This paper classifies all irreducible symmetric spaces with dissecting involutions, revealing that only spheres and hyperbolic spaces admit such involutions with fixed point spaces of one dimension lower.
Contribution
It provides a complete classification of dissecting involutions on irreducible symmetric spaces, extending understanding beyond Riemannian cases.
Findings
01
Only spheres and hyperbolic spaces have dissecting involutions among irreducible 1-connected Riemannian symmetric spaces.
02
Dissecting involutions have fixed point spaces of codimension one, namely spheres and hyperbolic spaces.
03
The classification links dissecting involutions to geometric structures relevant in quantum field theory.
Abstract
An involutive diffeomorphism σ of a connected smooth manifold M is called dissecting if the complement of its fixed point set is not connected. Dissecting involutions on a complete Riemannian manifold are closely related to constructive quantum field theory through the work of Dimock and Jaffe/Ritter on the construction of reflection positive Hilbert spaces. In this article we classify all pairs (M,σ), where M is an irreducible symmetric space, not necessarily Riemannian, and σ is a dissecting involutive automorphism. In particular, we show that the only irreducible 1-connected Riemannian symmetric spaces are Sn and Hn with dissecting isometric involutions whose fixed point spaces are Sn−1 and Hn−1, respectively.
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Full text
Symmetric spaces with dissecting involutions
Karl-Hermann Neeb
Department of Mathematics, Friedrich-Alexander-University of Erlangen-Nürnberg, Cauerstrasse 11, 91058 Erlangen, Germany
An involutive diffeomorphism σ of a connected smooth manifold M
is called dissecting if the complement of its fixed point
set is not connected.
Dissecting involutions on a complete Riemannian manifold
are closely related to constructive quantum field theory through the
work of Dimock and Jaffe/Ritter on the construction of reflection positive
Hilbert spaces. In this article we classify all
pairs (M,σ), where M is an irreducible connected symmetric space,
not necessarily Riemannian,
and σ is a dissecting involutive automorphism.
In particular, we show that the only irreducible, connected and
simply connected Riemannian symmetric spaces with
dissecting isometric involutions are Sn and Hn,
where the corresponding fixed point spaces are
Sn−1 and Hn−1, respectively.
Key words and phrases:
Symmetric spaces, dissecting involutions
2010 Mathematics Subject Classification:
57S25
The research of K.-H. Neeb was partially
supported by DFG-grant NE 413/9-1. The research of G. Ólafsson was partially supported by Simons grant 586106.
1. Introduction
In this article we classify dissecting involutions on irreducible symmetric spaces.
An involutive diffeomorphism σ of a connected smooth manifold M
is called dissecting if the complement of the fixed point
manifold Mσ is not connected. Then M∖Mσ has
two connected components M± exchanged by σ
and codimMσ=1.
We are interested in the situation where M is a symmetric space
and σ is an automorphism of M.
Any connected symmetric space is of the form
M≅G/H, where G is a connected Lie group acting faithfully
by automorphisms
on M and there exists an involutive automorphism τ of G
for which H is an open subgroup of Gτ={g∈G:τ(g)=g},
the subgroup of τ-fixed points. Then τ induces an involutive
automorphism, also denoted τ, on the Lie algebra g of G,
so that we obtain the symmetric Lie algebra(g,τ).
Any dissecting involutive automorphism σM
of M, fixing the base point
eH∈M, leads to another involutive automorphism σ of g,
commuting with τ, such that
[TABLE]
For a simply connected symmetric space M=G/H,
this condition is equivalent to σM being dissecting.
Accordingly, we call a triple (g,τ,σ),
consisting of a Lie algebra and two commuting involutive automorphisms
τ and σ, dissecting if (1.1) is satisfied.
In this note we classify all dissecting triples (g,τ,σ)
which are irreducible in the sense that g contains no
non-trivial τ-invariant ideals.
On the global level, this classifies connected, simply connected
symmetric spaces with dissecting involutions (Theorem 2.4).
For any connected symmetric space M with a dissecting involution
σM, the canonical lift σM
of σM to the simply connected covering M
is also dissecting,
but the converse is in general not true (cf. Example 2.6).
The classification is easy to state:
Theorem 1.1**.**
Up to coverings
connected irreducible symmetric space
with a dissecting involutive automorphism is a connected component of a quadric
[TABLE]
Here G=SOp,q(R)0 and
H0≅SOp−1,q(R)0 or SOp,q−1(R)0.
Up to conjugation, the
dissecting involution is given in the first case
by σ(x1,…,xp+q)=(−x1,x2,…,xp+q) and
in the second case by σ(x1,…,xp+q)=(x1,…,xn−1,−xp+q).
Our motivation to classify symmetric spaces with dissecting involutions
comes from constructions in Quantum Field Theory and our work on
reflection positivity, see [NÓ18] and the references therein.
Starting from a pair (M,σ) of a
complete Riemannian manifold M and a dissecting involutive
isometry one produces a reflection positive Hilbert space
[Di04, JR08, AFG86, NÓ18]
which provides the basis for constructing relativistic field theories
on a Lorentzian manifold. Typical examples arise in physics
from isometric dissecting involutions on
flat euclidean space Rn, the (positively curved) sphere Sn
and the (negatively curved) hyperbolic space Hn.
Our classification implies in particular that these three types
cover all (irreducible) Riemannian symmetric spaces with dissecting
isometries. The special case of M=Sn and related questions of
harmonic analysis and representation theory is explored in [NÓ19].
The article is organized as follows. In Section 2
we introduce the basic concepts. In Section 3
we discuss several examples of homogeneous spaces
with dissecting involutions, and Section 4
is devoted to the proof of the classification theorem.
2. Dissecting involutions on manifolds and symmetric spaces
In this section we introduce the two basic concepts discussed in
this note, dissections and symmetric spaces.
2.1. Dissections on manifolds
Definition 2.1**.**
(a) A diffeomorphism σ of a connected smooth
manifold M is called dissecting if the complement of the
fixed point set Mσ is not connected.
(b) A smooth involution σ:M→M
is called a reflection
if there exists a fixed point p∈Mσ such that the fixed point space of
the linear involution Tp(σ) on Tp(M) is a hyperplane.
Theorem 2.2**.**
Let M be a connected smooth manifold.
(i)
If g is a complete Riemannian metric on M and
σ is a dissecting isometry, then σ is an involution.
(ii)
If σ∈Diff(M) is an involution, then there exists a
σ-invariant
complete Riemannian metric on M.
(iii)
If σ∈Diff(M) is a dissecting involution,
then M∖Mσ has two connected components M± with
σ(M±)=M∓ and each component of Mσ is of codimension one.
(iv)
If σ∈Diff(M) is a reflection
and M is simply connected, then σ is dissecting and its fixed point set
Mσ is a connected orientable hypersurface.
(ii) From [NO61] we obtain a complete Riemannian
metric g on M. Then g:=g+σ∗g is also complete
by the Hopf–Rinow Theorem because its closed balls are contained in closed
g-balls, hence compact.
(iii), (iv): By (ii), we can assume that σ is isometric with respect to a
complete Riemannian metric. Hence (iii) follows from [AKLM06, Lemma 2.7]
and (iv) from [AKLM06, Thm. 2.8].
∎
2.2. Symmetric spaces
Definition 2.3**.**
(a) Let M be a smooth manifold and
μ:M×M→M,(x,y)↦x⋅y=:sx(y)
be a smooth map with the following properties:
each sx is an involution for which x is an isolated fixed point and
[TABLE]
Then we call (M,μ) a symmetric space.
(b) A morphism of symmetric spaces M and N is a smooth
map φ:M→N such that φ(x⋅y)=φ(x)⋅φ(y) for x,y∈M.
As shown in [Lo69], connected symmetric spaces are homogeneous spaces
of Lie groups and they arise from the following construction, which
goes back to É. Cartan (see [Hel78] for a detailed discussion).
Let G be a Lie group and τ:G→G be an involutive automorphism.
If H⊂Gτ is an open subgroup, then
the homogeneous space M:=G/H is a symmetric space with respect to
the involutions sgH(xH):=gτ(g−1x)H.
Then τ defines an involution of g, also
denoted by τ. We have a decomposition of g into eigenspaces g=h⊕q
where h=gτ and q=g−τ. Here
h is the Lie algebra of H, and
q is identified with the tangent space TeH(G/H).
Let (M,(sx)x∈M) be a connected symmetric space
and σM a dissecting involutive automorphism of M.
Then the subset MσM of fixed points is non-empty
and we may pick x∈MσM. Writing M≅G/H for a
connected transitive Lie group G of automorphisms
and the stabilizer group H:=Gx,
the reflection sx induces an involutive automorphism
τ on the Lie algebra g of G, and σM(x)=x implies that
σM commutes with sx by (2.1), so that it induces an involution
σ on g commuting with τ. That σM is dissecting
implies that (g−τ)σ is a hyperplane in
g−τ≅Tx(M). This proves the “only if” direction in the following theorem.
Theorem 2.4**.**
Let M=G/H be a simply connected
symmetric space and σM an involutive automorphism of M leaving
the base point x=eH invariant. Denote the corresponding involution
on g by σ.
Then σM is dissecting if and only if dim(g−σ∩g−τ)=1.
Proof.
If σM is dissecting, then we have just seen that
dim(g−σ∩g−τ)=1.
The other direction follows from Theorem 2.2(iv)
because the involution TeH(σM) on TeH(M)
corresponds to the involution σ∣q whose fixed point space
qσ=g−τ∩gσ is a hyperplane.
∎
Definition 2.5**.**
We call a triple (g,τ,σ), consisting of a
real Lie algebra g and two commuting involutions
τ,σ∈Aut(g)dissecting if
[TABLE]
A triple (g,τ,σ) is called
semisimple if g is semisimple.
We say that it is
irreducible if (g,τ) is irreducible, i.e., g−τ={0},
and {0} and g are the only τ-invariant ideals of g.
Example 2.6**.**
We now show that a dissecting triple (g,τ,σ)
may also correspond to symmetric spaces G/H on which the involution induced
by σ is not dissecting. By Theorem 2.4
this can only happen if G/H is not simply connected.
For n≥1 and e1,…,en+1 the standard base for Rn+1 we denote by
rj the reflection rj(x)=x−2xjej. The
n-dimensional sphere M=Sn≅SOn+1(R)e1≅SOn+1(R)/SOn(R)
is a connected symmetric space in which the base point e1
corresponds to the involution τ(x)=r1xr1. At the same time, the involution σ:=r1 is dissecting with fixed point space
Mσ={x∈Sn:x1=0}≅Sn−1, and
M±={x∈Sn:±x1>0} are the two connected components
of M∖Mσ.
Now replace M by the projective space
[TABLE]
Using projective coordinates we
have
[TABLE]
and (Pn)σ≅Pn−1, the complement of the fixed point set
is the open cell
[TABLE]
hence connected.
Definition 2.7**.**
Let g be a Lie algebra and τ:g→g
an involutive automorphism. We write
h=ker(τ−1) and q=ker(τ+1), so that g=h+q.
(a) The pair (g,τ) as well as the pair (g,h), is called a
symmetric pair.
(b) The Cartan dual
of (g,τ) is the symmetric pair (gc,τc)
given by gc:=h+iq and τc(x+iy)=x−iy for x∈h and y∈q.
(c) If (g,τ,σ) a triple,
where τ and σ:g→g are commuting
involutive automorphisms, then the Cartan dual of
(g,τ,σ) is
the triple (gc,τc,σc) with
τc(x+iy)=x−iy and
σc(x+iy)=x−iy for x∈h,y∈q.
Remark 2.8**.**
(a)
If (g,τ,σ) is an irreducible dissecting triple and τ=σ, then (2.2) implies
dimg−τ=1, so that g−τ is a one-dimensional ideal of g.
Hence τ=σ if (g,τ,σ) is semisimple,
irreducible and dissecting.
(b) If (g,τ) is irreducible and g is not semisimple,
then dimg=1 and τ=−idg. In fact, the radical
r:=rad(g) is a non-zero τ-invariant ideal, hence equal to
g. As its commutator algebra [g,g] is proper, it is zero,
so that g is abelian. As every one-dimensional subspace of
g−τ={0} is an ideal, g=g−τ is one-dimensional.
(c) Clearly, (g,τ,σ) is dissecting if and only if
(g,σ,τ) is dissecting.
It is easy to see that (g,τ,σ)
is dissecting
if and only if the Cartan dual (c-dual) (gc,τc,σc)
is
dissecting because (gc)−τc∩(gc)−σc=i(g−τ∩g−σ).
(d) The dual symmetric Lie algebra (gc,τc) is irreducible
if and only if (g,τ) is. In fact, τ-invariant ideals
of g are of the form j=jh⊕jq,
where
[TABLE]
and these conditions are equivalent to jc:=jh⊕i⋅jq
being an ideal of gc.
3. Examples of
symmetric spaces with dissecting involutions
Let (V,β) be a finite dimensional real vector space,
endowed with a non-degenerate symmetric bilinear form
β. Then every anisotropic element x∈V defines an
involution
[TABLE]
fixing x⊥={y∈V:β(x,y)=0} pointwise, and for which
Rx is the (−1)-eigenspace.
Example 3.1**.**
If we consider (V,β) as a flat semi-Riemannian
symmetric space with respect to the point reflections
sz(y)=2z−y, then each σx defines a dissecting
isometric involution on (V,β).
Example 3.2**.**
For c∈R×, let
[TABLE]
denote the corresponding quadric in (V,β).
Then (Qc,(−σx)x∈Qc)
is a symmetric space (Definition 2.3)
and dimQc=dimV−1.
If dimV=1, then Qc is discrete and contains at most two points, so
let us assume that dimV>1.
Let M⊆Qc be a connected component and let x∈M.
Then x⊥ contains a anisotropic element y and
the relations σy(x)=x and σy(Qc)=Qc show that
σy∣M defines an involutive automorphism of the symmetric
space M for which Mσy=M∩y⊥ is non-empty.
Moreover, Tx(M∩y⊥)=Tx(M)∩y⊥={x,y}⊥ is a hyperplane in Tx(M)=x⊥.
Therefore Mσy is a hypersurface whose complement contains the two
open subsets
[TABLE]
satisfying σy(M±)=M∓. Thus σy defines a dissecting
involution of M (Definition 2.1).
That M± are in fact connected follows from a
quick inspection of the possible quadrics in 3-dimensional spaces.
The space (V,β) is isometric to some (Rp+q,βp,q)
with
[TABLE]
We can always assume that c=1 because dilation
by r∈R× is an isomorphism of symmetric spaces
from Qc to Qr2c and
the quadric Q−1 in (Rp+q,βp,q) is isomorphic to the
quadric Q1 in (Rp+q,βq,p).
In particular, all these quadrics have isomorphic symmetry groups
Op,q(R)≅Oq,p(R).
Thus,
up to isomorphisms of symmetric spaces,
we obtain the connected symmetric spaces
Mp,q≅SOp,q(R)0/SOp−1,q(R)0
as connected components of the quadric Q1.
According to the sign of β(y,y), we obtain two types of dissecting
involutions on Mp,q.
This leads to two types
of symmetric spaces with dissecting involutions.
Let n:=p+q−1=dimM≥1.
•
For q=0, we obtain the sphere Mn+1,0=Sn≅SOn+1(R)/SOn(R) with an isometric
reflection σe1 with fixed point set Sn−1 (an equator).
•
For p=1, we obtain the hyperbolic space M1,n=Hn≅SO1,n(R)/SOn(R)
with an isometric reflection with fixed point set Hn−1.
•
For q=1, we obtain de Sitter space Mn,1≅dSn≅SOn,1(R)/SOn−1,1(R) and two possible
fixed point sets, one isomorphic to Mn,0=Sn−1≅SOn(R)/SOn−1(R)
and the other to Mn−1,1=dSn−1≅SOn−1,1(R)/SOn−2,1(R).
They correspond to the reflections σy with
y=en+1 and en, respectively.
For p,q>1 and the quadric Mp,q,
we obtain fixed point manifolds of type Mp−1,q and Mp,q−1.
Note that Mp,q is diffeomorphic to Sp−1×Rq,
hence simply connected if p≥3.
For the Lie algebra g=sop,q(R) and an involution
τ induced by a reflection σej in ej⊥ for
a basis vector ej, we have
[TABLE]
This follows easily by realizing gc on the subspace
Riej⊕∑k=jRek⊆Cp+q.
Therefore the class of dissecting triples obtained this way is
stable under duality.
For G=SOp,q(R)0, we thus obtain dissecting triples
(g,τ,σ), where τ and σ are induced by
reflections in hyperplanes orthogonal to coordinate axes.
All these examples are irreducible
and we shall see that all irreducible semisimple dissecting
triples are of this type.
Example 3.3**.**
On the space V:=M2(R) of real (2×2)-matrices,
the determinant defines
a quadratic form. From the relation
X2−(trX)X+det(X)1=0, we derive that
det(X)=β(X,X) for
[TABLE]
This form is positive definite on R1⊕so2(R) and
negative definite on its orthogonal complement
sl2(R)∩Herm2(R), hence of signature (p,q)=(2,2).
Therefore
[TABLE]
is a 3-dimensional quadric and the
6-dimensional group G:=SO2,2(R)0 acts transitively on M.
It contains the subgroup SL2(R)L acting by left multiplications,
and the subgroup SL2(R)R, acting by right multiplications.
Clearly, SL2(R)L∩SL2(R)R={±1}, so that
G=SL2(R)LSL2(R)R for dimensional reasons.
Let x:=1,
y1:=(01−10) and
y2:=(100−1). Then
β(y1,y1)=1,
β(y2,y2)=−1, and y1/2 are both orthogonal to x=1.
We thus obtain two dissecting involutions σ1/2M on M=SL2(R) from the
corresponding orthogonal reflections. Their action on the Lie algebra
sl2(R)≅T1(M) is given by
[TABLE]
The corresponding involutions on the symmetric space M=SL2(R) are
[TABLE]
As
σ1G(g1gg2−1)=g2−⊤σ1G(g)g1⊤ and
σ2G(g1gg2−1)=I1,1g2I1,1σ2G(g)I1,1g1−1I1,1,
the involutions induced on the Lie algebra
g≅sl2(R)⊕sl2(R) are given by
[TABLE]
Example 3.4**.**
On the four-dimensional space V:=H=R1⊕su2(C)⊆M2(C) of quaternions,
we consider the scalar product given by
[TABLE]
Then
[TABLE]
is a 3-dimensional sphere.
The 6-dimensional group G:=SO4(R)0 acts transitively on M.
It contains the subgroup SU2(C)L acting by left multiplications,
and the subgroup SU2(C)R, acting by right multiplications.
As above, SU2(C)L∩SU2(C)R={±1} and
G=SU2(C)LSU2(C)R.
As x:=1 and y:=(i00−i)
are orthogonal unit vectors, we
obtain a dissecting involution σM on M=SU2(C) from the
orthogonal reflections σy. Its action on the Lie algebra
su2(C)≅T1(M) is given by
[TABLE]
The corresponding involution on the symmetric space M=SU2(C) is
σG(g)=I1,1g−1I1,1,
and the involution induced on the Lie algebra
g≅su2(C)⊕su2(C) is given by
[TABLE]
4. The classification
In this subsection we show that all irreducible
dissecting triples (g,τ,σ)
come from the quadrics as in Example 3.2.
Our strategy is to first reduce the
classification to the case where g is simple. Then we reduce it to
the case where (g,τ) is Riemannian and eventually
we have to classify certain triples of commuting involutions on
son(R). Here Riemannian means that there exists a Riemannian
symmetric space M=G/H such that the Lie algebra of G is g and
the Lie algebra of H is h.
We start with some simple observations concerning
commuting involutions σ and τ on a Lie algebra g.
Let h=gτ, q=g−τ, l=gσ, and m=g−σ.
Then g decomposes as
[TABLE]
where the indices l and m, resp., indicate intersections
with l and m, respectively.
We assume
that the symmetric Lie algebra (g,τ) is irreducible
and non-abelian (Remark 2.8(b)).
Definition 4.1**.**
If g is semisimple, then
σ and τ generate a finite subgroup of Aut(g),
so that [HN12, Prop. 13.2.14] implies
that there exists a Cartan involution θ of g, commuting with
τ and σ.
We write gθ=k and g−θ=p for the
eigenspaces of θ.
The compact Lie algebra gr:=k⊕ip is called
the compact dual of g. It carries three commuting involutions
θr,τr and σr, defined by extending each involution to a
complex linear involution on gC and then restrict to gr.
Lemma 4.2**.**
The triple (gr,τr,σr) is dissecting
if and only if (g,τ,σ) is.
Proof.
First we observe that
[TABLE]
As qm is θ-invariant,
qm=(qm∩k)⊕(qm∩p).
Hence it is one-dimensional if and only if
(gr)−τr∩(gr)−σr is one-dimensional.
∎
We have the following possibilities
for an irreducible non-abelian symmetric pair
(g,τ) (see [F-J86, p. 6] for a discussion
and [F-J86, pp. 9–11] for two commuting involutions):
(1)
g is simple but not complex.111
We say that a real simple Lie algebra g is complex if
there exists a complex structure I on g commuting with adg,
so that ix:=Ix turns g into a complex Lie algebra. Recall
that all complex simple Lie algebras are also simple as real Lie algebras.
(2)
g is a simple complex Lie algebra and τ is complex linear.
(3)
g is a simple complex Lie algebra and τ is antilinear,
i.e., a conjugation
with respect to the real form g1=gτ,
g≅g1⊕ig1 and τ(x+iy)=x−iy for x,y∈g1.
(4)
g=g1⊕g1 with g1 simple and
τ(x,y)=(y,x).
In fact, if g is not simple, then τ permutes the simple
ideals of g in a non-trivial way, and since τ is an involution,
irreducibility implies that g=g1⊕g2 for two simple ideals
satisfying τ(g1)=g2. Then g2≅g1, and
(g,τ) takes the form (4).
Lemma 4.3**.**
The pairs (g,τ) in (3), and the pairs
(g=g1⊕g1,τ) as in (4), where
g1 is simple but not complex, are c-dual to each other.
Proof.
If (g,τ) is of type (4), then
gC≅g1,C⊕g1,C. For
z=x+iy∈g1,C we write z:=x−iy.
Then gc={(z,z):z∈g1,C},
and g1,C→gc,z↦(z,z)
is an isomorphism of real Lie algebras. The Lie algebra gc is simple
if and only if g1 is not complex.
If, conversely, (g,τ)=(g1,C,τ), where
τ is complex conjugation with respect to g1 as in (3),
then the inclusion g=g1,C↪g1,C⊕g1,C,z↦(z,τ(z)) extends to an isomorphism of complex
Lie algebras gC→g1,C⊕g1,C.
Accordingly,
[TABLE]
Since g≅g1,C is simple, g1 is not complex.
∎
Lemma 4.4**.**
Let g1 be a simple real Lie algebra
and consider on g:=g1⊕g1 the flip involution
τ(x,y)=(y,x). Then, for any involution
σ of g commuting with τ, there exists an involutive automorphism
σ1 of g1 such that either
[TABLE]
Proof.
As τ and σ commute,
σ leaves the diagonal {(x,x):x∈g1}=gτ invariant.
Hence there exists an involutive automorphism σ1∈Aut(g1) with
[TABLE]
Now σ(x,y)=(σ1x,σ1y) defines an involutive automorphism of
g commuting with τ.
We show that either σ=σ or σ=τσ.
We consider the automorphism
γ:=σσ∈Aut(g) which commutes with τ
and fixes the diagonal gτ pointwise.
Hence γ preserves the anti-diagonal and there exists a linear map
c:g1→g1 with
[TABLE]
As γ commutes with ad(x,x) for x∈g1,
it follows that
[TABLE]
We also have
[TABLE]
so that
[TABLE]
As g is assumed to be simple, and hence [g1,g1]=g1, it follows that
c2=idg1.
Since c commutes with adg1, the eigenspaces
ker(c±1) are ideals of the simple Lie algebra g1, so that
c∈{±idg1}. We conclude that either
c=1, i.e., σ=σ, or
c=−1, which means that σ=τσ.
∎
The triple (g,τ,σ) is dissecting if and only if
dimqm=1. Let 0=x0∈qm.
Recall that x∈g is said to be elliptic if
adx is semisimple with purely imaginary eigenvalues,
and hyperbolic if adx is diagonalizable over R.
Lemma 4.5**.**
For an irreducible non-abelian dissecting triple
(g,τ,σ), we have:
(i)
gστ=hl⊕Rx0, hl
is an ideal of gστ and x0 is central in gστ.
(ii)
x0* is either elliptic or hyperbolic.*
Note that, if x0∈q is elliptic, then ix0∈gc=h⊕iq is hyperbolic.
Proof.
(i) We have
gστ=hl⊕qm=hl⊕Rx0. Hence
[gστ,Rx0]=[hl,qm]⊆qm=Rx0,
so that Rx0 is an ideal in gστ.
As gστ is reductive,222For any involution τ
of a semisimple Lie algebra g, the fixed point algebra
is reductive in g. Since there exists a Cartan involution
θ commuting with τ, this follows from
[Wa72, Cor. 1.1.5.4].
all its one-dimensional ideals are central. Therefore
x0 is central and thus hl also is an ideal.
(ii) According to [Wa72, Prop. 1.3.5.1],
x0 has a Jordan decomposition x0=xs+xn, where
xs∈g is semisimple and xn∈g is nilpotent.
Applying σ, the uniqueness of the Jordan decomposition
and
[TABLE]
imply that σ(xs)=−xs and
σ(xn)=−xn. We likewise obtain τ(xs)=−xs
and τ(xn)=−xn. As dimqm=1, we have
x0=xs or x0=xn.
As gστ is reductive in g, the Lie algebra
decomposes into simple gστ-submodules. If the central
element x0∈gστ is nilpotent,
it acts trivially on all these simple submodules, so that
adx0=0. As g is semisimple and x0=0,
this cannot happen, and we conclude
that x0 is semisimple.
Now we decompose x0=xe+xh where xe and xh commute,
xe is elliptic and xh is hyperbolic.
The uniqueness of the decomposition implies as above that
xe,xh∈qm, hence that x0 is either elliptic or hyperbolic.
∎
Let us now reduce the classification to the case where g is simple.
This is achieved by the following lemma, which reduces the case where
g is not simple to su2(C)≅so3(R) and sl2(R)≅so1,2(R)
which is discussed in Examples 3.3 and 3.4.
We first take a closer look at these two Lie algebras.
Remark 4.6**.**
The involutions on su2(C) and sl2(R)
are determined by their one-dimensional fixed point algebras
g1σ1=Rz0, where
z0 can be either elliptic of hyperbolic for sl2(R),
and z0 is elliptic for su2(C)≅so3(R).
As Aut(su2(C))=Aut(so3(R))≅SO3(R), involutive
automorphisms correspond to non-trivial involutions σ∈SO3(R).
As detσ=1, these reflections have
1-dimensional fixed point spaces, hence are mutually conjugate,
so that there is only one equivalence class for su2(C).
We also observe that complex conjugation on su2(C) coincides
with x↦−x⊤ and with conjugation by
(0−110).
Lemma 4.7**.**
Assume that (g,τ,σ) is an irreducible
non-abelian dissecting triple. If g is not simple, then
(g,τ,σ) is equivalent to
[TABLE]
where either
(a)
g1=su2(C)≃so3(R)* and σ1(x)=x.*
(b)
g1=sl2(R)≃so2,1(R)* and
σ1(x)=−x⊤ or σ1(x)=I1,1xI1,1.*
Proof.
Since g is not simple,
(g,τ) is equivalent to a pair of
the form g=g1⊕g1 with g1 simple and
τ(x,y)=(y,x). Lemma 4.4
shows that there exists an involutive automorphism
σ1 of g1 such that either
[TABLE]
Let σ(x,y)=(σ1(x),σ1(y)) be as in the
proof of Lemma 4.4. We then have
[TABLE]
Write x0=(y0,−y0). In the first case
g1−σ1=Ry0 is
one dimensional. Hence g1=g1σ1⊕Ry0 and
[TABLE]
It follows that Ry0 is an ideal, contradicting the assumption that g1 is simple. Hence we are in the second case where
σ=τσ
and qm≅g1σ1=Ry0 is one-dimensional.
It therefore remains to determine the symmetric pairs
(g1,σ1), where g1 is simple and g1σ1 is one-dimensional.
Case 1:g1−σ1 is
an irreducible module of Ry0=g1σ1.
Then dimg1−σ1≤2, and since dimg1≥3,
it follows that g1 is 3-dimensional,
hence isomorphic to su2(C) or sl2(R).
Up to equivalence, there are only two equivalence classes of
three-dimensional symmetric Lie algebras (g1,τ1)
for which ady0 is irreducible on g1−σ1,
one for g1≅su2(C) and one for
g1≅sl2(R) (Remark 4.6). Here y0 is elliptic.
Case 2:g1−σ1 is not irreducible under
ady0. By [HÓ97, Lem. 1.3.4, p. 13],
g1 is 3-graded, g1=V−1⊕V0⊕V1,
where V0=g1σ1=Ry0
and V±1 are irreducible gσ1-submodules of
g1−σ1 which are abelian Lie algebras.
Then Dvj:=jvj for vj∈Vj defines a derivation
of g1. As g1 is semisimple, D=adh for some h∈g1.
Since D commutes with σ1, we have σ1(h)=h.
Therefore h∈Ry0, and in particular y0 is hyperbolic.
Irreducibility of V±1 thus implies
dimV1=dimV−1=1.
Hence g1 is a 3-dimensional non-compact simple Lie algebra,
so that g1≃sl2(R).
∎
We next discuss the case where g is complex simple.
Corollary 4.8**.**
*If the triple (g,τ,σ) is dissecting
and g is complex simple,
then g≃sl2(C)≃so3,1(R) and
τ is the conjugation with respect to su2(C)≃so3(R)
or sl2(R)≃so2,1(R). In this case gr≅su2(C)⊕su2(C)≅so3(R)⊕so3(R)≅so4(R).
*
Proof.
Since g−τ∩g−σ is one-dimensional real,
either τ or σ is not complex linear. Since
(g,σ,τ) is also dissecting, we may
assume that τ is antilinear.
Then g1:=gτ is a real form of g and g≅g1,C.
By Lemma 4.3, gc:=gτ⊕ig−τ≅g1⊕g1
with τc(z,w)=(w,z),
and (gc,τc,σc) is dissecting by Remark 2.8(c).
Further, (gc,τc) is irreducible (Remark 2.8(d)), so that
Lemma 4.7 implies that g≅g1,C≅sl2(C)≅so1,3(R),
where τ corresponds to the involution on so1,3(R)
with fixed point algebra so3(R) or so1,2(R),
the two real forms of g. The compact dual of g=sl2(C)
is gr=su2(C)⊕su2(C)≅so3(R)⊕so3(R)≅so4(R)
(Lemma 4.3).
∎
Remark 4.9**.**
By Lemma 4.3, the
compact dual gr (Definition 4.1) is not simple if and only if
g is a complex simple Lie algebra.
With Lemma 4.7 and Corollary 4.8,
we have largely reduced our problem to the
case where g is simple and not complex, so that the
compact dual gr is simple (Remark 4.9).
The final step consists in an inspection of the Riemannian case.
We recall from Example 2.6 the reflection
rj(x)=x−2xjej in the hyperplane ej⊥⊆Rn.
Theorem 4.10**.**
Let (g,τ,σ) be an irreducible non-abelian dissecting triple such that
(g,τ) is Riemannian with dim(g/h)=n.
Then (g,τ,σ) is equivalent to one of the following types:
(C)
g≅son+1(R)* with τ(x)=r1xr1 and
σ(x)=rn+1xrn+1.*
(NC)
g≅so1,n(R)* with τ(x)=r1xr1 and
σ(x)=rn+1xrn+1.*
Proof.
That (g,τ) is Riemannian implies that
gτ is a compact Lie algebra.
If g is not simple, then Lemma 4.7 implies that
g≅so3(R)⊕so3(R)≅so4(R)
with τ(x,y)=(y,x) and
σ(x,y)=(y,x), which is also equivalent to
σ(x,y)=(I1,1yI1,1,I1,1xI1,1)
(cf. Remark 4.6).
As we have seen in Example 3.4, this implies that
(C) holds with n=3.
We may therefore assume that g is simple.
That (g,τ) is
Riemannian means that either g is compact or that τ is a
Cartan involution.
In the reductive subalgebra
ha:=gστ=hl⊕qm,
the one-dimensional subspace qm
is central by Lemma 4.5.
Let b:=zg(qm)∩g−στ be the centralizer of qm
in qa:=g−στ=hm⊕ql.
Then b is invariant under ha
and both involutions σ and τ.
As the Cartan–Killing form κ
is non-degenerate on τ-invariant subspaces,
we have
qa=b⊕b1, where
b1 is the κ-orthogonal complement of b in qa.
Then the subspace [b,b1]⊆ha satisfies
[TABLE]
and since κ is non-degenerate on the τ-invariant subalgebra
ha, we obtain
[b,b1]={0}. This implies that
b+[b,b] is a τ-invariant ideal of g because
it is invariant under ha, b and b1.
Hence the irreducibility of (g,τ) and qm={0} entail that
b={0}. This shows that
[TABLE]
Hence the one-dimensional subspace a:=qm is maximal
abelian in q, so that rankR(g,τ)=1.
Case 1.g is not compact and τ is a Cartan involution:
Let 0=x0∈qm. Then adx0 is diagonalizable and, for
every eigenvalue λ∈R×, the sum
[TABLE]
of the eigenspaces is a subspace of qa, invariant under
ha and τ. The same
argument as above now implies that bλ+[bλ,bλ]
is a τ-invariant ideal of g. As bλ={0} by
assumption, it follows that qa=bλ, so that
Spec(adx0)={0,λ,−λ}. We conclude that the
restricted root system of (g,τ) is Σ={±λ} of
type A1.
According to the classification of real non-compact simple
Lie algebras ([Kn96, pp. 520–543]),
this implies that g≅so1,n(R) for n≥2 and that M≅Hn.
333To derive this from the tables in [Hel78], we
note that su4∗(C)≅sl2(H)≅so1,5(R)
(cf. [HN12, p. 615]).
To see how σ looks like, we recall that it induces
a dissecting isometric involution on the hyperbolic space
Hn≅SO1,n(R)/SOn(R) which fixes the base point,
say e1∈R1+n. As Iso(Hn)e1≅On(R)
and all dissecting involutions in On(R) are conjugate to rn+1,
the assertion follows in this case.
Case 2.g is compact simple:
Then gc=h⊕iq is a non-compact simple Lie algebra
with Cartan involution τc, and (gc,τc,σc) is dissecting.
Therefore Case 1 implies that gc≅so1,n(R), so that
g≅so1+n(R) with τ(x)=r1xr1
and σ(x)=rn+1xrn+1.
∎
Theorem 4.11**.**
(Classification of dissecting symmetric triples)*
Every irreducible dissecting triple (g,τ,σ)
is equivalent to one of the type
(sop,q(R),τ,σ), where
τ and σ are induced by reflections corresponding to
orthogonal anisotropic vectors in Rp,q.*
Proof.
That the specified triples
(sop,q(R),τ,σ) are dissecting
follows from Example 3.2.
If (g,τ,σ) is an irreducible dissecting triple
for which g is not simple, then
g=g1⊕g1 for
g1≅sl2(R) or su2(C) as in
Lemma 4.4.
For g1≅sl2(R), we have seen in
Example 3.3 that these triples are of the form
(so2,2(R),τ,σ) as required.
If g1=su2(C), then
(g,τ) is Riemannian, so that Theorem 4.10
implies that (g,τ,σ) is equivalent to a triple
(so4(R),τ,σ) of the required form.
We may therefore assume that g is simple.
If g is a complex Lie algebra, then Corollary 4.8
implies that gr≅so4(R), and
(gr,τr,σr) is dissecting by
Lemma 4.2. By Theorem 4.10 it is
equivalent to a triple with τr(x)=r1xr1 and σr(x)=r4xr4.
If g is simple and not complex, then
(gr,τr,σr) is a compact dissecting triple,
where gr is simple (Remark 4.9), hence isomorphic to
(son+1(R),τr,σr), where
τr(x)=r1xr1 and σr(x)=rn+1xrn+1
(Theorem 4.10).
To see how (g,τ,σ) looks like,
we have to determine all involutions
θr on gr=son+1(R) commuting with
τr and σr.
As any such involution corresponds to an isometric
involution on the sphere Sn, it is induced by an
element γ∈On+1(R).
That γ commutes with τr means that
γr1γ=±r1 (note that Ad(−1)=idgr).
If γr1γ=−r1, then
γ exchanges the two eigenspaces of r1.
But, as n>1, the two eigenspaces of r1 have different dimensions,
so that we must have
γr1γ=r1, i.e., γ commutes with r1.
We likewise see that γ commutes with rn+1. Hence
γ is conjugate under the centralizer of r1 and rn+1 to an
element of the form
[TABLE]
Since ±γ induce the same automorphism on gr, we
may assume that γ1=1. Permuting the entries of γ, we may
now assume that there exists a p≤n+1 such that
we have for q:=n−p
[TABLE]
Depending on γn+1, we find the two Lie algebras:
[TABLE]
For V:=Rn+1, these Lie algebras can be realized naturally on the real
linear subspace
Vc:=Vγ⊕iV−γ⊆Cn+1, on which they
preserve a form of signature (p+1,q), resp., (p,q+1), according to
dimV−γ=q and q+1, respectively.
This completes the proof of the classification theorem.
∎
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