A Pogorelov estimate and a Liouville type theorem to parabolic $k$-Hessian equations
Yan He, Haoyang Sheng, Ni Xiang

TL;DR
This paper establishes Pogorelov estimates and Liouville theorems for parabolic $k$-Hessian equations, showing that solutions with certain convexity and growth conditions are necessarily quadratic in space and linear in time.
Contribution
It introduces new Pogorelov type estimates and Liouville theorems for solutions of parabolic $k$-Hessian equations under specific convexity and growth assumptions.
Findings
Solutions are linear in time plus quadratic in space.
Any $k+1$-convex-monotone solution with quadratic growth in initial data is of a specific polynomial form.
The results extend classical estimates to a parabolic $k$-Hessian context.
Abstract
We consider Pogorelov type estimates and Liouville type theorems to parabolic -Hessian equations of the form in . We derive that any \textbf{-convex-monotone} solution to when satisfies a quadratic growth and must be a linear function of plus a quadratic polynomial of .
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Taxonomy
TopicsNonlinear Partial Differential Equations · Geometric Analysis and Curvature Flows · Advanced Mathematical Modeling in Engineering
A Pogorelov estimate and a Liouville type theorem to parabolic -Hessian equations
Yan He, Haoyang Sheng, Ni Xiang
Faculty of Mathematics and Statistics, Hubei Key Laboratory of Applied Mathematics, Hubei University, Wuhan 430062, P.R. China
[email protected]; [email protected]; [email protected]
Abstract.
We consider Pogorelov type estimates and Liouville type theorems to parabolic -Hessian equations of the form in . We derive that any -convex-monotone solution to when satisfies a quadratic growth and must be a linear function of plus a quadratic polynomial of .
Mathematical Subject Classification (2010): Primary 35K55, Secondary 35B45.
Keywords: Pogorelov estimate, Liouville type theorem, parabolic -Hessian equation, -convex-monotone.
This research was supported by funds from Hubei Provincial Department of Education Key Projects D20171004.
1. Introduction
In this paper, we derive a Liouville type theorem for parabolic k-Hessian equations
[TABLE]
Namely, any -convex-monotone solution of (1.1) with a quadratic growth and , must be a linear function of plus a quadratic polynomial of .
To obtain the Liouville type theorem, the key points are Pogorelov estimates in our method. Thus, we consider the following equations
[TABLE]
where , . Here is a bounded domain and . The parabolic boundary is defined by
[TABLE]
where denotes the closure of and denotes the boundary of . The k-th elementary symmetric polynomial is denoted by :
[TABLE]
means is applied to the eigenvalues of . Let be an open convex cone in :
[TABLE]
Here the function is said to be -convex if the eigenvalues of lie in . Moreover, it is said to be -convex-monotone if it is convex in and non-increasing in . The quadratic growth means that there are some positive constants and sufficiently large , such that,
[TABLE]
A priori estimates for elliptic -Hessian equations
[TABLE]
have been studied intensively by many authors. In Chou-Wang [5], the authors got interior gradient and second order estimates when depends on . Warren-Yuan [19] obtained interior estimates in the case of equations in , which originated from special Lagrangian geometry. Guan-Qiu [8] established interior estimates for solutions of the prescribing scalar curvature equations and 2-Hessian equations under additional assumption that for some constant The purely interior estimates for semi-convex solutions of above equation have been obtained by McGonagle-Song-Yuan [16] recently. For , Li-Ren-Wang [15] established Pogorelov estimates under the condition -convex, when depends on .
Our paper is based on the work of Li-Ren-Wang [15]. Firstly, We extend the Pogorelov estimate from elliptic Hessian equations to parabolic Hessian equations. We have obtained the following Pogorelov type estimates.
Theorem 1.1**.**
Let be a -convex-monotone solution of (1.2) satisfying . Then there exists a positive constant sufficiently large such that
[TABLE]
* depends on the diameter of , , , and .*
For , we can decrease the power in (1.5) and improve the estimates as follows.
Theorem 1.2**.**
Let be a -convex-monotone solution of the following equation (1.6) satisfying .
[TABLE]
Then
[TABLE]
* depends on the diameter of , , and .*
These type of interior estimates are important for existence of isometric embedding of non-compact surfaces and for Liouville type theorems. There has been much activities on Liouville type theorems for elliptic -Hessian equations. In 2003, Bao-Chen-Guan-Ji [2] studied the Liouville theorem to
[TABLE]
They proved that entire convex solutions of the equation (1.8) with a quadratic growth are quadratic polynomials. In 2010, Chang-Yuan [7] considered
[TABLE]
and obtained that the entire solution to (1.9) is quadratic polynomial if
[TABLE]
where . In 2016, Li-Ren-Wang [15] considered for general . They obtained that global -convex solutions with a quadratic growth are quadratic polynomials. Chen-Xiang [6] improved the condition from -convex to -convex for under . Especially, for , can be redundant. Then He-Sheng-Xiang [14] removed the condition for -Hessian equations in general dimension .
However, as far as we know, Liouville type theorems for parabolic fully nonlinear equations are known most for parabolic Monge-Ampère equations. Gutirrez-Huang [11] extended Theorem of Jrgens, Calabi, and Pogorelov to parabolic Monge-Ampère equations. Xiong-Bao [20] obtained Liouville theorems for
[TABLE]
Zhang-Bao-Wang [21] extend the theorem of Caffarelli and Li [4] to parabolic Monge-Ampère equation
[TABLE]
and obtain asymptotic behavior at infinity. And along the line of approach in their paper, other parabolic Monge-Ampère equations can be also treated. For general , Nakamori S. and Takimoto K.[17] studied the bernstein type theorem for parabolic -Hessian equations when the entire solution was convex-monotone. Recently, He-Pan-Xiang [13] prove that the -convex-monotone solutions with , and a quadratic growth must be a linear function of plus a quadratic polynomial of when .
Then using Theorem 1.1, we have established the following Liouville type theorem for parabolic -Hessian equations.
Theorem 1.3**.**
Let be a -convex-monotone solution of (1.1), satisfying a quadratic growth, and . Then has the form where and is a quadratic polynomial.
This paper is organized as follows. We start with some notations and Lemmas in section 2. In section 3 we prove a Pogorelov estimate for the -convex-monotone solutions to parabolic -Hessian equation (1.2). A Pogorelov estimate for the 2-convex-monotone solutions to parabolic 2-Hessian equation (1.6) is given in section 4. The proof of Liouville Theorem (Theorem1.3) is given in section 5.
2. Preliminaries
Throughout this paper, we use the Einstein summation convention and denote by the eigenvalues of . To begin this section, we introduce some notations.
Definition 2.1**.**
Let .
(1)
[TABLE]
is also denoted by .
(2)
[TABLE]
is also denoted by .
The following Lemmas will be used in the proof for Pogorelov estimates.
Lemma 2.2**.**
(See [18]) Suppose . For , the following is the generalized Newton-MacLaurin inequality
[TABLE]
Lemma 2.3**.**
(See [15]) (1)Let be a -convex fucntion, , be the eigenvalues of with . Then there exists a positive constant such that .
(2)Assume there exists a positive constant such that . Let be the eigenvalues of , Then
[TABLE]
Proof.
(1)
[TABLE]
Since , we have
[TABLE]
(2)
[TABLE]
Lemma 2.4**.**
(See [1])Let be a symmetric matrix, be a diagonal matrix, be a symmetric function of the eigenvalues of metrices. Let us denote by the eigenvalues of . Set . Then
[TABLE]
and
[TABLE]
For our case, , , . Then
[TABLE]
and
[TABLE]
Lemma 2.5**.**
(See [9])Let , . For any , we have
[TABLE]
Lemma 2.6**.**
(See [3], [13]) Suppose that is diagonal, and the eigenvalues of lie in . If is symmetric and
[TABLE]
then
[TABLE]
For our case, let , , , . Assume is a small positive constant and . Then
[TABLE]
3. A Pogorelov estimate for the -convex-monotone solutions to parabolic -Hessian equations
In this section, we consider Pogorelov estimates for parabolic -Hessian equations (1.2). We shall prove Theorem 1.1.
Since on , we have in by the Comparison principle. By Lemma 2.3, there exists such that . Take the test function
[TABLE]
where , . Constants and are positive constants to be determined later. Assume the maximum of is attained at , is diagonal and .
Then
[TABLE]
By Lemma 2.4, we obtain
[TABLE]
Moreover,
[TABLE]
Now differentiating equations (1.2), we obtain
[TABLE]
and
[TABLE]
Note that
[TABLE]
Then (3.5) implies that
[TABLE]
[TABLE]
where
[TABLE]
We claim that:
Claim 3.1**.**
Suppose is the -convex solution of (1.2) with . Then, either
[TABLE]
or
[TABLE]
It is obviously that (3.8) implies (1.5). If (3.9) holds, combining Lemma 2.2, we can obtain
[TABLE]
Then (1.5) is still holds and we completes the proof of Theorem 1.1.
Thus the proofs for (3.8) and (3.9) in Claim 3.1 are the remaining questions. By Lemma 2.3, we obtain
[TABLE]
and
[TABLE]
Moreover, by Cauthy inequality, we have
[TABLE]
It yields
[TABLE]
Therefore, by (3.10) and (3.11), we have
[TABLE]
We divide the proof into two cases: and .
(A) . In this case, we assert that
[TABLE]
We further divide case (A) into three subcases to prove the above assertion (3.13).
(A1) , .
[TABLE]
Then combining , we have
[TABLE]
(A2) , . Let . We may assume and . Hence, for , we have
[TABLE]
where we have used . Thus
[TABLE]
(A3) .
[TABLE]
Combining , we have
[TABLE]
We choose . From the above three subcases, we obtain
[TABLE]
where we choose
[TABLE]
when and is sufficiently large.
(B) . In this case, we shall prove that either (3.8) holds or
[TABLE]
Now set such that . Here is an integer less than . Then
[TABLE]
Note that, by (2.1) in Lemma 2.5, we have
[TABLE]
Besides
[TABLE]
Therefore, from (3.15) and (3.16) we have
[TABLE]
Combining (3.12) and (3.17), by direct calculation, the left hand side of (3.14) becomes
[TABLE]
where we have used for and sufficiently large. Here
[TABLE]
[TABLE]
and
[TABLE]
Suppose that there exists such that . Then
[TABLE]
and (3.8) holds. Therefore, we can focus on the otherwise situation and further divide case (B) into two subcases. For convenience, let us fix satisfying .
(B1) Fix and . Then we can find such that (3.14) holds when
[TABLE]
In fact, by direct calculation, we have
[TABLE]
if is small enough.
Note that for ,
[TABLE]
For ,
[TABLE]
Then combining (3.21), (3.22) and (3.23), (3.18) becomes
[TABLE]
if we choose sufficiently small. Then we have proved (3.14) when (3.20) holds.
(B2) Now we assert that we can further find constants , such that (3.14) holds when
[TABLE]
and
[TABLE]
for some .
To this end, we will prove it by induction. In other words, we assume (3.26) holds firstly. Then we shall find sufficiently small such that (3.14) holds provided we have (3.25). Since , we have, for ,
[TABLE]
[TABLE]
[TABLE]
[TABLE]
Combining (3.27)-(3.30), by direct calculation, we have
[TABLE]
Moreover, by (3.31), we obtain
[TABLE]
if is sufficiently small. Besides,
[TABLE]
and
[TABLE]
From (3.32)-(3.34), if we choose sufficiently large and sufficiently small, becomes
[TABLE]
if is sufficiently small.
Note that for ,
[TABLE]
For ,
[TABLE]
Then combining (3.35)-(3.37) and (3.18) we have
[TABLE]
if we choose sufficiently small. Hence, combining (3.19), (3.18), (3.24) and (3.38), we have proved that either (3.8) or (3.14) holds. Besides, from (A1)-(A3), we have (3.13). Thus we have proved the Claim 3.1 and we complete the proof of Theorem 1.1.
4. A Pogorelov estimate for the 3-convex-monotone solutions to
parabolic 2-Hessian equations
In this section, we shall prove the Theorem 1.2. Since on , we have in by the Comparison principle (see Theorem 17.1 in Page 443 of [10]). By Lemma 2.3, there exists such that . Take the test function
[TABLE]
where , . Constants and are positive constants to be determined later. Assume the maximum of is attained at , is diagonal and .
Then
[TABLE]
By Lemma 2.4 we obtain
[TABLE]
Moreover,
[TABLE]
Now differentiating equation (1.2), we obtain
[TABLE]
and
[TABLE]
Note that
[TABLE]
Then (4.4) implies that
[TABLE]
Then by (4.1)-(4.5) and (2.2), we have
[TABLE]
where
[TABLE]
Now we assert that
[TABLE]
If (4.7) holds, we obtain
[TABLE]
Note that . Thus (4.8) becomes
[TABLE]
where is sufficiently large. Then
[TABLE]
It completes the proof of Theorem 1.2.
Now the remaining question is the proof of assertion (4.7). Note that by Lemma 2.3, we obtain
[TABLE]
and
[TABLE]
Moreover, by Cauthy inequality, we have
[TABLE]
It yields
[TABLE]
Therefore, by (4.10) and (4.11) we have
[TABLE]
We divide the proof into two different cases: and .
(A). In this case, we shall prove
[TABLE]
We further divide case (A) into three subcases.
(A1) , .
[TABLE]
Then combining , we have
[TABLE]
(A2), . Let . We may assume and . Hence, for , we have
[TABLE]
Thus
[TABLE]
(A3).
[TABLE]
Combining , we have
[TABLE]
From the above three subcases, we have
[TABLE]
where we have used
[TABLE]
when is large and .
(B). In this case, we shall prove that
[TABLE]
In fact, it is easy to see that
[TABLE]
where we have used
[TABLE]
Note that
[TABLE]
when is small. Then
[TABLE]
if is sufficiently large and . From (4.12) and (4.13), we have proved the assertion (4.7).
Remark 4.1*.*
We point out a fact. The power in (1.7) can be improved to any constant larger than . Indeed, for any , let , . Then we have
[TABLE]
So the argument is still valid.
5. Proof of the Liouville theorems
Proof of the Liouville theorem for parabolic k-Hessian equations: In this section, we give the proof of Theorem 1.3. The proof is classical.
Let be a solution of equation (1.1). Set
[TABLE]
and
[TABLE]
Then satisfies
[TABLE]
Note that
[TABLE]
and therefore
[TABLE]
Thus is bounded and
[TABLE]
By Theorem 1.1, it yields
[TABLE]
where is an absolutely constant. Besides, set . It is obviously that in . Thus
[TABLE]
It follows that
[TABLE]
in . Here is arbitrary. Furthermore, using Evans-Krylov theory (see [10]), we obtain
[TABLE]
It proves the theorem 1.3.
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