Commutant lifting and Nevanlinna-Pick interpolation in several variables
Deepak K. D., Deepak Pradhan, Jaydeb Sarkar, Dan Timotin

TL;DR
This paper extends commutant lifting and Nevanlinna-Pick interpolation theorems to multipliers between vector-valued Drury-Arveson space and various reproducing kernel Hilbert spaces over the unit ball, including Hardy and Bergman spaces.
Contribution
It establishes a unified framework for commutant lifting and interpolation in several variables for a broad class of Hilbert spaces.
Findings
Generalized commutant lifting theorem for vector-valued spaces
Nevenlinna-Pick interpolation results in several variables
Applicable to Hardy, Bergman, and weighted Bergman spaces
Abstract
This paper concerns a commutant lifting theorem and a Nevanlinna-Pick type interpolation result in the setting of multipliers from vector-valued Drury-Arveson space to a large class of vector-valued reproducing kernel Hilbert spaces over the unit ball in . The special case of reproducing kernel Hilbert spaces includes all natural examples of Hilbert spaces like Hardy space, Bergman space and weighted Bergman spaces over the unit ball.
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Taxonomy
TopicsHolomorphic and Operator Theory · Algebraic and Geometric Analysis · Spectral Theory in Mathematical Physics
Commutant lifting and Nevanlinna-Pick interpolation in several variables
Deepak K. D
Indian Statistical Institute, Statistics and Mathematics Unit, 8th Mile, Mysore Road, Bangalore, 560059, India
,
Deepak Kumar Pradhan
Indian Statistical Institute, Statistics and Mathematics Unit, 8th Mile, Mysore Road, Bangalore, 560059, India
,
Jaydeb Sarkar
Indian Statistical Institute, Statistics and Mathematics Unit, 8th Mile, Mysore Road, Bangalore, 560059, India
[email protected], [email protected]
and
Dan Timotin
Institute of Mathematics of the Romanian Academy, P.O. Box 1-764, Bucharest, 014700, Romania
Abstract.
This paper concerns a commutant lifting theorem and a Nevanlinna-Pick type interpolation result in the setting of multipliers from vector-valued Drury-Arveson space to a large class of vector-valued reproducing kernel Hilbert spaces over the unit ball in . The special case of reproducing kernel Hilbert spaces includes all natural examples of Hilbert spaces like Hardy space, Bergman space and weighted Bergman spaces over the unit ball.
Key words and phrases:
Commutant lifting theorem, Nevanlinna-Pick interpolation, weighted Bergman spaces, dilations, multipliers
2010 Mathematics Subject Classification:
30E05, 47A13, 47A20, 34L25, 47B32, 47B35, 32A35, 32A36, 32A38
1. Introduction
Let be the open unit disc in the complex plane . The classical Nevanlinna–Pick interpolation theorem [13, 15] states: Given distinct points (initial data) and points (target data), there exists a such that and such that
[TABLE]
for all , if and only if the Pick matrix
[TABLE]
is positive semi-definite. Here we denote by the Banach algebra of all bounded analytic functions on equipped with the norm , . In his seminal paper [16], Sarason proved the commutant lifting theorem for compressions of the shift operator to shift co-invariant subspaces of the Hardy space which gives a simpler and elegant proof of the Nevanlinna–Pick interpolation theorem.
Sarason’s approach to the commutant lifting theorem, along with its direct application to Nevanlinna–Pick interpolation theorem, is deeply connected with a number of classical problems in function theory and operator theory and have been studied extensively in the past few decades (cf. [9]). There also has been a great deal of interest in analyzing the possibilities of commutant lifting theorem and interpolation (and other related problems) in the setting of general reporducing kernel Hilbert spaces over domains in , (for instance, see [4], [8], [2], [5] and [7]).
In this paper we make a contribution to a commutant lifting theorem and a version of Nevanlinna-Pick interpolation interpolation in several variables. To be more precise, let and let denotes the reproducing kernel Hilbert space corresponding to the kernel on , where
[TABLE]
and . Recall that is the Drury-Arveson space (popularly denoted by ), the Hardy space, the Bergman space and the weighted Bergman space over for , , and , respectively.
Our main results, restricted to , , can now be formulated as follows:
Commutant lifting theorem (Theorem 3.4): Suppose and are joint co-invariant subspaces of and , respectively. Let and . If
[TABLE]
for all , then there exists a holomorphic function such that the multiplication operator , (that is, is a contractive multiplier), and
[TABLE]
Thus, we have the following commutative diagram:
[TABLE]
Given a closed subspace of a Hilbert space we denote by the orthogonal projection of on .
Nevanlinna–Pick interpolation theorem (Theorem 5.1): Given distinct points and points , there exists a contractive multiplier such that
[TABLE]
for all if and only if the matrix
[TABLE]
is positive semi-definite. Here for all .
We make strong use of the commutant lifting theorem in the setting of Drury-Arveson space (see Theorem 2.2) and a refined factorization result (see Theorem 4.2) concerning multipliers between Drury-Arveson space and a large class of analytic reproducing kernel Hilbert space over .
The remainder of the paper is organized as follows. Section 2 discusses some useful and known facts about reproducing kernel Hilbert spaces. Section 3 presents the commutant lifting theorem. Section 4 is devoted to factorizations of multipliers. The factorization results obtained here may be of independent interest. Section 5 provides the interpolation theorem.
2. Preliminaries
The Drury-Arveson space over the unit ball in will be denoted by . Recall that is a reproducing kernel Hilbert space corresponding to the kernel function
[TABLE]
Let be a kernel such that is analytic in the first variables . We say that is regular if there exists a kernel , analytic in , such that
[TABLE]
If is a regular kernel, then , the reproducing kernel Hilbert space corresponding to the kernel , will be referred as a regular reproducing kernel Hilbert space.
In the case of a regular reproducing kernel Hilbert space , it follows [11] that , the multiplication operator by the coordinate function , is bounded. Note that
[TABLE]
for all , and . Moreover, it also follows that the commuting tuple on is a row contraction, that is
[TABLE]
If is a Hilbert space, then we also say that is a regular reproducing kernel Hilbert space. Note that the kernel function of is given by
[TABLE]
The -valued Drury-Arveson space, denoted by , is the reproducing kernel Hilbert space corresponding to the -valued kernel function
[TABLE]
To simplify the notation, we often identify with via the unitary map defined by for all and . This also enable us to identify on with on .
Typical examples of regular reproducing kernel Hilbert spaces arise from weighted Bergman spaces over . More specifically, let , and let
[TABLE]
Then is a regular reproducing kernel Hilbert space. Note that is the Hardy space, Bergman space and weighted Bergman space for , and for any , respectively.
Suppose and are Hilbert spaces and is a commuting tuple of bounded linear operators on . We say that on dilates to on if there exists an isometry such that
[TABLE]
for all (cf. [17]). We often say that is a dilation of .
If is a regular reproducing kernel Hilbert space, then by [Theorem 6.1, [11]], it follows that on dilates to on for some Hilbert space . More specifically:
Theorem 2.1**.**
Let be a Hilbert space. If is a regular reproducing kernel Hilbert space, then there exist a Hilbert space and an isometry
[TABLE]
such that
[TABLE]
for all .
Since on is a pure row contraction [11], the above result also directly follows from Muller-Vasilescu [12] and Arveson [3].
In what follows, given a Hilbert space and a closed subspace of , we will denote by the inclusion map
[TABLE]
Note that is an isometry and
[TABLE]
We now recall the commutant lifting theorem in the setting of the Drury-Arveson space (see [2] or Theorem 5.1, page 118, [5]). A closed subspace of a regular reproducing kernel Hilbert space is said to be shift co-invariant if
[TABLE]
Theorem 2.2**.**
Let and be Hilbert spaces. Suppose and are shift co-invariant subspaces of and , respectively, and let . If
[TABLE]
for all , then there exists a multiplier such that and .
Recall also that, given regular reproducing kernel Hilbert spaces and , a function is called a multiplier from to if
[TABLE]
The multiplier space is the set of all multipliers from to . In what follows, will denote the closed ball of radius one:
[TABLE]
We have the following useful characterization of multipliers (cf. Proposition 4.2, [17]): Let be a regular reproducing kernel Hilbert space, and let . Then
[TABLE]
if and only if for some .
3. Commutant lifting theorem
We begin with a general result concerning intertwiner of bounded linear operators.
Lemma 3.1**.**
Suppose and are isometries, , , and . Moreover, let satisfies
[TABLE]
If we define
[TABLE]
and
[TABLE]
then and
[TABLE]
Proof. Notice that and . Hence
[TABLE]
and in particular
[TABLE]
which shows that . Moreover
[TABLE]
which completes the proof. ∎
Now we are ready to prove a variation, in terms of dilations, of Theorem 2.2.
Theorem 3.2**.**
Let and be Hilbert spaces. Suppose and are commuting tuples on and , respectively, , , and
[TABLE]
for all . If and are dilations of and , respectively, then there exists a multiplier such that
[TABLE]
Proof.
Let
[TABLE]
If
[TABLE]
then by Lemma 3.1, it follows that and
[TABLE]
for all . It then follows from the commutant lifting theorem, Theorem 2.2, that
[TABLE]
for some and . Then
[TABLE]
It then follows from
[TABLE]
that
[TABLE]
Thus
[TABLE]
and hence . ∎
Now let be a shift co-invariant subspace of . An isometry is said to be a dilation of if
[TABLE]
for all , that is on dilates to on via the isometry .
Lemma 3.3**.**
Let be a regular reproducing kernel Hilbert space, and let and be a Hilbert spaces. Suppose is a shift co-invariant subspace of . If is a dilation of , then , defined by
[TABLE]
is a dilation .
Proof.
We first observe that
[TABLE]
Now we compute
[TABLE]
Now
[TABLE]
and so
[TABLE]
for all . This completes the proof of the lemma. ∎
We are now ready to present and prove the commutant lifting theorem.
Theorem 3.4**.**
Let be a regular reproducing kernel Hilbert space, and be Hilbert spaces, and let and be shift co-invariant subspaces of and , respectively. Let , and suppose that and
[TABLE]
for all . Then there exists a multiplier such that
[TABLE]
Proof.
Observe that the inclusion map is a dilation of . Let be a dilation of (see Theorem 2.1), that is, is an isometry and
[TABLE]
for all and some Hilbert space . Set
[TABLE]
By Lemma 3.3, it follows that is a dilation of . Then Theorem 3.2 yields
[TABLE]
for some multiplier . Hence
[TABLE]
Since
[TABLE]
we have, using also the adjoint of (3.1),
[TABLE]
for all , that is, intertwines the shifts. Consequently
[TABLE]
for some multiplier . Hence
[TABLE]
and thus
[TABLE]
Hence, we have
[TABLE]
Finally
[TABLE]
completes the proof of the theorem. ∎
A simpler way of presenting the above theorem, from Hilbert module point of view, is to say that the following diagram commutes:
[TABLE]
4. Factorizations
Let be a regular reproducing kernel on . Then there exists a positive definite kernel such that
[TABLE]
Let be the reproducing kernel Hilbert space corresponding to the kernel . Suppose and is the evaluation map, that is
[TABLE]
Then
[TABLE]
and so
[TABLE]
From Corollary 4.2 in [11] it follows that the map
[TABLE]
defines a coisometry from to . If we view as a reproducing kernel Hilbert space of functions with values in , then the map is actually the multiplier ; indeed, if we compute the action on reproducing kernels, we have
[TABLE]
This formula may be extended by tensorizing with , where is a Hilbert space. If we define by , then is obviously also a coisometric multiplier. Taking into account (4.1), we obtain the following theorem (see also [10, Theorem 4.1] and [11, Theorem 6.2]):
Theorem 4.1**.**
Let be a regular kernel, and let
[TABLE]
for some kernel on . Suppose is the reproducing kernel Hilbert space corresponding to the kernel . If is a Hilbert space, then there exists a co-isometric multiplier such that
[TABLE]
In particular, it is instructive to consider the familiar case: weighted Bergman spaces over . Let be an integer and let
[TABLE]
Then
[TABLE]
and hence is given by
[TABLE]
for all and . Note also that
[TABLE]
for all , and .
For this particular case, the representation of has been computed explicitly in Section 4 of [6] and [4].
Now suppose and are Hilbert spaces, and is a regular kernel on . Let be an analytic function. From [14, Theorem 6.28] it follows that if and only if
[TABLE]
is a positive definite kernel. By virtue of Theorem 4.1, this is equivalent to positive definiteness of the kernel
[TABLE]
We may then apply [1, Theorem 8.57()] to obtain the following theorem.
Theorem 4.2**.**
Let and be Hilbert spaces, and let be an analytic function. In the setting of Theorem 4.1, the following conditions are equivalent:
(i) ,
(ii) there exists such that
[TABLE]
More specifically, the multiplier makes the following diagram commutative:
H^{2}_{n}\otimes\mathcal{E}_{1}$$M_{\Theta}$$\mathcal{H}_{k}\otimes\mathcal{E}_{2}$$H^{2}_{n}\otimes(\mathcal{H}_{\tilde{k}}\otimes\mathcal{E}_{2})$$M_{\tilde{\Theta}}$$M_{\Psi_{k}}
One should compare Theorems 4.1 and 4.2 with Lemma 4.1 and Theorem 4.2 in [6] and Theorem 2.1 in [4].
5. Nevanlinna-Pick interpolation
We now turn to the interpolation problem. Let and be Hilbert spaces. We denote by the open unit ball of , that is
[TABLE]
We aim to solve the following version of Pick-type interpolation problem: Suppose , and . Find necessary and sufficient conditions (on and ) for the existence of a multiplier such that
[TABLE]
for all .
Given such data , , set
[TABLE]
and
[TABLE]
Obviously and are shift co-invariant subspaces of and , respectively. Define by
[TABLE]
for all and . Then
[TABLE]
for all . Then, by Theorem 3.4, is a contraction if and only if there exists such that
[TABLE]
In particular
[TABLE]
for all and , and so satisfies (5.1). Conversely, if satisfies (5.1), then it is easy to see that defines a contractions from to .
Now is a contraction if and only if
[TABLE]
for all , where the last equality follows from Theorem 4.1.
On the other hand, Theorem 4.2 says that if and only if there exists such that
[TABLE]
for all . Summarizing, we have established the following interpolation theorem:
Theorem 5.1**.**
Let and be Hilbert spaces, be a regular kernel on , and let
[TABLE]
for some kernel on . Suppose and . Then the following conditions are equivalent:
(i) There exists a multiplier such that for all .
(ii) \displaystyle\sum_{1\leq i,j\leq m}\langle\Big{(}k(\bm{z}_{i},\bm{z}_{j})I_{\mathcal{E}_{2}}-\frac{W_{i}W^{*}_{j}}{1-\langle\bm{z}_{i},\bm{z}_{j}\rangle}\Big{)}\eta_{j},\eta_{i}\rangle for all .
(iii) There exists a multiplier such that
[TABLE]
If and , (that is, weighted Bergman space over with an integer weight), then a part of Theorem 5.1 was proved by Ball and Bolotnikov [4].
Note that, the positivity condition in part (ii) of Theorem 5.1 does not hold in general:
Example: Consider the regular kernel as the Bergman kernel on , that is
[TABLE]
Here
[TABLE]
Then, for a given pair of points , condition (ii) in Theorem 5.1 holds for some pair if and only if
[TABLE]
where ’ denotes the Schur product of matrices. However, if and , then it is easy to see that the positivity condition fails to hold for any such that
[TABLE]
Acknowledgement: The research of the second named author is supported by NBHM (National Board of Higher Mathematics, India) post-doctoral fellowship no: 0204/27-
/2019/R&D-II/12966. The research of the third named author is supported in part by NBHM grant NBHM/R.P.64/2014, and the Mathematical Research Impact Centric Support (MATRICS) grant, File No: MTR/2017/000522 and Core Research Grant, File No: CRG/2019/000908, by the Science and Engineering Research Board (SERB), Department of Science & Technology (DST), Government of India. The third author also would like to thanks the Institute of Mathematics of the Romanian Academy, Bucharest, Romania, for its warm hospitality during a visit in May 2019.
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