Exact sequence between real and complex bivariant K theories and application to the Z2 pairing
Samuel Guerin

TL;DR
This paper establishes formulas for the ZZ pairing in KO theory by linking real and complex bivariant K theories through a long exact sequence, with applications to topological phases in physics.
Contribution
It introduces a new framework connecting real and complex K theories via exact sequences, with implications for topological phases protected by symmetries.
Findings
Formulas for ZZ pairing in KO theory derived
Connection between real and complex K theories established
Application to topological phases with time reversal symmetry
Abstract
We give some formulas for the ZZ pairing in KO theory using a long exact sequence for bivariant K theory which links real and complex theories. This is discussed under the framework of real structures given by antilinear operators verifying some symmetries. Topological phases protected by time reversal symmetry from condensed matter physics will be discussed.
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Taxonomy
TopicsBlack Holes and Theoretical Physics · Noncommutative and Quantum Gravity Theories · Quantum Mechanics and Non-Hermitian Physics
Exact sequence between real and complex bivariant theories and application to the pairing
Samuel Guerin
Abstract
We give some formulas for the pairing in theory using a long exact sequence for bivariant theory which links real and complex theories. This is discussed under the framework of real structures given by antilinear operators verifying some symmetries. Topological phases protected by time reversal symmetry from condensed matter physics will be discussed.
Contents
1 Introduction
In condensed matter physics, the last forty years have seen the rise and development of the topic of topological phases of matter. First appeared when shifting the band theory in solid state physics to a deeper analysis of global properties of phase functions of electrons, it includes now photonic or mechanical systems. These materials exhibit interesting properties such as an insulator behavior in the bulk and a non zero conductivity in the boundary. As an example, Quantum Hall effect was first recognized as in incarnation of the topology of the Brillouin zone, the Fourier space of a periodic crystal. For a rational flux quantum, Thouless Kohmoto and Nightingale [Tho+82] first link the conductance in the Quantum Hall Effect with the first Chern number of the spaces spanned by filled bands of electrons. These phases are then characterized by topological numbers. Refinement that model disorder are given as a crossed product algebra for a space with a action representing disorder. Moreover, a non vanishing magnetic field twists the crossed product with . Those two observations make non-commutative geometry inevitable for such a problem as first described by Bellissard et al. [BvSB94]. Other models based on non-commutative algebras have been proposed in order to integrate disorder. Examples of such models include Kubota [Kub17] interpretation based on reduced Roe algebras, Ewert and Meyer [EM18] with uniform Roe algebras. One may consult the last paper for an interesting comparison of such models.
Those systems are described by a first quantized Hamiltonian acting on the phase space of a single electron and by the Fermi energy. The latter is a real number characterizing the statistic of electrons: at zero temperature all electrons occupy all energies below it. With conditions such as translational invariance, growth conditions on the action of the Hamiltonian between distant sites or the Fermi energy lying in a spectral gap of , one may consider the class of the spectral projection of the Hamiltonian below the Fermi energy in the theory group of one of the algebra above. Topological numbers, such as Chern numbers are then produced by pairing this class with cyclic homology.a This is then linked to physical quantities.
Since the work of Kane and Mele, more and more interest is devoted to systems with extra invariance. Symmetries protect from arbitrary disorder and allow to distinguish new phases. Time reversal invariant systems were the first predicted by Kane-Mele in 2D [KM05a] and measured two years later [Kon+07]. It leads to interesting new phenomena such as Quantum Spin Hall Effect [KM05, Koe+08]. Some time reversal invariant phases are characterized by a topological number. Combining this symmetry with particle-hole symmetry leads to ten symmetry classes described for translation invariant systems in any dimension by Kitaev [Kit09]. Henceforth, other types of symmetry protected phases have been considered with crystal point symmetry groups; see for example [Fu11]. See also [FM13] for a discussion on gaped systems protected by both their topology and by general symmetries.
Time reversal symmetry is incorporated in our model via an antiunitary operator acting on the phase space of an electron and therefore on our algebra. The theory of real algebras and their theory then come naturally into play. The topological numbers can be seen as a pairing in real theory between the class of a projector and a homology element. Real theory was developed jointly as its complex analogue. Work has been done on the specificity of the real theory, including the eightfold Bott periodicity [ABS64, Kar68] and its extension to real Banach algebras [Woo66], for the index theory of real elliptic pseudo-differential operators [Ati66, AS69, Kar70, AS71] and its applications to the problem of the existence of metrics of positive scalar curvature on smooth manifolds [Lic63, Sto92], study of Baum-Connes conjecture in the real setting [Kar01, Sch04, BK04] or general properties of bivariant functor [Boe03, BR09].
We place ourselves in the bivariant theory of Kasparov [Kas81]. This theory will be briefly recalled in the first sections. We will focus on the pairing between theory and homology. This will be studied through an exact sequence relating real and complex theory. The existence of such a sequence was first shown by Atiyah in the monovariant commutative case in [Ati66], another proof is given by Schick in [Sch04], extends the exact sequence to the bivariant non-commutative case. We will unravel Atiyah’s approach in the bivariant setting to give applications to our problem. Then, we recall how to express each of the eight groups via the presence of antilinear symmetries of a given type. The exact sequence will be then described in this framework. We then give formulas for the pairing between classes that vanishes in the exact sequence, using valued formulas. Such formulas will rely on the data given by an homotopy representing the vanishing of the considered class as in [Kel16]. Finally, we discuss symmetries from the Wigner point of view, linking symmetries for the eight groups to the periodic table of Kitaev and with time reversal invariant topological insulators. We will not go into details on the theory of topological insulators, focusing on general considerations on symmetries and reality. We will not discuss the chosen model algebra.
We wish to thank professor Denis Perrot for his insights and support, to thank professor Johannes Kellendonk for his his presentation of the subject of topological insulators and for sharing his work with us. We also thank professor Ralf Meyer and Schulz-Baldes, Varghese Mathai for interesting and valuable discussions.
2 Real theory
2.1 Real theory for graded
In the domain of non-commutative geometry we study here . Recall the definition of these objects, knowing the one for complex :
Definition 1**.**
A is Banach algebra over the field of real numbers such that is a complex . Morphisms of are given by algebra morphisms.
For such a unital algebra theory classes are given by pairs of isomorphism classes of projectors in some considered as formal differences of such projectors. For non unital we consider pairs of projectors in the algebra of matrices over the point unitalization such that the difference belongs to .
We then define highers groups considering suspension algebras consisting of continuous functions from the closed interval to vanishing at infinity. Defining as we obtain a family of covariant functors indexed by stable, homotopy invariant and taking short exact sequences of algebras to long exact sequences of abelian groups.
Such a theory is extended for non-commutative Banach algebras using the work of Wood on the homotopy of set of unitaries of such algebras [Woo66]. Following them:
Definition 2**.**
Let a unital graded . Define as the set described by tuples where is a action on some , linear on the right, and acts linearly on as self-adjoint unitaries, and anti-commuting with the Clifford action.
If is not unital we change for its point unitalization and assume that .
When then mod out by isomorphic triples and triples for which and can be continuously deformed to one another. The direct sum then gives this set the structure of an abelian group.
In fact, such functor could have been defined for graded algebras. Such approach was taken by Van Daele [VD88, VD88a] for non-commutative graded Banach algebras using the work of Wood in its full generality. Graded algebras are defined as algebras together with an involution. Recall that say that is homogeneous and that (resp. 1).
For two homogeneous elements and in such an algebra, denote the graded tensor product . We will freely use the graded tensor products for two graded algebras and corresponding definition for graded modules on such algebras. Recall just that this construction implies that if both and are unital elements any elements graded commutes with in the sense that the graded commutator vanishes. We refer to [Del+99, Part I] for a detailed exposition of the symmetric monoidal structure associated to such a tensor product.
Asking every generators of a Clifford algebra to be odd, we give the structure of a graded algebra. We recover Karoubi’s functors when specializing Van Daele definition for . Note the index of the Clifford algebra. This will be detailed bellow. The Bott periodicity can be expressed in such a theory as en equivalence between suspending an algebra and making the graded tensor product with .
A projector corresponds to the pair of unitaries and no Clifford action. A unitary gives a class in this framework when considering the triple and with Clifford action given by .
When considering all commutative we recover by Serre-Swan theorem the theory for real spaces defined by Atiyah [Ati66]. Such algebras are given for a locally compact space and proper of order 2 by
[TABLE]
The pair is then called a real space. A group is then generated by stable isomorphism classes of complex vector bundles together with an antilinear map which, on the base space, coincides with the involution of the real space.
Following Atiyah we denote the real space given with the map and by its point compactification.
2.2 The ring
The graded abelian group consists of stable classes of vector bundles of vitrual rank zero on spheres. This pictures corresponds to the description of this abelian group as the kernel of upon any inclusion of a point into . It is also characterized as the cokernel of obtained via the map sending the whole sphere to a point,. It is called the *reduced * group of the sphere denoted . Using the tensor product of vector bundles, we give this group a natural product. This ring structure may also be obtained via a Kasparov product . Also, for a graded , the ablian group is given by funtoriality a module structure over the ring .
In this section we will describe this graded ring .
- •
given by a projector of rank in . It is of infinite order and generates .
- •
given by where is the Möbius strip on , the compactification of . It can be identified as the tautological vector bundle of the projective line . It is of order 2 and generates . When seen as a unitary is represented by in . Indeed the Möbius band is obtain by gluing the trivial at the two endpoints of by . The square generates . This elements can be related as before to the tautological bundle on the complex projective line . The element is zero, and .
- •
is given by where is a vector bundle of rank on given as a real vector bundle by the tautological bundle of the quaternionic projective line . This element of infinite order generates .
- •
The three groups and are trivial. For example we have .
- •
can be given in the same fashion as before as the difference between a rank 8 real vector bundle on minus the rank 8 trivial bundle. It is of infinite order, generates and induces the real Bott periodicity .
Using the isomorphism induced by the product with , the functor can be defined for negative , obtaining an 8-periodic family of covariant functors.
Bott and Shapiro were the first in [ABS64] to understood this 8-periodicity through the scope of Clifford algebras. Such algebras are defined for any pair of non negative integers by generators, of which squares to and the last of them squares to each one anti-commuting with one an other. Asking that every generator is unitary we obtain a unique structure on . Karoubi defined functors from compact spaces to abelian groups to formulate Bott and Shapiro’s insight [Kar68].
Remark 1*.*
We take here the opposite convention of Karoubi [Kar68, Kar08], where is built out of generators of square
2.3 homology and theory
homology is the theory dual to theory. Cocycles, as generalization of 0th order elliptic pseudo-differential operators, are given by tuples where is a real Hilbert space together with a grading i.e. an involutory unitary. This grading gives the bounded operators on a structure of graded by conjugation with for which the map is a graded morphism and is an odd operator of satisfying for any in the three conditions:
[TABLE]
Coboundaries are those triples such that the compact operators of the former equation all vanish. We obtain a contravariant functor from to abelian groups. For example if is a smooth compact manifold and is an pseudo-differential elliptic operator acting between smooth sections of two real vector bundles. A parametrix of it defines an operator a class in by where is multiplication on sections. This class does not depend on the choice of the parametrix. As for cohomology, one define higher homology groups by declaring
For example the homology of the scalar algebra is given by classes where the representation of is given by a projection and where is given by a Fredholm operator . The index of this operator gives a map that is in fact an isomorphism. Higher homology groups of are the (reduced) homology of algebras of spheres. Dirac operators then define elements that are zero in and , a free generator of and and a 2 torsion generator of and . The degree 8 element of induces isomorphisms and as before we obtain a family of contravariant functors that are homotopy invariant, stable and take short exact sequences to long exact sequences of order 24.
The map given at the level of cycles by defines the bilinear index pairing with value in after taking the Fredholm index. More generally the same formula defines a pairing . We will focus on the pairing for or 2. Clifford algebras play a similar role than the suspension algebras in such a theory. This will be explained further in the framework of theory that we recall now.
The symmetry between cohomology and homology and the pairing are better seen through the bivariant theory. Let two graded and . We consider following [Kas81] and [CS84] Kasparov bimodule defined as triples , denoted simply if the context is clear, where is a graded real Hilbert module on the right, a graded morphism from to and is an odd operator of verifying:
[TABLE]
We say that such a Kasparov triple is degenerate if the conditions in eq. 2 can be strengthened to the vanishing of the involved compact operators.
Modded out by homotopic triples it becomes an abelian group for the direct sum denoted by . The neutral element is given by the class of any degenerate Kasparov bimodule. Classes of bimodules will be denoted . Higher groups are then defined as .
Such functors are covariant in the second variable and contravariant in the first variable. They extend the two monovariant functors: and . The first isomorphism is straightforward, the second is given by an argument due to Karoubi [Kar70] in the commutative setting and by Roe [Roe04] in the non-commutative one. The argument goes in two parts. The first identifies from the definition with for the Calkin algebra. Secondly, this group is isomorphic to via the boundary map for the exact sequence .
The product defined by Kasparov for separable and unital takes the general form
[TABLE]
This pairing is associative and extends the index pairing between theory and homology. For any there is a neutral element in given by the class of . Functoriality in both variable for a morphism can be expressed as the product with in .
If and are two trivially graded Morita invariant through bimodules and and isomorphisms pairing with and induce inverse isomorphisms and . This is still true for graded . Note however that for an algebra of compact operators on an eventually finite dimensional Hilbert space a grading is always given by some with bounded on the Hilbert space and with square a multiple of the identity . This algebra is Morita equivalent to if and only if and we can take for the Morita equivalence and its dual given with the grading . In this case, the grading is said to be even, in the other case it is said to be odd. For example the grading of is odd given by conjugation with .
Kasparov defined two elements by:
[TABLE]
[TABLE]
Where a generator of acts on as:
[TABLE]
With this action is a free module of rank 1. The action can then be identified with Clifford multiplication on itself, from the right or from the left.
Kasparov obtained the Bott periodicity as a equivalence:
Theorem 1**.**
[Bott-Kasparov] and
Kasparov product with these elements gives isomorphisms . Now, the action of eq. 3 gives an isomorphism between and given its even grading, and then Morita equivalent to . We have:
[TABLE]
In fact the isomorphism given by the external product with the unit of followed by Morita invariance of . Explicitly:
Lemma 1**.**
For in the corresponding element of is given by the class of where is considered as an Hilbert module with right action of a generator of given as . The bilinear product is given by and we have the formula for the operator .
Remark 2*.*
If was commuting with the initial left action, then . In fact is a compact perturbation of anti-commuting with . Changing for give the same class and making the successive changes for ranging from to gives exactly as in the previous lemma
Remark 3*.*
The same procedure takes a right action to a action on the left. The Fredholm operator of stay unchanged as it already commute with the Clifford right action. It may seems at a first glance that information on the valued pairing is lost in the process. In fact, as shown in the lemma, one can recover it from the Clifford action itself. Actually, modulo multiplication by a positive scalar this pairing is the inner product that extends the valued one in a Hilbert module with right action. In what follows, we can then forgot about this part of the bilinear pairing. A Clifford algebra appearing as an argument in is interpreted as a additional multi-grading on the Kasparov bimodule on .
If we denote by the algebra , using once again the Bott periodicity, we obtain the isomorphisms for any positive integers
The algebra is isomorphic with the matrix algebra with even grading. This gives the periodicity of Clifford algebras and shows the theorem of periodicity in theory:
Theorem 2**.**
For any couple of graded and , the product with and induces an isomorphism
3 Real versus complex bivariant theories
3.1 Realification and complexification in bivariant theory
We defined real and complex bivariant theory for real and complex . But, a complex can be considered as a . In the other way, if is a real the algebra is a complex . For commutative , in this process, the real structure given by the proper involution on the spectrum of the algebra is lost : We study in this section the two functors that play the same role for Kasparov triples, going from complex theory to the real one and vice-versa. This extends realification and complexification of vector bundles on spaces.
In [Ati66], Atiyah shows that for any space there is a canonical isomorphism where is the real space given by and involution given by swapping. We begin by a non-commutative bivariant extension of Atiyah’s argument showing that we can recover the functor with the functor :
Lemma 2**.**
For and two we have a canonical identification between the groups , and , compatible with the Kasparov product.
Proof.
We assume for simplicity that and are unital.
Starting with a real bimodule, the action of on the right gives an action of on the left and a representation of .
Starting with a real bimodule, the same process gives an action of on the Hilbert module. We make it a Hilbert module with . In the case where the operator does not commutes with this action we change it to .
If we have now a complex Kasparov bimodule, one can forget the structure of on the left to obtain a real bimodule on . To obtain a real bimodule on we consider the Hilbert module obtained by forgetting the action of the imaginary part and by the formula for the scalar product . ∎
Remark 4*.*
We must take care that is not isomorphic to . Actually the lemma shows that as . On a real Kasparov bimodule, the action of the imaginary coming from the left may not be equal to the one coming from the right. We can just say that they commute. We can then split our space in two spaces, one where those two actions coincide, one where they are opposite. This decomposition gives the splitting of the group above.
Now we come to the functors of realification and complexification in bivariant theory defined at the level of Kasparov triples:
Definition 3**.**
Let and be two real and a real bimodule on we define its complexification as the bimodule on given by .
In the opposite direction, given a complex bimodule we consider which is the same normed real vector space as where we forgot the complex action and we take the same valued scalar product as in the previous lemma. The action of restricts to an action of and we define the realification of as the real bimodule on given by .
In theory now, we can link these of complexification and realification with the previous lemma and with the functoriality of the groups with respect to the two morphisms and :
Lemma 3**.**
For and two , we have the two functors of realification and complexification between and given by any path in the corresponding commutative diagram:
{\operatorname{KKO}(A_{\mathbb{C}},B)}$${\operatorname{KKO}(A_{\mathbb{C}},B)}$${\operatorname{KKO}(A,B)}$${\operatorname{KKU}(A_{\mathbb{C}},B_{\mathbb{C}})}$${\operatorname{KKO}(A,B)}$${\operatorname{KKU}(A_{\mathbb{C}},B_{\mathbb{C}})}$${\operatorname{KKO}(A,B_{\mathbb{C}})}$${\operatorname{KKO}(A,B_{\mathbb{C}})}$$\scriptstyle{\bm{r}\cdot}$$\scriptstyle{\bm{i}\cdot}$$\scriptstyle{\bm{i}\cdot_{\mathbb{C}}}$$\scriptstyle{\cdot_{\mathbb{C}}\bm{r}}
Moreover, these functors are compatible with the Kasparov product.
Remark 5*.*
This lemma shows that both and are isomorphic to , respectively generated by and .
3.2 The exact sequence
The two transformations of complexification and realification are not inverse one from the other. Starting from a real K theory class, complexifying and then forgetting the complex structure will give twice the initial class. We give a more precise relation between these two functors in the form of a long exact sequence, implying a particular 2-torsion element, the generator of .
We consider the real space and the inclusion of the origin in this space. This gives an exact sequence of real algebras.
[TABLE]
Now is isomorphic to by restricting to the positive reals. For any couple of we can now derive the long exact sequence:
[TABLE]
And by Bott periodicity 1 we have:
[TABLE]
We now identify arrows in the diagram. Those are induced by Kasparov products with elements in some very simple groups.
Proposition 1**.**
* is given by the generator of . This also identifies with where is the inclusion and with where sends the generator to .*
Proof.
The exact sequence for gives:
[TABLE]
We see that , is onto and in , identifies with the generator of as an element of .
Consider now in . The Kasparov product with the Bott element over is given by functoriality. Evaluating in 0 we find:
[TABLE]
Now taking the Clifford algebra to the left in as explained in lemma 1 we obtain on the action of given by . ∎
In the same way, can be seen as an element of . This group is isomorphic to , generated by for the inclusion . We extract the exact sequence
[TABLE]
Identifying and with we see that is an automorphism of and is then equal to . Under the same identification induce the identity on . We conclude that . This amounts to say that the generator of the reduced theory of the sphere is the realification of the Bott generator generating the reduced of .
We give another proof that will shed some light on this part of the exact sequence. The morphism is the boundary map of the long exact sequence associated to the sequence of spaces above. It can be constructed using the Puppe sequence. This gives the long exact sequence associated to any CW pair by the following arguments. For a closed subset of with complementary , we construct the cone of in as . This cone is homotopy equivalent to and can be seen as a closed subset of it. The complementary of in the cone is the suspension of : . The boundary map in any cohomology theory is then induced by the inclusion of the open set in . This argument computes the sign, which is not of real interest:
Proposition 2**.**
The arrow in the long exact sequence eq. 4 is given by
Proof.
The exact sequence can be derived from the Puppe construction that we will explicit at the level of algebras. The algebra appears in fact as the cone for the inclusion . More precisely the morphism gives the cone by the following:
[TABLE]
The injection is given by and there is an equivalence of homotopy between and given by
\begin{array}[]{clllcll}\Phi:C_{ev_{0}}&\to&\mathrm{C}^{0}(\left]0,1\right[)_{\mathbb{C}}&&\Psi:\mathrm{C}^{0}(\left]0,1\right[)_{\mathbb{C}}&\to&C_{ev_{0}}\\ (f,g)&\mapsto&x\mapsto\begin{cases}g(2x)&\text{pour }x\leq\frac{1}{2}\\ f(2x-1)&\text{pour }x\geq\frac{1}{2}\end{cases}&&f&\mapsto&x\mapsto\begin{cases}f(x)&\text{pour }x\geq 1\\ \mkern 1.5mu\overline{\mkern-1.5muf(-x)\mkern-1.5mu}\mkern 1.5mu&\text{pour }x\leq 1\end{cases}\end{array}
We represent this situation with the following picture of the involved real spaces, where the real structure is given by the arrow when not trivial:
\to$$\simeq
The map is then given by composition with if and if . This map is homotopic to given by inclusion . And, the boundary map is , the complexification morphism. ∎
The last morphism is given by an element of . Using lemma lemma 3 , this group is isomorphic to , generated by for the realification morphism .
The exact sequence eq. 4 for identifies the boundary map as .
{\cdots}$${\operatorname{KU}_{2}}$${\operatorname{KO}_{0}}$${\operatorname{KO}_{1}}$${\operatorname{KU}_{1}}$${\cdots}$${\cdots}$${\mathbb{Z}}$${\mathbb{Z}}$${\mathbb{Z}_{2}}$${0}$${\cdots}
Using the same identification, realification composed with the Bott map gives . The two maps coincide modulo multiplication by a sign.
In fact we can compute the sign:
Proposition 3**.**
The arrow in the long exact sequence eq. 4 is given by
Proof.
Let the real structure on given by:
[TABLE]
With this real structure we can identify with and with . Define for :
[TABLE]
Where is extended by zero out of its domain. This makes explicit an homotopy between the two following morphisms from to :
[TABLE]
Where is the map : from the exact sequence is tensored with and is composed with a rank one projector making explicit the Morita invariance isomorphism. Now the isomorphism given by composed with gives a map that coincides with with . In fact the element of is exactly the Bott generator of . ∎
Remark 6*.*
Taking the exact sequence for the algebra and using the isomorphism , we obtain:
{\cdots}$${\operatorname{KO}_{2}(\mathbb{H})}$${\operatorname{KU}_{2}(\mathbb{C})}$${\operatorname{KO}_{0}(\mathbb{H})}$${\operatorname{KO}_{1}(\mathbb{H})}$${\cdots}$${\cdots}$${0}$${\mathbb{Z}}$${\mathbb{Z}}$${0}$${\cdots}
In fact here is given by an inclusion . We could have given a similar proof that the one presented above using the real structure on given by for which the real locus is isomorphic to .
Identification of all arrows is done. The exact sequence commutes with the Kasparov product by functoriality of the Kasparov product. We sum up:
Proposition 4**.**
Let be two graded . The following exact sequence holds:
{\cdots}$${\operatorname{KKO}_{n}(A,B)}$${\operatorname{KKU}_{n}(A_{\mathbb{C}},B_{\mathbb{C}})}$${\operatorname{KKO}_{n-2}(A,B)}$${\operatorname{KKO}_{n+1}(A,B)}$${\cdots}$$\scriptstyle{c}$$\scriptstyle{r\beta^{-1}}$$\scriptstyle{\eta}
Where arrows are described as:
- •
* the generator of , equal to induced by the inclusion *
- •
* the complexification morphism*
- •
* Bott periodicity composed with the realification morphism*
Let be an other graded and let in . The morphism induced by the Kasparov product with commutes with the exact sequence:
{\cdots}$${\operatorname{KKO}_{n}(A,D)}$${\operatorname{KKU}_{n}(A_{\mathbb{C}},D_{\mathbb{C}})}$${\operatorname{KKO}_{n-2}(A,D)}$${\operatorname{KKO}_{n-1}(A,D)}$${\cdots}$${\cdots}$${\operatorname{KKO}_{n+k}(A,B)}$${\operatorname{KKU}_{n+k}(A_{\mathbb{C}},B_{\mathbb{C}})}$${\operatorname{KKO}_{n+k-2}(A,B)}$${\operatorname{KKO}_{n+k-1}(A,B)}$${\cdots}$$\scriptstyle{\bm{\alpha}}$$\scriptstyle{\bm{\alpha}_{\mathbb{C}}}$$\scriptstyle{\bm{\alpha}}$$\scriptstyle{\bm{\alpha}}
Remark 7*.*
The exact sequence was derived from the specialization of it to the algebra of scalars, which amount to the relations between generators of and :
[TABLE]
Corollary 1**.**
We have 4-periodicity in after inverting 2: . This follows from the equality . If we inverse 2 in the exact sequence, vanishes and we obtain the following exact sequence: . In fact realification and complexification induce an isomorphism
[TABLE]
It also shows a generalization of a monovariant result of Karoubi [Kar01] already given by Schick [Sch04]: for every if and only if for every . The vanishing of directly implies the vanishing of by the exact sequence. Now if vanishes, one has to use an additional argument, the nilpotency of . If then the complexification of is zero. We can write but once again because of the vanishing of the complexification of is zero. We can write and is then 0. In fact, a similar proof gives more:
Corollary 2**.**
Let then is invertible if and only if is.
The same statement being false for monomorphisms and epimorphisms as can be seen from the elements induced by a degree 2 map of onto itself and by realification .
4 Anti-linear symmetries
4.1 Higher theory via real structures
Study of Clifford algebra representations leads to the notion of even and odd complex Kasparov triples. We will see in this section how to interpret this in the real setting.
Even complex Clifford algebras are isomorphic to with grading given by a diagonal matrix with the same number of coefficients 1 and on the diagonal. This graded algebra has two isomorphism classes of irreducible graded modules. The two classes are swapped after inversion of the grading. We can then denote and for two graded modules representing those two classes. Both are isomorphic as ungraded modules to the regular representation on . Odd Clifford algebras are isomorphic to with even elements of the shape for and odd ones given by some . For this graded algebra there is only one isomorphism class of irreducible graded module given by the standard representation of on with grading interchanging the two components.
Take now two ungraded complex and . Any graded Hilbert module can be written where is a graded Hilbert module. Any endomorphism of is given by a unique or for in . It is the Schur Lemma for complex Clifford algebras. Now for a Kasparov triple of the form on the action of can be written . and as where anti-commutes with the grading on . One reduces to a complex Kasparov module: .
In the other case the Hilbert module over can be written for an Hilbert module. The grading is then only supported on . the only irreducible graded module. recall that we have an isomorphism assumed to square to after Schur lemma and a rescaling. We can now write as and as . This is the motivation of the definition of odd Kasparov triples :
Definition 4**.**
For and two complex ungraded , we call an odd Kasparov bimodule on if is an Hilbert module, if and if verifies :
[TABLE]
The Hilbert module is ungraded and commutators are defined as . Our previous discussion shows the following formal Bott periodicity:
Proposition 5**.**
Let and be two ungraded complex .
There is an equivalence between Kasparov bimodules on and Kasparov bimodules on given by assigning the Kasparov bimodule on to on
There is an equivalence between odd Kasparov bimodules on and Kasparov bimodules on given by assigning the odd Kasparov bimodule on to on
Now, for a graded . We define a map on the complex as the identity on and as conjugation on complex numbers : . This motivates the following definition
Definition 5**.**
A pair is called a with real structure if is a complex and if is an involutive antilinear morphism, that is for every in and in we have:
[TABLE]
A morphism between with real structures is a morphism that intertwines the antilinear involutions.
One recover a as the set of fixed points of the involution. If is a we denote by its with real structure as defined above. Such pairs form then a category equivalent to the one of real .
Let be a real Clifford algebra. For a complex graded module on , its conjugate is defined using the real structure on : as a set is and the action of is given by the action of and with the same grading. Take now one of the irreducible graded module on . Distinguish two cases, depending on the Morita class of .
Assume that is a matrix algebra. The representation is either isomorphic to or to . In any case there is an operator such that
[TABLE]
The operator intertwines with itself and must be a multiple of the identity. Multiplying by a real number one can assume that with . Depending on whether or we have with . The number does not depend of the graded structure of . It is just the class upon Morita equivalence of the ungraded in . Take generators of . Then the operator squares to commutes with and and anticommutes with each . The operator intertwines and and it then a multiple of the identity that squares to . We then have .
If, now is the sum of two matrix algebras over . We then have as graded modules and we have an intertwining operator . This means that is linear and verifies . Changing for some complex multiple of it we assume that . Now, is isomorphic to and we write again a unitary intertwining those two representations. We can assume as before . We have that is also such an intertwining operator, by Schur lemma we have . In fact we can take
[TABLE]
With this one could define an additional Clifford action on by . Note that . This gives the structure of a or module. One can then apply the previous discussion to recover the sign for .
Summing up we obtain
Proposition 6**.**
Let be a real Clifford algebra and let its complexified algebra. Let one of the irreducible graded module on . There is an antilinear operator such that
[TABLE]
For a matrix algebra. The two and are the only irreducible graded modules on . The sign is the class of the ungraded in . Furthermore, we have with .
If, now is the sum of two matrix algebras over . The graded module is the only irreducible one on . There is an operator of square verifying and for two signs and depending only on the Morita class of .
Signs and will be collected below in 6
Remark 8*.*
There is an ambiguity in our discussion that we now lift. We have to choose in the even case between an irreducible graded module and its opposite and in the odd case between a chirality operator and its opposite . This is done by choosing an orientation of the Clifford algebra as in [Kas81], defined as an ordered set of Clifford generators . This choice defines uniquely a chirality operator by
[TABLE]
This choice depends uniquely on the class of in
We are then left with a chirality operator in the odd case. In the even case, let the unique irreducible module such that the action of coincides with the grading.
This choice has a good compatibility with Kasparov product. For two orientations and of two finite dimensional vector spaces denote the orientation on the direct sum obtained by concatenation as , we have:
- •
An isomorphism in the even/even case
- •
An equality in the odd/even case on . In the other way round, .
- •
In the the odd/odd case a splitting of given by the 1 and eigenspaces of .
Remark 9*.*
The proof differs from the case by case study one can find for example in [GVF13]. It is inspired by [Wal64, Del+99] on a work of Wall on graded Brauer groups of fields. We just used the fact that the Clifford algebra was a real simple central graded algebra. Apart from the identification of the signs, we could have taken to be any simple central graded algebra over a field of characteristic distinct from 2. By semi-simple we mean that every graded module over it is decomposable as a sum of irreducible ones. By central we mean that the degree 0 elements commuting with every other elements of the algebra is a multiple of the identity. The set of Morita classes of such algebras forms a group upon the graded tensor product. For the separable closing of , there are only two such algebras and . If is an irreducible graded module on then for any we can build the irreducible graded module, twisted by . One first distinguish when is a matrix algebra, that is if . Then we look if or . One then obtain a morphism . One can then obtain an isomorphism of Wall between and an extension of by an extension of with the ungraded Brauer group of . This gives .
Now, for any graded Hilbert module , the complexified module on . We distinguish as before two cases:
If is a matrix algebra, can be written in the form for (one of the) irreducible graded module over . Denote the Hilbert module with grading . We can then express on the grading as . Thanks to the Schur lemma the conjugation on can be written with an anti unitary and the intertwiner between and or . Recall that and that so that and . If now is in , we can write as . The degree of on is then equal to the degree of . We have .
If, now is the sum of two matrix algebras over . There is a unique irreducible graded module on that we denote . It is isomorphic as a graded module to its opposite module and we have an intertwining unitary realizing this isomorphism. The Hilbert graded module can be written for an ungraded Hilbert module. In this setting, the conjugation on can be written as before so that . If now in is even , we can write as . We have . If now in is odd, we can write as . We then have .
Application of this to Kasparov bimodules leads to the following definition one can find in [GVF13] or in a different form in [Con95a] to characterize Higher groups:
Definition 6**.**
Let be two ungraded and be a class in . A tuple is called a real Kasparov bimodule with dimension or degree on or on if is a complex Kasparov triple on the complex and of even or odd degree depending on the class of in and is an anti--linear operator verifying :
[TABLE]
Where signs and depend on the value of and are given by the following table:
[TABLE]
An isomorphism between such Kasparov bimodules is given by a usual isomorphism of complex Kasparov bimodules intertwining the action of the corresponding antilinear operators.
Remark 10*.*
Note that both and are isomorphic through the action of the imaginary .
Proposition 7**.**
Let be two ungraded . The set of Kasparov bimodules identifies naturally with the set of Kasparov modules with real structure of dimension .
If in the (or one of the) irreducible graded module then this correspondence is given by
[TABLE]
[TABLE]
Remark 11*.*
For the even case, an other option would be to change for when anticommutes with . This is more natural with respect to the graded picture as graded commutes with and is an operator of square and degree .
[TABLE]
This amounts to write on the conjugation operator as .
Remark 12*.*
When is odd, given a Kasparov bimodule on we consider the Clifford action as an action of with an additional unitary that squares to . Write as where is graded and where represents one of the unique irreducible module. This comes with a writing and an antiunitary of square and degree given by remark 11 for dimension graded commuting with . Now can be written where is an odd operator on whose square is and graded commutes with . In fact both the operators , and graded commute and sign conditions read and , gathered in the following table:
[TABLE]
To make the link with the previous presentation, we unravel Morita invariance. The Kasparov module on leads to the bimodule on given on by the grading and by the additional Clifford action of and . The operator is given by . Now commutes with the grading and with the action. The two eigenspaces of this operator of square denoted and are identified with the bimodule by the following isomorphisms:
[TABLE]
As in remark 8 the action of gives the structure of the irreducible graded module on that we denote for which the two previous isomorphisms and become isomorphisms of bimodules. An intertwining operator for the conjugate representation of is given by if and otherwise can be chosen to be just . We write and we have our Kasparov bimodule of dimension as with the operators given by
[TABLE]
The operators of degree then squares to which gives also the sign .
Remark 13*.*
The action could be interpreted as a and an additional Clifford action of an element of square . That is a quintuple such that is a complex Kasparov bimodule on , is an antilinear operator on compatible with the real structures of and , of degree and square graded commuting with and with of square and degree 1 graded commuting with both and
[TABLE]
As before, an odd Kasparov module given as in 6 yields
[TABLE]
4.2 The Kasparov product
The Kasparov product can be made explicit in this setting using the characterization of [CS84]. As this construction involves graded tensor products we use the graded formulation of real structures of remarks 11 and 12:
Proposition 8**.**
Let , , , be three ungraded with separable and and unital. Let two elements and given by the formulation and with eventually a supplementary action of an odd square or operator. The Kasparov product of those two elements over is given in the formulation by:
if and are even
* for any odd operator verifying 6 and*
- •
* homogeneous the map is a compact operator from to *
- •
**
When , is given by some and commutes with the action of is self adjoint, verifies such an operator on is homotopic to
[TABLE]
if is odd and is even
* where satisfies the same conditions as before.*
if is even and odd
* where satisfies the same conditions as before.*
if and are odd
* where is the image of the even projector . The restriction of on this space gives and the restriction of gives . The operator is any odd operator verifying 6 and*
- •
* homogeneous the map is a compact operator from to *
- •
**
When , commutes with the action of and such an operator is homotopic to
[TABLE]
Proof.
For two Kasparov bimodules , are real Kasparov bimodules over and over Writing and , we have the isomorphism of bimodules:
[TABLE]
We then use eq. 5 as to identify with if at least one of the degree is even and with the invariant subspace of if both degrees are even. It is then just a matter of translation in this framework of the connection characterization of Connes and Skandalis. ∎
Remark 14*.*
Note that the same formulas can be given when the odd Kasparov triples are given with the data of an odd self adjoint unitary squaring to as in remark 13
4.3 The exact sequence via real structures
In this section we investigate morphisms of the exact sequence 4 in the context of higher groups with real structures of section 4.1. Let and be two ungraded Complexification in this framework just consists in forgetting the real structure:
Proposition 9**.**
Complexifying a Kasparov bimodule with real structure on gives the underlying complex Kasparov bimodule .
The action of we will be described by the graded formalism presented in remark 11 in the even case and in remarks 12 and 13 in the odd case. We then link back to the formalism of 6. Starting with the action of on even Kasparov triples we have:
Lemma 4**.**
Let be an even degree Kasparov bimodule in the graded presentation of remark 11. The action of on this triple is given in the presentation of remark 12 by the following quintuple where the sign is the degree of the operator .
Proof.
The module is isomorphic to where the grading is only supported on . An isomorphism can be given by . The operators are then given by and ∎
Now linking back to the presentation of 6 :
Proposition 10**.**
Let be a Kasparov bimodule with real structure of even dimension. The action of gives the Kasparov bimodule with real structure of odd dimension.
Proof.
The previous form of the operator is of the same shape as the one obtained in remark 12 where were obtained the link between and formalism. Changing eventually our antilinear operator for to always have the commutation of it in the non graded sense with the Fredholm operator we also put the initial even Kasparov triple in an form. ∎
For odd Kasparov triples now :
Lemma 5**.**
Let be a Kasparov bimodule given in the presentation of remark 13 with an odd of square graded commuting with and . Applying to this bimodule gives the same bimodule in the graded formalism but without :
[TABLE]
Proof.
The element for the inclusion gives an element in given by the action of on . We can then interpret the action of as a forgetful functor for this action. But the formalism is precisely given by distinguishing such an action as to give the operator . ∎
Proposition 11**.**
Let be a Kasparov bimodule with real structure of odd degree given in the formalism of 6 by an antiunitary and no grading on . The graded tensor product of this bimodule with gives the Kasparov bimodule with real structure of even degree given by if or if
Here the antilinear operator commutes with the Fredholm operator, for a graded commutation as in remark 11 we must change it for in the case .
Coming now to realification, starting with even dimensional Kasparov triples in formalism:
Proposition 12**.**
For any complex Kasparov bimodule of even degree on . Its realification gives the Kasparov module with real structure given by .
Proof.
We follow the chain of isomorphism of graded bimodules
[TABLE]
The graded structure on depending whether intertwines with the irreducible module on or its opposite .
The conjugation operator is given by and the Fredholm operator by . ∎
In the odd case now, from odd complex Kasparov bimodules:
Proposition 13**.**
For any complex Kasparov bimodule of odd degree on . The image of it by the realification morphism is the Kasparov bimodule with
[TABLE]
Proof.
Any Kasparov bimodule on gives the chain of isomorphisms:
[TABLE]
Where for and . The inverse of is given by . Then in translates into in applying we obtain . Conjugation on gives:
[TABLE]
∎
4.4 Finite dimensional theory via symmetries
Let be a trivially graded and its complex with real structure. As explained in LABEL:ko an other description of theory due to Karoubi is given by equivalences classes of unitaries in some matrix algebra. When is unital an element of the group is given by the class of a tuple where is a right linear action on some free and finitely generated module with generators anticommuting with two linear symmetries and . If is not unital then we change for its point unitalization and furthermore assume that equals mod . In the spirit of lemma 1 where Clifford algebra where taken from the left to the right as arguments in , consider as an ungraded left module. In addition can be considered as an action of on a graded module by Morita invariance. Write this grading. Doing so, we can identify and as some matrix over . We then obtain a formulation of theory similar to the one of Van Daele [VD88, VD88a] where a cycle of degree is given by cycles where
- •
is a representation
- •
is a self-adjoint unitary in anticommuting with generators of the Clifford action
- •
and are self adjoint unitaries in commuting with generators of the Clifford action and anticommuting with
The main difference with the original Van Daele formulation is the choice of a base point in the set of such operators. This has another advantage when we will later consider pairings.
We write the complexification as some or as in the previous section. Any complexification of a symmetry acting on , anticommuting with some Clifford action on can be given a form we describe now in the following proposition:
Proposition 14**.**
Let . on the conjugation operator is given as and can be written
If is even, as where is a symmetry verifying the following relations for and is the chirality operator of remark 8.
If is odd, as with a unitary of verifying the following relations :
[TABLE]
We recover the presentation of theory of unital and trivially graded via projection or unitaries with symmetries one can find for example in [BL15].
Proof.
Assume for simplicity that is unital. Schur lemma enables to write the conjugation on as where is a antiunitary of and as or . We then transpose the relation of 6 for the degree to find the result.
In the odd case comes with a grading. We write the symmetry on as and the conjugation operator as or . The relations given by 6 between and now translates into the given ones in the table. ∎
Writing any odd element as or simply if the antilinear operator is understood, every odd element is given by a difference . Note that for the law on classes of such unitaries coincides with the usual multiplication of matrices. For the additive law is described by . For or 4, any class is given by some that we write . For or we can choose an other base point and write any class as written as .
Proposition 15**.**
The product with is given respectively in even and odd degree by
[TABLE]
Proof.
To an even class represented by a projector is associated the triple . Now, as in 11, , interpreted as for an inclusion acts on our element as to give .
Starting with an odd degree element where conjugation in given by or . As in the proof of 10, acts as to give . Now, it is of the form as defined above in dimension 2 and 6. In other dimensions, we put it in the form after conjugation with ∎
As for the link with complex theory represented in degree 0 by projector and in degree 1 by unitaries :
Proposition 16**.**
Complexification is given by omission of the real structure :
[TABLE]
Realification is given by
[TABLE]
Where is given by accordingly to the degree of the target group and LABEL:finitereal8
5 Applications
5.1 pairing in theory
In this section we use the exact sequence 4 to give formulas for the pairings or restricting ourselves to elements in the kernel of complexification and . Such a restriction for an element in resp. gives a lift to resp. and an integer after pairing with an element in . The class in of this integer gives the pairing between the original elements. This is summed up by the following commutative diagram where represent the pairing with an element in :
[TABLE]
When the vanishing of or is given by an homotopy, using the Puppe sequence presented along the proof of the exact sequence, one can build a lift upon realification, resp. as classes of the corresponding suspension algebra or . Now gives a class in and its complexification in . We then use Chern Connes pairing formulas to obtain the pairing . Recall first how to build lifts in the exact sequence when given corresponding homotopies:
Proposition 17**.**
Let a Kasparov triple with an homotopy between and a degenerate module on represented as a Kasparov triple on . A lift of to is given by the class of the triple on where:
[TABLE]
Proof.
Apply to obtain a triple on and use the homotopy to obtain the corresponding triple on via the Puppe sequence. ∎
Proposition 18**.**
Let a Kasparov triple with an homotopy between and a degenerate module on represented as a Kasparov triple on . A lift of to is given by the class of the triple on where:
[TABLE]
For theory classes given as some finite dimensional Karoubi elements, Bott periodicity is constructed by assigning to a symmetry in the matrix with coefficients in defined as
[TABLE]
Bott periodicity is then given in [Kar08] as the map .
If vanishes, we have an homotopy between and giving a lift upon complexification in as the class of with coefficients in the suspension algebra given by
[TABLE]
If vanishes, we have an homotopy between and giving a lift upon in as the class of matrices with coefficients in the suspension algebra given by
[TABLE]
Following [Con85] an element in is said to be summable with respect to the Fredholm module over when is in the ideal of summable operators of . Denote the algebra of such summable elements . It is a subalgebra of stable by holomorphic calculus. A matrix of elements in is also said to be summable if all its coefficients are summable.
These formulas still hold in theory as the proof of Connes [Con85] transfers directly in this setting. Assume form now on that is trivially graded.
Proposition 19**.**
Let be a projector in together with an anti-unitary as in 14 and -summable for an even Fredholm module on with the same dimension as , and . The index pairing between the class of and the class of in theory is given for any by the formula with the complex trace on :
[TABLE]
For a unitary in and a anti-unitary as in 14 and summable with respect to an odd Fredholm module on of the same dimension, with and . The index pairing between the class of and the class of in theory is given if by:
[TABLE]
Remark 15*.*
Same formulas gives the pairing between and taking care of dividing the even integer one obtain by 2. This is the content of the following diagram:
[TABLE]
Remark 16*.*
These formulas forget the antilinear operator when elements are given as complex Kasparov triples with real structure. Actually such formulas could have been derived from the following commutative diagram:
[TABLE]
Such a diagram exactly say that the antilinear operator is forgotten. The presence of such an operator can however gives us some vanishing results if one try to use these formulas to pair elements with incompatible degree. For example when trying to pair and and by Writing . The antilinear commutes with and anti-commutes with so that
[TABLE]
And we obtain . See [Kel16] for an exhaustive treatment of such computations.
Here we treat real Fredholm modules as given by modules on algebras tensored by Clifford algebras. Following recommendations in [Con85], in [Kas86] is defined in the graded setting, cyclic cohomology via characters of real differential cycles for any graded algebra over a field.
A Fredholm module over gives an differential cycle over defined for by
- •
is the norm closure of operators of shape for all in
- •
- •
- •
given by the graded trace on multiplied by some scalar .
Coefficients are given by Connes as to ensure the compatibility of such a Chern characters with the exterior product of cycles/Fredholm modules.
[TABLE]
Note that in Connes’ [Con95, IV.1.], such coefficients are given respectively by and . To have a compatibility with the operator , a generator of given by ; these two sets of coefficients are each fixed upon multiplication by a scalar. Connes’ choice automatically ensure compatibility with exterior products of two even complex Fredholm modules and even for an even and an odd one. To have the odd/odd compatibility one fix coefficients as in Connes’. In the real setting, considering only degree zero Fredohlm modules on algebra eventually tensored by a Clifford algebra, the product of two Fredholm modules of degree one gives a degree 2 element, the choice eq. 11 is compatible with exterior product .. The extra in Connes’ comes from the isomorphism of with given by sending a generator to followed by the Morita invariance isomorphism in cyclic homology for . Note that, in the real setting of Fredholm modules with symmetries, one may define eight sets of such coefficients in a compatible way as to ensure compatibility for Chern character of real Fredholm modules with exterior product. This will be detailed elsewhere.
Now, in [Kel16] is defined the pairing between Karoubi/Van Daele theory and any class giving a cyclic homology element through characters of Connes’ cycles over the algebra for some trivially graded real Banach algebra. Its pairing with a class in is given by
[TABLE]
Coefficients are then defined as to give index formulas as the equality :
[TABLE]
Connes formulas given in eqs. 9 and 10 can be seen as a pairing between the Chern class of a summable Fredholm module written as or and Karoubi’s theory given by elements and recalling the result from [Kas86]
Proposition 20**.**
Let be a real Clifford algebra and the graded trace on defined as 1 on one product of all Clifford generators and 0 on the product of less generators. The exterior product with gives an isomorphism between and
The Chern Character of the class is given by
[TABLE]
With .
[TABLE]
Recall that .
Exterior product with a differential cycle over gives a differential cycle over by suspension. Let the element defined as before in eq. 8 for an homotopy representing the vanishing of , and giving a class in . we have the pairing given by the following where we denoted for :
[TABLE]
Because and the integral is real valued.
A differential cycle over , gives a differential cycle over . Assume that the pairing of with the complexification of a given cocycle gives zero. Assuming furthermore the vanishing of , we can pair with any cocycle over representing as in eq. 7 the vanishing of :
[TABLE]
As if , we have and is the pairing between and . This number is assumed to vanish.
Specializing to the Chern character of a Fredholm module on and to , we obtain:
Proposition 21**.**
For any class in given by summable matrices for some Fredholm module on of dimension . If is a smooth homotopy of summable projectors between and then for any the index pairing between and is given by the following formula
[TABLE]
For any class in given by a summable matrix for some Fredholm module on of dimension . If is a smooth homotopy of summable unitaries between and then for any the index pairing between and is given by the following formula
[TABLE]
Now, the vanishing of can also be given by an unitary in such that . In this case we obtain
[TABLE]
Now for elements in the kernel of , we have:
Proposition 22**.**
For any class in given by summable matrices for some Fredholm module on of dimension . If is a smooth homotopy of summable matrices between and the identity matrix verifying reality conditions of LABEL:finitereal8, then for any the index pairing between and is given by the following formula
[TABLE]
For any class in given by a summable matrix for some Fredholm module on of dimension . If is a smooth homotopy of summable matrices between and verifying the reality conditions then for any the index pairing between and is given by the following formula
[TABLE]
Remark 17*.*
We have given the long exact sequence in bivariant theory, in fact one can give similar formulas for a pairing of an element of in homology. We then replace in the formula above by a constant and by . Going one step further, this procedure can even give pairings between two torsion elements. For example a formula with a double integral given by homotopies will give the pairing between an element of in homology and an element of in theory. Note that the index pairing of an element of and an element of always vanishes.
The problem of finding formulas as for the index of skew adjoint elliptic operators is poorly unresolved with such a treatment. A real skew adjoint elliptic operator on a compact smooth manifold gives a class in in for which the pairing with the unit of the ring gives the dimension of the kernel of mod 2. Now does not necessarily gives a trivial class in and interesting refinements of real theory over the complex disappears.
Remark 18*.*
For some algebras, we cannot compute any pairing this way. For example for the algebra of functions on the space obtained by identifying the boundary of a 2 dimensional disk by a rotation of even order : Using the long exact sequence for the inclusion of the circle
[TABLE]
Combining with the exact sequence of 4,
The reduced and theory/homology of this algebra then appears to be of pure torsion. The action of complexification, realification and on them can also be recovered from the exact sequence. Non zero pairings are given by , , , , and . None of it can be computed by our method as the involved elements do not fall in the kernel of or complexification. In fact, as every and groups are torsion, integer valued pairings always vanish and we cannot obtain our index as an integer modulo 2.
5.2 Real structures, and quantum symmetries
In section 4.1 we changed for or to to obtain different relations between the antilinear operator, the Fredholm one and the grading. A more natural way would be to take the whole group generated by and eventually and to keep track of commutation or anti-commutation relations with the Fredholm operator. Following [FM13] we define:
Definition 7**.**
We call an extended symmetry group the data of a group and two group morphisms and .
Define for such a group their representation on a graded Hilbert space by imposing which elements are even and which one are anti-unitary:
Definition 8**.**
A representation of on a graded Hilbert space is given by a group morphism from to the group of unitaries and anti-unitaries of such that for any ,
- •
is unitary if and only if
- •
This definition extends to Kasparov triples. Let and be two trivially graded complex with real structures:
Definition 9**.**
An Kasparov bimodule is the data where is a graded Hilbert module, is an even morphism, is odd with respect to the grading and self adjoint and of squarer modulo compact operators is a group morphism between and the group of unitaries and anti-unitaries of . Furthermore for any the operator verifies the following
- •
has degree with respect to the grading and graded commutes with modulo compact operators
- •
For every and :
[TABLE]
This can be used to extract invariants of topological insulators as we discuss now. The model for the dynamic of our system is described by a first quantized Hamiltonian , a self-adjoint operator acting on a complex Hilbert space . We neglect the interaction between electrons so that this Hilbert space represents the state space of one electron. The Fermi energy is a real number describing the statistics of our system. At zero temperature and with is in a spectral gap of , our electrons occupy all energies lower than . We can then consider the space of such energy levels by looking at the projection of below : . Assuming some finiteness condition we can then interpret as living in some group of an algebra. This algebra must at least contain , or just the compact calculus of is is unbounded. We want to extract the topological property of our Hamiltonian, that is the properties stables after some perturbation of by a small operator. This perturbation operator must still live among a given class of plausible Hamiltonians. The definition of such lead to the algebra .
It has been argued that this algebra can be made non-commutative to represent the uncontrollable disorder. The model on lattices first considered by Bellissard and al. in [BvSB94]. See the monograph [PS16] for a presentation of such a model and its theory. Models building out of Roe algebras first studied by Kubota [Kub17] with the reduced and Meyer [EM18] with an interpretation using the uniform Roe algebra.
Now symmetries of our dynamics is given by any operator acting on the phase space of one electrons. The phase space being the projective space of where two vectors are identified if they are each a multiple of the other. By Wigner’s theorem [Wei95, 2.2], symmetries can be represented as operators on which are either unitaries or antiunitary:
Theorem 3**.**
Let acts on the projective space , keeping invariant the quantity for , in , then there is a linear operator on that lifts the action of . Such an operator is either unitary or antiunitary. Moreover it is unique up to multiplication by a unitary complex scalar if .
Symmetries of our dynamics are given by symmetries of the phase space commuting with the dynamics given by the Hamiltonian . We assume from now on that the condition is satisfied. To such a symmetry we associate two elements in :
- •
being 1 if preserves the arrow of time, otherwise.
- •
being if is unitary, if is anti-unitary.
Then gives the sign in .
If now a group is acting as symmetries it gives that fits the following exact sequence of groups:
[TABLE]
And verifies that for every in and every in we have
We give call the extended symmetry group a twisted extension of .
Denote the group with the structure of an extended symmetry group given by projections t and c on the first and on the second variable.
Proposition 23**.**
There are up to isomorphism 10 twisted extension of subgroups of as before. To such an extension, there exist an integer such that Kasparov bimodules are in bijective correspondence with Kasparov bimodules of dimension or Complex Kasparov bimodule of degree .
Proof.
We distinguish by the subgroup of the twisted extension is build from. Taking into account morphisms c and t there are fives choices: the full , the null and three groups isomorphic to , the kernel of c, the kernel of t, the kernel of .
Now the isomorphism class of the quantum CT group is unique for and . For each of the two groups and there is two equivalence classes of quantum CT group. Those two classes are characterized by the fact that for such that then or . Over the full we have four distinct quantum CT groups. With as before and such that , the four classes are characterized by the sign of and by the sign of .
Now we saw in section 4.1 that for a real Clifford algebra one can associate uniquely a quantum CT group such that graded complexification of representation of the Clifford algebra are in 1:1 correspondence with representation of the CT group. The four even dimensions correspond to twisted extensions of and . The four odd dimensions correspond to Extensions of . For complex Clifford algebras the same can be said and even algebras are associated to the trivial group, odd one to the group . ∎
Now, the operations of complexification and realification can be understood through the scope of the representation of such groups. To a morphism between CT groups one build through induced representations a map at the level of Kasparov triples. Now:
Proposition 24**.**
Every map in the exact sequence 4 can be interpreted in such a way:
- •
Complexification is given by taking the cokernel map of c.
- •
Realification is given by the only corresponding inclusion of a group of order 1 and 2.
- •
* is given by either the cokernel map of t or an inclusion*
Proof.
It is obvious for the complexification map. The rest is just a reformulation of the interpretation of the functors as some forgetful map. ∎
Remark 19*.*
In fact , and are the only non zero morphism in theory obtained by some morphism between CT groups and corresponding induced representations.
This can be seen as follows. Such a functor between groups gives a map for every one of the eight corresponding CT groups to an other. The construction being functorial and the involved groups finite in number one see that the sequence stabilizes for some big enough. Now, , and are the only elements of that stabilizes. The same can be said for complex theory, in which case the only operator we obtain is . If is such a functor between different flavors and , composition with or gives the statement.
Remark 20*.*
This can be extended to any standard extended symmetry group of [FM13].
5.3 Complex structure and spin operators
A lift of a real element in a group to a class can be interpreted as the existence of a spin operator commuting with the symmetry:
Definition 10**.**
A spin operator for a class is any operator verifying:
[TABLE]
For Kasparov triples, this adapts to give:
Definition 11**.**
Let a Kasparov triple of dimension on . We call a spin operator on if
[TABLE]
This operator induces a grading on for which become an antilinear isomorphism between the odd and the even part as in our discussion above on realification of complex Kasparov triples.
It gives a lift in for the realification functor as on the real locus , we define the action of the imaginary as . We rephrase a part of the exact sequence 4 by :
Proposition 25**.**
Let then there is a Kasparov module with real structure representing admitting a spin operator acting on it if and only if .
For a periodic two dimensional system of fermions without any disorder, the Fermi projection of a time reversal and translation invariant tight binded Hamiltonian gives a class in for the algebra . This group is isomorphic to as can be shown using twice the split long exact sequence associated to the inclusion of a point in the circle. The free part represents the number of pairs of filled bands. The torsion part gives the Kane-Mele invariant of [KM05a] as a pairing between the class in with the fundamental class of the 2-dimensional torus in . See [GS16] for an explainaition based on duality.
The action of on this element gives zero. There is then a complex lift in . We can the represent our class as a symmetry admitting a spin operator commuting it. This allows us to define as in [Pro09] a spin Chern number. The operator gives a splitting of the class as in 16. The spin Chern number is then the Chern number associated to or . It is then the Chern number of the lifted class in . We then recover the result of [Sch13] that this spin Chern number gives the Kane-Mele invariant after reduction modulo 2. As explained in [Pro09], a spin Chern number may be defined even without commutativity if the spin operator with our symmetry: when the spectral flattening of is permitted, this operator defines a commuting antilinear operator and a spin Chern number.
In an other language, and more generally, as was shown in [HMT18] the Kane-Mele invariant can be expressed as a second Stiefel Whitney class on the 2-torus. The equality modulo 2 of the complex and real invariants as discussed above could have been given using results from the theory of characteristic classes
Proposition 26**.**
Let be a complex vector bundle on a compact space . Denote its underlying real vector bundle. We have an equality in of the second Stiefel Whitney class of and the first Chern class modulo 2 of
5.4 as dimensional reduction
We give in this last paragraph an other interpretation of operation . In [Ryu+10] it is shown how a dimensional topological insulator lead to a topological insulator by a procedure called dimensional reduction. In fact, such a reduction can be interpreted as a product with . Recall that the of the group is by Fourier transform isomorphic to , equivalent to a sum . There is a restriction map given by sending the class of a projector to the difference of with some trivial projector. The trivial projector can be seen as an application of the pullback map in theory for the map sending to a real point. Calling this point , this map is the Kasparov product with in .
Proposition 27**.**
At the level of theory, the dimensional reduction given by identifies in theory as application of the previous restriction map followed by application of .
At the level of Bloch Hamiltonian, representing coordinats in the Bloch-Fourier space by , this dimesnional reduction amounts to:
[TABLE]
At the level of tight binding Hamiltonians, when translation by in the coordinate in is written , the dimesnional reduction is given by:
[TABLE]
The reference list from the paper itself. Each links out to its DOI / PubMed record.
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