A Lecture on Holomorphic Anomaly Equations and Extended Holomorphic Anomaly Equations
Chiu-Chu Melissa Liu

TL;DR
This paper introduces the BCOV holomorphic anomaly equations and Walcher's extended versions, providing foundational insights into their structure and implications in complex geometry and string theory.
Contribution
It offers a concise overview of the original and extended holomorphic anomaly equations, clarifying their mathematical formulation and significance.
Findings
Clarified the structure of BCOV equations
Explained Walcher's extensions to the anomaly equations
Provided insights into their applications in geometry and physics
Abstract
This is a brief introduction to the Bershadsky-Cecotti-Ooguri-Vafa (BCOV) holomorphic anomaly equations and Walcher's extended holomorphic anomaly equations.
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A Lecture on
Holomorphic Anomaly Equations and Extended Holomorphic Anomaly Equations
Chiu-Chu Melissa Liu
Department of Mathematics, Columbia University, 2990 Broadway, New York, NY 10027, USA
(Date: May 10, 2019)
2010 Mathematics Subject Classification:
Primary 53D37
1. Mirror Symmetry for Compact Calabi-Yau threefolds
Mirror symmetry relates the A-model on a compact Calabi-Yau threefold , defined in terms of the symplectic structure on , to the B-model on a mirror compact Calabi-Yau threefold , defined in terms of the complex structure on ,
[TABLE]
where is a Ricci flat Kähler form on and is a holomorphic volume form (i.e. a nowhere vanishing holomorphic 3-form) on .
The Hodge diamond of is of the form
[TABLE]
The Hodge diamond of is of the same form. Let
[TABLE]
where is the complexified Kähler moduli of . Then
[TABLE]
where is the moduli of complex structures on .
2. A-model on compact Calabi-Yau threefolds
2.1. A-model topological closed strings: Gromov-Witten invariants
Given a non-negative integer and an effective curve class , let be the moduli space of genus degree stable maps to (with no marked points). Note that is empty if or . The moduli is a proper Deligne-Mumford stack equipped with a virtual fundamental class
[TABLE]
The genus , degree Gromov-Witten invariant of is defined by
[TABLE]
when . The integral sign in the above equation stands for the natural pairing between and . For , we have
[TABLE]
and
[TABLE]
where are Bernoulli numbers.
We choose a basis of such that each is in and also in the nef cone (which is the closure of the Kähler cone of ). A complexified Kähler class is of the form
[TABLE]
where are complexified Kähler parameters. The genus Gromov-Witten potential of , , is a generating function of genus Gromov-Witten invariants of :
[TABLE]
The sum is over all non-zero effective classes. We may write
[TABLE]
where
[TABLE]
is the contribution from non-constant genus stable maps to . We have
[TABLE]
where and . So is a formal power series in with rational coefficients; it tends to zero at the large radius limit :
[TABLE]
We have
[TABLE]
where is the quantum product, where is the classical cup product, and where is the Poincaré pairing on .
2.2. A-model topological open strings: open Gromov-Witten invariants
Let be a closed oriented Lagrangian submanifold. Then the tangent bundle of is trivial – recall that the tangent bundle of any orientable 3-manifold is trivial. In this paper, we further assume that is a rational homology 3-sphere:
[TABLE]
Then the map is an isomorphism, so has finite kernel and cokernel. Since is torsion and , we have by the universal coefficient theorem. In particular, the Maslov class (which is defined for any Lagrangian submanifold in a Calabi-Yau manifold) is zero. Given a pair , where is a nonnegative integer and is a positive integer, let be the stable compactification of the moduli , parametrizing holomorphic maps , where is a bordered Riemann surface with handles and holes, and , where the domain is oriented by its complex structure. Then is a (usually singular) orbifold whose virtual dimension is zero. In some cases it is possible to define a virtual number of points in ; in general, is a rational number (instead of an integer) due to the existence of orbifold points. We define generating functions of open Gromov-Witten invariants of the pair by
[TABLE]
where the sum is over nonzero relative homology classes . By assumption, for any there exists a positive integer such that lies in the image of , so is a formal power series in for some positive integers , and it tends to zero at the large radius limit:
[TABLE]
Example 2.1**.**
Let be a quintic Calabi-Yau threefold with real coefficients, and let be the real quintic. Then is a Lagrangian submanifold of , which is diffeomorphic to , so it is orientable and is a rational homology sphere. The group homomorphism
[TABLE]
is injective with cokernel . In this case , and
[TABLE]
where .
3. Preliminaries on moduli of complex structures
3.1. The complex moduli and the vacuum line bundle
Recall that is the moduli space of complex structures on , and that . Let be the local holomorphic coordinates on such that corresponds to a maximal unipotent monodromy point in the boundary of a (partial) compactification of . (In particular, is in .) Let be the complex line bundle over whose fiber over is ; then is a holomorphic line bundle over , and its dual is the vacuum line bundle in the physics literature such as [13] and [4]. The extended moduli space is the total space of the frame bundle of ; it parametrizes pairs , where corresponds to a point and is a nonzero holomorphic 3-form on . So is a principal -bundle, and .
3.2. The Torelli space
Let denote the rank 2 lattice equipped with the symplectic form \Big{(}\begin{array}[]{cc}0&1\\ -1&0\end{array}\Big{)}. The Torelli space of is the moduli of the marked Calabi-Yau threefold , where corresponds to a point and the marking is an isometry from to . Forgetting the marking defines a covering map , which is a principal -bundle. Let be the fiber product:
[TABLE]
Then is a principal -bundle that is the frame bundle of , and is a covering map that is a principal bundle.
3.3. The Hodge bundle and the Gauss-Manin connection
Let be the local system of lattices on whose fiber over is . Then (resp. ) is a flat real (resp. complex) vector bundle of rank whose fiber at is (resp. ); the flat connection is known as the Gauss-Manin connection.
More explicitly, let
[TABLE]
be the Gauss-Manin connection. Let be an open subset on such that is trivial; we choose a trivialization of , or equivalently, a symplectic basis of for :
[TABLE]
Then is a frame of and
[TABLE]
Any section is of the form
[TABLE]
where are complex-valued functions on . Then
[TABLE]
where are 1-forms on .
We may write
[TABLE]
where is a -connection on the complex vector bundle and where is a -connection on . The -connection defines a holomorphic structure on : a section is holomorphic iff iff
[TABLE]
where are holomorphic functions on .
3.4. Hodge filtration and the holomorphic polarization
We have the Hodge filtration
[TABLE]
where
[TABLE]
The complex vector bundles are (non-flat) holomorphic subbundles of of ranks , , , respectively. In particular, is the dual of the vacuum line bundle. We also have
[TABLE]
where
[TABLE]
For each ,
[TABLE]
is the holomorphic polarization of the complex symplectic space .
3.5. Real polarization
We choose a symplectic basis of , where is the intersection form, and let be the dual symplectic basis of , where
[TABLE]
We have
[TABLE]
[TABLE]
For any we have
[TABLE]
where
[TABLE]
Then are Darboux coordinates of the real linear symplectic space . The linear symplectic form
[TABLE]
on is independent of the choice of a symplectic basis. The integral symplectic basis extends to a flat frame of on an open neighborhood of in , and are flat fiber coordinates of .
The Gauss-Manin connection is compatible with the symplectic structure on : given two sections of , and a vector field on , we have
[TABLE]
where
[TABLE]
is the Lie derivative on functions, and where
[TABLE]
is the covariant derivative defined by the Gauss-Manin connection.
3.6. Special homogeneous coordinates and the period map
Let be the tautological section. Write
[TABLE]
Then are the local holomorphic coordinates on the extended complex moduli and the local homogeneous coordinates on the complex moduli ; they are called “special homogeneous coordinates” in [13].
Let , which is a complex symplectic vector space of dimension . The isometry extends to an isomorphism of complex symplectic vector spaces. There is a period map
[TABLE]
More explicitly,
[TABLE]
where is any point in the fiber of over .
Let be the tautological line bundle over . Then
[TABLE]
Recall the Euler sequence:
[TABLE]
Pulling back the above sequence under , we obtain
[TABLE]
Here, is the projection from the Torelli space to the complex moduli as before, and
[TABLE]
3.7. The Hodge metric
The symplectic form on extends to . For , define
[TABLE]
By the Hodge-Riemann bilinear relation,
- •
if ;
- •
if and ;
- •
if and .
Define a Hermitian metric on the holomorphic line bundle by
[TABLE]
This is known as the Hodge metric on .
Let be the complex vector bundle over whose fiber over is . Then is a complex subbundle of but not a holomorphic subbundle of . Define the Hodge metric on by
[TABLE]
Then is a Hermitian vector bundle of rank over .
3.8. The Chern connection on
Let
[TABLE]
be the Chern connection determined by the holomorphic structure and the Hodge metric on , and let and be the and parts of , so that
[TABLE]
where depends on the holomorphic structure. Any section of is also a section of , and we have
[TABLE]
since is a holomorphic subbundle of .
If is a local holomorphic frame of over an open neighborhood then , and for any tangent vector , where , we have
[TABLE]
The connection 1-form is
[TABLE]
The curvature form 2-form is
[TABLE]
The right-hand side is independent of the choice of the local holomorphic frame, so is a global form on . More explicitly, we define
[TABLE]
by
[TABLE]
Write
[TABLE]
where are the local holomorphic coordinates on . Define
[TABLE]
Then
[TABLE]
where the fourth equality follows from Equation (3.2), and the fifth (and last) equality follows from the identity where is a (3,0)-form and is a (2,1)-form.
The above computation shows that the first Chern form
[TABLE]
is a positive -form.
3.9. The Weil-Petersson metric
The Weil-Petersson metric on is defined by the Kähler form
[TABLE]
In local holomorphic coordinates, the Weil-Petersson metric is given by
[TABLE]
where is the Hodge metric on and is the Hodge metric on .
We have an isomorphism of Hermitian vector bundles:
[TABLE]
where the tangent bundle is equipped with the Weil-Petersson metric , while is equipped with the Hodge metric , and is equipped with the Hodge metric . The restriction of (3.3) to a point can be identified with
[TABLE]
4. B-model on compact Calabi-Yau threefold
4.1. Genus zero free energy
[TABLE]
are holomorphic sections of the line bundle
[TABLE]
over the Torelli space . Note that
[TABLE]
is a holomorphic section on and is a multi-valued holomorphic section of . Define the local holomorphic functions
[TABLE]
where . In particular,
[TABLE]
The functions are known as special coordinates (or the B-model flat coordinates), which are local holomorphic coordinates on , defined in an open neighborhood of large complex structure with a vanishing cycle. The function is the B-model genus zero free energy.
We may write , where
[TABLE]
For ,
[TABLE]
Here, is a local holomorphic section of , and is a local holomorphic section of by Griffiths transversality, so Hodge-Riemann bilinear relations imply
[TABLE]
To summarize:
- •
The B-model flat coordinates are given by
[TABLE]
- •
The B-model genus zero free energy is defined by
[TABLE]
which satisfies
[TABLE]
4.2. Yukawa coupling
[TABLE]
[TABLE]
[TABLE]
We also have
[TABLE]
So
[TABLE]
Define by
[TABLE]
Then is symmetric in , so
[TABLE]
Define
[TABLE]
Then
[TABLE]
4.3. Genus one free energy
The genus one free energy is a linear combination of Ray-Singer torsions. A mathematical definition of is given in [8].
4.4. Genus free energies and the Holomorphic Anomaly Equations
The Weil-Petersson metric is Kähler, so the Chern connection on defined by the holomorphic structure and the Weil-Petersson metric is also torsion free. We equip with the connection in Section 3.8. These two connections induce connections on tensor bundles
[TABLE]
for any integers . Let be the covariant derivative defined by these connections.
The special homogeneous coordinates are local holomorphic sections of the vacuum line bundle . For ,
[TABLE]
The limit
[TABLE]
is a holomorphic function on . The non-holomorphic section satisfies the following Holomorphic Anomaly Equation (BCOV [4]):
[TABLE]
More precisely, we have
[TABLE]
[TABLE]
where is defined by Equation (4.2). Using the natural pairing between and , we obtain
[TABLE]
With the above notation, the Holomorphic Anomaly Equation (4.3) can be rewritten in the following coordinate-free form:
[TABLE]
4.5. B-model topological open string and the Extended Holomorphic Anomaly Equation
Let
[TABLE]
be the second covariant derivatives of the disk potential, and define
[TABLE]
Then
[TABLE]
If and , then
[TABLE]
The limit
[TABLE]
is a holomorphic function on . The non-holomorphic section satisfies the following Extended Holomorphic Anomaly Equation (Walcher [15])
[TABLE]
where the sum excludes the unstable case , and the last term on the RHS corresponds to the cases or .
4.6. Mirror symmetry
Under the mirror map
[TABLE]
we have the following mirror conjectures:
- •
For any ,
[TABLE]
- •
For ,
[TABLE]
or equivalently,
[TABLE]
- •
For ,
[TABLE]
- •
If and then
[TABLE]
Acknowledgments
This note is based on the author’s talks at the 6th Workshop on Combinatorics of Moduli Spaces, Cluster Algebras, and Topological Recursion in Moscow on June 4–9, 2018, and the conference on Crossing the Walls in Enumerative Geometry in Snowbird, Utah on May 21–June 1, 2018. The author sincerely thanks the organizers of these events for the invitation to participate as a speaker. The author also wishes to thank Bohan Fang, Sheldon Katz, Zhengyu Zong, and the anonymous referee for their helpful comments on an earlier version of this note.
The reference list from the paper itself. Each links out to its DOI / PubMed record.
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- 3[3] M. Alim, E. Scheidegger, S.-T. Yau, J. Zhou, “Special polynomial rings, quasi modular forms and duality of topological strings,” Adv. Theor. Math. Phys. 18 (2014), 401–467.
- 4[4] M. Bershadsky, S. Cecotti, H. Ooguri, C. Vafa, “Kodaira-Spencer theory of gravity and exact results for quantum string amplitudes,” Comm. Math. Phys. 165 (1994), no. 2, 311–428.
- 5[5] G. Bonelli and A. Tanzini, “The holomorphic anomaly for open string moduli,” J. High Energy Phys. 2007, no. 10, 060, 17 pp.
- 6[6] D. Cox and S. Katz, “Mirror symmetry and algebraic geometry,” Mathematical Surveys and Monographs, 68 . American Mathematical Society, Providence, RI, 1999. xxii+469 pp.
- 7[7] H. Fang, Z. Lu, “Generalized Hodge metrics and BCOV torsion on Calabi-Yau moduli,” J. Reine Angew. Math. 588 (2005), 49–69.
- 8[8] H. Fang, Z. Lu, K.I. Yoshikawa, “Analytic torsion for Calabi-Yau threefolds,” J. Differential Geom. 80 (2008), no. 2, 175–259.
