starting point is Proposition 6.9. We argue similarly as
in [DF14a, §7], but ϑ1 is more complicated.
First, we sum over a1. For t1,…,t4∈\mathdsR≥1, let
[TABLE]
Since the two inequalities in the definition of V1 (which correspond to
the height conditions (6.11)) imply
t1t22t32t42≤B, we have V1(t1,…,t4;B)=0 unless
t1,…,t4≤B. We claim that
[TABLE]
Indeed, by Lemma 7.1, we can apply
[DF14a, Lemma 2.10] with m=1,
c1=(1+ϵ)ωK(a2a3a4), b1=1−1/(2d)+ϵ,
k1=0, cg=B/N(a2a3a4), a=−1 for the summation over
a1. By [DF14a, Lemmas 2.9, 2.4, 2.10], the total error term
is
[TABLE]
For the summations over a2,a3,a4, let
[TABLE]
and
[TABLE]
hence
[TABLE]
Then θ2∈Θ3′(C) [DF14a, Definition 2.6] for
C=max({Np:p∣2a}∪{5}). Indeed,
θ2(a2,a3,a4)∈[0,1] since
[TABLE]
is easily checked using (7.4). By definition,
θ2(0,0,0)=1. If ∣supp(v)∣=1, then
θ2,p(v)≥1−NpC holds for p∤2a using
∣ra(p)∣=1 and C≥5, and it holds for p∣2a since
θ2,p(v)≥0.
Therefore, we can apply [DF14a, Proposition 7.2] inductively (as in
the proof of [DF14a, Proposition 7.3]; note that our definition (1.7) of
ρK differs from the one in [DF14a, §1.4] by the factor hK) to deduce that
[TABLE]
where
[TABLE]
is the average value of ϑ2(a2,a3,a4) when summed over
a2,a3,a4 (as defined before [DF14a, Proposition 2.3]).
Therefore,
[TABLE]
with
[TABLE]
The classes of E1,…,E5 form a basis of Pic(S). Together with
[E6]=[E1]−[E2]−2[E4]+[E5], they generate the effective cone. We
have −KS=2[E1]+[E2]+2[E3]+3[E5]. As in
[DF14a, Lemma 8.1],
as in Theorem 1.1, where S0 is a nonsplit smooth
quartic del Pezzo surface with Pic(S0) of rank 5 (with
α(S0)=361 by [DEJ14, Theorem 4.1]) and
∣W(R)∣=2!⋅4! is the order of the Weyl group of the root system
A3+A1 (since all (−2)-curves on SK are already defined
over K).
We check that ϑ3=∏pωp(S) with ωp(S)
as in Theorem 1.1 using [DF14a, Lemma 2.8, formula
(2.2)], which we may apply to θ2 and therefore also
directly to ϑ2.
By the discussion in the
following Section 8, our asymptotic formula agrees
with the conjectures of Manin and Peyre.
∎
8. The leading constant
In this section, we check that the leading constant in
Theorem 1.1 agrees with [Pey03, Formule
empirique 5.1]. Recall that ϕ:S→S is a minimal
desingularization. Then S is an almost Fano variety in the sense of
[Pey03, Definition 3.1] by the description in
[Der14, §3.4] and an application of Kawamata–Viehweg
vanishing [Vie82, Corollary 0.3]. Moreover, S satisfies
[Pey03, Hypothèse 3.3] because it is rational.
8.1. Convergence factors
As in [FP16, §13], we construct an adelic metric on the
anticanonical line bundle ωS−1 such that the corresponding height
function on S(K) is H∘ϕ. We denote by ωH,v the local
measures, and by τH the Tamagawa measure corresponding to the adelic
metric (see [Pey03, §4]). Then the leading constant is expected to
be
[TABLE]
where α(S)=αS as discussed in
Section 7, β(S)=1 as Pic(SK)
is a permutation Gal(K/K)-module and
[TABLE]
for a finite set S0 of finite places of K,
as defined in [Pey03, Notations 4.5].
Lemma 8.1**.**
We have
[TABLE]
Proof.
We follow the strategy of [PT01, Proposition 5.1].
We use the notation Sc:=Ωf∖S0.
With
Λ:=Pic(SK), by definition,
[TABLE]
with
[TABLE]
where Frp is the geometric Frobenius acting on
Pic(S×\mathdsZ\mathdsFp)⊗\mathdsZ\mathdsQ.
Enlarging S0 does not change the expression that we want to
compute. Therefore, we may assume that S0 contains {p∈Ωf:p∣2a}
and that there is a model S of S over the ring OS0 of
S0-integers such that
[TABLE]
for all p∈Sc by [Pey03, Remarque 4.4]. By a result of Weil
[Man86, Theorem 23.1], for p∈Sc,
We have
det(1−T⋅f)=1−Tr(f)⋅T+⋯+(−1)ndet(f)⋅Tn in the
polynomial ring \mathdsQ[T] for an endomorphism f of an n-dimensional
\mathdsQ-vector space. Therefore,
For a prime ideal p of OK, let μp be the Haar measure on Kp, normalized such that μp({x∈Kp:vp(x)≥0})=1.
Lemma 8.3**.**
Let p be a prime ideal in OK. Assume that vp(a) is
even. Let x3∈Kp×, and let k≥0. Then
[TABLE]
Proof.
Let γ=2γ′=vp(a)≥0. First, we consider the case
x3=1.
The condition vp(a−x12)≥2γ′+k holds if and
only if vp(x1)=γ′ and x1≡ρ(modpγ′+k)
for some ρ∈OK satisfying
ρOK+pγ′+k=pγ′ and
ρ2≡a(modp2γ′+k). Since
η(p2γ′+k;a) is defined as the cardinality of the set
of such ρ(modpγ′+k), our claim holds in the first
case.
In the general case, the transformation x1↦x1/x3
reduces to the first case.
∎
Lemma 8.4**.**
For every q∈\mathdsR>1 and n∈\mathdsZ≥0, we have
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