# Factorization of noncommutative polynomials and Nullstellens\"atze for   the free algebra

**Authors:** J. William Helton, Igor Klep, Jurij Vol\v{c}i\v{c}

arXiv: 1907.04328 · 2022-05-16

## TL;DR

This paper establishes a class of Nullstellensatz results for noncommutative polynomials, linking polynomial factors to singularity sets and providing algebraic certificates without sums of squares, advancing the theory of free algebra nullstellensatz.

## Contribution

It introduces a new Nullstellensatz for noncommutative polynomials that relates irreducible factors to singularity components, extending previous results with fewer hypotheses.

## Key findings

- Irreducible factors correspond to components of singularity sets for large n
- Nullstellensatz characterizes containment of zero sets via stable association of factors
- Provides a Positivstellensatz for quadratic free semialgebraic sets

## Abstract

This article gives a class of Nullstellens\"atze for noncommutative polynomials. The singularity set of a noncommutative polynomial $f=f(x_1,\dots,x_g)$ is $Z(f)=(Z_n(f))_n$, where $Z_n(f)=\{X \in M_n^g: \det f(X) = 0\}.$ The first main theorem of this article shows that the irreducible factors of $f$ are in a natural bijective correspondence with irreducible components of $Z_n(f)$ for every sufficiently large $n$.   With each polynomial $h$ in $x$ and $x^*$ one also associates its real singularity set $Z^{re}(h)=\{X: \det h(X,X^*)=0\}$. A polynomial $f$ which depends on $x$ alone (no $x^*$ variables) will be called analytic. The main Nullstellensatz proved here is as follows: for analytic $f$ but for $h$ dependent on possibly both $x$ and $x^*$, the containment $Z(f) \subseteq Z^{re}(h)$ is equivalent to each factor of $f$ being "stably associated" to a factor of $h$ or of $h^*$.   For perspective, classical Hilbert type Nullstellens\"atze typically apply only to analytic polynomials $f,h $, while real Nullstellens\"atze typically require adjusting the functions by sums of squares of polynomials (sos). Since the above "algebraic certificate" does not involve a sos, it seems justified to think of this as the natural determinantal Hilbert Nullstellensatz. An earlier paper of the authors (Adv. Math. 331 (2018) 589-626) obtained such a theorem for special classes of analytic polynomials $f$ and $h$. This paper requires few hypotheses and hopefully brings this type of Nullstellensatz to near final form.   Finally, the paper gives a Nullstellensatz for zeros $V(f)=\{X: f(X,X^*)=0\}$ of a hermitian polynomial $f$, leading to a strong Positivstellensatz for quadratic free semialgebraic sets by the use of a slack variable.

## Full text

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## References

47 references — full list in the complete paper: https://tomesphere.com/paper/1907.04328/full.md

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Source: https://tomesphere.com/paper/1907.04328