Electrically Tunable Superconductivity Through Surface Orbital Polarization
Maria Teresa Mercaldo, Paolo Solinas, Francesco Giazotto, and Mario, Cuoco

TL;DR
This paper explores how electric fields can control superconductivity in thin films by manipulating surface orbital polarization, leading to potential applications in superconducting orbitronics.
Contribution
It introduces a mechanism where surface orbital polarization, modulated by electric fields, can switch superconductivity on and off or induce phase transitions.
Findings
Electric fields modify surface potential and orbital-Rashba couplings.
Superconductivity can be suppressed or undergo a 0-π transition.
Surface orbital polarization significantly impacts superconducting properties.
Abstract
We investigate the physical mechanisms for achieving an electrical control of conventional spin-singlet superconductivity in thin films by focusing on the role of surface orbital polarization. Assuming a multi-orbital description of the metallic state, due to screening effects the electric field acts by modifying the strength of the surface potential and, in turn, yields non-trivial orbital-Rashba couplings. The resulting orbital polarization at the surface and in its close proximity is shown to have a dramatic impact on superconductivity. We demonstrate that, by varying the strength of the electric field, the superconducting phase can be either suppressed, i.e. turned into normal metal, or undergo a transition with the phase being marked by non-trivial sign change of the superconducting order parameter between different bands. These findings unveil a rich scenario to…
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Electrically Tunable Superconductivity Through Surface Orbital Polarization
Maria Teresa Mercaldo
Dipartimento di Fisica “E. R. Caianiello”, Università di Salerno, IT-84084 Fisciano (SA), Italy
Paolo Solinas
SPIN-CNR, Via Dodecaneso 33, 16146 Genova, Italy
Dipartimento di Fisica, Universitá di Genova and INFN Sezione di Genova, Via Dodecaneso 33, 16146 Genova, Italy
Francesco Giazotto
NEST, Istituto Nanoscienze-CNR and Scuola Normale Superiore, Piazza San Silvestro 12, I-56127 Pisa, Italy
Mario Cuoco
SPIN-CNR, IT-84084 Fisciano (SA), Italy
Dipartimento di Fisica “E. R. Caianiello”, Università di Salerno, IT-84084 Fisciano (SA), Italy
Abstract
We investigate the physical mechanisms for achieving an electrical control of conventional spin-singlet superconductivity in thin films by focusing on the role of surface orbital polarization. Assuming a multi-orbital description of the metallic state, due to screening effects the electric field acts by modifying the strength of the surface potential and, in turn, yields non-trivial orbital-Rashba couplings. The resulting orbital polarization at the surface and in its close proximity is shown to have a dramatic impact on superconductivity. We demonstrate that, by varying the strength of the electric field, the superconducting phase can be either suppressed, i.e. turned into normal metal, or undergo a transition with the phase being marked by non-trivial sign change of the superconducting order parameter between different bands. These findings unveil a rich scenario to design heterostructures with superconducting orbitronics effects.
I Introduction
Because of the screening effect, a static electric field (EF) cannot penetrate inside a metal deeper than a few Thomas-Fermi lengths (nm) Ashcroft ; Lang1970 ; UmmarinoPhysRevB2017 . As a consequence, the behaviors and features of a metal, e.g., its transport properties, are practically unaffected by the application of static EFs.
Analogously, when dealing with the interaction of a static EF with a superconductor (SC) Shapiro1984 ; LipavskyPhysRev2002 ; Koyama2001 ; MachidaPhysRevLett2003 , for standard metallic SCs, that are well described by the Bardeen-Cooper-Schrieffer theory deGennes ; tinkham2012introduction , the penetration length of an EF is roughly unchanged with respect to the normal metal phase virtanen2019superconducting . In this context, recent experiments have shown that a strong static EF can dramatically affect the properties of superconducting wires and planes DeSimoniNatNano2018 ; PaolucciNanoLett2018 ; PaolucciPhysRevAppl2019 ; DeSimoni2019mesoscopic ; Paolucci2019connecting suppressing the supercurrent, and inducing a superconductor-to-normal metal transition. This superconducting field effect (SFE) is quite ubiquitous since it has been observed in different materials DeSimoniNatNano2018 ; desimoni1 , in Dayem bridges PaolucciNanoLett2018 ; PaolucciPhysRevAppl2019 , in superconductor-normal metal-superconductor mesoscopic junctions DeSimoni2019mesoscopic , and in superconducting quantum interference devices Paolucci2019connecting . Hence, these experimental evidences suggest that the SFE is a genuine phenomenon which cannot be explained in terms of well-known effects such as charge accumulation or depletion PaolucciPhysRevAppl2019 ; Paolucci2019connecting .
A basic remark is that the Cooper pairs are correlated over distances () much longer than the EF screening length and thus a perturbation occurring at the edge of the superconductor may affect the system within a distance comparable to . This expectation seems to be confirmed by the fact that the SFE is observable only on structures with characteristic dimensions of a few coherence lengths, and then vanishes exponentially DeSimoniNatNano2018 . Besides this, our understanding of the physics at the origin of the SFE is somewhat limited DeSimoniNatNano2018 ; PaolucciPhysRevAppl2019 ; Paolucci2019connecting , and a fully microscopic theory is still missing.
Motivated by the above experimental results DeSimoniNatNano2018 ; PaolucciNanoLett2018 ; PaolucciPhysRevAppl2019 ; DeSimoni2019mesoscopic ; Paolucci2019connecting , in this paper we propose a theoretical model which is able to grasp some of the observed features typical of the SFE and to provide a microscopic physical scenario to account for the modification of the superconducting order parameter (OP) due to the applied EF at the surface. Our key idea is to consider the effects of the EF as a source of inversion symmetry breaking at the surfaces of the superconductor and to focus on the consequences of the induced orbital polarization on the electron pairing. It has been recently recognized that an orbital analogue of the spin Rashba effect Rashba1960 can be achieved on the surfaces Park2013 ; Kim2014 ; Petersen2000 even in the absence of atomic spin-orbit coupling Go2017 . The orbital Rashba (OR) interaction allows for mixing of orbitals on neighboring atoms that would not overlap in an inversion symmetric configuration. Such coupling leads to non-vanishing orbital polarization that form chiral patterns in the momentum space. Remarkably, the OR coupling is quite ubiquituous in metals and semiconductors since it occurs either in pure - and -orbitals Park2013 ; Kim2014 ; Petersen2000 or - or -hybridized systems Go2017 . Evidences of anomalous electronic splitting and of the role played by the orbital degrees of freedom have been found on a large variety of surfaces el-kareh14 , Bi/Ag(111) schirone15 , etc. as well as in oxide interfaces King2014 ; Nakamura2012 ; Fukaya2019 .
Here, we consider how the induced orbital polarization at the surface is able to significantly modify the amplitude and phase of conventional spin-singlet superconducting OP in thin films. Through a multi-orbital description we show that the EF can suppress the superconducting state at the surface by inducing a substantial orbital polarization close to the Fermi level. Then, the occurrence of orbitally polarized surface states can guide a complete breakdown of the superconducting state in the whole system or an unconventional [math]- transition with a non-trivial sign change of the superconducting OP between different bands. Although this phase resembles the unconventional pairing proposed in iron based superconductors spm1 ; spm2 ; spm2 , our analysis has a completely different root since it demonstrates that the EF can stabilize a -phase in conventional wave superconductors. The resulting phase transitions manifest themselves as a consequence of the interplay of two fundamental electronic processes which we microscopically demonstrate to arise from the surface electrostatic potential (Appendix A): i) intra-layer , ii) inter-layer OR interactions, respectively (Fig. 1). Both and are proportional to the strength of electric field, , with being generally smaller than and activated by in-plane atomic distortions or strain effects. Our study thus uncovers fundamental mechanisms for an electrical control of conventional superconductors based on the modification of the orbital polarization at the surface.
The paper is organized as follows. In Sect. II we provide the basic elements of the modelling and of the methodology. Sect. III is devoted to the main results including the phase diagram and the role of pairing interaction, inter-orbital mixing and inter-layer hopping. In Sect. IV we have the concluding remarks and the discussion. Finally, in the Appendix we provide the derivation of the orbital Rashba couplings due to the surface electrostatic potential and the impact of the orbital Rashba coupling on superconductivity for a monolayer. Furthermore, we also present the character of the phase transitions by inspecting the free energy profile in the various regimes, and the behavior of the layer dependent orbital polarization.
II Model and methodology
We assume a conventional wave spin-singlet pairing for a geometry with layers (Fig. 1). The electronic description is based on -orbitals, i.e. (). Since on the surface is parallel to , it can be described by a potential . Following the approach already applied to derive the surface orbital Rashba coupling Park2011 ; Park2012 ; Kim2013 , the matrix elements of in the Bloch basis yield an intra- ( and inter-layer () inversion asymmetric interactions, whose ratio depends only on the inter-atomic distances and distortions at the surface. For convenience we indicate as the () orbitals. Then, we introduce the creation and annihilation operators with momentum , spin (), orbital ()), and layer , to construct a spinorial basis with . In this representation, the Hamiltonian can be expressed in a compact way as:
[TABLE]
with
[TABLE]
where the orbital angular momentum operators have components
[TABLE]
within the () subspace, () are the Pauli matrices for the electron-hole sector, and the Kronecker delta function. The kinetic energy for the in-plane electron itinerancy is due to the symmetry allowed Slater1954 nearest neighbor hopping, thus, one has that , , and , with being a term that takes into account deviations from the ideal cubic symmetry. The role of inter-orbital hopping that are activated by distortions has been explicitly evaluated. We assume that the layer dependent spin-singlet OP is non-vanishing only for electrons belonging to the same band and it is expressed as with being the expectation value on the ground state. Here, sets the dimension of the layer in terms of the linear lengths and , while we assume translation invariance in the -plane and layers along the axis (Fig. 1). We point out that is not modified by the electric field. This is physically consistent with the fact that due to screening effects the EF cannot induce an inversion asymmetric potential inside the thin film beyond the Thomas-Fermi length. The analysis is performed by determining the superconducting OPs corresponding to the minimum of the free energy employing a self-consistent iterative procedure until the desired accuracy is achieved. The planar hopping is the energy unit, , while the interlayer one is orbital independent, i.e. . Within the same scheme of computation we also consider the role of amplitude’s variation of the intra-orbital pairing interaction and of the inter-orbital superconducting interaction, , with the corresponding OPs with . Here, the inter-orbital OPs are expressed as .
III Results
In this Section we present the phase diagram as due to the OR couplings and analyze the impact of the pairing interaction, the inter-orbital mixing and the inter-layer hopping. The effect of the OR couplings is to induce an orbital polarization at the surface and to form chiral orbital textures in the Brillouin zone close to the Fermi level (Appendix D). Moreover, the orbital polarization is generally associated to a configuration with non vanishing angular momentum components and thus it tends to reduce the superconducting OP amplitude (Appendix B) assuming that the pairing interaction preserves inversion symmetry. Both interlayer electronic processes, i.e. and , allow for a transfer of orbital polarization into the inner layers of the superconducting films. Further, due to the symmetry of the orbital processes induced by , there is a drive to develop an orbital dependent phase of the superconducting OP. This aspect can be deduced by evaluating and deducing the behavior of the inter-orbital superconducting OP when and are the only orbital mixing terms.
III.1 Phase diagram
To get more insight into the role of the electric field it is instructive to start with the phase diagram of the heterostructure for the multilayer in the absence of hoppings and pairing terms that mix the orbitals. Considering that a variation of the electric field tunes the interactions and (Fig. 2(a)) we scan the whole amplitude phase space. The outcome is presented for a representative value of the out-of-plane hopping (). The conventional superconducting state (SC), depending on the ratio , undergoes a transition into two distinct phases: i) an unconventional phase with non-trivial superconducting phase relation between the orbital dependent OPs for a ratio about smaller than one-half, otherwise ii) a normal metal configuration with a vanishing superconducting OP. The nature of the phase transitions can be tracked by following the layer and orbital dependent behavior of . In the regime of weak the increase of leads to a complete reconstruction of the superconducting phase. We find that there is a first order phase transition (Appendix C) between two superconducting phases with a reorganization of the relative phase between the orbital dependent OPs. As demonstrated in Fig. 2(b), at a critical value of the superconducting OP for the -band undergoes a first order phase transition with an abrupt sign change of in all the layers (see inset Fig. 2(b)) while the other two OPs exhibit a discontinuous variation of the amplitude which is sign conserving. The sign change of the OP for one of the band implies an inter-orbital -phase between the electron pairs within the and orbitals. Such an orbital reconstruction is an evidence of an unconventional pairing which can directly manifest in an anomalous Josephson coupling with non-standard current-phase relations. The fact that the band undergoes a sign change of the OP with respect to the bands is a consequence of the structure of the asymmetric inversion couplings at the interface which allow for orbital mixing between and bands. The presence of competing phases is also evident if one considers the free energy dependence of the superconducting OP. Indeed, in order to catch the main competing mechanisms, one can assume a uniform spatial profile as a function of the layer index by allowing for an orbital dependent phase reconstruction of the type . Hence, one can directly observe two distinct minima in the free energy, associated with the 0- and phases, whose relative energy difference can be tuned by varying the amplitude of (Appendix C).
Moving to a larger value of the OR coupling (i.e. ) the surface inter-layer coupling is able to suppress the superconducting state by vanishing the OP amplitude (Fig. 2(c)). The value of the critical setting the 0-SC/normal boundary has a maximum at and then stays about unchanged by further increasing the OR coupling. Such behavior is accompanied by a qualitative change of the superconducting OP at the surface which starts to get reduced once induces a sufficiently large orbital polarization nearby the Fermi level. The breakdown of the superconductivity in this regime is linked to the character of the Cooper pairs having non-vanishing (i.e. inversion symmetry is preserved), while the EF leads to a large orbital polarization at the surface whose leaking into the inner layers suppresses the pairing amplitude. The 0-SC/normal metal phase transition appears to be continuous and it occurs about simultaneously for all the orbitals involved in the pairing close to the Fermi level (Fig. 2(c)). It is interesting to notice that a closer inspection of the free energy profile with suitably selected boundary conditions of the OPs at the surfaces and uniform spatial profile in the other layers indicates a smeared type of phase transition from superconductor-to-normal state with weak first order precursors due to the competition between OP configurations with inequivalent amplitude (see Appendix C for details). This implies that the breakdown of the superconducting state, as driven by , is different from that which can be obtained in a standard BCS thermal evolution of the OP.
After having fully addressed the most favorable superconducting configurations in a thin film with layers, we consider whether the orbital asymmetric potential at the surface is able to be also effective in thicker layered films. Such issue is accounted by simulating the cases with and . In Figs. 2(d),(e) we demonstrate that for two representative values of , corresponding to weak and strong orbital Rashba couplings, the surface interlayer interaction is able to induce the 0- and superconductor-normal metal phase transitions. The phase diagram and the effects are then confirmed and observable either for doubling the system size, (Figs. 2(d),(e) or for superconducting thin film with layers (Figs. 2(f),(g)). However, one remark is relevant here concerning the amplitude of the kinetic energy along the -axis. Indeed, the change of the superconducting state is related to the inter-layer hopping amplitude and one needs a slighlty larger to get critical boundaries occurring in the same range of strengths for as for thinner SCs (Sect. III E).
III.2 Role of the pairing interaction strength
We have followed the evolution of the phase diagram to understand the role of the superconducting pairing strength. In Fig. 3 we report the overall effect of the pairing strength going from to as a function of for a pair of representative values for the orbital Rashba coupling . We find that the critical to induce the [math]- transition is practically unaffected when the pairing coupling is varied from to (Fig. 3 (a)-(c)). On the other hand, for we have that the transition from 0- to -phase does not occur and a change in the inter-layer coupling directly brings the superconducting into the normal state at . However, if one assumes that the orbital Rashba coupling is scaled to than one recovers the 0- phase transition as demonstrated in Fig. 3 (e). This result clearly indicates that the potential to drive the superconducting phase into a - or normal state is a robust effect and that the relative ratio between the intra- and inter-layer asymmetric interactions can set out whether the 0-normal phase transition is obtained with an intermediate -phase or without passing through this state. Finally, we show that such delicate interplay between the 0-, - and normal phases is also imprinted into the evolution of the superconducting order parameters as reported in Fig. 3 (f)-(j). For completeness, we have also demonstrated that the 0- transition can be obtained at within a self-consistent analysis that is able to capture the non-uniform spatial dependence of the order-parameter along the -direction (Fig. 4).
III.3 Role of inter-orbital mixing for the single-particle electronic states
We point out that the employed tight-binding electronic structure has realistic features if one considers that the bands at the Fermi level are formed out of anisotropic atomic orbitals of or type for instance. Due to symmetry arguments it is known that in a cubic or tetragonal environment the orbitals belonging to the so-called sector have only directional non-vanishing nearest-neighbor hopping amplitudes. Within a tight-binding formulation of the electronic structure one can apply the Slater-Koster rules Slater1954 and determine the allowed hopping amplitude between Wannier configurations on different atoms whose distance is parameterized in terms of the bond angle. This approach yields that, for instance, atomic state can hybridize only with configurations in the plane along the [100] and [010] cubic directions and similarly for the other orbitals. Thus, it is also suited for elemental materials like Ti, V, Nb, etc., and it can also apply to more complex metals as those occurring in the realm of transition metal oxides.
Apart from these general considerations, since distortions would lead to deviations from ideal electronic structure above discussed, we have included extra terms in the single particle part of the Hamiltonian which lead to mixing of orbitals along the symmetry direction. This analysis has been performed to further investigate the role of the orbital mixing on the phase diagram.
Additional terms in the Hamiltonian are: (1) intra-layer hopping terms,
[TABLE]
where the diagonal terms () are those of Sect. II, and
[TABLE]
(2) inter-layer hopping terms
[TABLE]
where when and when (), and is restricted to adjacent layers.
The results are reported in Fig. 5 for a representative case of and two values of the orbital Rashba coupling which allow to drive the superconductor into the -phase and into the normal metal state as a function of the inter-layer interaction . As one can see, the effects of the inter-orbital mixing are negligible and the 0- or 0-Normal phase transitions occur at the same values of the coupling as in the case with . This analysis confirms that the phenomenology is robust to changes in the electronic structure.
III.4 Inter-orbital pairing interaction
Here, we consider the role of the inter-orbital pairing interaction. The aims are to assess whether the inter-orbital pairing influences the phase diagram and the potential link with the phase. The analysis has been performed with and without the inter-orbital hopping. Additionally, we follow a representative case of and scan the phase diagram for different values of .
We start by pointing out that the inter-orbital pairing amplitude is expected to be anisotropic in the momentum space, due to the orbital Rashba terms, and to have a major role only nearby the points where Fermi lines with different orbital character cross each other. Another important aspect is that the mixing of the orbitals can arise both from the orbital Rashba couplings and from the inter-orbital hoppings with a different impact on the inter-orbital pairing. On such basis, we have taken into account these aspects and analyzed the role of the inter-orbital pairing interaction on the phase diagram.
The overall outcome is quite clear. Firstly, we find that the presence of an inter-orbital pairing interaction does not affect the character and the structure of the phase diagram. This is confirmed by the fact that the critical for the transition into the -phase is substantially unaffected by the presence of the inter-orbital order parameters (Figs. 6 -7).
It is instructive to start considering the nature of the inter-orbital pairing for the case of vanishing inter-orbital mixing in the single particle spectrum. Indeed, for such physical circumstance, we remark that non-vanishing and occur only when the inter-layer term is non zero and the order parameters have always a -phase difference (Fig. 6). This behavior clearly indicates that the term tends to favour a phase difference between the inter-orbital order parameters that are mainly inolved in the -phase. Thus, the coupling shapes the pair correlations to drive an orbital-dependent phase rearrangement of the superconducting state.
For this physical case, it is also interesting to touch on symmetry aspects behind the fact that the order parameters and develop a -phase difference. We argue that their behavior reflects the symmetry properties of the term. Since coupling breaks the mirror symmetries with respect to the and planes and have to be non-vanishing. However, we argue that, due to the preservation of one of the mirror symmetry with respect to the diagonal in the plane, the superposition of the order parameters can be conserved thus favoring a -phase difference (i.e. their combination cancels out). Hence, we also argue that the inter-orbital pair correlations act like a seed for inducing a phase rearrangement in the intra-band superconducting order parameter that optimally lowers the energy.
Finally, as demonstrated in Fig. 7, the inclusion of the inter-orbital hoppings indicates that the inter-band -phase difference do not occur at small and one needs to overcome a critical threshold for the coupling to stabilize a complete orbital reconstruction of the superconducting state (Fig. 7 (b)-(c)) that indeed corresponds to the identified -phase in the phase diagram.
III.5 Effects of interlayer hopping
Here, we analyze the influence of the interlayer hopping on the order parameter in the superconducting phase. In Fig. 8 we show the profile of along the direction for a superconductor with , considering two different values of OR coupling and several values of , in absence of the surface interlayer interaction .
The effects of can be relevant and indeed the phase diagram reported in the Fig.2 (a) of the main text gets modified. A large amplitude of with respect to can destroy the superconducting state, even for small values of and . On the other hand, in the opposite regime of small one needs a significantly large amplification of to get into the normal state. For this circumstance, one can typically obtain only 0- superconducting transition. In Fig. 9(a)-(c) we show the behavior of the order parameter in the inner side the system (i.e. in the central layer ) for . We see that both for weak and strong values of the OR interaction the SC transition can be achieved.
It is plausible to expect that the effective coherence length along is proportional to the out-of-plane Fermi velocity, and thus one can argue that it scales with the amplitude of the inter-layer hopping. Such observation implies that the size of the SC is relevant for observing the SFE. Since the reduction of can alter the phase diagram with the normal state region being replaced by the -SC configuration for the same strength of applied electric field, we predict that the inter-layer kinetic energy can be a suitable parameter to control the electric field effects on the superconductivity.
IV Conclusions and discussion
We have demonstrated that by electrically tuning the surface orbital-polarization one can control both amplitude and phase of the superconductor. We have explicitly derived the microscopic origin of the surface couplings as due to the electrostatic potential. The induced interactions generally drive a complete reconstruction of the superconducting state with inter-band phase as well as superconducting-normal metal transition. The [math]- phase change is mainly first-order like, while the transition from superconductor to normal metal has weakly first-order precursors of the OP before it continously goes to zero. Concerning the -phase, we expect that the sign frustration leads to an anomalous Josephson coupling in the case of inhomogeneous thin films. Indeed, in the presence of non-magnetic disorder, the inter-orbital scattering between bands having opposite sign in the superconducting OP will result into a cancellation of the supercurrents and a behavior of an unconventional metal. Evidences of this state can be directly observed by phase sensitive superconducting interferometry Paolucci2019connecting . Remarkably, the -phase is compatible with the magnetic field dependence of the critical electric field that identifies the tansition from the superconducting state to a phase with vanishing critical supercurrent bours .
The obtained phase transitions are also linked to the character of the electron itinerancy of the superconducting thin film and, consequently, to its thickness. We have verified that the EF is more effective in a regime where the inter-layer kinetic energy is comparable to the planar one. Furthermore, the energy scales of the inversion asymmetric potentials at the surface for achieving the transitions are comparable to the bare hopping. This observation sets a clear reference for the electrical and orbital tunability of the superconducting phase. We point out that, since and are proportional to the EF, with meV, we predict that an electric field 30 mV/ would suffice to observe the superconducting phase transitions, which is in the range of the experimental observations DeSimoniNatNano2018 ; PaolucciNanoLett2018 ; PaolucciPhysRevAppl2019 ; DeSimoni2019mesoscopic ; Paolucci2019connecting . We prove that the proportionality factor is a function of inter-atomic distances and of the distortions/strains at the surface. Our findings thus indicate relevant paths for designing devices with electrically tunable superconducting orbitronics effects. In particular, central of our proposal is that the bands at the Fermi level can develop a non-vanishing orbital momentum, a fact that is ubiquituous in SCs with - and -bands at the Fermi level. Along this line, we predict that heterostructures with few layers of strong strainable and orbitally polarizable materials deposited on the surface of conventional superconductors would magnify the EF effects.
Acknowledgements.
FG acknowledges the European Research Council under the European Union’s Seventh Framework Programme (COMANCHE; European Research Council Grant No. 615187) and Horizon 2020 and innovation programme under grant agreement No. 800923-SUPERTED.
Appendix A Microscopic derivation of the interactions induced by the surface electric field
The external electric field on the surface of the superconductor is parallel to the direction and can be described by a potential with being constant in amplitude (assuming the electric charge is unit). Following the approach that has been already applied to derive the surface orbital Rashba coupling Park2011 ; Park2012 ; Kim2013 we consider a Bloch state representation and explicitly evaluate the matrix elements of the electrostatic potential . Since the translational symmetry is broken along the direction, both for the finite thickness of the thin film and for the presence of the electric potential, the momentum is not a good quantum number. Thus, a representation with a Bloch wave function associated to each layer is suitable to evaluate the effects of the electric field and the way it enters in the tight-binding modelling. Hence, we introduce the index to label different Bloch wave functions along the direction as follows
[TABLE]
with the Bravais vector identifying the position of the atoms in the plane for the layer labelled by , indicating the atomic Wannier orbitals, and the total number of atomic sites. Here, it is central that the atomic Wannier functions span a manifold with non-vanishing angular momentum . To proceed further, we demonstrate how orbitally driven Rashba-like splitting occur in a - (or equivalently -) manifold restricting to the three-orbital subspace (or ) due to the presence of the inversion symmetry breaking potential by evaluating the corresponding matrix elements for the above introduced Bloch states.
For the derivation and the computation it is useful to introduce the following functions for the -orbitals, for a given atomic position
[TABLE]
with , being the atomic number, the principal quantum number, , with the Bohr radius, and the mass of the electron and nucleus, and the associated Laguerre polynomials. These -orbitals can be linked with the eigenstates of the component of an effective angular momentum with quantum numbers by the following relations
[TABLE]
As done in the main text, will be used to indicate the orbitals.
Now, in order to evaluate the consequence of the electrostatic potential, we need to determine the matrix elements in the Bloch state representation within the same layer and in the neighbors layers along the -direction. These terms will provide, in turn, the amplitude of the orbital Rashba coupling and , respectively. Let us start by calculating the intra-layer interaction
[TABLE]
with and spanning the orbital index, and the normalization factor of the Bloch state. Since the functions are strongly localized around each atomic position one can restrict the summation to leading terms which are those corresponding to the same site, i.e. , and to nearest-neighbor sites, i.e. , with being the connecting vectors of nearest-neighbor atoms in the plane. The term for is zero due to the odd-parity symmetry of the atomic functions. Then, assuming that the distance between two in-plane nearest-neighbor atoms is , the amplitude can be expressed in a matrix form as
[TABLE]
with being a function of the relative atomic distance , the atomic number and the principal quantum number of the Wannier functions , respectively. Hence, comparing with the term of the Hamiltonian associated with the orbital Rashba coupling, we conclude that the strength of the orbital Rashba coupling is expressed as
[TABLE]
and it is proportional to the intensity of the applied electric field and to the amplitude . The form of in Eq. 9 is due to the structure of the expectation values of the electrostatic potential between neighbors Wannier functions. If we consider schematically the atomic positions , , , , for a cubic geometry in Fig. 10(a), we have that
[TABLE]
The same expressions are obtained along the directions for the orbitals and . In a similar way, one can proceed for the matrix elements of the electrostatic potential between Bloch states in adjacent layers expressed as
[TABLE]
As for the in-plane amplitude, one can expand the summation over all the Bravais lattice. However, in this case there are contributions which are non-vanishing for and, thus, we focus on these contributions
[TABLE]
To proceed further we notice that the amplitude is in general complex because the electric field induces a time dependent vector potential along the -direction that affects the relative phase of the Bloch functions in neighbor layers. This implies that one cannot fix the gauge in a way that the Bloch states in adjacent layers at the surface, e.g. and , have the same phase. This is an overall phase factor that does not influence the amplitude of the term . Below, we proceed by considering the contribution which leads to a coupling between the electric field and the orbital polarization. The form of is due to the strucure of the matrix elements of the electrostatic potential between Wannier functions in neighbor layers along the direction. Hence, one has to evaluate the following integrals
[TABLE]
for nearest neighbor atoms along the -direction as schematically shown in Fig. 10.
For the inter-layer term, it turns out that the electric field can induce an orbital polarization on nearest neighbors atoms only if one allows for displacements/distortions of the atoms in the plane with respect to the high-symmetry positions. This physical scenario is sketched in Fig. 10(b,c). The analysis is performed by considering the following positions for the atoms and in the plane, , . As for the intra-plane case, we have that the relevant non-vanishing integrals are those related to the and components of the angular momentum, namely we have the component that is active for an atomic displacement along the -direction. Within a first order expansion in one obtains
[TABLE]
A similar analysis for a distortive mode along the -direction would give a non-vanishing amplitude only for the wave functions and . Assuming that the atomic distorsions along the - and -directions have the same amplitude (Fig. 10(c)), the resulting expression for the matrix is
[TABLE]
Hence, comparing the structure of with the inter-layer asymmetric interaction introduced in the Hamiltonian, we have that
[TABLE]
There are various observations that can be made from the achieved result. Firstly, the inter-layer coupling is proportional to the applied electric field. Moreover, the electric field penetrating in the skin of the metallic film can couple to the electronic structure by enhancing the orbital polarization through an induced in-plane strain modes. The relative sign of the coefficient in front of the angular momentum operators is not relevant and can be absorbed in the form of the wave function. Moreover, having derived the microscopic expression for and one can obvserve that their ratio is given by
[TABLE]
For a cubic geometry (i.e. ) and for one can demonstrate that . However, in thin films is typically larger than due to the vertical confinement and thus the coefficient can be larger than due to the exponential dependence on the inter-atomic distance. Furthermore, since the electric field can induce surface strains of the order of 2 with applied electric field of about V/ ,Ben2014 and assuming the differences in the atomic distances, one can estimate to have a magnitude varying from about 2 to 20. A detailed quantitative assessment in term of the atomic number and of the inter-atomic distances is beyond the scope of the present manuscript.
Appendix B Monolayer superconductivity with orbital Rashba coupling
For a monolayer configuration, the presence of the orbital Rashba (OR) coupling tends to reduce the strength of the superconductivity by inducing a suppression of the order parameter (OP). This behavior is explicitly demonstrated in Fig. 11, where the superconducting OP amplitude for each band, self-consistently determined, exhibits a monotonous decrease as a function of . We have also considered the self-consistent value of while changing assuming different values of the pairing coupling . We find that the amplitudes are in general scaled by means of the pairing coupling and thus in the following and in the main text we have performed the calculation assuming . The scaling behavior is reported in the Fig. 12.
The behavior of the order parameter is almost collapsing on the same curve as a function of . This result implies that the amplitude of the superconducting gap on the surface substantially depends on the ratio between the orbital Rashba coupling and the pairing interaction strength.
Appendix C Competing phases and character of the phase transitions
In this section, we study the free energy of the examined model Hamiltonian by considering the order parameter as uniform through the layers and isotropic in the orbital channels. The analysis is done by introducing the variable which is the common amplitude of the OPs in the various orbital channels, i.e. , while the sign is added when evaluating the -SC configuration (i.e. ).
Representative cases of weak and strong OR effect, namely with and respectively, are reported in Figs. 13. We have considered a system with layers and with interlayer hopping . Similarly to the full self-consistent analysis (see Fig. 2 in the main text), we find that the increase of drives a transition between 0-SC and -SC states for weak (see Fig. 13(a)), and a transition from SC to normal state for strong (see Fig. 13(b))). Indeed, for comparing the panels (c) and (e) of Fig. 13, we see that for the case with has an energetically more favorable solution. This transition if of first order, since we have a discontinouity in the first derivative of the free energy.
For larger values of , the free energy of the case with has a minimum only for (i.e. normal state solution) as can be easily deduced from Fig. 13(f). Hence, for the system never reaches the -SC phase and we observe a continuous transition from SC to normal state by following the free energy minima, as shown in Fig. 13(b) and (d), for . The values of the transition points are slighlty different from those reported in the phase diagram (Fig. 2(a) of the main paper), since in the present analysis we are assuming an uniform and isotropic superconducting OP.
Indeed, for strong OR effect, the uniform profile of the OP within the whole superconductor is not a good assumption since the values of in the outer layers are strongly suppressed, compared to those in the inner layers, as can be seen in Fig. 8(c)-(d). Hence, for we have also performed an analysis in which we assume that the order parameter is zero in the outer layers and uniform in the remaining ones. Results are reported in Fig. 14, where we observe the presence of multiple minima and the increase of drives a weak first order transition before the continuous second order SC-normal transition is achieved.
Appendix D Layer dependent orbital polarization
Finally, we present the layer dependent orbital polarization for a superconducting heterostructure with . The analysis is performed by considering firstly the role of the OR coupling at the surface and how the obtained orbital polarization in the Brillouin zone is also transferred inside the inner layers (first and third column of Fig. 15). Starting from the case at , one can observe a chiral texture of the orbital components with windings around the high symmetry points of the Brillouin zone (BZ). In particular the winding around the point at is opposite to that occuring around the point at with a domain wall in between the and points. We observe that moving from the surface to the inner layers, the domain walls proliferate and there are extra structures emerging along the diagonal of the BZ with opposite orbital chirality. We notice that the presence of the orbital Rashba coupling at the surface is sufficient to induce a non-trivial orbital polarization into the inner layers of the superconductor (see first and third columns of Fig. 15).
The effect of is then investigated by evaluating the difference in the orbital texture with respect to the configurations with by keeping the samle amplitude of . As one can see in the second and fourth column of Fig. 15, the effect of is to amplify the formation of pockets of orbital textures with inequivalent or opposite orientation of the orbital polarization thus indicating an orbital connectivity which is less regular if compared to the case without . Such structure of the orbital texture in the reciprocal space contributes to reduce the superconducting pairing which is maximally favored for electron pairs without any orbital polarization.
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