The symplectic structure of renormalisation of circle diffeomorphisms with breaks
Selim Ghazouani, Konstantin Khanin

TL;DR
This paper demonstrates that renormalisation of circle diffeomorphisms with breaks converges to a family of piecewise Moebius maps and reveals a symplectic structure preserved under this process, linking dynamics to geometric structures.
Contribution
It establishes a connection between renormalisation of circle diffeomorphisms with breaks and invariant symplectic structures via character varieties and mapping class group actions.
Findings
Renormalisation converges to a family of piecewise Moebius maps.
The invariant family corresponds to a relative character variety.
A symplectic form preserved by renormalisation is identified.
Abstract
In this article we prove that iterated renormalisations of circle diffeomorphisms with breaks, , with given size of breaks, converge to an invariant family of piecewise Moebius maps, of dimension . We prove that this invariant family identifies with a \textit{relative character variety} where is a -holed torus, and that the renormalisation operator identifies with a sub-action of the mapping class group . This action is known to preserves a symplectic form, thanks to the work of Guruprasad-Huebschmann-Jeffrey-Weinstein. Its pull-back through the aforementioned identification provides a symplectic form invariant by renormalisation.
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Taxonomy
TopicsMathematical Dynamics and Fractals · Geometric and Algebraic Topology · Advanced Differential Equations and Dynamical Systems
The symplectic structure for renormalisation of circle diffeomorphisms with breaks
S. Ghazouani
Mathematics Institute, University of Warwick, Coventry CV4 7AL, United Kingdom
and
K. Khanin
3359 Mississauga Road, Mississauga, ON L5L 1C6, Canada
Abstract.
In this article we prove that iterated renormalisations of circle diffeomorphisms with breaks, , with given size of breaks, converge to an invariant family of piecewise Moebius maps, of dimension . We prove that this invariant family identifies with a relative character variety where is a -holed torus, and that the renormalisation operator identifies with a sub-action of the mapping class group . This action is known to preserves a symplectic form, thanks to the work of Guruprasad-Huebschmann-Jeffrey-Weinstein [GHJW97]. Its pull-back through the aforementioned identification provides a symplectic form invariant by renormalisation.
1. Introduction
Renormalisation is a powerful method to analyse the dynamics of parabolic dynamical systems. It is of major importance in the study of many cases in one-dimensional dynamics, such as unimodal maps at the boundary of chaos [CT78, McM94, Sul92], Lorenz maps [Win10, MW14] or circle diffeomorphisms with singularities. For the latter case, renormalisation methods allowed to successfully understand rigidity phenomena in the case of circle diffeormorphisms [Her79, SK89, KT09], circle diffeomorphisms with one critical point [dFdM99, dFdM00] and circle diffeomorphisms with one break [KK03, KK14, KY15, KKM17].
Circle diffeomorphisms with breaks
We will discuss in this article the renormalisation theory of circle diffeomorphisms with several break points. A circle diffeomorphism with breaks (or break points) is a circle homeomorphism smooth away from finitely many points (the breaks) where the derivative has a discontinuity. The size of a break is the ratio between the right and the left derivative. The case of a single break was extensively studied in the series of articles [KK03] [KT13], [KK14], [KY15] and [KKM17]. The major achievement is the following rigidity theorem
Theorem 1** (Khanin-Kocic-Mazzeo, [KKM17]).**
There is a full measure set of numbers such that the following holds. If and are two circle diffeomorphisms with one break, with same size of the break and same rotation number , then and are -conjugate.
In the one-dimensional case, renormalisation can be reduced to the study of the renormalisation operator restricted to a two-dimensional parameter space, which allows for an efficient explicit analysis. A difficulty one encounters when trying to extend these results to an arbitrary number of break points is that the dimension of the attractor of renormalisation increases, rendering an explicit description more arduous.
Renormalisation and geometry of surfaces
An invertible one-dimensional dynamical system can always be turned into a singular flow on a topological surface, by means of a suspension. This topological remark has in certain cases allowed for fruitful connections between the geometry of surfaces and the renormalisation of associated dynamical systems to be made. A good example of this is the connection between the Gauss map, which is the renormalisation operator for rigid rotations, and the geodesic flow on the modular surface , which is the moduli space of elliptic curves/flat tori. This can be generalised to interval exchange transformations together with the Rauzy-Veech induction, which is formally equivalent to the Teichmüller flow on the moduli space of Abelian differentials on Riemann surfaces.
Note that these cases are linear dynamical systems and the renormalisation theory is concerned with their ergodic and combinatorial properties. We are going to introduce a similar correspondence in a case which is essentially non-linear, via moduli spaces of representations of surface groups. In our case, renormalisation tells us about geometric properties of the associated dynamical systems.
Character varieties and renormalisation
Given a topological surface and a reductive Lie group , one can construct the associated character variety
[TABLE]
which is roughly the space of representations of in up to the action of by conjugation. These character varieties naturally identify with the space of flat principal -bundle over . Attiyah and Bott showed in [AB83] the existence of a natural symplectic form on when is closed and orientable. In the particular case , this symplectic form was shown by Goldman in [Gol84] to agree with the Weil-Petersson metric on Teichmüller space (which itself identifies with a connected component of ). This symplectic form is defined in purely topological term and is therefore invariant by the action of the modular group of .
In this article we put forward a conceptual approach to the renormalisation of circle diffeomorphisms with breaks, based on a connection with representations of the fundamental group of a -holed torus into . The above material developed in the case of closed surfaces can be extended to surfaces with boundary, and for the theory to unfold nicely one has to work with relative character varieties, which are conjugacy classes of representations whose conjugacy classes are fixed for images of boundary components. Our main theorem is
Theorem**.**
For all , there exists a dimensional submanifold of the space of Moebius circle diffeomorphisms with breaks and fixed size of breaks such that, for all with irrational rotation number and breaks of sizes , the following holds:
- (1)
iterated renormalisations of converge exponentially fast to ; 2. (2)
connected components of identify with open sets of the relative character variety where is entirely determined by ; 3. (3)
the action of the renormalisation operator on identifies with a sub-action of the mapping class group .
An important corollary of this theorem, implied by fundamental work of Guruprasad-Huebschmann-Jeffrey-Weinstein [GHJW97] on relative character varieties, is the following
Corollary**.**
The renormalisation operator preserves a symplectic form.
2. Circle diffeormorphisms with breaks
In this section we collect standard material on circle diffeomorphisms with breaks.
Definition 1**.**
A circle -diffeomorphism with breaks is a circle homeomorphism satisfying the following two conditions:
- •
there are finitely many points such that is away from these points;
- •
extends to a -diffeomorphism on every segment of the form ;
The points are called the break points of . For each , the ratio is called the size of the break. Here, and respectively denote the derivative of at on the right and on the left.
In this article, we make the standing assumption that .
Rotation number and decorated rotation number
For a circle homeomorphism we denote by its rotation number. We have the following theorem due to Denjoy
Theorem 2** (Denjoy).**
Let be a circle homeomorphism which is differentiable away from finitely many points and assume that its derivative has bounded variation. Assume further that is irrational. Then is minimal and is topologically conjugate to the rotation of angle . Furthermore, the conjugating map is unique up to composition by a rigid rotation.
Denjoy’s theorem in particular applies to circle diffeomorphisms with breaks. If is a diffeomorphism with breaks with irrational rotation number, there is a unique map conjugating it to its linear model which maps to [math]. The decorated rotation number of is in that case the data of together with the images in by the conjugating map of and .
Continued fraction algorithm
The continued fraction algorithm is a procedure which allows to find the best rational approximations of a given irrational number. We follow here [Her79]. Let if and let , is called the Gauss map. Define where denotes the integral part. Given , we define the sequence by
[TABLE]
We use the notation
[TABLE]
The numbers are good rational approximations of in the sense that they satisfy . Diophantine approximation is a topic in its own right and we do not intend to say anything more about it. We just want to insist upon the fact that given a circle homeomorphism of rotation number , the iterations will play an important in the theory, as it is illustrated by the next result.
The Denjoy-Koksma inequality
The Denjoy-Koksma inequality is a remarkable result on the ergodic theory of circle homeomorphism. Recall that any circle homeomorphism of irrational rotation number is uniquely ergodic.
Theorem 3** (Denjoy-Koksma inequality).**
Let be an irrational rotation number. Let be a circle homeomorphism of rotation number and let be the unique invariant measure of . Let be a measurable function of bounded variation. Assume further that . Then, for all and for all
[TABLE]
where is the total variation of .
The interested reader will find the proof of this statement in [Her79], Chapitre VI.3.
Distortion bounds
This paragraph is dedicated to proving the following result.
Lemma 1**.**
Let be a circle diffeomorphim with breaks Let be an interval such that are pairwise disjoint and do not contain break points of . Then for all we have
[TABLE]
Proof.
The proof is classical. We have that
[TABLE]
and therefore
[TABLE]
Since the intervals are pairwise disjoints we get
[TABLE]
and exponentiating gives the expected result.
∎
3. Rauzy induction for generalised interval exchange transformations
The formalism of generalised interval transformations is convenient to define the renormalisation scheme we will need for circle diffeomorphisms with breaks. In this section we introduce both this formalism and the renormalisation scheme, and explain how these relate to circle diffeomorphisms with breaks.
3.1. Generalised interval exchange transformations and Rauzy induction
In this subsection, we introduce some notation.
- •
is an alphabet on letters/symbols.
- •
A marked permutation is the datum of two bijections between the sets and . Here stands for top and stands for bottom.
- •
Let and . For all , denote by the interval and by the interval .
Definition 2**.**
A -generalised interval exchange transformation (GIET) is a bijection of which satisfies the following conditions:
- (1)
for any , it maps onto ; 2. (2)
for any , it is diffeomorphism between, and ; 3. (3)
for any , it extends to the closure of , is derivable at the end points of and the derivative is positive.
The points are called the singularities of the GIET.
Note that there is a natural way to associate a GIET to a circle diffeomorphism with breaks. By arbitrarily choosing one of the break , one can "cut" the circle at this break to get an identification of with . The map induced by on extends to a GIET whose singularities are exactly the images of the break points under this identifications.
We define hereafter an algorithm on GIETs which will provide us with a renormalisation scheme for GIETs and circle diffeomorphisms with breaks in particular.
Elementary step of Rauzy induction
The Rauzy induction consists in taking a first return map on a well-chosen subinterval. Consider a GIET. One should think of the points and as the rightmost singularities at the top and the bottom respectively.
The elementary step of Rauzy induction consists in taking the first return map of on if or on if . After affinely rescaling to , this operation returns a new GIET with a different marked permutation . We make the following observation: only depends on and on whether or . These two cases will be referred to as "top wins" and "bottom wins" respectively. In each case, the letter corresponding to the longest interval ( if top wins and if bottom wins) is called the winner.
3.2. Rauzy diagram, Rauzy classes and Rauzy paths
A Rauzy diagram is a graph whose set of vertices are marked permutations on intervals and oriented arrows between two vertices and if is obtained from after an elementary step of Rauzy induction. A Rauzy class is a connected component of a Rauzy diagram. One will find examples and detailed discussions in [Yoc10].
A generalised interval exchange transformation is said to be infinitely renormalisable if is well-defined for all . Such an infinitely renormalisable GIET defines an admissible path in the Rauzy diagram called its Rauzy path and which we will denote by . Finally, a Rauzy path is called -complete if every letter of is a winner at a step of the induction infinitely many times along (which does not necessarily mean that visits all vertices of the Rauzy classes it lives in).
3.3. Circular Rauzy classes and circle diffeomorphisms with breaks.
As sketched above, a circle diffeomorphism with breaks can be turned into a generalised IET the following way. Choose a break and identify with . The induced map extends to to a GIET on intervals. Note that there are different ways to perform this operation, all corresponding to the choice of a break point. At any rate, the associated permutation will be circular. However, all permutations contained in the Rauzy class of a circular permutation are not circular. We have the following Proposition:
Proposition 1**.**
The following statements hold true.
- (1)
A GIET is infinitely renormalisable if and only if its singular points lies on different orbits. 2. (2)
A GIET induced by a circle diffeomorphism with breaks has -complete Rauzy path if and only if its rotation number is irrational. 3. (3)
Two minimal circle diffeomorphisms with breaks have same decorated rotation number if and only if their induced GIETs have same Rauzy paths.
For the proof of this rather elementary result, we refer to [Yoc05].
Projection to -GIETs and acceleration of the induction
Another important remark at this point is that a -GIET with intervals whose permutation is circular induces a -GIET on two intervals (by grouping together adjacent intervals mapped to adjacent intervals). Rauzy induction is also well-defined for such -GIETs and defines an algorithm which is formally different from the Rauzy induction on the same GIET thought as a -GIET. These two are nonetheless related the following way: the algorithm on two intervals is an acceleration of the algorithm on intervals. Formally this means that for any renormalisable GIET there exists an integer such that applying steps of the Rauzy induction on intervals produces the same outcome as one application of the Rauzy induction on two intervals. It is important for us to make this distinction as we want to keep track of the combinatorial structure of the orbits of the breaks points.
Standard renormalisation for circle homeomorphisms
As just explained above, circle homeomorphism can be turned into -GIETs. There exists several equivalent definitions of renormalisation for such maps. We explain here the one which uses Rauzy induction. The definition consists in grouping elementary steps of the Rauzy induction the following way.
- •
If top is the winner, apply as long as top keeps winning. When bottom eventually wins, apply , apply once more.
- •
If bottom is the winner, apply as long as bottom keeps winning. When top eventually wins, apply , apply once more.
Note that it can be the case that this algorithm gets stuck in a loop and does not terminate. When the algorithm terminates, we can define the standard renormalisation for circle homeomorphism. We have the following Proposition
Proposition 2**.**
Let be a -GIET corresponding to a circle homeomorphism of irrational rotation number. Then is well-defined for all .
This is a standard fact about circle homeomorphisms and generalised interval exchange transformations. The interested reader will find proofs and further discussions in [Yoc05].
We now explain how renormalisation relates to the continued fraction expansion of . Assume is a -GIET such that is irrational. Denote by the integer such that . Let the sequence of positive integers such that
[TABLE]
We then we have
[TABLE]
Remark 1**.**
Here is defined using renormalisations for -GIETs. However, is an operator acting on -GIET. In particular, two -GIET and may have different Rauzy paths when there associated -GIETs have same Rauzy paths. It is the case when and having same rotation number but their decorated rotation numbers differ.
3.4. Dynamical partitions
Let be a GIET and assume further that is times renormalisable. For any , is the rescaling of a first return map of on an interval of the form . The interval is partitioned into
[TABLE]
and rescaled down to is equal to on each of the . For , we introduce
[TABLE]
and we call
[TABLE]
the dynamical partition of level . One easily verifies that is a partition of into subintervals.
4. Fast convergence of renormalisation towards Moëbius maps
We fix and a break profile. All constants will be implicitly assumed to only depend on . In this section we prove the following theorem (which is a straightforward generalisation of a well-known fact for the case and should not be considered as new material). In the sequel denotes the set of generalised IETs with circular permuations which are Moebius maps restricted to their branches.
Theorem 4**.**
There there exists such that the following holds. Let be circle diffeomorphism with break points whose rotation number is irrational. Then there exists such that
[TABLE]
4.1. Size of the dynamical partition
Let be a minimal (equivalently irrational rotation number) GIET with cyclic permutation. We denote by .
Proposition 3**.**
There exists such that for all , there exists such that
[TABLE]
Proof.
Note that the derivative of is a piecewise function and therefore has bounded variation. We can think of as a GIET on -intervals, with derivative well-defined everywhere but at finitely many points, and with bounded variation. We can consider the dynamical partition associated with the renormalisation of this -GIET. The dynamical partion is just a refinement of , and therefore if we denote by we have
[TABLE]
We give only a quick sketch for the rest of the proof. By Denjoy-Koksma inequality (Theorem 3), the derivative of consecutive renormalisations remain uniformly bounded below and above. Using that fact, one can prove that the intervals at the base of the dynamical partition see their lengths divided by a uniform constant every two iterations of . The dynamical partition is the refining of obtained by propagating the partition of interval the of . Because of the distortion bound of Proposition 1 applied to the dynamical partition, the induced subdivision of each element of is "balanced" and altogether this gives the existence of a constant such that
[TABLE]
The Proposition is implied by the inequality . A quantitative version of the above reasoning can be found in [SK89], see Lemma 2 therein and its proof. ∎
4.2. -bounds
In this paragraph we prove an estimate which gives some uniform bounds on the second derivative of iterated renormalisations. The proof builds upon Lemma 1.
Lemma 2**.**
Let . For all define and set . Then we have for all the formula
[TABLE]
Proof.
We proceed by induction on . We check that the statement holds true for :
[TABLE]
Assume the statement holds true for . We have
[TABLE]
Replacing in the formula we get
[TABLE]
By the chain rule we have
[TABLE]
Injecting in the formula above for gives the expected result. ∎
Consider a , increasing diffeomorphism where and are two connected intervals. We denote by the normalisation or rescaling of , it is by definition the map pre-composed by the unique affine map sending onto and post-composed by the unique affine map sending onto . We have the following easy lemma:
Lemma 3**.**
Let as above. Then we have
[TABLE]
Proof.
Let and . By definition we have
[TABLE]
Thus
[TABLE]
There exists such that . Hence the result.
∎
Using Lemma 2 and Lemma 3, we prove the following
Proposition 4**.**
Let be a -generalised IET and assume is renormalisable times. There exists a constant such that the following holds. We use the following notation \pi_{\mathcal{P}}\big{(}\mathcal{R}^{n}(T)\big{)}=(\varphi_{1}^{n},\cdots,\varphi_{d}^{n})\in\big{(}\mathrm{Diff}_{+}^{2}([0,1])\big{)}^{d}. Then we have for all and for all
[TABLE]
Proof.
Let be the renormalised branches of . The proof is an application of Lemma 2 to the composition of restrictions of to the dynamical partition. By definition is the renormalised of restricted to an interval such that are disjoint. We denote by the restriction of to . We have the following properties
- •
- •
any partial product is such that ( is a diffeomorphism of and therefore there exists such that and the claim follows from Lemma 1);
- •
same holds for partial products ;
- •
for any , .
The result is a consequence of Lemma 2 applied to . Indeed
[TABLE]
and replacing in the inequality
[TABLE]
The s are all disjoint and the being bounded on bounded sets, we get the uniform bound for the . But because of the Denjoy-Koksma inequality (Theorem 3) applied to , we get that , the ratio between and the derivative of the corresponding branch of is bounded by a uniform constant depending only on . This implies the Proposition.
∎
4.3. Convergence to
We give a sketch of the proof as it is already covered in many places in the literature, see [KT09] for instance. The fast decay of the size of the dynamical partition implies that branches of look more and more like Moebius maps. This can be quantified using material borrowed from [KT09]. In this article, the authors introduce what they call the distortion of a diffeomorphism of the interval which encodes how cross-ratios are modified under the action of . This distortion behaves nicely under compositions and it is easy to show using Lemma 6 in [KT09] that the of the distortion of (each branch of) is proportional to . The distortion of a map is close to if and only if it -close to a Moëbius map. But because of the -bounds, -closeness implies -closeness. From this discussion we get Theorem 4.
5. Character varieties and symplectic structure
In this section we show how connected components of naturally identify with open sets of the space of representations of the fundamental group of a punctured torus into . We then show that consecutive renormalisation are attracted by a codimension submanifold of and that this submanifold identifies with a character variety. This allows to endow the attractor of renormalisation with a natural symplectic structure, thanks to the structural understanding of character varieties.
In the sequel we make the standing assumption that all the ’s are different from .
5.1. Associating a representation to a projective IET
Fix a circular permutation once and for all. Let be the set of piecewise projective IETs with permutation . From now on, we allow PIETs to be maps from any interval to itself.
A polygonal model for the -punctured torus
For any such permutation , we associate a presentation of the -punctured torus: we consider a -gon and we label its sides in this order and (topologically) glue together sides with the same label, as in the picture below:
The boundary can be split into two broken lines, on at the top with consecutive sides labelled and one at the bottom with consecutive sides labelled .
These two lines are two be thought of as a geometric representation of the permutation , as it is classical to do in the world of interval exchange transformations.
The fundamental group of .
Fix a point inside the polygon. For all , consider a loop based at p joining the middle points of the two sides labelled (one on the top line and one on the bottom line). We get this way closed loops based at . See picture below
Proposition 5**.**
The classes freely generate the fundamental group of .
Proof.
This is direct application of Van Kampen theorem. Another way to see it is to remark that deformation retracts onto the union whose fundamental group is the free group generated by the classes s.
∎
The representation associated to a PIET
Now consider an element of . Let its consecutive intervals of continuity. By definition, there exists an element such that .
Considering the above presentation of , we define for all a representation by the following pairing
[TABLE]
Since is free and freely generated by the s, this defines a representation. We have defined a map
[TABLE]
Because is a free group of rank , \mathrm{Hom}\big{(}\pi_{1}\Sigma_{1,n},\mathrm{PSL}(2,\mathbb{R})\big{)} identifies with and can therefore be endowed with a natural structure of smooth manifold. We now prove:
Proposition 6**.**
\psi:\mathcal{M}_{\sigma}\longrightarrow\mathrm{Hom}\big{(}\pi_{1}\Sigma_{1,n},\mathrm{PSL}(2,\mathbb{R})\big{)}* is a (local) diffeomorphism onto an open set of \mathrm{Hom}\big{(}\pi_{1}\Sigma_{1,n},\mathrm{PSL}(2,\mathbb{R})\big{)}.*
Proof.
The proof rests on the following observation: the discontinuity points of the derivative (or say the ends of the intervals ) are given as fixed points of the image by the associated representation of certain (fixed) elements of the group . For instance, the right end point of the interval is one of the two fixed points of . The element represents a simple closed curve going around the singularity in the torus corresponding to the first discontinuity of the derivative. One can therefore locally extract the break points of a given PIET from its associated representation. Assume two PIETs have the same representation. Then by the above reasoning the have same break points and this breaks points have same image. By definition, the associated representation is defined by associating to certain curves the elements in which define the PIET when restricted to its intervals of smoothness. Therefore the datum of break points and the representation is enough to characterise a given PIET. The break points being themselves characterised by the representation, we get that the map is locally injective.
To deduce local surjectivity, it is enough to reconstruct the PIET associated to a representation by using the inverse operation described above. Identify the position of the break points as they appear as fixed points of the image of certain elements and define the PIET which is the restriction of to the intervals defined by the breaks points.
∎
Remark 2**.**
The above isomorphism is interesting but contains some useless information. Indeed, every PIET can be conjugated by an affine map to a map whose domain is . This correspond to conjugating \mathrm{Hom}\big{(}\pi_{1}\Sigma_{1,n},\mathrm{PSL}(2,\mathbb{R})\big{)} by the subgroup of of affine maps, i.e. the subgroup of matrices of the form
[TABLE]
Renormalisation from the representation viewpoint
Geometrically, each step of renormalisation corresponds to a ’cut and paste’ operation at the level of polygonal models. This cut and paste is coherent with the representation point of view, in the following sense:
- (1)
a cut and paste realises a diffeomorphism
[TABLE] 2. (2)
this diffeormorphism realises a group homomorphism
[TABLE] 3. (3)
Renormalisation, read at the level of the parametrisation by \mathrm{Hom}\big{(}\pi_{1}\Sigma_{1,n},\mathrm{PSL}(2,\mathbb{R})\big{)} is equal to
[TABLE]
The attracting family
We prove in this paragraph that there is a codimension family of which is invariant by renormalisation and which also eventually attracts everything. This family is analogous to that of [KK03].
This subfamily is defined by forcing a preferred representative in \mathrm{Hom}\big{(}\pi_{1}\Sigma_{1,n},\mathrm{PSL}(2,\mathbb{R})\big{)} for a certain loop going around a singularity. Precisely, the loop going around the ’distinguished’ point crossing first the leftmost side at the ’top’ of the polygon associated to a permutation.
For every permutation of genus , we define the subfamily by the following: if and only if
- (1)
the associated PIET has domain ; 2. (2)
the loop around the ’distinguished’ point is belongs to the affine group.
Proposition 7**.**
- (1)
The family is invariant by Rauzy induction. 2. (2)
Renormalisation converges to exponentially fast(up to natural acceleration).
Proof.
By definition, renormalisation (before normalisation) does not change the image of the corresponding representations evaluated on the distinguished loop. Rescaling by an affine element corresponds to conjugating by an affine element. It therefore
- •
preserves ;
- •
makes everything converge to .
Indeed, take any element in , and let . It is easily shown that
[TABLE]
converges to the affine group when goes to [math] at a speed proportional to . We can therefore deduce from this remark that consecutive renormalisations of a -renormalisable PIET converge towards at the same speed as the first-return interval corresponding to converges to [math]. By estimates of Proposition 3, we get the exponential convergence.
∎
Fixing the size of the break
Each loop around a marked point of defines a conjugacy class in .
Consider the representation which represents a PIET.
Proposition 8**.**
Let a break point of and let the associated marked point of and let a loop around that point. Then the size of the break at is exactly determined by the trace of .
Proof.
Let be a hyperbolic element and let be (the trace of an element in is the absolute value of the trace of a representative in . Let be a fixed point of . Then we have the following formula
[TABLE]
Indeed, any hyperbolic element in is conjugate to an element of the form whose action on is hence the result. But the size of the break at is exactly the derivative of at one of its fixed points. Consequently, the size of the break at is(locally) entirely determined by the trace of .
∎
By Proposition 8, fixing the size of all breaks, say leads to a subfamily in both and that we denote by and .
5.2. Character varieties
In the sequel, we introduce material about representations of surface groups into a reductive Lie group, and quickly specialise to the case where this reductive Lie group is . Representations of surface groups are objects of interest in their own right, they appear naturally in many contexts such as Teichmüller theory, complex differential equations, the study of geometric structures on surfaces and non-abelian Hodge theory. Given a Lie group and a topological surface , one might be interested in the moduli space of representations of into which we naturally denote by . This moduli space carries a natural action by conjugation, and in many geometric contexts, it is the quotient of by this action which is the relevant object to consider (for instance, the holonomy representation of a geometric structure is well-defined up to conjugation and only defines an element in this quotient).
Definition 3** (Character varieties).**
Let be a reductive Lie group. The character variety of into is
[TABLE]
and defined to be the Hausdorff quotient of by the action of by conjugation.
Such character varieties are naturally endowed with an action of the mapping class group of which is just the quotient of the action of the automorphism group of (see [FM]). Suppose . Let simple closed loops around the marked points of . A free homotopy class of a loop in a manifold corresponds to a conjugacy class in its fundamental group.
Definition 4** (Relative character varieties).**
Let be a reductive Lie group. Let conjugacy classes in . The relative character variety of into is
[TABLE]
the subset of for which element in representing is mapped to an element of the conjugacy class .
From now onwards we assume that .
Theorem 5** ([GHJW97]).**
Assume that for all , is a non-trivial conjugacy class. Then the relative character variety carries a symplectic form which is invariant by the action of the mapping class group of .
We refer to [GHJW97] for a complete proof of this result (which is way beyond the scope of this article) and [Gol84] for the case of closed surfaces which, although not being directly relevant to the situation at hand, provides a very nice exposition of the construction of the symplectic form in a simpler case.
Identification with
We explain here the link between these character varieties and renormalisation. Note that conjucagy classes in correspond exactly to level sets of the trace function (apart from the pre-image of ).
[TABLE]
In particular, fixing the size of the breaks of a PIET corresponds to fixing the conjugacy class of loops around marked points of the associated representation in . Let be the conjugacy classes in corresponding to the choice of breaks .
Proposition 9**.**
The projection is a local diffeomorphism.
Proof.
Consider an element of and its associated representation. Conjugating by an element is equivalent to conjugating by . The claim above is equivalent to the existence of a unique element of in each -conjugacy classes. This is shown to be true the following way: any hyperbolic element of is conjugate to an affine map. We can therefore conjugate in order to make the distinguished loop (the one going around the distinguished point) affine. The resulting PIET is a map form an interval to itself. From this point it suffices to conjugate by an affine map mapping onto . The uniqueness is guaranteed by the following fact: an orientation preserving affine map which maps to itself is the identity.
∎
We deduce from that the following corollary
Corollary 1**.**
The pull-back of the natural symplectic form defines on a symplectic form locally invariant by the renormalisation operator .
Proof.
Combination of Theorem 5 and Subsection 5.1.
∎
Dimension counts
We give here the dimension of character varieties for .
[TABLE]
[TABLE]
In particular, the dimension of is and for any the dimension of is
6. Comments and open problems
6.1. Dynamics of the renormalisation operator
One important objective of renormalisation theory in the context of circle diffeomorphisms is to characterise -conjugacy classes. It has been conjectured for a long time that under mild arithmetic conditions, the decorated rotation number determines rigidity classes.
Conjecture 1**.**
There is a full-measure set of decorated rotation numbers for which the following statement holds. Let and be circle diffeomorphisms with breaks, with breaks of the same size and same decorated rotation number. Then and are smoothly conjugate.
This conjecture is implied by a sufficiently refined understanding of the dynamics of . Precisely we have that under arithmetic conditions (which have to do with the existence of "small divisors" type of problem), exponentially fast convergence of to [math] implies -conjugacy between and .
In [KY15], the authors show that in the case of one break point, restricted to the set of irrational rotation numbers, the renormalisation operator is hyperbolic and that level sets of the rotation number function are stable spaces of . This is enough to prove Conjecture 1 in this case. This motivates the following conjecture
Conjecture 2**.**
The renormalisation operator , restricted , is hyperbolic restricted to its attractor.
Recall that the dimension of is equal to . Heuristically, the decorated rotation number accounts for unstable directions. The existence of these unstable directions is known in the linear case, it is the hyperbolicity of the Rauzy-Veech induction restricted to standard interval exchange transformations. The existence of an invariant symplectic form would allow us to immediately construct the stable directions. Indeed, it is a standard property of symplectic matrices that an eigenvalue comes with the eigenvalue with equal multiplicity.
6.2. Connected components of character varieties
Understanding the topology of character varieties is a challenging problem in itself, even more so in the case of surfaces with boundary components. Classification of connected components of -relative character varieties is worked out in Mondello’s article [Mon16].
To a representation one can associate an algebraic invariant called its Euler number, which we denote by . In the case it is nothing but the characteristic class defined by the flat bundle of rank over of monodromy and is integer-valued. The definition in the case with boundary is slightly more involved as it requires to take care of extra terms coming from the boundary.
If is fixed, it is well-known that
[TABLE]
takes only finitely many values and is constant on connected components. Modello shows in [Mon16] using the theory of Higgs bundles, that this Euler number actually characterises connected components. We ask the following question
Question 1**.**
To which connected components belong representations constructed from piecewise Moebius circle diffeomorphisms with breaks?
There is at least one component that can be excluded. The component with maximal Euler number identifies with the Teichmüller space of complete hyperbolic metrics. It is easily shown that the mapping class group acts properly discontinuously on this component. But on the other hand, recurrence properties of the renormalisation operator(which identifies with a "sub-action" of the mapping class group) ensure that the mapping class group action on a component appearing in the study of circle diffeomorphisms with breaks is not proper and discontinuous. Another question we think is interesting is the following
Question 2**.**
What are the representations which can arise as the representation of a minimal circle diffeomorphism with break?
6.3. Links to mapping class group dynamics
As mentioned in the previous paragraph, the renormalisation operator and the mapping class group action on are closely related. In general, we know of the existence of special components for which the latter action is properly discontinuous. However, for other components it is suspected that this action is going to be ergodic with respect to the symplectic volume. This conjecture remains widely open in the general case although it has been proven in the (closed) genus case by Marché and Wolff [MW16]. Another notable piece of work in the -case is [Gol03], where the ergodic properties of the mapping class group action is completely analysed in the case of the one-holed torus.
Although it is not so clear to the authors what Conjecture 2 implies for the mapping class group action on relative character varieties, it would certainly provide some interesting insight into its topological dynamics. Indeed, it would imply that a small sub-action displays some relatively rich dynamical behaviour. This sub-action could be replicated in many different way by conjugating in , potentially offering a path to a proof of the existence of dense orbits.
The reference list from the paper itself. Each links out to its DOI / PubMed record.
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