Some analytic results on interpolating sesqui-harmonic maps
Volker Branding

TL;DR
This paper investigates the mathematical properties of interpolating sesqui-harmonic maps between Riemannian manifolds, focusing on spherical targets, deriving conservation laws, and establishing smoothness and classification results.
Contribution
It provides new analytic insights into interpolating sesqui-harmonic maps, including conservation laws and smoothness criteria, especially for spherical targets.
Findings
Derived a conservation law for interpolating sesqui-harmonic maps.
Proved smoothness of weak solutions in the spherical case.
Classified certain interpolating sesqui-harmonic maps.
Abstract
In this article we study various analytic aspects of interpolating sesqui-harmonic maps between Riemannian manifolds where we mostly focus on the case of a spherical target. The latter are critical points of an energy functional that interpolates between the functionals for harmonic and biharmonic maps. In the case of a spherical target we will derive a conservation law and use it to show the smoothness of weak solutions. Moreover, we will obtain several classification results for interpolating sesqui-harmonic maps.
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Some analytic results on interpolating sesqui-harmonic maps
Volker Branding
University of Vienna, Faculty of Mathematics
Oskar-Morgenstern-Platz 1, 1090 Vienna, Austria
Abstract.
In this article we study various analytic aspects of interpolating sesqui-harmonic maps between Riemannian manifolds where we mostly focus on the case of a spherical target. The latter are critical points of an energy functional that interpolates between the functionals for harmonic and biharmonic maps. In the case of a spherical target we will derive a conservation law and use it to show the smoothness of weak solutions. Moreover, we will obtain several classification results for interpolating sesqui-harmonic maps.
Key words and phrases:
Interpolating sesqui-harmonic maps; regularity of weak solutions; classification results
2010 Mathematics Subject Classification:
58E20; 31B30; 35B65
1. Introduction and results
Harmonic maps are among the most important variational problems in geometry, analysis and physics. Given a map between two Riemannian manifolds and they are defined as critical points of the Dirichlet energy
[TABLE]
The first variation of (1.1) is characterized by the vanishing of the so-called tension field which is given by
[TABLE]
Here, represents the connection on . Solutions of (1.2) are called harmonic maps. The harmonic map equation is a semilinear, elliptic second-order partial differential equation for which many results on existence and qualitative behavior of its solutions could be achieved over the years.
A higher order generalization of harmonic maps, that receives growing attention, are the so-called biharmonic maps. These arise as critical points of the bienergy for a map between two Riemannian manifolds which is given by
[TABLE]
and are characterized by the vanishing of the bitension field
[TABLE]
Here, is the connection Laplacian on , an orthonormal basis of and denotes the curvature tensor of the target manifold . Moreover, we apply the Einstein summation convention, meaning that we sum over repeated indices.
In contrast to the harmonic map equation the biharmonic map equation is a semilinear elliptic equation of fourth order such that its study comes with additional difficulties.
It can be directly seen that every harmonic map is also biharmonic. However, a biharmonic map can be non-harmonic in which case it is called proper biharmonic. Many conditions, both of analytic and geometric nature, are known that force a biharmonic map to be harmonic, see for example [4, 7] and references therein for a recent overview.
An extensive study of higher order energy functionals for maps between Riemannian manifolds was recently initiated in [8].
In this article we want to focus on the critical points of an energy functional that interpolates between the energy functionals for harmonic and biharmonic maps which is given by
[TABLE]
with . Various versions of this functional had already been studied by a number of mathematicians, a general study of (1.3) was recently initiated by the author [5].
The critical points of (1.3) will be referred to as interpolating sesqui-harmonic maps and are given by
[TABLE]
For more background on both harmonic and biharmonic maps and references that study versions of (1.3) we refer to the introduction of [5].
So far, only few results on interpolating sesqui-harmonic maps have been established. Besides a number of general features [5], the unique continuation property for interpolating sesqui-harmonic maps has been proved in [9].
In this article we will mostly focus on analytic aspects of interpolating sesqui-harmonic maps building on the regularity theory developed for biharmonic maps [10, 16]. The regularity for a closely related problem has been studied in [19, 21].
We will establish the regularity of weak solutions in the case of a spherical target. In order to achieve this result we will exploit the large amount of symmetry of the sphere building on some earlier work for harmonic maps to target manifolds with a sufficient amount of symmetry [13] and biharmonic maps to spheres [10]. We will not deduce the regularity from the equation for interpolating sesqui-harmonic maps itself. At first, we will derive a conserved quantity, arising due to the symmetries of the sphere. In a second step, using the conserved quantity, we will establish the regularity of weak solutions by applying the regularity theory for biharmonic maps to spheres [22]. We hope that the framework used in this article may turn out to be useful for other geometric variational problems of higher order in the future.
After the study of the regularity of weak solutions for a spherical target we will also provide some remarks on interpolating sesqui-harmonic immersions to spheres.
Finally, we will prove a classification result for solutions of (1.4) in the case of a Euclidean domain. This result shows that under assumption on energy, dimension and the signs of both solutions of (1.4) have to be harmonic maps or even trivial.
Aiming in a similar direction we will also discuss how to obtain a monotonicity type formula for solutions of (1.4) where we again, for simplicity, focus on the case of a Euclidean domain.
Throughout this paper we will make use of the following conventions: Whenever we will make use of indices, we will use Latin indices for indices on the domain ranging from to and Greek indices for indices on the target which take values between and . In addition, local coordinates on the domain will be denoted by and for local coordinates on the target we will use .
In this article the curvature tensor is defined as such that the sectional curvature is given by . For the Laplacian acting on functions we choose the convention , for sections in the vector bundle we make the choice .
This article is organized as follows: In Section 2 we study the regularity of weak interpolating sesqui-harmonic maps for a spherical target and make some comments on interpolating sesqui-harmonic immersions to spheres. In Section 3 we first prove a classification result for interpolating sesqui-harmonic maps from Euclidean space and also give a monotonicity type formula.
2. Interpolating sesqui-harmonic maps to spheres
In this section we study several aspects of (1.4) in the case of a spherical target. We make use of the inclusion map and consider the composite map .
If then (1.4) acquires the form
[TABLE]
assuming that the sphere is equipped with the constant curvature metric. For a derivation of (2.1) see [5, Proposition 2.5].
First, let us make the following observation:
Remark 2.1**.**
Besides the energy functional for interpolating sesqui-harmonic maps, there exists a similar functional that has received a lot of attention. In the case that the target is realized as a submanifold of some such that the functional for extrinsic biharmonic maps is given by
[TABLE]
Here, denotes the second fundamental form of the embedding.
It is well known that in the case of a spherical target the tension field acquires the simple form
[TABLE]
where , and . Consequently, we obtain for that
[TABLE]
Assuming that we obtain the following inequality
[TABLE]
Hence, under the assumption that the energy functional for interpolating sesqui-harmonic maps is bounded from above by the energy functional for extrinsic biharmonic maps and a constant. Consequently, we should expect that the critical points of both functionals share common properties.
2.1. Conserved currents
In this section we will demonstrate how one can obtain a conservation law from (2.1) by exploiting the symmetries of the sphere. As the energy functional for interpolating sesqui-harmonic maps (1.3) is invariant under isometries of the target manifold we are getting a conserved quantity via Noether’s theorem. We will illustrate various methods how to explicitly compute this conserved quantity.
The next Lemma is similar to [22, Lemma 2.2].
Lemma 2.2**.**
Suppose that is a smooth solution of (2.1). Then the following conservation law holds true
[TABLE]
which can also be written in the following form
[TABLE]
Proof.
Wedging (2.1) with we get
[TABLE]
By a direct calculation we find
[TABLE]
which proves the first assertion. The second formula follows from the identity
[TABLE]
∎
For harmonic maps to target spaces with a certain amount of symmetry such kinds of conservation laws have been obtained in [12], see also [3] for further applications.
As a next step we will show how the conservation law (2.3) can also be obtained in the case that we only have a weak solution of (2.1). A weak solution of (2.1) corresponds to which solves (2.1) in a distributional sense. To this end we recall the following facts:
Definition 2.3**.**
A vector field is called Killing vector field on if
[TABLE]
where represents the Lie derivative of the metric. In terms of local coordinates we have
[TABLE]
The group acts isometrically on . The set of Killing vector fields on can be identified with the Lie algebra of . In addition, can be represented as skew-symmetric real-valued matrices.
Proposition 2.4**.**
Suppose that is a weak solution of (2.1) and let be a Killing vector field on . Then the following conservation law holds true
[TABLE]
for all .
Proof.
We test (2.1) with , where is a Killing vector field on and . Then, we find
[TABLE]
where we used that . Moreover, using integration by parts, we find
[TABLE]
Here, we used that is a solution of (2.4).
Regarding the term that contains the Bi-Laplacian we find
[TABLE]
To manipulate the first term on the right hand side we differentiate the equation for a Killing vector field on (2.4) and obtain
[TABLE]
where denotes the Ricci curvature of . Since the Ricci curvature on the sphere satisfies we find
[TABLE]
Remember that , applying the Laplacian and using that is a Killing vector field we obtain
[TABLE]
Hence, we find (in the sense of distributions)
[TABLE]
Consequently, we obtain
[TABLE]
and the claim follows by combining the different equations. ∎
Remark 2.5**.**
Note that (2.5) can be considered as the distributional version of (2.2).
Remark 2.6**.**
There exists another way how to derive the conservation law (2.2). We recall the following result [5, Proposition 2.11]:
If is a smooth solution of (1.4) and if admits a Killing vector field , then the following vector field is divergence free
[TABLE]
We may rewrite (2.6) as
[TABLE]
Recall that for a spherical target the tension field acquires the simple form
[TABLE]
where . Using the expression for the Levi-Civita connection on we find
[TABLE]
This allows us to infer that
[TABLE]
In addition, as , we have
[TABLE]
Combining these equations we find
[TABLE]
which is exactly (2.2).
2.2. Regularity for a spherical target
In this section we study the regularity of weak solutions of (2.1) in the case of a spherical target. Instead of using the Euler-Lagrange equation to obtain some regularity result we will use the conserved quantity (2.3) where we follow the ideas used for intrinsic biharmonic maps from [22, Theorem A]. Moreover, we will apply the regularity theory for extrinsic [10] and intrinsic biharmonic maps [16] and some technical tools to handle lower order terms that have been established in [15].
First, let us recall the following
Definition 2.7**.**
For a given open subset and , the Morrey space is defined as follows
[TABLE]
Note that .
In the following let be an open subset of and the Euclidean ball with radius around the point .
Definition 2.8**.**
A map is called a weak interpolating sesqui-harmonic map if it solves (2.1) in the sense of distributions.
First, we will give the following -regularity result.
Theorem 2.9**.**
There exists such that if is a weak interpolating sesqui-harmonic map with then for all with
[TABLE]
the following estimate holds
[TABLE]
where .
In order to prove Theorem 2.9 we will frequently make use of the Newtonian potential which is the operator whose convolution kernel is given by for . We have the following classic estimate for the Newtonian potential in Morrey spaces obtained by Adams [1]:
Proposition 2.10**.**
Suppose that , , and let , then the following inequality holds
[TABLE]
where .
We will also need the following auxiliary Lemma:
Lemma 2.11**.**
Suppose that with is a solution of . Then for any and there exists a constant such that for any and the following inequality holds
[TABLE]
Proof.
A proof can be found in [22, p. 229], see also [20, Lemma 4.7]. ∎
Proof of Theorem 2.9.
Let be the Green’s operator of on , that is
[TABLE]
Moreover, let be the Green’s operator of on , that is
[TABLE]
Here, are constants that only depend on .
In addition, let be an extension of to which satisfies
[TABLE]
where . Such an extension can be found by employing a cutoff function which localizes to the ball .
Moreover, we define the following auxiliary functions via
[TABLE]
A direct calculation yields
[TABLE]
Therefore, we obtain the following inequalities
[TABLE]
and
[TABLE]
Applying Proposition 2.10, choosing and , we find
[TABLE]
Applying Proposition 2.10 again we find by choosing and that
[TABLE]
Using Hölder’s inequality we get the estimates
[TABLE]
and also
[TABLE]
Setting we find
[TABLE]
where we have used the assumption (2.7).
Now, we consider the following distributional version of the Hodge decomposition of the one-form which was given in [14, Theorem 6.1]: There exist and such that
[TABLE]
and also
[TABLE]
Here, denotes the codifferential. Applying to (2.12) we obtain
[TABLE]
where we made use of (2.3). Moreover, we obtain
[TABLE]
Consequently, we find
[TABLE]
From (2.10) we may then deduce that for any we have
[TABLE]
and together with (2.11) this yields
[TABLE]
Applying the exterior derivative on both sides of (2.12) we get the following equation for
[TABLE]
Using the explicit formula for the solution of the Poisson equation in we find the following estimate
[TABLE]
Thanks to (2.9) we obtain
[TABLE]
Combining (2.12) with (2.13), (2.14) we can conclude that
[TABLE]
As we are considering a spherical target we have
[TABLE]
Now, fix any , then we can find such that . Now, we choose small enough such that . This leads us to the following inequality
[TABLE]
At this point we are starting an iteration procedure as in [15, p. 194]. To this end we consider for some small . Then, for any , there exists such that . Iterating (2.15) we obtain
[TABLE]
where we used that in the last step.
For and we may conclude that
[TABLE]
and thus .
From now on we will assume that . As a next step we want to improve the integrability of . To this end we apply Proposition 2.10, choosing and , and find
[TABLE]
In addition, applying Proposition 2.10 with and once more, we find
[TABLE]
Combining both inequalities we find
[TABLE]
Recall that
[TABLE]
Using (2.10) together with (2.16) this yields
[TABLE]
Applying first and afterwards in (2.12) we can derive the following estimate
[TABLE]
As this allows us to calculate
[TABLE]
We may conclude that
[TABLE]
Note that (2.17) holds for any . Moreover, as
[TABLE]
and also
[TABLE]
we can conclude that for any completing the proof. ∎
Using the regularity theory for biharmonic maps from four-dimensional domains [16] we can now give the following regularity result:
Theorem 2.12**.**
Let be a weak solution of (2.1) with that satisfies (2.7) and suppose that . Then is smooth, that is .
Proof.
Thanks to the estimate (2.8) the Morrey Lemma yields that for some . The result now follows from the regularity theory for biharmonic maps to spheres [10, Theorem 5.1], [16, Theorem 3.1], see also [19, 21]. ∎
Remark 2.13**.**
If the smallness condition (2.7) reads
[TABLE]
Remark 2.14**.**
Using the refined techniques for biharmonic maps from a four-dimensional domain to an arbitrary Riemannian manifold developed in [17, 20] together with the results obtained in this article it should be possible to also establish the regularity of weak solutions for interpolating sesqui-harmonic maps to an arbitrary target manifold.
2.3. Some remarks on interpolating sesqui-harmonic immersions to spheres
In this subsection we present a classification result for interpolating sesqui-harmonic immersions to spaces of positive constant sectional curvature , where we apply ideas that have been used to study triharmonic immersions from [18, Section 3].
Recall that if is an isometric immersion then for all .
Due to our assumptions on the map and the geometry of the target we find
[TABLE]
where .
Hence, under the above assumptions, the Euler-Lagrange equation (1.4) acquires the simple form
[TABLE]
For solutions of (2.18) we will prove the following result:
Theorem 2.15**.**
Let be a smooth solution of (2.18) and , where . Then the following statements hold
- (1)
If is closed then must be harmonic. 2. (2)
If is complete, non-compact and has finite bienergy, that is , then must be harmonic.
Here, represents the curvature of .
Proof.
To prove the first assertion we test (2.18) with . After using integration by parts we obtain
[TABLE]
which yields . As is an isometric immersion we can conclude that
[TABLE]
finishing the proof.
In order to prove the second claim we choose a cutoff function on that satisfies
[TABLE]
where denotes the geodesic ball around the point with radius . Testing (2.18) with and applying the assumptions we obtain
[TABLE]
As the bienergy of is finite by assumption we may conclude that
[TABLE]
and the claim follows by the same method as in the first case. ∎
Remark 2.16**.**
By inspecting the assumptions of Theorem 2.15 we realize that we have to require that . We realize that and need to have the same sign and that their ratio needs to be sufficiently large. Moreover, it is necessary that .
3. A growth formula and a classification result
In this section we prove a classification result for interpolating sesqui-harmonic maps from under certain boundedness assumptions. In addition, we also establish a growth formula for interpolating sesqui-harmonic maps from . Both results make use of the stress-energy tensor associated to interpolating sesqui-harmonic maps which is obtained by varying the functional (1.3) with respect to the metric on the domain. This tensor was derived in [5, Proposition 2.6] where it was also shown that it is divergence free whenever we have a solution of (1.4).
In terms of a local orthonormal basis we may express the stress-energy tensor as
[TABLE]
The stress-energy tensor for polyharmonic maps was recently studied in [6].
3.1. A classification result
The classification result that we will derive in the following does not necessarily require that we are considering a smooth solution of (1.4). In order to state the result we give the following
Definition 3.1**.**
A solution of (1.4) is called stationary if it is also a critical point of (1.3) with respect to variations of the metric on the domain, that is
[TABLE]
where is a smooth symmetric 2-tensor.
We obtain the following vanishing result for stationary solutions of (1.4):
Theorem 3.2**.**
Let be a stationary solution of (1.4) with . Moreover, suppose that
[TABLE]
Then we obtain the following kind of classification result:
- (1)
If and then is trivial. 2. (2)
If and then is harmonic. 3. (3)
If and then is trivial. 4. (4)
If and then is trivial. 5. (5)
If and then is trivial.
Proof.
Let be a smooth cutoff function satisfying for , for and . In addition, we choose with . Hence, we find
[TABLE]
By assumption the map is stationary which means that
[TABLE]
Now, a direct computation yields
[TABLE]
Moreover, we find
[TABLE]
By integration by parts we obtain
[TABLE]
and also
[TABLE]
This leads us to the following equality
[TABLE]
We can control the right-hand side of (3.4) as follows
[TABLE]
Here, we used the finiteness assumption (3.3) and that . Consequently, we obtain from (3.4) after taking the limit that
[TABLE]
The result follows from this formula by performing a case by case analysis. ∎
Note that Theorem 3.2 generalizes some vanishing results for biharmonic maps obtained in [2].
3.2. Monotonicity formulas
A monotonicity formula for biharmonic immersions satisfying an additional assumption was established in [11, Theorem 5.1]. Without the assumption that is an immersion it is rather cumbersome to derive a monotonicity formula.
In the following we will derive a monotonicity formula for solutions of (1.4) where, for simplicity, we will stick to the case of a Euclidean domain.
Let us recall the following facts: A vector field is called conformal if
[TABLE]
where denotes the Lie derivative of the metric with respect to and is a smooth function.
Lemma 3.3**.**
Let be a symmetric 2-tensor. For any vector field the following formula holds
[TABLE]
If is a conformal vector field, then the second term on the right hand side acquires the form
[TABLE]
By integrating over a compact region , making use of Stokes theorem, we obtain
Lemma 3.4**.**
Let be a Riemannian manifold and be a compact region with smooth boundary. Then, for any symmetric -tensor and any vector field the following formula holds
[TABLE]
where denotes the normal to . The same formula holds for a conformal vector field if we replace the second term on the right hand by (3.5).
Lemma 3.5**.**
Let be a smooth solution of (1.4). Then the following equality holds
[TABLE]
where denotes the geodesic ball of radius in .
Proof.
We choose the conformal vector field which satisfies and apply (3.6) to the stress-energy tensor (3.1). We obtain the following equality
[TABLE]
As a next step we employ integration by parts to deduce
[TABLE]
This leads us to
[TABLE]
In the final step we use
[TABLE]
which is a direct consequence of the coarea-formula. ∎
It is obvious that the second to last term on the right hand side of (3.7) is an obstacle when trying to derive a monotonicity formula. Fortunately, for a certain class of interpolating sesqui-harmonic maps this contribution vanishes and we can give a kind of monotonicity formula.
Theorem 3.6**.**
Let be a smooth solution of (1.4) for which is orthogonal to the image of the map. In addition, assume that and by we denote the geodesic ball of radius in . Then the following monotonicity formula holds
[TABLE]
where .
Proof.
By assumption, we have
[TABLE]
for all vector fields on . Hence, equation (3.7) yields the following inequality
[TABLE]
Multiplying by and integrating with respect to from to we find
[TABLE]
Using integration by parts we find
[TABLE]
In addition, we find by the same arguments
[TABLE]
and the claim follows due to the assumption . ∎
Remark 3.7**.**
- (1)
It is straightforward to generalize (3.8) to the case that the domain is a Riemannian manifold. 2. (2)
The assumptions of the Theorem hold in the case that is an isometric immersion. However, in this case we also have such that (3.8) does not contain much information.
Acknowledgements: The author gratefully acknowledges the support of the Austrian Science Fund (FWF) through the project P 30749–N35 “Geometric variational problems from string theory”.
The reference list from the paper itself. Each links out to its DOI / PubMed record.
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