Dirac fermion and superconductivity in two-dimensional transition-metal MOH (M= Zr, Hf )
Ali Ebrahimian, Mehrdad Dadsetani, Reza Asgari

TL;DR
This paper introduces ZrOH and HfOH as new 2D topological superconductors with Dirac points near the Fermi level, combining superconductivity and topological features for potential quantum applications.
Contribution
It presents first-principles evidence that MOH (M=Zr, Hf) are novel 2D topological superconductors with Dirac points and flat edge states, expanding the class of materials for quantum technology.
Findings
ZrOH exhibits topological semimetallic behavior with Dirac points.
ZrOH can exhibit superconductivity.
Presence of nearly flat edge states linked to topological properties.
Abstract
Discovery of the new two-dimensional (2D) Dirac semimetals incorporating both superconductivity and the topological band structure has provided a novel platform for realizing the intriguing applications of Dirac fermions and Majorana quasiparticles, ranging from high-speed quantum devices at the nanoscale to topological quantum computations. In this work, utilizing first-principles calculations and symmetry analysis, we introduce MOH (M= Zr, Hf) as a new topological superconductor with Dirac points close to a Fermi level which are connected with nearly flat edge states as a striking feature of topological semimetals. Our calculations show that ZrOH as a 2D topological semimetal can exhibit superconductivity and is a novel platform for studying the interplay between superconductivity and Dirac states in low-dimensional materials.
| EF | (cm-2) | ||
|---|---|---|---|
| -0.05 | 24.7 | 5.31011 | 0.52 |
| 0.0 | 19.02 | 6.01013 | 0.72 |
| 0.05 | 27.9 | 1.201014 | 0.71 |
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Dirac fermion and superconductivity in two-dimensional transition-metal MOH (M= Zr, Hf)
Ali Ebrahimian
Department of Physics, Lorestan University, Khoramabad, Iran
School of Nano Science, Institute for Research in Fundamental Sciences (IPM), Tehran 19395-5531, Iran
Mehrdad Dadsetani
Department of Physics, Lorestan University, Khoramabad, Iran
Reza Asgari
School of Nano Science, Institute for Research in Fundamental Sciences (IPM), Tehran 19395-5531, Iran
School of Physics, Institute for Research in Fundamental Sciences (IPM), Tehran 19395-5531, Iran
Abstract
Discovery of the new two-dimensional (2D) Dirac semimetals incorporating both superconductivity and the topological band structure has provided a novel platform for realizing the intriguing applications of Dirac fermions and Majorana quasiparticles, ranging from high-speed quantum devices at the nanoscale to topological quantum computations. In this work, utilizing first-principles calculations and symmetry analysis, we introduce MOH (M= Zr, Hf) as a new topological superconductor with Dirac points close to a Fermi level which are connected with nearly flat edge states as a striking feature of topological semimetals. Our calculations show that ZrOH as a 2D topological semimetal can exhibit superconductivity and is a novel platform for studying the interplay between superconductivity and Dirac states in low-dimensional materials.
I Introduction
Nowadays, the boundary between different branches of science is fading and novel ideas developed by researchers in one area have found broad applications in others. Condensed matter science and other related subjects have been a source of many discoveries, some examples would be 3He-B and 3He-A phases as topological superfluid, graphene, Weyl semimetal and topological order. After introducing the Dirac (Weyl) superconductor (SC) 1 , search for topological superconducting materials has become one of the main topics in modern physics. Up to now, most of the reported topological superconductors belong to two categories including insulator/SC heterostructure 2 ; 3 ; 4 and doped topological insulator 5 ; 6 . However, the experimental observation of superconductivity in these materials is very challenging 7 ; 8 . Recent theoretical studies show that the unique orbital texture of Dirac points in doped Dirac semimetals allows odd-parity Cooper pairing between electrons with different quantum numbers 9 ; 10 . In Dirac semimetals, the energy bands are doubly degenerate with the conduction bands intersecting with the valence bands at Dirac points, such that the band-crossing points are fourfold degenerate and their low-energy excitations are linearly dispersing Dirac fermions 11 . This degeneracy in general is not topologically protected 12 and requires the protection of the special space group symmetries in which the band-crossing remains intact as symmetry-protected degeneracies 13 .
Two-dimensional (2D) materials with tunable topological and electronic properties via surface termination, are a paradigm for designing materials that incorporate both superconductivity and the topological band structure 14 ; 15 ; 16 . More speculative effects arise in such systems providing platforms to exploit novel properties in spintronics and topological qubit.
Here, we report an investigation of the influence of element substitution in transition metal halide MX (M=Zr, Hf; X=Cl, Br) monolayers on their topological nature and propose a method for creating new topological SC from these monolayers, based on the quantitative first-principles calculations and symmetry analysis. Layered compounds ZrCl and ZrBr, consisting of tightly bound double hexagonal Zr atomic layers sandwiched between two halogen atomic layers, have been synthesized in experiment 17 ; 18 ; 19 . More excitingly, L. Zhou et al 20 predicted that MX monolayers constitute a novel family of robust Quantum spin Hall (QSH) insulator. In this work, we predict that by replacing halogen atoms of these monolayers with Hydroxyl (OH) groups, the conduction (valence) bands shift down (up) and the band inversion happens at the point leading to the appearance of the Dirac cone and high density of states (DOS) at the Fermi energy. Moreover, during this change of the element, the Zr-Zr (Hf-Hf) distance decreases and the highly disperse and flat bands appear in the vicinity of the Fermi level providing the necessary condition for high superconducting transition temperature () 21 ; 22 ; 23 . In other words, our calculations show that ZrOH (HfOH) is a topological SC with a superconducting of greater than 20 K in addition to Dirac cone at 0.05 eV above the Fermi level which makes it an ideal platform to study Dirac (Weyl) physics and Majorana fermion quasiparticle.
This paper is organized as follows. In Sec. II, we briefly introduce the theory and simulation methods. Sec. III is devoted to the numerical results of the study, focusing on the electronic and topological as well as electron-phonon coupling properties of the hexagonal ZrOH. Last but not least, we summarize our results in Sec. IV.
II Theory and simulation methods
Our calculations are based on density functional theory 24 ; 25 ; 26 ; 27 ; 28 ; 29 ; 30 ; 31 ; 32 ; 33 . The electronic structure simulations are calculated using density functional theory which is implemented in WIEN2k code 24 as well as the FHI-aims code package 25 to meet high accuracy requirements. To avoid the possible underestimation of the band gap within generalized gradient approximation (GGA), in addition to PBE-type 26 of generalized gradient approximation functional, the hybrid density functional (HSE06) 27 ; 28 and the mBJ potential 29 are used in the calculations. A 20201 Monskhorstpack k-point mesh was used in the computations. The spin-orbit coupling (SOC) is included consistently within the second variational method. A 21Å thick vacuum layer is used to avoid interactions between nearest layers. The WannierTools code 30 was used to investigate the topological properties based on maximal localized functions tight-binding model 31 that was constructed by using the Wannier90 package 32 with Zr (Hf) d orbitals as projectors. The surface state spectra are calculated using the iterative Green’s function method 30 ; 33 .
The calculations of the electron-phonon coupling and superconductivity are based on the density functional perturbation theory (DFPT) 34 . Quantum Espresso 35 packages are employed with Ultrasoft Pseudopotentials in the phonon calculations. The energy cutoff is 50 Ry (500 Ry) for wave function (charge densities) calculations. 48481 k grid and 661 q grid are used in DFPT calculations. The electron-phonon coupling strength is given by
[TABLE]
where NF is the density of states at the Fermi level and is a phonon frequency of mode at wave vector q. The electron-phonon quasiparticle line width can be written as
[TABLE]
where is the energy of the KS orbital and the dynamical matrix reads
[TABLE]
and represent the mass of the atom and the unit vector along respectively and denote the deformation potential at the small atomic displacement of the given phonon mode. The transition temperature can be estimated by Allan-Dynes modified McMillan formula 36 ; 37 :
[TABLE]
where is the Morel-Anderson Pseudopotential 37 and is usually set between 0.1 and 0.2. The parameters and are strong-coupling and shape correction respectively. and is given by
[TABLE]
[TABLE]
[TABLE]
It is worth mentioning that by setting , Eq. 7 is reduced to a well-known Allan-Dysnes MacMillan formula which works in a case that is smaller than unity. In our case, as we will discuss in the numerical results, the is less than unity and therefore, is the same obtained within those formulas.
III Results and discussions
MOH (M= Zr, Hf) monolayer has a similar structure to MX monolayers 20 which is composed of tightly bound double hexagonal M atomic layers sandwiched between two hexagonal hydroxyl group (OH) layers in layering sequence of H-O-M-M-O-H. Compared to the MX sheets, the MOH layers prefer smaller bond lengths and lattice constants as the ground state structure. Due to similarities of electronic structures of ZrOH and HfOH, we focus on the ZrOH monolayer. The results for HfOH are given in Appendix C. Furthermore, the band structures calculated by mBJ are very similar to those obtained within the HSE06 potential in the vicinity of the Fermi energy, therefore, we mainly use HSE06 potential in our discussions.
The calculated phonon spectra (Fig. 1) show no imaginary modes, implying the structural stability of the ZrOH monolayer. Note that the phonon dispersions are calculated by using the 2D Coulomb cut off within DFPT to eliminate the spurious long-range interactions with the periodic copies and correctly account for the long wavelength of polar-optical phonons in 2D framework 38 ; 39 . The calculated 2D linear elastic constants (, , , and =37.88 Nm*-1*) satisfy the Born stability criteria 40 of hexagonal sheet, indicating robust mechanical stabilities for ZrOH. Moreover, the formation energy of ZrOH (which is defined as =(ZrOH)-(Zr)-(OH) where (ZrOH) and (Zr) stand for the total energies of ZrOH and Zr monolayer, respectively, and (OH) is the total energy of O2+H2) is computed to consider its thermodynamic stability (Appendix A). The calculated formation energy of ZrOH is negative (Fig. 1), implying exothermic functionalization of OH on the pristine Zr monolayer. Since the formation energy of ZrOH is larger than those of ZrX, probably its experimental production may be more feasible.
As shown in Fig. 2, the valence and conduction bands cross each other along the -K making a Dirac point band degeneracy at 0.05 eV above Fermi level. The three-dimensional (3D) plot for the Dirac cone (Fig. 2 (c)) presents a notably anisotropic character around the Dirac point which can be used for manipulating the propagation of carriers 41 . When taking into account the spin-orbit coupling (SOC) effects, the Dirac band structure is well retained except for a negligible band gap, about 2.5 meV, at the Dirac point (Fig. 2 (a)). In other words, in the presence of the SOC the main feature of the band structure is unchanged.
Just as the transition metal halide ZrX, Zr-d orbitals dominate the band near the Fermi level (Fig. 2). In comparison to ZrX, OH termination pushes downward the conduction band beneath the Fermi level resulting in band crossing. Due to the D3d symmetry of the structure, the point group of the wave vector at the high-symmetry point , K and M is D3d, D3, and C2h respectively. The D3d point group at the point splits the Zr-d orbitals into three groups (dxy, d), (dxz, dyz) and d. The point group along the high symmetry line -K (-M) is C2 (Cs) which has two irreducible representations. The calculated irreducible representations of the point group of the crossing bands show that these bands have different representations A and B along the -K. So they cannot interact and mix with each other making a Dirac point near the Fermi level. Furthermore, since off-symmetry point has C1 point group, the band crossing is avoided for every general nonsymmetric point. Therefore, the dispersion relation is linear at the vicinity of the Dirac point forming a Dirac cone around the Dirac point (Fig. 2 (c)). As the SOC is taken into account, it lifts the degeneracy of the points and opens a negligible gap approximately 2.5 meV (or 29 K). However, the SOC-induced gap can be neglected in cases with temperature greater than 29 K.
To investigate the reason of the band crossing, we change the lattice constant a while analyzing the band order associated with atomic orbitals. Furthermore, considering the effects of substitution of Cl with OH group, we calculate the band structures of ZrCl and ZrCl0.5OH0.5 monolayers. As shown in Fig. 3 by replacing 50 percent of Cl atoms with OH groups, the lattice constant a becomes smaller lowering the energy of the conduction bands above the point. When the Cl atoms are replaced completely by OH groups (ZrOH), the lattice constant a reduces to 3.30 Å, causing the conduction and valence band inversion at the point. In ZrOH, by increasing the lattice constant a, the distance between Zr atoms increases so the interactions between Zr atoms and hybridization between Zr-d (Zr-d ) diminishes (enhances) which lowers (raises) the energy of the bands composed from Zr-d (Zr-d ) orbitals resembling the band structure of ZrCl monolayer.
Because of separation of the conduction and valence bands, the Fu-Kane formula of topological invariants can be applied to ZrOH and the invariant is determined by examining the parity eigenvalues of the valence band at time reversal invariant momenta (TRIM) points 42 . The parity products for occupied states at two TRIM of , M are calculated to be ”+” and ”-” respectively which gives =1, indicating the nontrivial topological phase. The calculated Fermi surface in Fig. 4 (a) shows that there are six equivalent Dirac points in Brillouin zone (BZ) which is consistent with C3 rotation and time-reversal symmetry of the structure. The calculated momentum-resolved surface density of states along the high symmetry line of -- in the (1, 0) edge BZ (Fig. 4 (b and c)) shows the presence of edge modes (red line) connecting two projected Dirac points. It can be seen that without the SOC effect, a nearly flat edge state links the adjacent projected Dirac points. When the SOC is switched on, a SOC-induced spin splitting appears for the edge states. At the (1, 0) edge, because four bulk Dirac nodes project onto two points in the edge Brillouin zone, there are four Dirac nodes in this edge (Fig. 4 (d)).
Searching for appropriate substrate is crucial for the deposition of the ZrOH monolayer in experiments. As a 2D insulator with large band gap of 3.57 eV 43 , ZnO monolayer can match well with the ZrOH monolayer with a very small lattice mismatch ( 0.9 ). Fig. 5 shows that electronic states near the Fermi level are still dominated by the ZrOH films and the Dirac cone remains in the presence of the substrate. Due to substrate effects, a small gap is opened at the Dirac point and the inversion symmetry is broken. Therefore, the degenerate energy bands are separated in energy. The calculated momentum-resolved surface density of states in (1, 0, 0) shows that the edge states still exist at the BZ boundary, confirming that the topological phase of ZrOH monolayer is not affected (Fig. 5).
Having calculated the band structure of the system and having analyzed its symmetries, we now explore possible superconducting behaviors of the system as well. Recent theoretical studies have revealed that the superconducting gap structure of Dirac semimetal can be interpreted from the orbital structure of Dirac semimetal and possible pair potentials 9 ; 10 ; 44 . In Dirac semimetal, bandcrossing points originates from bands (or orbitals) with different quantum numbers associated with a certain crystal symmetry. Therefore, the orbital mixing is prohibited in this symmetry-invariant momentum subspace including the Dirac point. However, if the Fermi surface does not coincide with such an invariant subspace, an orbital mixing is allowed on Fermi surface and Cooper pairing between electrons with different quantum numbers is possible 10 ; 44 . In this case, he band structure of odd-parity superconductor might satisfy , therefore, it leads to Where is the pairing potential 45 and P is an inversion operator acting on the orbitals within unit cell. In particular cases of ZrOH, two crossing bands are constructed from Zr-d and O-p orbitals. For such two orbital systems, the possible pair potentials can be classified into intraorbital ( and ) or interorbital (, , and ) 10 . Here and (i=0, x, y, z) are two Pauli matrices in the spin and orbital spaces respectively. In ZrOH monolayer, around the Dirac point (along the -K), the two inverted bands have opposite parity and then inversion operator can be choose as = . Therefore, all interorbital pairings in ZrOH monolayer are odd under parity and one can naturally obtain an odd-parity pairing in ZrOH. Previous studies 44 ; 46 show that in the case of odd-parity superconductors, topological nature can be clarified by knowing the information of the Fermi surface. In other words, an odd-parity superconductor is a topological superconductor if the Fermi surface encloses an odd number of time-reversal-invariant momenta in the Brillouin zone. As Fig. 2 shows, the conduction band touches the Fermi level at the point and under small lattice compressive strain, this band crosses the Fermi energy. Since the Fermi surface in ZrOH encloses an odd number of TRIM in the Brillouin zone, any time-reversal-invariant odd-parity superconductivity realized on this Fermi surface is topological 44 ; 46 . As a result, ZrOH is an odd-parity topological SC with a gapless Majorana edge mode on the boundary. Moreover, the Zak phase at surface TRIM can be calculated from the products of the parity eigenvalues over the occupied states at the two corresponding bulk TRIM 47 . In particular, the Zak phase at is calculated from the product of the parity eigenvalues at the and the M points which gives (mod ). This nontrivial Zak phase, i.e., the parity inversion between the and M, means band inversion between the and M. As a result of this Zak phase, surface states should appear at the point.
For the sake of completeness, we also calculate the Zak phase by computing the 1D integral 47
[TABLE]
where G is a reciprocal lattice vector perpendicular to BZ edge, is the periodic part of the lattice Block wave function with band index and momentum . This calculation shows again that the Zak phase is at which is perfectly consistent with aforementioned result.
As shown in Fig. 6, the vibrational modes are divided into three parts, with low frequencies dominated by Zr/O atoms, intermediate and high frequencies related mainly to H atoms. Comparing the with partial phonon density of states (PHDOS), it is clear that the most substantial contribution to the EPC comes from H and O modes at intermediate frequencies (Fig. 6). In our calculations we find the total EPC to be 0.52 with major contribution from optical phonon mode around 10 THz. The superconducting is estimated to be 24.7 K at the Fermi level which is located below the Dirac point. The Fermi level is 0.05 eV below the Dirac point which corresponds to hole concentration =5.31011 cm*-2* 48 ; 49 (see Appendix B). To consider the superconductivity around the Dirac point, we raise the Fermi energy and placing it at the Dirac point and above it (see Fig. 6).
By setting the Fermi energy at the Dirac point, the electron concentration becomes =61013 cm*-2* which is driven by parabolic band. If we locate the Fermi energy at 0.05 eV above the Dirac point, both Dirac point and parabolic band take part in generating =1.201014cm*-2* for the electron concentration at the Fermi level. The calculated results (Table 1) show that the EPC is increased to 0.7 by raising the Fermi energy while is decreased by 23 % at the Dirac point and then increased by 30 % above band crossing. The value of the Coulomb pseudopotential is chosen to be 0.1 (dashed line in Fig. 6(b)) in these calculations. However, the calculated for several values of the Coulomb pseudopotential (Fig. 6) shows the strong impact of the electron-electron interaction on . The high EPC and superconductivity in ZrOH can be attributed to a Van Hove singularity of density of state at the Fermi level resulting from Zr-Zr distance reduction. These results are in good agreement with a previous report 23 which shows that the change in Zr-Zr distance is the most important factor in the appearance of superconductivity in ZrNCl.
IV Summary and conclusions
In summary, we have investigated the electronic structure and the EPC of ZrOH (HfOH). The calculated electronic and phonon properties of ZrOH show the coexistence of nontrivial band topology and superconductivity in this monolayer. In fact, the superconducting is estimated to be 24.7 K. Our work demonstrates that 2D ZrOH can exhibit superconductivity and is a novel platform for realizing Majorana fermions. This work opens a new venue for future development in the search for two-dimensional topological superconducting materials and could be verified by experiments.
V Acknowledgments
This work is supported by Iran Science Elites Federation.
Appendix A Formation energy
The formation energies of surface groups for single-layer ZrX (X= OH, Cl, Br, F) are shown in Figure Fig. 1, which are defined as
[TABLE]
where (ZrX) and (Zr) stand for the total energies of ZrX and Zr monolayer, respectively, and (X) is the total energy of O2+H2, , and . Since the formation energy (-14.24) of ZrOH is larger than those of ZrX, probably its experimental production may be more feasible.
Appendix B Carrier concentration
The carrier (hole) concentration, , at the Fermi level is related to the Dirac cone (Fig. 5) with negligible part from a parabolic band around the zone center. Therefore, is given by 50 ; 51
[TABLE]
where is the Fermi level shift referring to the Dirac point and = 0.5108 cm/s is the Fermi velocity. The Fermi level is 0.05 eV below the Dirac point which corresponds to hole concentration = 5.31011 cm*-2*. To consider the carrier (hole) concentration around the Dirac point, we expand (see Fig. 5) the electron dispersion, E(k), around the zone center to second order, E= ak2 + bk , which provides a very good fit to the results of ab-initio calculation with a = 2.645 and b = 0.011 (Fig. 5 (c)). By setting the Fermi energy at the Dirac point (Fig. 5), the electron concentration becomes = 61013 cm*-2* which is driven by parabolic band. If we locate the Fermi energy at 0.05 eV above the Dirac point, both Dirac point and parabolic band take part in generating = 1.201014 cm*-2* for the electron concentration at the Fermi level.
Appendix C HfOH band structures
The bulk band structure and phonon dispersions of optimized HfOH nanosheets are depicted in Fig 7. The longitudinal acoustic (LA) and transverse acoustic (TA) modes with in-plane atomic displacements are illustrated. ZA refers to the transverse waves with out-of-plane atomic displacements. The sound velocities in the -K direction are obtained as 1.41 and 0.89 km/s for longitudinal and transverse atomic motions for HfOH, respectively.
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