Towards a Connected Sky: Performance of Beamforming with Down-tilted Antennas for Ground and UAV User Co-existence
Ramy Amer, Walid Saad, Nicola Marchetti

TL;DR
This paper investigates the performance of beamforming with down-tilted antennas in cellular systems supporting both ground users and aerial users like UAVs, analyzing how system parameters affect content delivery success.
Contribution
It introduces a model for simultaneous content delivery to aerial and ground users using massive MIMO and conjugate beamforming, deriving success probability as a function of system parameters.
Findings
Down-tilt angles create a tradeoff when UAV altitude is below BS height.
For UAVs above BS height, larger down-tilt angles improve performance for both UAVs and ground users.
Optimal antenna tilt depends on UAV altitude relative to BS height.
Abstract
Providing connectivity to aerial users such as cellular connected unmanned aerial vehicles is a key challenge for future cellular systems. In this paper, the use of conjugate beamforming for simultaneous content delivery to an AU coexisting with multiple ground users is investigated. In particular, a content delivery network of uniformly distributed massive MIMO enabled ground base stations serving both aerial and ground users through spatial multiplexing is considered. For this model, the successful content delivery probability is derived as a function of the system parameters. The effects of various system parameters such as antenna down-tilt angle, AU altitude, number of scheduled users, and number of antennas on the achievable performance are then investigated. Results reveal that whenever the AU altitude is below the BS height, the antennas down-tilt angles yield an inherent…
| No | Precoding for channel | Traverse through channel | Seen by | Intended | Channel gain |
| 1 | GU | Yes | |||
| 2 | Nakagami | Nakagami | AU | Yes | |
| 3 | GU | No | |||
| 4 | Nakagami | AU | No | ||
| 5 | Nakagami | GU | No | ||
| 6 | Nakagami | Nakagami | AU | No |
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Taxonomy
TopicsUAV Applications and Optimization · Advanced MIMO Systems Optimization · Cooperative Communication and Network Coding
Towards a Connected Sky: Performance of Beamforming with Down-tilted Antennas for Ground and UAV User Co-existence
Ramy Amer, Walid Saad, and Nicola Marchetti
Ramy Amer, Walid Saad, and Nicola Marchetti Ramy Amer and Nicola Marchetti are with CONNECT Centre for Future Networks, Trinity College Dublin, Ireland. Email:{ramyr, nicola.marchetti}@tcd.ie.Walid Saad is with Wireless@VT, Bradley Department of Electrical and Computer Engineering, Virginia Tech, Blacksburg, VA, USA. Email: [email protected] publication has emanated from research conducted with the financial support of Science Foundation Ireland (SFI) and is co-funded under the European Regional Development Fund under Grant Number 13/RC/2077, and the U.S. National Science Foundation under Grants CNS-1836802 and IIS-1633363.
Abstract
Providing connectivity to aerial users (AUs) such as cellular-connected unmanned aerial vehicles (UAVs) is a key challenge for tomorrow’s cellular systems. In this paper, the use of conjugate beamforming (CB) for simultaneous content delivery to an AU co-existing with multiple ground users (GUs) is investigated. In particular, a content delivery network of uniformly distributed massive multiple-input multiple-output (MIMO)-enabled ground base stations (BSs) serving both aerial and ground users through spatial multiplexing is considered. For this model, the successful content delivery probability (SCDP) is derived as a function of the system parameters. The effects of various system parameters such as antenna down-tilt angle, AU’s altitude, number of scheduled users, and number of antennas on the achievable performance are then investigated. Results reveal that whenever the AU’s altitude is below the BS height, the antennas’ down-tilt angles yield an inherent tradeoff between the performance of the AU and the GUs. However, if the AU’s altitude exceeds the BS height, down-tilting the BS antennas with a considerably large angle improves the performance of both the AU and the GUs.
Index Terms:
Cellular-connected UAVs, conjugate beamforming.
I Introduction
A tremendous increase in the use of unmanned aerial vehicles (UAVs) in a wide range of applications, ranging from airborne base stations (BSs), delivery of goods, to traffic control, is expected in the foreseeable future [1, 2, 3, 4]. To enable these applications, UAVs must communicate with one another and with ground devices. To enable such communications, it is imperative to connect UAVs, seen as aerial users (AUs), to the ubiquitous wireless cellular network. Such cellular-connected UAVs have recently attracted attention in cellular network research in both academia and industry [5, 6, 7, 8, 9, 10] due to their ability to pervasively communicate. However, cellular networks have been designed to provide connectivity to ground users (GUs) rather than AUs [5]. For instance, cellular-connected UAV communication possesses substantially different characteristics that pose new technical challenges which include: dominance of line-of-sight (LoS) interference and reduced ground base stations (GBSs) antenna gain [5].
In this regard, the authors in [5] studied the feasibility of supporting drone operations using existing cellular infrastructure. Results revealed that the favorable propagation conditions that AUs enjoy due to their altitude is also one of their strongest limiting factors since they are susceptible to LoS interference. Meanwhile, the authors in [7] minimized the UAV’s mission completion time by optimizing its trajectory while maintaining reliable communication with the GBSs. In [8], through system simulations, the authors evaluated the performance of the downlink of AUs when supported by either a traditional cellular network, or a massive multiple-input multiple-output (MIMO)-enabled network with zero-forcing beamforming (ZFBF). In [9], the authors showed that cooperative transmission significantly improves the coverage probability for high-altitude AUs. However, while the works in [5, 7], [9], and [10] have analyzed the performance of cellular-connected UAVs, their approaches can not be used to effectively improve the performance of AUs while enhancing spectral efficiency (SE) by spatial multiplexing. Also, even though the work in [8] has proposed MIMO beamforming for an AU co-existing with multiple GUs, this work provides no analytical characterization of the performance of AUs or the impact of the antennas’ down-tilt angles.
The main contribution of this paper is a comprehensive analysis of cellular communications with AUs. In particular, we propose a MIMO conjugate beamforming (CB) approach that can improve the performance of cellular communication links for the AUs and effectively enhance the cellular system SE. We consider a network of one AU co-existing with multiple GUs that are being simultaneously served via massive MIMO-enabled GBSs. We introduce a novel analytical framework that can be leveraged to characterize the performance of the spatially multiplexed AU and GUs. Given the different channel characteristics and the corresponding precoding vectors among GUs and the AU, we first derive the gain of intended and interfering channels for both kind of users. We then analytically characterize the successful content delivery probability (SCDP) as a function of the system parameters. To our best knowledge, this is the first work to perform a rigorous analysis of MIMO CB to simultaneously serve aerial and ground users.
II System Model
Consider a cellular network composed of massive MIMO-enabled BSs distributed according to a homogeneous Poisson point process (PPP) of intensity , where . A three-sectored cell is associated with each BS, with each sector spanning an angular interval of . Each sector has a large antenna array of antennas each of which has a horizontal constant beamwidth of , and vertical beamwidth . CB is employed to simultaneously serve a selected set of users. These users are viewed as an AU that is scheduled with a set of GUs, as done in [8]. This assumption is in line with the fact that the number of current GUs is much larger than the number of AUs. We assume that the GUs are located according to some independent stationary point process. BSs are deployed at the same height while AUs and GUs are at altitudes and , respectively, where . Given the symmetry of the problem, we consider the performance of the typical ground and aerial users located at , and , respectively. We also refer to the serving BS as tagged BS, which is the nearest BS to the origin , with and being the distances from the GBS to the typical GU and AU, respectively.
For GUs, we consider independently and identically distributed (i.i.d.) quasi-static Rayleigh fading channels. The channel vector between the antennas of tagged BS and GU is , where for . is the channel variance between each single antenna and user , and is the identity matrix. defines the large-scale channel fading. We also assume that the GU channels are dominated by non-line-of-sight (NLoS) transmission. For the AU, we assume a wireless channel that is characterized by both large-scale and small-scale fading. For the large-scale fading, the channel between BS and the AU includes LoS and NLoS components, which are considered separately along with their probabilities of occurrence [11]. For small-scale fading, we adopt a Nakagami- model for the channel between each single antenna and the AU, as done in [9, 11, 12], with the following probability distribution function (PDF):
[TABLE]
where , and are the fading parameters for the LoS and NLoS links, respectively, with , and is a controlling spread parameter. When , Rayleigh fading is recovered with an exponentially distributed instantaneous power, which is the case for GUs or AUs with no LoS communication. For Nakagami channels, we assume that the phase is uniformly distributed in , i.e., . Given that Nakagami, it directly follows that the channel gain .
3D blockage is characterized by the fraction of the total land area occupied by buildings, the mean number of buildings being per 2, and the buildings’ height modeled by a Rayleigh PDF with a scale parameter . Hence, the probability of LoS when served from BS , at a horizontal-distance from the typical AU, is given as [5]:
[TABLE]
where and . In our model, we assume that the AUs are deployed in an urban environments, where and take relatively large values. Therefore, the large-scale channel fading for the AU is given by , where , and are the path loss exponents for LoS and NLoS links, respectively, with .
For a general user at altitude , the antenna directivity gain can be written similar to [5] as , for , and , for , where is the horizontal-distance to the BS, is formed by all the distances satisfying , and and denote respectively the antenna down-tilt and beamwidth angles. Therefore, the antenna gain plus path loss will be
[TABLE]
where , , and and are the path loss constants at a reference distance 1\text{,}\mathrm{m}$$ for LoS and NLoS, respectively. For the typical GU, , and, by NLoS assumption, . Note that, since one AU is simultaneously scheduled with GUs, the scheduled users encounter independent small-scale fading. Also, for the GUs, the small-scale fading is i.i.d. Moreover, for the AU, the impact of the channel spatial correlation can be significantly reduced using effective MIMO antenna design techniques, e.g., using antenna arrays whose elements have orthogonal polarizations or patterns [13]. Therefore, for analytical tractability, we ignore such spatial correlation.
Next, we introduce our proposed CB framework to spatially multiplex one AU and GUs. We develop a novel mathematical framework that can be leveraged to characterize the performance of aerial and ground users. This, in turn, allows us to quantify the impact of different system parameters, on the performance of AUs and GUs.
III Content Delivery Analysis
We assume that perfect channel state information (CSI) is available at the tagged BS. Linear precoding in terms of CB creates a transmission vector for antennas by multiplying the original data vector by a precoding matrix : , where consists of the beamforming weights. Let be the channel matrix between antennas of the tagged BS and its scheduled users, written as \boldsymbol{H}_{i}=\Big{[}\boldsymbol{h}_{i1}\dots\boldsymbol{h}_{ik}\dots\boldsymbol{h}_{iK}\Big{]}, where , and . For CB, tagged BS creates a precoding matrix \boldsymbol{W}_{i}=\Big{[}\boldsymbol{w}_{i1}\dots\boldsymbol{w}_{ik}\dots\boldsymbol{w}_{iK}\Big{]}, with , where each beam is normalized to ensure equal power assignment [14]. Moreover, let be the interfering channel between interfering BS and typical user . Neglecting thermal noise, the received signal at scheduled user , denoted as , is given by
[TABLE]
where . The first term in the above equation represents the desired signal from tagged BS with representing the received power and denoting the BS transmission power. The second and third terms represent the intra- and inter-cell interference, denotes as and , respectively. The information signal intended for user is denoted by a complex scalar with unit average power, i.e., .
Since we assume both LoS and NLoS communications for the AU, with corresponding small-scale fading, we need to distinguish between the two communication paradigms. For the NLoS case, all the users experience Rayleigh small-scale fading. For LoS communication, however, only the AU experiences Nakagami- small-scale fading, where . We hence start by characterizing the gain of intended and interfering channels in Table I.
The second and third columns in Table I list the marginal channel distributions, i.e., the channel from each single antenna to its intended receiver. We also use interfering BSs to refer to either intra- or inter-cell BS. The first row in Table I represents the intended channel gain for GUs. It is shown that the equivalent channel gain from tagged BS to its associated GU follows [14]. Similarly, the second row represents the intended channel gain for the AU, which is the sum of independent random variables (RVs), each of which follows . Hence, its intended channel gain follows . The third row stands for the interference power caused by transmission of a single beam from an interfering BS to its associated GU when seen by the typical GU, which follows [14]. The fourth (fifth) row describes cases in which a single beam from an interfering BS to its associated GU (AU) is transmitted and seen by the typical AU (GU). Similarly, the sixth row describes cases in which a single beam from an interfering BS to its associated AU is transmitted and seen by the typical AU. Next, we derive the channel gain for the fourth case, whereas the fifth and sixth cases follow in the same way and are omitted due to space limitations.
Theorem 1**.**
Under the massive MIMO assumption, whenever a single beam from an interfering BS is received by the typical AU then, the interference channel gain will be given by .
Proof.
We write the interfering channel coefficient as
[TABLE]
where , , , , and ; (a) follows since is a sum of i.i.d. exponential RVs, hence it follows . (b) follows since equals the square root of the RV , hence follows . Denoting the numerator of as , and writing as sum of real and imaginary RVs:
[TABLE]
where, by assumption, . We hence have a sum of i.i.d. RVs, each of which is the product of two independent RVs whose means and variances are and , respectively. It can easily be shown that and . For large , using the central limit theorem (CLT), we approximate the PDF of to , whose mean and variance are respectively , and
[TABLE]
where (a) follows from the mean and variance formulas for Nakagami. For the dominator of (3), we use the Stirling approximation to approximate the PDF of by
[TABLE]
The fraction raised to the -th power is smaller than one, and the integral is one (since it is a PDF). In fact, the factor raised to the -th power is one only when . Hence, for large , from the CLT, \real(h_{j})\sim\frac{\operatorname*{\mathcal{N}}\big{(}0,\frac{\sigma^{2}\eta}{2M}\big{)}}{\frac{\sigma}{\sqrt{M}}}\mathrel{\ensurestackMath{\stackon[1pt]{=}{\scriptscriptstyle\Delta}}}\operatorname*{\mathcal{N}}(0,\frac{\eta}{2}). Similarly, . Hence, the channel gain |h_{j}|^{2}=\big{(}\sqrt{\Re{h_{j}}^{2}+\Im{h_{j}}^{2}}\big{)}^{2}\sim\Gamma(1,\eta). This completes the proof. ∎
Next, we derive the SCDP for the AU, which is defined as the probability of obtaining a requested content with signal-to-interference-ratio (SIR) higher than a target SIR . This is an important performance metric that is widely studied in content delivery and caching networks [15] and [16]. The same methodology can be applied to obtain that for GUs, but the details are omitted due to space constraints. We next index the AU as . Let denote the intra-cell interference power. From Theorem 1, . Neglecting the spatial correlation, we have representing sum of Gamma RVs, which yields . Similarly, the inter-cell interference power . Finally, according to the void probability of PPPs [17], the PDF of the horizontal-distance to the tagged BS is .
Theorem 2**.**
The unconditional SCDP for the AU is given by
[TABLE]
where , denotes the induced norm, and is the lower triangular Toeplitz matrix of size :
[TABLE]
where , and the non-zero entries for row and column are ; , \varpi(s_{v})=-(K-1){\rm log}(1+s_{v}\eta P_{v}(r)^{2})-2\pi\lambda\int_{\nu=r}^{\infty}\big{(}1-\mathbb{P}_{l}(\nu)\delta_{l}(\nu,s_{v})-\mathbb{P}_{n}(\nu)\delta_{n}(\nu,s_{v})\big{)}\nu\differential{\nu}, and ; \delta_{l}(\nu,s_{v})=\big{(}1+s_{v}\eta P_{l}(\nu)^{2}\big{)}^{-K}, and \delta_{n}(\nu,s_{v})=\big{(}1+s_{v}\eta P_{n}(\nu)^{2}\big{)}^{-K}.
Proof.
Please see Appendix A. ∎
Remark 1**.**
The main merit of this representation, i.e., , is that it leads to valuable system insights. For example, the impact of the shape parameter on the intended channel gain , which is typically related to the antenna size and the Nakagami fading parameter , is clearly illustrated by this finite sum representation (8). Although it is not tractable to obtain closed-form expressions for (the entries populating ), special cases of interest, e.g., LoS or NLoS communications, can lead to closed-form expressions, following [18].* *
Remark 2**.**
When , only the AU is scheduled, i.e., maximal ratio transmission (MRT) beamforming. For MRT, the interfering channel gain is . Interestingly, this interfering channel gain is reduced as opposed to the typical Nakagami channel gain \Gamma\big{(}m_{l},\frac{\eta}{m_{l}}\big{)} when there is neither precoding nor MIMO transmission.**
IV Numerical Results
For our simulations, we consider a network having the following parameters, unless otherwise specified. The number of antennas per sector is set to . We also set , 1\text{,}\mathrm{k}\mathrm{m}^{-2}, $h_{{\rm BS}}=$55\text{\,}\mathrm{m}, 1\text{,}\mathrm{m}$$, , \text{,}\mathrm{k}\mathrm{m}^{-2},c=25,{\color[rgb]{0,0,0}\vartheta=10\text{,}\mathrm{d}\mathrm{B}},A_{l}=-41.1\text{,}\mathrm{d}\mathrm{B}-32.9\text{,}\mathrm{d}\mathrm{B}10\text{,}\mathrm{d}\mathrm{B}-3.01\text{,}\mathrm{d}\mathrm{B}, , .
In Fig. 1, we verify the accuracy of the obtained PDF of interfering channel gain (Table I: row 4) in Theorem 1. The figure shows that the derived PDF is quite accurate when is sufficiently large as in Fig. 1(b), while for small in Fig. 1(a), it still provides a reasonable approximation.
Fig. 2 compares the SCDP of AUs with and without MIMO beamforming to GUs. Fig. 2(a) plots the SCDP as a function of the SIR threshold for the AU and the GUs. Clearly, the achievable performance of GUs considerably outperforms that of an AU. This is because GUs have a superior propagation environment, driven by the down-tilted BS antennas in the desired signal side, and the NLoS interfering links. However, Fig. 2 also shows that the SCDP for the AU served by MIMO CB significantly outperforms that of the AU served by single-antenna GBSs. Moreover, although the ZFBF technique outperforms our proposed CB approach, the low complexity of CB and its associated performance gain over traditional single-antenna GBSs make it a good candidate to serve AUs. Fig. 2(b) shows the effect of AU altitude on the AU performance, with that of GUs plotted for comparison. Fig. 2(b) shows that the AU SCDP (for all transmission schemes) gradually increases with up to a maximum value due to the larger LoS probability, before it decreases again due to the stronger LoS interference and higher large scale fading.
Fig. 3 illustrates the effect of the down-tilt angle on the performance of both the AU and the GUs, for different AU altitudes. As illustrated in Fig. 3(a), for , the performance of the AU is maximized at certain , and beyond that it starts to degrade. However, for GUs, their performance is maximized at a higher . Hence, adjusting the antennas’ down-tilt angle yields a tradeoff between the performance of AUs and GUs owing to the difference in their altitudes. For in Fig. 3(b), the SCDP of the AU first decreases with to a minimum value, and then it increases again. This finding can be explained as follows: when is small, an AU at an altitude can be served from the main lobe of tagged BS while also experiencing high interference from the main lobe of other interfering BSs. Gradually, as increases, the worst performance is observed when the AU is no longer served from the main lobe of tagged BS antennas while still experiencing high interference from the main lobe of other BSs. Finally, for very large , both intended and interfering signals stem from the side-lobes, and hence the performance is improved again. In Fig. 4, we show the prominent effect of the number of scheduled users and the number of antennas on the network performance. Fig. 4(a) shows that the SCDP monotonically decreases for both AU and GU as increases due to the effect of stronger interference. However, it is noticeable that increasing highly degrades the AU performance compared to that of GUs. This stems from the fact that AUs are more sensitive to interference, which often exhibits LoS component. In Fig. 4(b), we show the system spectral efficiency (SE) versus the number of scheduled users . In this figure, means that only the AU is scheduled. Evidently, the system SE increases as increases, which proves that spatially multiplexing one AU with the GUs significantly improves the system SE. Fig. 4(c) shows that increasing the number of antennas improves the SCDP for both users with nearly the same rate.
V Conclusion
In this paper, we have proposed a novel CB framework for spatially multiplexing AUs and GUs. In order to analytically characterize the SCDP, we have derived the gain of intended and interfering channels. We have shown that exploiting CB from massive MIMO-enabled BSs to spatially multiplex one AU and multiple GUs substantially improves the performance of the AU, in terms of SCDP. We have then shown that the down-tilt of the BS antennas can lead to a tradeoff between the performance of AUs and GUs only if the AU’s altitude is below the BS height. Simulation results have shown the various properties of cellular communications when AUs and GUs co-exist.111Creating communication protocols for secure content delivery for networks of UAVs using, e.g., blockchain technology, can be a potential subject for future investigation [19, 20, 21, 22].
The SCDP is defined as the probability of downloading content with a received higher than a target threshold , i.e.,
[TABLE]
where , (a) follows from , and (b) follows from the Laplace transform of interference, along with the assumption of independence between the intra- and inter-cell interference. Next, we derive the Laplace transform of interference from:
[TABLE]
where (a) follows from and the probability generating functional (PGFL) of PPP [17]. (b) follows from the fact that , and (c) follows since . In [18], it is proved that , with computed from the recursive relation: , where . After some algebraic manipulation, can be expressed in a compact form as in [18]. In summary, we first derive the conditional log-Laplace transform of the aggregate interference. Then, we calculate the -th derivative of to populate the entries of the lower triangular Toeplitz matrix . The conditional SCDP can be then computed from .
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