B\"okstedt periodicity and quotients of DVRs
Achim Krause, Thomas Nikolaus

TL;DR
This paper computes the topological Hochschild homology of quotients of DVRs, offers a concise proof of B"okstedt periodicity, and provides an efficient method to revisit previous THH computations for complete DVRs.
Contribution
It introduces a streamlined approach to compute THH of DVR quotients and generalizes B"okstedt periodicity over various bases.
Findings
Computed THH of DVR quotients
Provided a short proof of B"okstedt periodicity
Streamlined previous THH computations for complete DVRs
Abstract
In this note we compute the topological Hochschild homology of quotients of DVRs. Along the way we give a short argument for B\"okstedt periodicity and generalizations over various other bases. Our strategy also gives a very efficient way to redo the computations of THH (resp. logarithmic THH) of complete DVRs originally due to Lindenstrauss-Madsen (resp. Hesselholt-Madsen).
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Taxonomy
TopicsHomotopy and Cohomology in Algebraic Topology · Topological and Geometric Data Analysis · Algebraic structures and combinatorial models
Bökstedt periodicity and quotients of DVRs
Achim Krause, Thomas Nikolaus
Abstract
In this note we compute the topological Hochschild homology of quotients of DVRs. Along the way we give a short argument for Bökstedt periodicity and generalizations over various other bases. Our strategy also gives a very efficient way to redo the computations of (resp. logarithmic ) of complete DVRs originally due to Lindenstrauss-Madsen (resp. Hesselholt–Madsen).
Introduction
Topological Hochschild homology, THH, together with its induced variant topological cyclic homology, TC, has been one of the major tools to compute algebraic -theory in recent years. It also is an important invariant in its own right, due to its connection to -adic Hodge theory and crystalline cohomology [BMS18, BMS19].
The key point is that topological Hochschild homology , as opposed to algebraic -theory, can be completely identified for many rings . Let us list some examples here.
The most fundamental result in the field is Bökstedt periodicity, which states that for a class in degree . This is also the input for the work of Bhatt–Morrow–Scholze [BMS19]. 2. 2.
The -adic computation of was also done by Bökstedt and eventually lead to the -adic identification of , see [BM94, Rog99]. 3. 3.
More generally, Lindenstrauss and Madsen identify -adically for a complete DVR with perfect residue field of characteristic [LM00]. This computation was one of the key inputs for Hesselholt and Madsen’s seminal computation of K-theory of rings of integers in -adic number fields. 4. 4.
Brun computed in [Bru00]. This gives some information about , which is still largely unknown, see [Bru01].
In this paper we revisit all the -computations mentioned above from scratch, and give new, easier and more conceptual proofs. We will go one step further and give a complete formula for where is a quotient of a DVR with perfect residue field of characteristic . We identify with the homology of an explicitly described DGA, see Theorem 5.2. This for example recovers the computation of by Brun and also identifies the ring structure in this case (which was unknown so far). The result shows an interesting dichotomy depending on how large is when compared to the -adic valuation of the derivative of the minimal polynomial of a uniformizer of (relative to the Witt vectors of the residue field), see Section 6.
The main new idea employed in this paper is to first compute of and relative to the spherical group ring . This relative of satisfies a form of Bökstedt periodicity, which was to our knowledge first observed by J. Lurie, P. Scholze and B.Bhatt. It appeared in work of Bhatt-Morrow-Scholze [BMS19] as well as in [AMN18]. But the maneuver of working relative to the uniformizer is much older in the algebraic context, for example in the theory of Breuil-Kisin modules [Kat94, Bre99, Kis09].111We would like to thank Matthew Morrow and Lars Hesselholt for pointing this out and explaining the history to us.
Finally, having computed THH relative to we use a descent style spectral sequence (see Section 4 and Section 5) to recover the absolute . In Section 10 we also deduce the computation of logarithmic of CDVRs (due to Hesselholt–Madsen) from the computation of relative using a similar spectral sequence.
Contents
- 1 Bökstedt periodicity for
- 2 Bökstedt periodicity for perfect rings
- 3 Bökstedt periodicity for CDVRs
- 4 Absolute for CDVRs
- 5 Absolute for quotients of DVRs
- 6 Evaluation of the result
- 7 The general spectral sequences
- 8 Comparison of spectral sequences
- 9 Bökstedt periodicity for complete regular local rings
- 10 Logarithmic THH of CDVRs
- A Relation to the Hopkins-Mahowald result
Conventions
We freely use the language of -categories and spectra. The sphere spectrum is denoted by . For a commutative ring there is an associated commutative ring spectrum which we abusively also denote by . In this situation we have the ring spectra (‘Hochschild homology’) and (‘Topological Hochschild homology’) defined as
[TABLE]
We denote the homotopy groups of these spectra by and . More generally there are relative versions for a ring over a base ring (spectrum) given as and similar for . Note that Hochschild homology as defined here is equivalent to and is automatically fully derived. It thus agrees with what is classically called Shukla homology.
We shall denote the -completion of the spectrum by and the homotopy groups accordingly by . Note that these are in general not the -completions of the groups , but in the case that the groups have bounded order of -torsion this is true. There is the commonly used conflicting notation for THH with coefficients in an -algebra , given by he homotopy groups of . To avoid confusion we do not use the notation in this paper.
Finally, there are useful equivalences
[TABLE]
and some variants which are straighforward to prove and will be used frequently.
Acknowledgments
We would like to thank Lars Hesselholt, Eva Höning, Mike Mandell, Matthew Morrow, Peter Scholze and Guozhen Wang for helpful conversations. We also thank Lars Hesselholt and Eva Höning for comments on a draft. The authors were funded by the Deutsche Forschungsgemeinschaft (DFG, German Research Foundation) under Germany’s Excellence Strategy EXC 2044 390685587, Mathematics Münster: Dynamic–Geometry–Structure.
1 Bökstedt periodicity for
We want to give a proof of the fundamental result of Bökstedt, that topological Hochschild homology of is a polynomial ring on a degree 2 generator. The proof presented here is closely related to the Thom spectrum proof in [Blu10] based on a result of Hopkins-Mahowald, but in our opinion it is more direct, see Appendix A for a precise discussion.
Let us first give a slightly more conceptual formulation of Bökstedt’s result.
Theorem 1.1** (Bökstedt).**
The spectrum is as an -algebra spectrum over free on a generator in degree 2, i.e. equivalent to .
Here is the group ring of the -group over i.e. the -homology . The equivalence between the two formulations relies on the fact that is the free -group on , where is considered as a pointed space.
Our proof relies on a structural result about the dual Steenrod algebra . We consider this spectrum as an -algebra using the inclusion into the left factor.222If we use the right factor this produces an equivalent -algebra where the equivalence is the conjugation. It is an -algebra over , but has a universal description as an -algebra. This result seems to be known, at least to some experts, but we have not been able to find it written up in the literature.
Theorem 1.2**.**
As an --algebra, the spectrum is free on a single generator of degree , i.e. it is as an --algebra equivalent to .
We will give a proof of Theorem 1.2 in the next section. But let us first deduce Theorem 1.1 from it.
Proof of Theorem 1.1.
We have an equivalence of -algebras
[TABLE]
The third equivalence uses that sends products to tensor products and preserves colimits. ∎
Remark 1.3**.**
If one only wants to use that is free as an abstract -algebra and avoid space level arguments, one can observe that in any pointed presentably symmetric monoidal -category one has for every object an equivalence
[TABLE]
This is proven in [Lur18, Corollary 5.2.2.13] for and the case can be reduced to this case using Dunn Additivity by replacing with the -category of augmented -algebras . This -category satisfies the assumptions of [Lur18, Corollary 5.2.2.13] by [Lur18, Proposition 5.1.2.9].
1.1 Proof of Theorem 1.2
In order to prove this result we first recall that for every -ring spectrum over there exist Dyer-Lashof operations
[TABLE]
for and they satisfy all the relations of the usual Dyer-Lashof operations as long as they make sense. For an -algebra over with odd , there exist operations
[TABLE]
for .
Proposition 1.4**.**
Let be the free -algebra over on a generator in degree 1. Then
for we have
[TABLE]
where . The element is given by . In addition, . 2. 2.
for odd we have
[TABLE]
where , . The element is given by , the element is given by .
Any -algebra over whose homotopy ring together with the action of the Dyer-Lashof operations is of the above form, is also free on a generator in degree 1.
Proof.
We use that , i.e. we are computing the Pontryagin ring of the space . Then the first part is due to Araki and Kudo [KA56, Theorem 7.1], the second part is due to Dyer-Lashof [DL62, Theorem 5.2]. These results are relatively straightforward computations using the Serre spectral sequence and the Kudo transgression theorem.
Now for the last part assume that we have given any such and any non-trivial element . We get an induced map from the free algebra . Since this map is an -map the induced map on homotopy groups is compatible with the ring structure as well as the Dyer-Lashof operations. But everything is generated from under these operations in the same way, so the map is an equivalence. ∎
Proof of Theorem 1.2.
By Proposition 1.4 we only have to verify that the homotopy groups have the correct ring structure and Dyer-Lashof operations. This is a classical calculation due to Milnor for the ring structure and Steinberger [BMMS86, Chapter 3, Theorem 2.2 and 2.3] for the Dyer-Lashof operations: at , the generator corresponds to the Milnor basis element , at odd corresponds to the element and to . ∎
Remark 1.5**.**
We want to remark that Theorem 1.1 also implies Theorem 1.2. Thus assume that Theorem 1.1 holds. We have that is isomorphic to , generated by an element . We can thus choose an -map
[TABLE]
which induces an equivalence on -types.333The computation of the first two homotopy groups of is everything that we input about the dual Steenrod algebra. So in fact even Milnor’s computation, as well as the results of Steinberger cited here, could be recovered from an independent proof of Bökstedt’s result. We can form the Bar construction on these augmented -algebras, and the resulting map
[TABLE]
is an equivalence on , so by Theorem 1.1 it is an equivalence. Thus, Theorem 1.2 follows from the following lemma.
Lemma 1.6**.**
Let be a map augmented connected -algebras over . Then if the map
[TABLE]
is an equivalence, so is .
Proof.
Assume is not an equivalence. Let denote the connectivity of the cofiber of , i.e. for , but . admits a filtration (obtained by filtering the Bar construction over by its skeleta) whose associated graded is given in degree by . Here is the cofiber of and -connective by assumption. The map
[TABLE]
has -connective cofiber. Thus, the -type of the cofiber of receives no contribution from the terms for , and coincides with the -type of the cofiber of , which is and has nonvanishing by assumption. So cannot have been an equivalence. ∎
2 Bökstedt periodicity for perfect rings
Now we also want to recover the well-known calculation of for a perfect -algebra . This can directly be reduced to Bökstedt’s theorem. Let us first note that there is a morphism induced from the map . Moreover the spectrum is a -module, so that we get an induced map
[TABLE]
where the first term denotes the free -algebra on a generator in degree 2.
Proposition 2.1**.**
For a perfect -algebra the map (1) is an equivalence.
Proof.
Recall that for every perfect -algebra there is a -complete -ring spectrum , called the spherical Witt vectors, with and which is flat over . It follows that the homology is given by and thus the -homology by .
In particular we get that
[TABLE]
where is the Hochschild homology of relative to . The result now follows once we know that this is given by concentrated in degree [math]. This immediately follows from the vanishing of the cotangent complex of but we want to give a slightly different argument here:
It suffices to show that the positive dimensional groups are zero. To see this it is enough to show that for every -algebra the Frobenius induces the zero map for , since for perfect the Frobenius is also an isomorphism. Now for general this follows since is a simplicial commutative -algebra and the Frobenius acts through the levelwise Frobenius. But the levelwise Frobenius for every simplicial commutative -algebra induces the zero map in positive dimensional homotopy. 444This follows since for every simplicial commutative -algebra the Frobenius can be factored as where the latter map is induced by the multiplication considered as a map of underlying simplicial sets. For it follows by an Eckmann-Hilton argument that the multiplication map is at the same time multilinear and linear, hence zero. ∎
Remark 2.2**.**
Note that the proof in particular shows that is -adically equivalent to as this can be checked on -homology. We will also write for the -completion of so that we have
[TABLE]
Integrally this is not quite the case, as one encounters contributions form the cotangent complex which only vanishes after -completion.
We also note that one can also deduce Proposition 2.1 from a statement similar to Theorem 1.2 which we want to list for completeness.
Proposition 2.3**.**
For a perfect -algebra, we have
[TABLE]
i.e. the spectrum is as an --algebra free on a single generator in degree 1.
Proof.
As , we have
[TABLE]
so the statement follows from base-changing the statement over . ∎
3 Bökstedt periodicity for CDVRs
Now we want to turn our attention to complete discrete valuation rings, abbreviated as CDVRs. We will determine their absolute later, but for the moment we focus on an analogue of Bökstedt’s theorem which works relative to the -ring spectrum
[TABLE]
For a CDVR we let be a uniformizer, i.e. a generator of the maximal ideal, and consider it as a -algebra via . Everything that follows will implicitly depend on such a choice. By assumption is complete with respect to . Since is a non-zero divisor this is equivalent to being derived -complete. Moreover if has residue field of characteristic then is also (derived) -complete since is contained in the maximal ideal.
The following result is, at least in mixed characteristic, due to Bhargav Bhatt, Jacob Lurie and Peter Scholze in private communication but versions of it also appear in [BMS19] and in [AMN18].
Theorem 3.1**.**
Let be a CDVR with perfect residue field of characteristic . Then we have
[TABLE]
for in degree 2.
Proof.
We distinguish the cases of equal and of mixed characteristic. In mixed characteristic we have the equation where is the ramification index. We deduce that is -complete since it is -complete. Now we have
[TABLE]
and thus this is by Proposition 2.1 given by an even dimensional polynomial ring over . Thus is -torsion free and the result follows.
If is of equal characteristic then is isomorphic to the formal power series ring where is the residue field (which is perfect by assumption). We consider the -ring obtained as the -completion of . Then we have an equivalence
[TABLE]
which uses that is of finite type over the sphere. As a result, we get an equivalence
[TABLE]
Now in order to show the claim it suffices to show that is concentrated in degree 0 (where it is given by ). In order to prove this we first note that is (derived) relatively perfect, i.e. the square
[TABLE]
is a pushout of commutative ring spectra, where is the Frobenius. This holds because is basis for as a -module and also for as a -algebra. Now the map
[TABLE]
induced from the square (2) is an equivalence since the square is a pushout. We claim again, as in the proof of Proposition 2.1, that this map is zero for . Since is flat, we have
[TABLE]
as right -modules. The map
[TABLE]
is induced up from the map induced by the Frobenius of , which is given by the Frobenius of the simplicial commutative ring . Thus it is zero on positive dimensional homotopy groups. ∎
Remark 3.2**.**
The isomorphism of Theorem 3.1 depends on the choice of generator of . The proof of Theorem 3.1 determines in mixed characteristic only modulo . We will see later that there is in fact a preferred choice of generator which then makes the isomorphism of Theorem 3.1 canonical, see Remark 4.3.
Remark 3.3**.**
Let be a not necessarily complete DVR of mixed characteristic with perfect residue field. Then we have that
[TABLE]
is an equivalence where is the -completion of . This is true for every ring . But for a DVR the -completion is the same as the completion of with respect to the maximal ideal so that Theorem 3.1 applies to yield that
[TABLE]
For every prime we have that
[TABLE]
since is invertible in . If we can show that is finitely generated in each degree we can therefore even get that without -completion. For example if or more generally localizations of rings of integers at prime ideals. But in general one can not control the rational homotopy type of , as the example of shows, where we get contributions from .
In equal characteristic we do not know how to compute if is not complete, since in general the cotangent complex does not vanish.555For an explicit counterexample consider an element in the fraction field which is transcendental over . This exists for cardinality reasons. Now the cotangent complex is nontrivial. Since it agrees with a localisation of , where , is a DVR with nontrivial .
Remark 3.4**.**
One can also deduce the mixed characteristic version of Theorem 3.1 from an analogue of Theorem 1.2 which under the same assumptions as Theorem 3.1 and in mixed characteristic states that is -adically the free -algebra on a single generator in degree 1.
We also want to remark that there are some equivalent ways of stating Theorem 3.1 which might be a bit more canonical from a certain point of view.
Proposition 3.5**.**
In the situation of Theorem 3.1 the map extends to a map by completeness of . The induced canonical maps
[TABLE]
are all equivalences.
Proof.
For the upper four maps this follows from the equivalences
[TABLE]
which can all be checked in -homology (see Remark 2.2 and the proof of Theorem 3.1). The last two vertical equivalences follows since and are already -complete. If is of equal characteristic this is clear anyhow (and in the whole diagram we did not need the -completions). In mixed characteristic this follows from Lemma 3.6 below, since is of finite type over and over , which can be seen by the presentation
[TABLE]
where is the minimal polynomial of the uniformizer . ∎
Recall that a connective ring spectrum over a connective, commutative ring spectrum is said to be of finite type if is as an -module a filtered colimit of perfect modules along increasingly connective maps (i.e. has a cell structure with finite ‘skeleta’).
Lemma 3.6**.**
If is -complete and of finite type over then is also -complete .
Proof.
We first observe that all tensor products are of finite type over (say by action from the right) which follows inductively. Thus they are -complete. Finally, the -truncation of is equivalent to the -truncation of the restriction of the cyclic Bar construction to . This colimit is finite and the stages are -complete by the above. ∎
We now consider quotients of a CDVR as in Theorem 3.1. Every ideal is of the form and thus for some .
Proposition 3.7**.**
In the situation above we have a canonical equivalence
[TABLE]
and on homotopy groups we get
[TABLE]
where is a divided power generator in degree 2.
Proof.
Since is a non-zero divisor we can write where is the reduced suspension spectrum of the pointed monoid . Thus we find
[TABLE]
where in the last step we have used that is nilpotent in and thus we are already -complete. Finally \operatorname{HH}\big{(}(\mathbb{Z}[z]/z^{k})\,/\mathbb{Z}[z]\big{)} is given by a divided power algebra . To see this we first observe that is given by the exterior algebra with in degree . Then it follows that \operatorname{HH}\big{(}(\mathbb{Z}[z]/z^{k})\,/\mathbb{Z}[z]\big{)}, which is the Bar construction on that, is given by
[TABLE]
This implies the claim. ∎
4 Absolute for CDVRs
For a CDVR with perfect residue field of characteristic we have computed relative to . In order to compute the absolute we are going to employ a spectral sequence which works very generally (see Proposition 7.1).
Proposition 4.1**.**
For every commutative algebra (over ) with an element considered as a -algebra there is a multiplicative, convergent spectral sequence
[TABLE]
Proof.
This is a special case of the spectral sequence of Proposition 7.1. ∎
Now for a CDVR we want to use this spectral sequence to determine . From Theorem 3.1 we see that this spectral sequence takes the form
[TABLE]
with and .
[TABLE]
Using the multiplicative structure one only has to determine a single differential
[TABLE]
In the equal characteristic case this has to vanish since can be chosen to lie in the image of the map and thus has to be a permanent cycle. Thus the spectral sequence degenerates and we get as there can not be any extension problems for degree reasons. 666This can also be seen directly using that which implies
Let us now assume that is a CDVR of mixed characteristic. Once we have chosen a uniformizer we get a minimal polynomial which we normalize such that . Note that usually is taken to be monic, of the form . This differs from our convention by the unit .
Lemma 4.2**.**
There is a choice of generator such that .
Proof.
agrees with , since . Since is of finite type over we use Lemma 3.6 to see that . For connectivity reasons,
[TABLE]
Since , we have
[TABLE]
Comparing with the spectral sequence, this means that the image of is precisely the submodule of generated by . Since is a domain, any two generators of a principal ideal differ by a unit, and thus for any generator in degree , differs from by a unit. In particular, we can choose such that . ∎
Remark 4.3**.**
The generator determined by Lemma 4.2 maps under basechange along to a generator of . The choice of normalization of with is chosen such that this is compatible with the generator obtained from the generator of under the map induced by .
Lemma 4.2 implies that is isomorphic to the homology of the DGA
[TABLE]
with differential and as there are no multiplicative extensions possible. Here we have named the element detected by by as it is given by Connes operator applied to the uniformizer . This follows from the identification of the degree part with as in the proof of Lemma 4.2. We warn the reader that we have obtained this description for from the relative which depends on a choice of uniformizer. As a result the DGA description is only natural in maps that preserve the chosen uniformizer.
The homology of this DGA can easily be additively evaluated to yield the following result, which was first obtained in [LM00, Theorem 5.1], but with completely different methods.
Theorem 4.4** (Lindenstrauss-Madsen).**
For a CDVR of mixed characteristic with perfect residue field we have non-natural isomorphisms 777In the sense that they are only natural in maps that preserve the chosen uniformizer.
[TABLE]
where is a uniformizer with minimal polynomial .
In this case the multiplicative structure is necessarily trivial, so that we do not really get more information from the DGA description. But we also obtain a spectral sequence analogous to the one of Proposition 4.1 for -completed of with coefficients in a discrete -algebra , which is . This takes the same form, just base-changed to . Thus we get the following result, which was of course also known before.
Proposition 4.5**.**
For a CDVR of mixed characteristic and any map of commutative algebras we have a non-natural ring isomorphism
[TABLE]
with and .∎
5 Absolute for quotients of DVRs
Now we come back to the case of quotients of DVRs. Thus let where is a DVR with perfect residue field of characteristic . Recall that in Proposition 3.7 we have shown that
[TABLE]
We want to consider the spectral sequence of Proposition 4.1, which in this case takes the form
[TABLE]
with , and .
[TABLE]
Here we write for the -th divided power of . The reader should think of as ‘’.
Lemma 5.1**.**
We can choose the generator and its divided powers in such a way that in the associated spectral sequence, . In particular the differential is a PD derivation, i.e. satisfies for all . 888Note that since is not a domain this does not uniquely determine . One could fix a choice of such a by comparison with elements in the Bar complex, but this is not necessary for our applications.
Proof.
The construction of the spectral sequence of Proposition 4.1 (given in the proof of Proposition 7.1) applies generally to any -module to produce a spectral sequence
[TABLE]
Since we can write , we have
[TABLE]
So we have a map of -algebras , and thus a multiplicative map of the corresponding spectral sequences. The spectral sequence for is of the form
[TABLE]
We have that . Since the spectral sequence is multiplicative, we get
[TABLE]
and since the -page consists of torsion free abelian groups, we can divide this equation by to get
[TABLE]
i.e. the differential is compatible with the divided power structure.
Now, . In particular, in the spectral sequence
[TABLE]
is a unit multiple of . We can thus choose our generator of in such a way that , and by compatibility with divided powers, . After base-changing along , this implies the claim. ∎
Theorem 5.2**.**
Let be a quotient of a DVR with perfect residue field of characteristic . Then is as a ring non-naturally isomorphic to the homology of the DGA
[TABLE]
with differential given by and and
[TABLE]
Here is a uniformizer and its minimal polynomial.
Proof.
This follows immediately from Lemma 5.1 together with the fact that there are no extension problems for degree reasons. ∎
6 Evaluation of the result
In this section we want to make the results of Theorem 5.2 explicit. We start by considering the case of the p-adic integers in which Theorem 5.2 reduces additively to Brun’s result, but gives some more multiplicative information. We note that all the computations in this section depend on the presentation and are in particular highly non-natural in .
Example 6.1**.**
We start by discussing the case and . We pick the uniformizer . The minimal polynomial is , and . The resulting groups were additively computed by Brun [Bru00].
We have , and since the minimal polynomial is given by we get . If , then still has divided powers, given by
[TABLE]
which makes sense since by Lemma 6.6 below.
Now , and we get a map of DGAs
[TABLE]
which is an isomorphism by a straightforward filtration argument. By Proposition 4.5, the homology of coincides with . Thus applying the Künneth theorem we get
[TABLE]
as rings. Concretely we get
[TABLE]
So in the case , we can replace the divided power generator of our DGA by one in the kernel of . We contrast this with the case . In this case, of course, we expect to recover Bökstedt’s result , but it is nevertheless interesting to analyze this result in terms of Theorem 5.2 and observe how this differs from Example 6.1.
Example 6.2**.**
For with uniformizer and , i.e. , we have and . Here, we can set to obtain an isomorphism of DGAs
[TABLE]
Since , and thus the homology of the second factor is just in degree [math], Künneth applies to show that .
The two qualitatively different behaviours illustrated in Examples 6.1 and 6.2 also appear in the general case: For sufficiently big , we can modify the divided power generator to a that splits off, and obtain a description in terms of (Proposition 6.7). For sufficiently small , we can modify the polynomial generator to an that splits off, and obtain a description in terms of (Proposition 6.4. In the general case, as opposed to the case of the integers, these two cases do not cover all possibilities, and for in a certain region the homology groups of the DGA of Theorem 5.2 are possibly without a clean closed form description.
Recall that, in the DGA of Theorem 5.2, we have and . The behavior of the DGA depends on which of the two coefficients has greater valuation.
Lemma 6.3**.**
In mixed characteristic, we have
[TABLE]
If and , we can take as generators
[TABLE] 2. 2.
If and , we can take as generators
[TABLE] 3. 3.
If and , we can take as generators
[TABLE] 4. 4.
If and , we can take as generators
[TABLE]
We now want to discuss the structure of in the cases appearing in Lemma 6.3. We start with the simplest case, which is analogous to Example 6.2:
Proposition 6.4**.**
Assume we are in the situation of Theorem 5.2 and that either is of equal characteristic, or is of mixed characteristic and we are in case (1) or (4) of Lemma 6.3, i.e. and , or and . Then we have
[TABLE]
which evaluates additively to
[TABLE]
Proof.
We set if is of equal characteristic or if and , and if and . Then . We get a map of DGAs
[TABLE]
which is an isomorphism by a straightforward filtration argument. By Künneth, we get an isomorphism
[TABLE]
The additive description of the homology is easily seen from the fact that . ∎
Remark 6.5**.**
In fact, we can identify with the Hochschild homology . Compare Section 8.
Essentially, the takeaway of Proposition 6.4 is that in cases (1) and (4) of Lemma 6.3 we can modify the polynomial generator to a cycle which splits a polynomial factor off .
One would hope that, complementarily, in cases 2 and 3, we can split off a divided power factor. This is only true after more restrictive conditions. To formulate those, we will require the following lemma on the valuation of factorials:
Lemma 6.6** (Legendre).**
For a natural number and a prime we have
[TABLE]
Proof.
We count how often divides . Every multiple of not greater than provides a factor of , every multiple of provides an additional factor of , and so on. We get the following formula, due to Legendre:
[TABLE]
where denotes rounding down to the nearest integer. In particular,
[TABLE]
Proposition 6.7**.**
Assume we are in the situation of Theorem 5.2, and for of equal characteristic , and for of mixed characteristic either (i.e. we are in case (1) or (2) of Lemma 6.3), or we have the following strengthening of case (3):
[TABLE]
Then we have an isomorphism of rings
[TABLE]
In particular, we get additively
[TABLE]
Proof.
If , all are cycles, and we set . If
[TABLE]
we set . In either case, admits divided powers, defined in the first case just by , and in the second case by
[TABLE]
which is well-defined because
[TABLE]
by assumption and Lemma 6.6.
We get a map of DGAs
[TABLE]
which is an isomorphism by a straightforward filtration argument. By Proposition 4.5 and Künneth, we then get
[TABLE]
Finally, we want to illustrate that the case ‘in between’ Propositions 6.7 and 6.4 is more complicated and probably doesn’t admit a simple uniform description.
Example 6.8**.**
For a mixed characteristic CDVR with perfect residue field and , Theorem 5.2 implies that the even-degree part of is given by the kernel of in the DGA . We can thus consider as a subring of .
Suppose we are in the situation of case (3) of Lemma 6.3. Then a basis for is given by
[TABLE]
Now suppose the valuations of the coefficients and are positive, but small, say smaller than . Then observe that
[TABLE]
in particular, under our assumptions, is divisible by but not . Similarly,
[TABLE]
is divisible by but not . So both of our generators of are nilpotent, but cannot admit divided powers. It is not hard to see that this holds more generally for any element of that is nonzero mod . So in this situation, cannot admit a description similar to Proposition 6.4 or 6.7.
One example for fulfilling the requirements used here is given by with uniformizer , and , as long as and .
7 The general spectral sequences
We now want to establish a spectral sequence to compute absolute from relative ones of which Proposition 4.1 is a special case. This will come in two slightly different flavours. We let be a map of commutative rings and let be a lift of to the sphere, i.e. a commutative ring spectrum with an equivalence
[TABLE]
The example that will lead to the spectral sequence of Proposition 4.1 is and .
Recall that for every commutative ring we can form the derived de Rham complex , which has a filtration whose associated graded is in degree given by a shift the non-abelian derived functor of the -term of the de Rham complex (considered as a functor in ). Concretely this is done by simplically resolving by polynomial algebras , taking levelwise and considering the result via Dold-Kan as an object of . This derived functor agrees with the -th derived exterior power of the cotangent complex . For smooth over this just recovers the usual terms in the de Rham complex. In general one should be aware that is a filtered chain complex, hence has two degrees, one homological and one filtration degree. We shall only need its associated graded which is a graded chain complex. We warn the reader that the homological direction comes from deriving and has nothing to do with the de Rham differential.
Proposition 7.1**.**
In the situation described above there are two multiplicative, convergent spectral sequences
[TABLE]
Here we use homological Serre grading, i.e. the displayed bigraded ring is the -page and the -differential has -bidegree . A similar spectral sequence with everything all terms -completed (including the tensor products) exists as well.
Proof.
We consider the lax symmetric monoidal functor
[TABLE]
where we have used the equivalence to get the -module structure on .
Now we filter by two different filtrations: either by the Whitehead tower
[TABLE]
or by the HKR-filtration [NS18, Proposition IV.4.1]
[TABLE]
The HKR-filtration is in fact the derived version of the Whitehead tower, in particular for smooth (or more generally ind-smooth) both filtrations agree. Both filtrations are complete and multiplicative, in particular they are filtrations through modules. On the associated graded pieces the -module structure factors through the map of ring spectra. This is obvious for the Whitead tower and thus also follows for the HKR filtration. Thus the graded pieces are only -modules and as such given by in the first case and by in the second case.
After applying the functor (3) to this filtration we obtain two multiplicative filtrations of :
[TABLE]
which are complete since the connectivity of the pieces tends to infinity. Let us identify the associated gradeds for the HKR filtration, the case of the Whitehead tower works the same:
[TABLE]
Thus by the standard construction we get conditionally convergent, multiplicative spectral sequences which are concentrated in a single quadrant and therefore convergent. ∎
If is smooth (or more generally ind-smooth) over then both spectral sequences of Proposition 7.1 agree and take the form
[TABLE]
In general the HKR spectral sequence seems to be slightly more useful even though the other one looks easier (at least easier to state). We will explain the difference in the example of a quotient of a DVR in Section 8 where and .
Remark 7.2**.**
With basically the same construction as in Proposition 7.1 (and if is discrete in the first case) one gets variants of these spectral sequences which take the form
[TABLE]
These spectral sequences agree with the ones of Proposition 7.1 as soon as is flat over or is smooth over , which covers all cases of interest for us. These modified spectral sequences are probably in general the ‘correct’ ones but we have decided to state Proposition 7.1 in the more basic form.
Finally we end this section by construction a slightly different spectral sequence in the situation of a map of rings . This was constructed in Theorem 3.1 of [Lin00]. See also Brun [Bru00], which contains the special case . We will explain how it was used by Brun to compute in the next section and compare that approach to ours.
Proposition 7.3**.**
In general for a map of rings there is a multiplicative, convergent spectral sequence
[TABLE]
Proof.
We filter by its Whitehead tower and consider the associated filtration
[TABLE]
This filtration is multiplicative, complete and the colimit is given by . The associated graded is given by
[TABLE]
where we have again used various base change formulas for . ∎
8 Comparison of spectral sequences
Let us consider the situation of Section 5 i.e. is a quotient of a DVR with perfect residue field of characteristic . We want to compare four different multiplicative spectral sequences converging to that can be used in such a situation. They all have absolutely isomorphic (virtual) -pages give by but totally different grading and differential structure.
In Section 5 we have constructed a spectral sequence which ultimately identifies as the homology of a DGA , see Theorem 5.2. This spectral sequence takes the form
[TABLE]
i.e. we have both and along the lower edge, and they both support differentials hitting certain multiples of (here corresponds to ). The main point is that it suffices to determine the differential on and and the rest follows using multiplicative and divided power structures. There is no space for higher differentials. 2. 2.
We now consider Brun’s spectral sequence, see Proposition 7.3. It also computes but has -term
[TABLE]
Since is a divided power algebra , and can be computed as the homology of the DGA by Proposition 4.5, one can introduce a virtual zeroth page of the form
[TABLE]
We interpret as the -differential999We do not claim that there is a direct algebraic construction of a spectral sequence with this zeroth page. We simply define the spectral sequence by defining and as explained and from and higher on we take Brun’s spectral sequence. This should be seen as a mere tool of visualization. and get the following picture:
[TABLE]
This spectral sequence behaves well and degenerates in the ‘big ’ case discussed in 6.7, since then we have divided power elements that are detected by the , but this is not obvious from this spectral sequence, and Brun [Bru00] has to do serious work to determine its structure in the case for .
In fact, for with the spectral sequence becomes highly nontrivial. After , determined by , the leftmost column consists of elements of the form and . From Example 6.2, we know that is polynomial on . This is detected as in this spectral sequence. Since is a divided power generator, its -th power is [math] on the -page. But , and thus there is a multiplicative extension. In addition, the elements and the divided powers of cannot exist on the -page, so there are also longer differentials.
While these phenomena might seem like a pathology in the case – after all, we knew before – qualitatively, they generally appear whenever we are not in the ‘big ’ case discussed in Proposition 6.4. 3. 3.
We can also consider the first spectral constructed in Proposition 7.1, which takes the form
[TABLE]
One gets by a version of Theorem 3.1, and is computed as the homology of the DGA where sits in degree and in degree 1. Thus we again introduce a virtual -term
[TABLE]
and consider as a differential. Then the spectral sequence visually looks as follows:
[TABLE]
This spectral sequence behaves well and degenerates in the ‘small ’ case discussed in Proposition 6.4, since then we have a polynomial generator whose powers are detected by the . If we are not in this case, we generally have nontrivial extensions. For example, let be chosen such that , and . In this case, , using 5.2, is of the form
[TABLE]
with
[TABLE]
In this spectral sequence, the page consists in total degree of a copy of in degree , and a copy of in degree . The element is detected as a generator of the degree part, but it is not actually annihilated by . Rather, agrees with , detected as a -multiple of the generator in degree and nonzero under our assumption . 4. 4.
Finally we can consider the second spectral sequence constructed in Proposition 7.1 which takes the form
[TABLE]
One again has and is computed as the homology of the DGA where this time sits in grading and homological degree (recall that has a grading and a homological degree). Thus our virtual -term this time takes the form
[TABLE]
and the differential becomes a . The spectral sequence looks graphically as follows:
[TABLE]
This spectral sequence is a slightly improved version of spectral sequence (3) as there are way less higher differentials possible. The whole wedge above the diagonal line through on the -axis is zero. Again this spectral sequence behaves well and degenerates in the ‘small ’ case 6.4, but behaves as badly in the other cases.
Essentially, one should view Proposition 6.4 as degeneration result for the spectral sequences (3) and (4), and Proposition 6.7 as a degeneration result for the Brun spectral sequence (2). By putting both the Bökstedt element and the divided power element (coming from the relation ) in the same filtration, the spectral sequence (1) that we have used allows us to uniformly treat both of these cases, as well as still behaving well in the cases not covered by Propositions 6.7 and 6.4 (like Example 6.8), where the homology of the DGA of Theorem 5.2 becomes more complicated and all of the three alternative spectral sequences discussed here can have nontrivial extension problems, seen in our spectral sequence in the form of cycles which are interesting linear combinations of powers of and .
9 Bökstedt periodicity for complete regular local rings
In this section we want to discuss the more general case of a complete regular local ring , that is, a complete local ring whose maximal ideal is generated by a regular sequence , see [Stacks, Tag 00NQ] and [Stacks, Tag 00NU]. Assume furthermore that is perfect of characteristic . We focus on the mixed characteristic case, since by a result of Cohen [Coh46], agrees with a power series ring over in the equal characteristic case.
We can regard as an algebra over . We then have the following generalisation of Theorem 3.1:
Theorem 9.1**.**
For a complete regular local ring of mixed characteristic with perfect residue field of characteristic we have
[TABLE]
with in degree .
We will give a proof which is completely analogous to the one of Theorem 3.1. We first need the following Lemma.
Lemma 9.2**.**
If is a complete regular local ring as above, it is of finite type over . More precisely, it takes the form
[TABLE]
for a power series with .
Proof.
The map is a surjective -module map, and its kernel base-changes along to the kernel of , i.e. . is therefore free of rank , on a generator reducing to modulo . ∎
Proof of Theorem 9.1.
From Lemma 9.2, one can deduce as in Proposition 3.5 that the following all agree:
[TABLE]
These statements can again all be checked modulo , observing that the lower right hand term is already -complete by Lemma 3.6 since is of finite type over . The key is (as in the proof of Proposition 3.5) that the maps
[TABLE]
are all relatively perfect.
Note that, as opposed to the DVR case, is not of finite type over the ring spectrum , and thus is not necessarily -complete. ∎
From Proposition 7.1, we now obtain:
Proposition 9.3**.**
There is a multiplicative, convergent spectral sequence
[TABLE]
Analogously to Lemma 4.2 we can describe the differential :
Lemma 9.4**.**
We can choose the generator in such a way that
[TABLE]
Proof.
We have . For a polynomial as in Lemma 9.2, we get
[TABLE]
So the image of in degree has to agree with the ideal generated by . Up to a unit, we thus have
[TABLE]
For , this differential again completely determines , since in degrees is injective, and therefore the -page is concentrated in degrees , and for and the spectral sequence degenerates thereafter without potential for extensions. For , there could be extensions, and for , there could be longer differentials, both of which we do not know how to control.
Finally, we want to remark a couple of things about computing for , with a regular sequence analogously to Section 5. We still have a spectral sequence
[TABLE]
but the study of turns out to be potentially more subtle. As opposed to Proposition 3.7, we only have a spectral sequence
[TABLE]
but this does not necessarily degenerate into an equivalence since there is no analogue of the spherical lift used in the proof of Proposition 3.7.
In our case, is , and is easily seen to be a divided power algebra on generators. So the spectral sequence is even and cannot have nontrivial differentials. However, there is potential for multiplicative extensions. We have been informed by Guozhen Wang that these do indeed show up, which will be part of forthcoming work of Guozhen Wang with Ruochuan Liu.
10 Logarithmic THH of CDVRs
In this section we want to explain how to deduce results about logarithmic topological Hochschild homology from our methods. This way we recover known computations of Hesselholt–Madsen [HM03] for logarithmic of DVRs. We thank Eva Höning for asking about the relation between relative and logarithmic , which inspired this section.
First we recall the definition of logarithmic following [HM03, Lei18] and [Rog09]. For an abelian monoid we consider the spherical group ring and have
[TABLE]
where is the cyclic Bar construction, i.e. the unstable version of topological Hochschild homology. We denote by the group completion and define the logarithmic of relative to by
[TABLE]
There are induced maps of commutative ring spectra
[TABLE]
whose composition is the canonical map. These are induced from the maps .
Definition 10.1**.**
For a commutative ring with a map we define logarithmic THH as the commutative ring spectrum
[TABLE]
In practice, we will only need the case with the map given by sending to an element . In this case we will also denote by .
Lemma 10.2**.**
We have an equivalence of commutative ring spectra
[TABLE]
Proof.
We have
[TABLE]
We will use this Lemma to get a spectral sequence similar to the one of Proposition 7.1. To this end let us introduce some further notation. We set
[TABLE]
which comes with a canonical map .
Example 10.3**.**
For we have and we get that the logarithmic Hochschild homology is the exterior algebra over on a generator . One should think of as ‘’. Indeed, under the canonical map
[TABLE]
the element gets mapped to as one easily checks. In particular one should think of as differential forms on the space with logarithmic poles at [math]. This is a subalgebra of differential forms on as is topologically witnessed by the injective map and the map then includes the forms on .
Proposition 10.4**.**
For every map of commutative rings there is a multiplicative and convergent spectral sequence
[TABLE]
Moreover this spectral sequence receives a multiplicative map from the spectral sequence
[TABLE]
of Proposition 7.1, which refines on the abutment the canonical map and on the -page the map . Similarly, there is a -completed version of this spectral sequence.
Proof.
We proceed exactly as in the proof of Proposition 7.1 and define a filtration on by
[TABLE]
By the same manipulations as there we get the result using Lemma 10.2. ∎
Now for a CDVR of mixed characteristic with perfect residue field of characteristic , we want to use this spectral sequence to determine the logarithmic . As usual, this denotes the homotopy groups of the -completion of .
From Theorem 3.1 we see that the spectral sequence of Proposition 10.4 takes the form
[TABLE]
with and .
[TABLE]
The spectral sequence receives a map from the spectral sequence
[TABLE]
used in Section 4. This map sends to and to . Thus from our knowledge of the differential in this second spectral sequence where we have (Lemma 4.2), we can conclude that in the first spectral sequence has to send to . Thus we get the following result of Hesselholt–Madsen [HM03, Theorem 2.4.1 and Remark 2.4.2].
Proposition 10.5**.**
For a CDVR of mixed characteristic with perfect residue field of characteristic , the ring is isomorphic to the homology of the DGA
[TABLE]
with and . In particular
[TABLE]
Similarly to Proposition 4.5 one can also obtain a version with coefficients in an -algebra , namely that is given by the homology of the DGA with as above.
Note that one could alternatively also deduce the differential in the log spectral sequence using the description of in terms of logarithmic Kähler differentials, similar to the way we have deduced the differential in the absolut spectral sequence for in Lemma 4.2.
Remark 10.6**.**
We have considered the DVR together with the map as input for our logarithmic . This is what is called a pre-log ring. The associated log ring is given by the saturation with . However we have as one easily verifies. Chasing through the definitions one sees that this implies that , i.e. that the logarithmic only depends on the logarithmic structure.
Appendix A Relation to the Hopkins-Mahowald result
Theorem 1.2 about is closely related to the following statement due to Hopkins and Mahowald. We thank Mike Mandell for explaining a proof to us.
Theorem A.1** (Hopkins, Mahowald).**
The Thom spectrum of the -map
[TABLE]
corresponding to the element is equivalent to .
We claim that this result is equivalent to Theorem 1.2. More precisely we will show that each of the two results can be deduced from the other only using formal considerations and elementary connectivity arguments.
Lemma A.2**.**
Theorem A.1 is equivalent to Theorem 1.2.
Proof.
Let us first phrase Theorem A.1 a bit more conceptually following [ACB19]. We can view as the free -monoid on
[TABLE]
in the category of pointed spaces over . The Thom spectrum functor is symmetric-monoidal and thus the Thom spectrum of can equivalently be described as the free -algebra over on the pointed -module obtained as the Thom spectrum of . This is easily seen to be . Since the free --algebra on the pointed -module is already -complete, it also agrees with this Thom spectrum. We will write this as . There is a map of pointed -modules which induces an isomorphism on . We get an induced map
[TABLE]
Theorem A.1 is now equivalently phrased as the statement that the map (4) is an equivalence. Since both sides are -complete, this is equivalent to the claim that the map is an equivalence after tensoring with . This is the map
[TABLE]
induced by the map of pointed -modules. It follows by elementary connectivity arguments that this map is an isomorphism on and .
Now we have an equivalence as pointed -modules. Thus, we can also write as the free -algebra on the unpointed -module . Thus, the Hopkins-Mahowald result is seen to be equivalent to the claim that the map
[TABLE]
induced by a map which is an isomorphism on , is an equivalence. But this is precisely Theorem 1.2. ∎
In Section 1 we have deduced Bökstedt’s theorem (Theorem 1.1) directly from Theorem 1.2. Blumberg–Cohen–Schlichtkrull deduce an additive version of Bökstedt’s theorem in [BCS10, Theorem 1.3] from Theorem A.1. A variant of this argument is also given in [Blu10, Section 9]. We note that the argument that they use only works additively and does not give the ring structure on . We will explain this argument now and also how to modify it to give the ring struture as well.
Proof of Theorem 1.1 from Theorem A.1 .
The Thom spectrum functor
[TABLE]
preserves colimits and sends products to tensor products, and thus sends the unstable cyclic Bar construction of to the cyclic Bar construction of . This identifies as an -ring with a Thom spectrum on the free loop space . Now, using the natural fibre sequence of -monoids in , , one can identify with . For example, since this is a split fibre sequence of monoids, one gets an equivalence and thus an identification of as a tensor product of the Thom spectrum on (i.e. ) and the Thom spectrum on . Thus, a Thom isomorphism yields an equivalence . But the equivalence is not an -map, so this argument only describes additively.
One can fix this as follows. The Thom spectrum can be interpreted as the colimit of the functor obtained by postcomposing with the functor that sends the point to . Instead of passing to the colimit directly, one can pass to the left Kan extension along the map . This yields a functor which sends the basepoint of to the colimit along the fiber, i.e. the Thom spectrum over . But this is precisely . We thus obtain a functor , whose colimit is the Thom spectrum of . Since the original functor was lax monoidal, because it came from an map, the Kan extension is also an map. But the space of maps agrees with the space of maps and is thus trivial. So the resulting colimit is, as an ring, given by . ∎
We think that the proof of Bökstedt’s Theorem given in Section 1 directly from Theorem 1.2 is easier than the ‘Thom spectrum proof’ presented in this section, since the latter first uses Theorem 1.2 to deduce the Hopkins-Mahowald theorem and then the (extended) Blumberg–Cohen–Schlichtkrull argument to deduce Bökstedt’s result. However, logically all three results (Theorems 1.1, 1.2 and A.1) are equivalent as shown in Remark 1.5 and Lemma A.2. So either can be deduced from the others. It would be nice to have a proof of one of these that does not rely on computing the dual Steenrod algebra with its Dyer-Lashof operations (or dually the Steenrod algebra and the Nishida relations).
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