Mass transport in galaxy discs limits black hole growth to sub-Eddington rates
Daniel S. Eastwood, Sadegh Khochfar, Arthur Trew

TL;DR
This paper models how mass transport in galaxy discs limits black hole growth, showing that viscosity-driven accretion alone cannot explain the rapid formation of supermassive black holes by redshift 6.
Contribution
It provides an analytical model linking disc gravitational stability and viscosity to black hole growth, highlighting the limitations of viscous accretion in forming SMBHs by z=6.
Findings
Viscosity-driven accretion is insufficient for SMBH growth by z=6.
Major mergers can significantly boost black hole growth.
Predicted maximum black hole mass from viscous accretion is around 1.8×10^7 M_sun at z=6.
Abstract
Super-massive black holes (SMBHs) observed to have masses of at , Gyr after the Big Bang, are thought to have been seeded by massive black holes which formed before growing concurrently with the formation of their host galaxies. We model analytically the idealised growth of seed black holes, fed through gas inflow from growing proto-galaxy discs. The inflow depends on the disc gravitational stability and thus varies with black hole and disc mass. We find that for a typical host halo, the efficiency of angular momentum transport, as parametrised by the disc viscosity, is the limiting factor in determining the inflow rate and the black hole accretion rate. For our fiducial case we find an upper black hole mass estimate of at . Only in the extreme case of …
| Parameter | Definition | Fiducial (Range) |
|---|---|---|
| viscosity parameter | 0.06 () | |
| black hole seed mass | () | |
| seed formation redshift | 20.0 () | |
| halo growth rate | 0.806 (0.586, 0.806, 1.462) 222A further constraint on the growth rate comes from requiring the halo mass at corresponds to a number density higher than on the halo mass function. This constraint depends on . |
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Mass transport in galaxy discs limits black hole growth to sub-Eddington rates
Daniel S. Eastwood1 Sadegh Khochfar1 and Arthur Trew2
1Institute for Astronomy, University of Edinburgh, Royal Observatory, Edinburgh EH9 3HJ, UK
2School of Physics and Astronomy, University of Edinburgh, Edinburgh, EH9 3JZ, UK E-mail: [email protected] (DSE)
(Accepted XXX. Received YYY; in original form ZZZ)
Abstract
Super-massive black holes (SMBHs) observed to have masses of at , Gyr after the Big Bang, are thought to have been seeded by massive black holes which formed before growing concurrently with the formation of their host galaxies. We model analytically the idealised growth of seed black holes, fed through gas inflow from growing proto-galaxy discs. The inflow depends on the disc gravitational stability and thus varies with black hole and disc mass. We find that for a typical host halo, the efficiency of angular momentum transport, as parametrised by the disc viscosity, is the limiting factor in determining the inflow rate and the black hole accretion rate. For our fiducial case we find an upper black hole mass estimate of at . Only in the extreme case of M*⊙* haloes at produces SMBH masses of M*⊙. However, the number density of such haloes is many orders of magnitude below the estimated 1 Gpc-3* of SMBHs at , indicating that viscosity driven accretion is too inefficient to feed the growth of seeds into SMBHs by . We demonstrate that major mergers are capable of resolving the apparent discrepancy in black hole mass at , with some dependence on the exact choice of orbital parameters of the merger.
keywords:
galaxies: evolution – galaxies: formation – (galaxies:) quasars: supermassive black holes
††pubyear: 2019††pagerange: Mass transport in galaxy discs limits black hole growth to sub-Eddington rates–Mass transport in galaxy discs limits black hole growth to sub-Eddington rates
1 Introduction
Super-massive black holes (SMBHs) have been observed to power quasars at redshifts as high as (Fan et al., 2006; Mortlock et al., 2011; Bañados et al., 2018). In CDM, the Universe is understood to be only Myr old at this epoch (Planck Collaboration et al., 2016) and yet these SMBHs with masses of are abundant with comoving number densities of around (Fan et al., 2003). If the remnants of the first generation of stars are the progenitors of SMBHs, they must have grown roughly seven orders of magnitude over extremely short timescales. The growth rates necessary for this are above the classical upper limit on the accretion of material, the Eddington limit (see however, Inayoshi et al., 2016; Pacucci et al., 2017).
Studies have looked to resolve this issue by introducing alternative black hole formation mechanisms with the capability of generating higher mass progenitors for SMBHs, known as massive seed black holes (see Volonteri, 2010, for a review). A higher mass seed black hole has the advantage of requiring a lower average specific growth rate to become super-massive, given the same period in which to grow. One such alternative formation mechanism is the direct collapse of primordial gas in a K halo, prior to the formation of a galaxy, creating a single massive seed with (Bromm & Loeb, 2003; Agarwal et al., 2012, 2014). Known as direct collapse black holes (DCBHs), these objects are thought to form in metal-free haloes (Begelman et al., 2006) with a local intensity of Lyman-Werner (LW) photons111UV photons with energies of eV capable of dissociating molecules, though hereafter also used to loosely refer to photons with energies eV, capable of causing the photo-detachment of . high enough to photo-dissociate any molecules, along with a sufficient intensity of photons to photodetach any (Shang et al., 2010; Agarwal et al., 2016a). In the absence of and , the primordial gas cannot cool below the atomic cooling limit at K, avoiding fragmentation during the subsequent gravitational collapse (Spaans & Silk, 2006; Dijkstra et al., 2008; Shang et al., 2010).
Even with the most optimistic seed masses, maintaining the necessary growth rate for seed black holes to become super-massive () is still a challenge (Dubois et al., 2015; Latif et al., 2018). Simulations of massive black holes traditionally use Bondi-Hoyle-Lyttleton accretion (Bondi & Hoyle 1944, Bondi 1952, Edgar 2004, see however, Hopkins & Quataert 2011, Anglés-Alcázar et al. 2015 and Beckmann et al. 2018), where the accretion rate is related to the properties of the local medium and the black hole mass, to calculate the growth rate of the black hole. Theoretically, this could result in super-Eddington growth rates. Indeed, there are indications that super-Eddington accretion could be viable through a number of scenarios (Ohsuga et al., 2005; Pacucci et al., 2015; Inayoshi et al., 2016; Pacucci et al., 2017; Takeo et al., 2019). However, high-resolution numerical simulations of massive black holes that account for the feedback from AGN and stars struggle to reach the Eddington accretion rate (Johnson et al., 2011; Dubois et al., 2015; Latif et al., 2018).
High intensities of LW photons are found in close proximity to massive galaxies with significant, early star formation, making haloes in the vicinity of the first galaxies ideal formation sites for DCBHs (Dijkstra et al., 2008; Agarwal et al., 2018). Indeed, cosmological simulations have shown that DCBH formation can occur throughout the Universe at , with such haloes particularly favoured as formation sites (Agarwal et al., 2012, 2014; Wise et al., 2019). The growth histories of haloes within these simulations show that once a DCBH is formed, the subsequent merger of the DCBH host halo with a more massive central galaxy’s halo is likely. This means that DCBH seeds are unlikely to remain isolated throughout their evolution and at least one major merger should occur following their formation (Dijkstra et al., 2008).
Merger events are known to drive strong starbursts in galaxies and are capable of feeding black hole growth (Hopkins et al., 2006; Li et al., 2007; Di Matteo et al., 2008). Furthermore, there is evidence that the galaxy-black hole scaling relations observed at lower redshifts (see, e.g. Kormendy & Ho, 2013; Heckman & Best, 2014) are likely reached through growth driven by mergers (Di Matteo et al., 2005; Schawinski et al., 2006; Hirschmann et al., 2010; Lamastra et al., 2010). In this scenario, mergers are thought to instigate bursts of star formation (Mihos & Hernquist, 1996) and drive strong inflows of gas to feed quasar activity (Springel et al., 2005a). The resulting energy released by an active quasar heats and expels gas, quenching star formation while potentially enhancing further black hole growth (Di Matteo et al., 2005; Hopkins et al., 2006). However, the significance of mergers in driving the growth of SMBHs has more recently been called into question (see, e.g. Fanidakis et al., 2012; Hirschmann et al., 2012; Del Moro et al., 2016; Villforth et al., 2017; Hewlett et al., 2017; Steinborn et al., 2018). Observations have found no statistical evidence for an enhanced merger fraction in galaxies with AGN, and indicate the role of mergers in driving activity is, at best, secondary to other fuelling mechanisms (see, e.g. Villforth et al., 2017). Though, merger-driven activity is at least slightly more significant at higher redshift (Del Moro et al., 2016; Hewlett et al., 2017). These observational results are somewhat controversial due to AGN survey limitations (e.g. Juneau et al., 2013) and the challenges of observing evidence of merger-driven activity as a result of the long time delay between merger events and the subsequent AGN activity (Schawinski et al., 2010). However, recent simulations also find mergers are insignificant for driving black hole growth, except for where the expected higher merger rates come into play (Steinborn et al., 2018). With merger-driven black hole growth potentially more significant at higher redshift, the role of mergers in growing quasars cannot be ignored.
The question of SMBH growth is further complicated when considering larger scale effects, such as the growth of host halo itself and the potential co-evolution of the black holes with their host galaxies. Within halos where DCBHs are predicted to form, the conservation of angular momentum will result in the formation of proto-galactic discs (Oh & Haiman, 2002). These can then be fed by the accretion onto the host halo from cold gas streams (Dekel et al., 2009). Gas that is not depleted through star formation will still have to lose angular momentum efficiently to feed any black hole growth. As already stated, merger events can drive gas inflow through the efficient transport of angular momentum (Barnes & Hernquist, 1996; D’Onghia et al., 2006; Hopkins et al., 2009). Processes internal to the disc can also result in gas inflow. Given the right circumstances, gravitational instabilities are thought to be capable of efficiently driving the inflow of material in self-gravitating discs (Toomre, 1964; Rice et al., 2005). Indeed, different models of galactic discs have shown gravitational instabilities are capable of providing inflow which supports black hole growth (Lodato & Natarajan, 2006; Devecchi et al., 2010; Hopkins & Quataert, 2011; Anglés-Alcázar et al., 2015).
In this study we model the growth of a black hole and its host galaxy from the formation redshift of the seed black hole to . Building on the model discussed in Eastwood & Khochfar (2018) we investigate how the growth of seed black holes can be limited by the inflow of gas through a growing viscous (proto-)galactic disc. We model the inflow rate from a viscous disc and show how the flow is a function of overall gravitational stability of the disc. We neglect energetic feedback effects and focus on predicting upper limits to the possible feeding of black holes through viscosity driven gas inflow. We start in Section 2 by introducing the model and describing how the inflow rate of gas from the disc onto the black hole is estimated using the two extreme situations of a conservative and optimistic inflow rate in the viscous disc. Section 3 describes the consequences of the inflow rate on the growth of the black hole and investigates how the final mass of the black hole depends on the model parameters. In Section 4 we demonstrate how mergers can resolve the otherwise apparent discrepancy between observations and our upper estimate in the black hole mass at . Finally, we summarise our findings and discuss the implications for the sites of massive seed formation and the evolution of SMBHs hosts in Section 5.
2 Methodology
The methodology presented here builds on the model discussed in Eastwood & Khochfar (2018) which focuses on the growth of a proto-galaxy in an atomic cooling halo, modelled as an isothermal sphere, that is free of molecular hydrogen due to a high intensity LW-background and with a DCBH at the centre. Here we discuss briefly that model and outline the changes made in undertaking this study.
2.1 Halo growth
The model initial conditions place a massive black hole () at the centre of a proto-galactic disc at some formation redshift, , within a K dark matter halo. The disc mass is calculated at any point from the baryon mass of the halo once the black hole mass is subtracted, assuming the universal baryon fraction in the halo (). The disc is assumed to be isothermal with a gas temperature of K, consistent with the absence of molecular cooling in primordial gas. The system is then allowed to grow with the halo and disc growth being fed through cosmological accretion with halo growth rate parametrised by .
[TABLE]
The mean halo growth rate from CDM provides our fiducial value of (Neistein & Dekel, 2008). Using the scatter in the growth rate of dark matter halos from Genel et al. (2008), the standard deviation in can be calculated as at by assuming the growth rate is a linear function of the halo mass. is taken as an extreme upper bound. A further constraint is placed on the maximum growth rate of our model haloes from the known number density of massive quasars at of around (Fan et al., 2003). This number density corresponds to haloes with masses (Sheth et al., 2001; Murray et al., 2013). Thus we can calculate for a given (and corresponding atomic cooling halo mass) the halo growth rate, , which will result in . At higher halo growth rates with , the halo mass at will be higher and the abundance of such haloes would be lower than the abundance of SMBHs. As we are only considering the seeding of SMBHs, provides a further upper constraint to the halo growth rate for earlier formation times (). Note the direct mapping used between and the total halo mass for a given .
Agarwal et al. (2016b) modelled the growth history of DCBH host candidate, CR7 (Sobral et al., 2015; Bowler et al., 2017) and found mass assembly histories for the each of the subhaloes in the model. By fitting an exponential to the median subhalo mass at each whole number redshift, we find a halo growth rate parameter of which we take as our lower bound.
2.2 Disc instability and inflow rates
Gravitational instabilities in discs can drive angular momentum transport and the inflow of material (Toomre, 1964). Disc instability is often parametrised using the Toomre- parameter.
[TABLE]
where is the velocity dispersion, which we assume in this study to be dominated by the gas sound speed, , and is the total surface density given by the radial profile. For simplicity, the gas and stellar components are assumed to follow the same profile, . As we model the dark matter halo profile as an isothermal sphere, the disc scale radius, , scales with the virial radius of the halo and the spin parameter, (Mo et al., 1998). We assume throughout this paper , corresponding to the mean (Mo et al., 1998). The epicyclic frequency, , measures the differential rotation and is a function of the radial profile of the angular frequency, . It can be expressed as the following:
[TABLE]
The star formation rate can be calculated using the same method as in the previous study (Eastwood & Khochfar, 2018) in the region of the disc where . However, rather than the stellar mass remaining where it forms in the disc, the stellar surface density is assumed to follow the exponential radial profile at all times. This does not significantly impact the total stellar mass of the disc however it will change how the stability of the disc varies with radius.
Generally, mass transport in discs is described using some viscosity, , where is the disc sound speed in the mid-plane, is the disc scale height, and is the viscosity parameter. acts as an efficiency parameter which must account for the physical mechanism behind the viscosity. The viscosity parameter has been determined through observations of discs in various physical scenarios (King et al., 2007) with a range of . However, there is evidence to suggest inflow with should result in the formation of clumps and the disruption of the transport of mass inwards (Rice et al., 2005; Lodato & Natarajan, 2006). Previously, studies of Mestel discs () have related to the global Toomre- parameter (Lodato, 2007; Devecchi & Volonteri, 2009; Devecchi et al., 2010). Here, an exponential profile is centred on our point mass black hole, both resulting in and being functions of . The relationship between a global and in this setting becomes unclear as is now a local quantity. For our purposes, we investigate a range of , bearing in mind that a decrease in will only act to decrease the inflow rate.
The inflow rate of gas in the disc as a result of this viscosity is defined as,
[TABLE]
where is the gas surface density. For a gaseous disc, this can then be rearranged to be a function of the Toomre- parameter:
[TABLE]
As the inflow rate described by equations 4 and 5 has a radial dependence (see Figure 1), to avoid calculating the full evolution of the disc profile we must make an estimate for the inflow rate from the disc to centre of the galaxy. Though the gradient of the angular frequency () does vary with radius and , it remains with for our setup. The largest contribution to the radial variation therefore comes from the profile of . This leads to the inflow rate peaking at a radius roughly equivalent to the radius at which the stability parameter is minimised, i.e. where the disc is most unstable. If the effective inflow rate of the disc is determined to be the value of where is minimised with respect to , this is roughly an upper limit on the rate at which a central gas reservoir can be fed from accretion in the galaxy disc. We take to be an estimate on the upper limit on the inflow rate and therefore refer to it as the optimistic inflow rate. This is indeed an upper limit estimate as a full calculation of the profile where Equation 5 is used to calculate would result in a flattening of the surface density profile. The lower surface density in the unstable region (as the mass flows inwards), will raise and lower the inflow rate. Of course, deviations in the radial profile of the disc away from an exponential would change the profile beyond the unstable region. However, following the full calculation of the surface density profile would only result in a higher total inflow of gas than the optimistic estimate if the disc growth from cosmic accretion no longer followed the assumed exponential profile. Such a scenario is beyond the scope of this paper and we defer more realistic investigations to a subsequent study using cosmological simulations.
Inflow is calculated within the region where the disc is unstable to the gravitational instabilities which are driving the viscosity (i.e. for R where ). For gas to reach the centre of the disc, the inflow needs to continue down to . As we do not calculate the full evolution of the disc profile here, we assume that inflow is able to continue at smaller radii by maintaining an equilibrium of sorts, whereby the inflow rate at the inner radius is balanced by the inflow rate into the gravitational sphere of influence of the black hole. We therefore use the inflow rate at the inner radius where , , as our conservative inflow rate. This is a conservative lower limit estimate as only lower inflow rates would be determined if was used (though is outside of the region). Note this does not influence the main findings of this paper for which we focus more on the optimistic inflow rate. The optimistic and conservative estimates of the inflow rate are shown on Figure 1 by the green and orange dashed lines respectively.
2.3 Black hole growth
The black hole is fed by gas from a reservoir with mass, , which is itself fed from the inflow of the disc. The mass of the reservoir is thus determined by the balance of the inflow rate and the accretion rate of the black hole, , giving:
[TABLE]
The reservoir is assumed to be under the direct gravitational influence of the black hole. From this we calculate the accretion rate of the black hole from the mass available in the gas reservoir via,
[TABLE]
where is the Eddington limit accretion rate, Gyr is the Salpeter timescale with 10% radiative efficiency (King et al., 2008), and is the accretion timescale with the efficiency parameter . The value of is largely unknown but we note that generally it does not determine the growth history of the black hole which is largely controlled by the inflow rate feeding the reservoir (see below). The timescale is determined at the radius of the sphere of influence of the black hole, , i.e. , where is the angular velocity. Inside this radius the mass of the black hole will dominate the potential and any material will eventually be accreted onto the black hole subject to the loss of angular momentum333 does not significantly affect our findings as (Eastwood & Khochfar, 2018), and thus the inflow that feeds the reservoir, which primarily determines the evolution of the black hole (see Section 3), will occur over longer timescales and is independent of .. is calculated as the radius at which the gravitational potential due to the black hole balances that of the halo and the thermal energy of the disc,
[TABLE]
where is the sound speed of the gas in the disc and is the circular velocity due to the gravitational potential of the halo.
If no limit is imposed on the growth of the black hole, such as Eddington limit in Equation 7, we can take advantage of the short accretion timescale to make a simplification to the model. The black hole is able to grow via an accretion disc which exists within the sphere of influence of the black hole. The scale of the accretion disc is therefore significantly smaller than galactic disc scales, and the inflow of material from gravitational instabilities in the galactic disc are not directly feeding the black hole. However, to stringently test the capability of viscosity driven inflow to feed the growth of massive black holes, we can assume that the inflow from the disc is able to directly feed the black hole (i.e. ). With this simplification, we find an upper limit on black hole growth fed via viscosity driven inflows. As the accretion timescale is much shorter than the infall timescale, using the simplification will not significantly impact the growth of the black hole in the model.
We stress this simplification cannot be made where the accretion timescale from the reservoir would be longer than the inflow timescale, such as when limiting the growth by the Eddington rate or for very small values of . As we are focusing on calculating an upper limit for black hole growth this does not affect our main findings, however, whenever the Eddington limit is imposed in a model, the reservoir is included in the calculation.
3 Results
3.1 Inflow rate in the disc
The inflow rate is strongly dependent on both the absolute and relative masses of the disc and black hole. Figure 2 shows the optimistic and conservative inflow rate estimates as a function of the disc and black hole masses. The dark matter halo mass scales with the total baryon mass () so that the baryon fraction holds. The optimistic inflow rate estimate (top left panel of Figure 2) strongly depends on the disc mass while the conservative is more dependent on the black hole mass (top right). On each panel, the dashed black line shows where ; below this line the disc is fully stabilised and no inflow can occur. At high black hole masses (), the disc becomes influenced by the gravitational potential of the black hole and is therefore more stable. This means the mass of the disc required for inflow to be possible is higher at high black hole masses. Indeed the optimistic inflow rate becomes more dependent on the black hole mass at higher black hole masses. However, as the inflow rate is defined at and the black hole’s sphere of influence is generally small (), the disc mass largely determines the inflow rate. The conservative inflow rate estimate is more dependent on the black hole mass as the radius is closer to the black hole and thus more influenced by the central mass.
The red lines in the top panels of Figure 2 show where the disc inflow rate is equal to 0.1, 1, and 10 times the Eddington accretion limit of the black hole. To the left of the line the inflow rate is greater than the Eddington limit. To the right, the inflow rate is lower than the Eddington limit and thus supply to the reservoir the limiting factor in the growth of the black hole. Indeed, if a system is consistently to the right of the Eddington limit line (as will be the case for massive seeds with ), the Eddington limit will not be reached during the evolution. For lower mass seeds (), the system will initially be to the left of this line but as the black hole will become more massive at later times, its growth will also be eventually limited by the growth of the reservoir. This indicates that for higher black hole accretion rates () the inflow rate onto the gas reservoir is the more significant factor in determining the growth of a seed black hole, rather than the black hole accretion timescale.
3.2 Black hole seed masses
Figure 3 shows the evolution of the fiducial model but with two different black hole seed masses and . In each case the growth of the black hole is not capped at the Eddington rate and the growth rate of the black hole is effectively independent of the initial seed mass. Indeed, the black hole masses are roughly comparable following an initial period of super-Eddington accretion in the case with the lower mass seed. It is important to note in this case that, had the Eddington limit been implemented, it would not have changed the final black hole mass at . The time-averaged Eddington fraction is calculated using the following:
[TABLE]
In both cases, at the end of the calculation (shown by the dashed-line bounded regions in Figure 3c). As we do not model feedback effects, this means the final black hole masses at would have been the same had the black hole growth been capped at the Eddington limit.
The black hole seed mass does not play a role in determining the long term growth history of the black hole in our model. However, this ignores the effects of AGN feedback. With feedback effects included, the growth of the black hole would be more stunted due to the resulting outflows (Johnson et al., 2011; Latif et al., 2018). This could be particularly dramatic in the lower mass seed case as relatively more rapid growth is required and this would drive more energetic feedback.
3.3 Star formation
Star formation has the effect of slowing down the growth of the black hole. Though we do not model any feedback effects, star formation and black hole growth are both fed from the gas content of the disc and they are therefore in competition over the same gas supply. Figure 4 shows how the black hole growth in our fiducial case is changed when star formation is not included. When star formation is “turned off", the final mass of the black hole increases as the higher gas fraction means the total mass that reaches the black hole is higher. After the initial onset of star formation in the fiducial case, the case with no star formation maintains a higher black hole growth rate. This difference in the growth rate is first noticeable around and as the model evolves it increases as the stellar disc fraction in the fiducial case increases to its highest value at of around . Even in the absence of star formation the final black hole mass is only . The stellar mass (and stellar disc fraction) at varies with the growth rate of the halo (see, Eastwood & Khochfar, 2018, for more of a discussion). If we take the extreme case where star formation is turned off in the model and chose our parameters to create a best case scenario for black hole growth (taking the maximum inflow rate with with the earliest DCBH formation redshift and the corresponding maximum halo growth rate ), the black hole reaches a final mass of with .
3.4 Viscosity limited black hole growth
With the optimistic inflow rate in our fiducial case, the final black hole mass at is , more than 50 times smaller than the target.
Increasing the viscosity parameter of the disc does increase the inflow rate and thus black hole growth rate. Figure 5 compares the evolution of the black hole masses for two values of the viscosity parameter, and . With the higher disc viscosity the black hole is fed more rapidly and therefore can reach a higher mass estimate of . However, as discussed above, it is not clear that this higher viscosity parameter is applicable for galaxy discs as clumps are expected to form for . Again in this scenario the Eddington limit does not affect the final mass of the black hole as at the end of the calculation (shown by the dashed-line bounded regions in the right panel of Figure 5) for either value of .
Figure 6 shows how the final mass of the black hole varies with for three different halo growth rates (, , and ), two seed masses ( and ), and two seed formation redshifts ( and ). varies with the seed formation redshift so that the for and (1- above the average halo growth rate at ) for . At low values of the viscosity parameter (), there is a significant difference in the final black hole mass for the different initial seed masses. This is simply because the growth of the black holes is weak, in the case of the highest initial seed mass, the seed takes up a significant fraction of that final black hole mass. This difference disappears in the higher halo growth rate case as the inflow rates are much higher. At higher the final mass is independent of the seed mass as the higher inflow rate means that the total mass accreted onto the reservoir (and then onto the black hole) is much greater than the initial mass of the black hole for either seed.
In the case with the lowest halo growth rate no curves are shown as the disc is never unstable in this scenario and therefore no inflow occurs. At higher halo growth rates (, and ) we can see that the seed formation redshift is important in determining the maximum mass to which the black hole can grow. The final mass of the black hole is much lower for the cases. This is not only because there is much less time for the black hole to grow but, significantly, the halo mass at decreases for lower and thus the growth rate of the disc decreases. This comes from the halo mass at the seed formation redshift being set as the mass of an atomic-cooling halo with K at that epoch before growing at the rate determined by Equation 1.
The red region on each panel in Figure 6 indicates the range of masses of the quasars observed at and the pink line indicates the average of these masses (Mortlock et al., 2011; De Rosa et al., 2014; Mazzucchelli et al., 2017; Bañados et al., 2018; Reed et al., 2019). In all cases the model cannot reach the observed mass range, even with .
3.5 Cosmic accretion limited growth
The growth rate of the halo determines the rate at which the disc can grow. Increasing the halo growth rate parameter will increase the accretion rate onto the disc. This in turn will increase the disc mass, making the disc more unstable and increase the resulting inflow rate in the disc. For a given formation redshift, , increasing the halo growth rate will increase the final halo mass at . Figure 7 shows evolution of the black hole and gas reservoir for two different values of the halo growth rate parameter, and . In the case the lower halo growth results in a more stunted growth of the black hole with the maximum black hole mass estimate (using the optimistic inflow rate) at is . With a lower halo growth rate the star formation is less significant and therefore the conservative black hole estimate is not as significantly stunted. At , the disc mass grows more rapidly resulting in a higher inflow rate onto the reservoir and a higher growth rate of the black hole. The resulting maximum black hole mass estimate at is almost a factor of 2 larger at .
The difference in minimum black hole mass estimates (corresponding to the conservative inflow rate) in Figure 7 is a result of the different stellar disc fractions. Increasing the growth rate of the halo will increase the disc mass at a given time, however, as the inflow rate does not change dramatically with the disc mass, the inflow rate does not change significantly other than due to the difference in the stellar disc fraction. As this fraction is lower in the lower growth rate case the minimum black hole growth rate is higher.
3.6 Halo growth rate versus viscosity parameter
The left panel of Figure 8 shows for the case of the optimistic estimate of inflow rate how the final mass of the black hole at varies with and for a formed at . As discussed previously, the final black hole mass increases with both and . This results in a maximum value for of ( without star formation).
The right hand panel of Figure 8 shows the time-averaged Eddington fraction for the black hole to grow from its seed mass to the final mass shown in the left hand panel. For , this fraction is has a maximum of ( without star formation), indicating that the final mass is limited by the total mass accreted onto the reservoir rather than the Eddington limit or efficiency of the black hole growth.
Within the range of the parameters for halo growth and inflow rates investigated here, there are no cases (with star formation implemented) where the black hole mass at reaches the observed range of masses at this redshift with an average of (Mortlock et al., 2011; De Rosa et al., 2014; Mazzucchelli et al., 2017; Bañados et al., 2018; Reed et al., 2019). Note that if we neglect to include star formation and chose model parameters which create a best case scenario for black hole growth (taking the maximum, super-critical inflow rate with , the earliest DCBH formation redshift , and the corresponding maximum halo growth rate ), the black hole reaches a final mass of . If we ignore the upper limit placed on the halo mass at by the observed SMBH abundance and use a halo growth rate parameter of , the black hole reaches a maximum mass of . Note this extreme case is only mentioned here to illustrate the limitations on black hole growth in the model and should not be considered physically viable as the halo becomes overly massive. That is, it reaches a mass of , corresponding to a halo number density at many orders of magnitude below the observed SMBH abundance. From the halo mass function (Sheth et al., 2001; Murray et al., 2013), we can see that no halo of this mass should exist at this redshift in the observable universe. Indeed, only halo with a mass should exist in the observable universe at .
4 Merger driven black hole growth
DCBHs are thought to form in close neighbours of massive star forming galaxies (see, e.g. Agarwal et al., 2014; Wise et al., 2019) that subsequently become satellites. This proximity means the DCBH host will eventually undergo a merger with a neighbouring halo, having a major impact on the evolution of the black hole (Dijkstra et al., 2008).
Galaxy merger events can be a major driver of angular momentum transport and therefore accretion (D’Onghia et al., 2006). Such events could therefore be responsible for driving gas accretion. Here we aim to estimate the maximum capability of mergers to feed black holes.
Hopkins et al. (2009) argue that merger driven bar instabilities could cause the efficient loss of angular momentum for gas within the radius
[TABLE]
[TABLE]
where is the merger mass ratio, is the pericentric distance on the relevant final passage, is the inclination of the orbit relative to the disc plane, is the disc mass fraction of the total mass enclosed in and is the gas fraction in the disc. The dependence of on the merger orbital parameters, , varies strongly. As and are not determined by our model, we take the mean value of from Hopkins et al. (2006) to calculate a typical disruption effect of a merger and as a maximum we assume the entire gas disc is disrupted (this scenario can be reached for different values of , , and ).
The gas enclosed in will become unstable and collapse efficiently towards the centre of the system with some fraction going into growing the reservoir which feeds the black hole. Here we take the extreme case where this fraction is unity and there is no starburst following the merger to give an upper limit on the possible black hole growth.
When a merger event occurs, is calculated using equations 10 and 11 and the gas mass inside this radius is taken from the disc and added to the gas reservoir over a dynamical time (taken as at ). During this time no star formation may occur.
For the parameter space investigated here, the stellar component of the disc reaches a maximum fraction of the disc mass of . In this case the radius inwards of which the disc is disrupted by a typical merger event is small . As a fraction of the total disc mass, the mass disrupted is only (giving a survival fraction of the disc of ). However, the disruption radius is strongly dependent on the merger orbital parameters, and , and the entire disc can be disrupted () in one merger event. Figure 9 shows the evolution of the black hole mass for the two cases of mergers. For the typical merger, the disruption causes a jump in the available mass in the reservoir and the black hole mass rapidly increases by at least an order of magnitude to . In the case, however, the jump is much more dramatic with the black hole mass reaching if the growth is not limited by the Eddington rate. If the Eddington limit is introduced, the black hole mass at is estimated between and . This is an extreme case and is only shown to illustrate how a strong merger event can efficiently drive the growth of SMBHs.
5 Discussion & Summary
In this study we analytically model the idealised growth of massive seed black holes via the inflow of gas from growing proto-galactic discs. The inflow rate of gas in the disc is a function of the disc gravitational stability (Equation 5) and thus depends on the masses of both the disc and the black hole (Figure 2). We find that for a typical host halo, black growth is limited by the inflow rate, and that even in the absence of feedback effects high Eddington ratios will not be reached. Indeed, for our fiducial case we find an upper black hole mass estimate of (Figure 3), indicating that viscosity driven accretion is too inefficient to feed the growth of seeds into SMBHs within the first billion years of the Universe.
If the growth rate of the black hole is not manually capped by the Eddington limit, we find that the initial seed mass of the black hole has limited to no bearing on the mass the black hole can reach by (Figure 3). However, in this calculation we have ignored the effects of feedback which drives outflows and can stunt black hole growth (Johnson et al., 2011; Dubois et al., 2015; Latif et al., 2018). With the inclusion of feedback effects and the resulting lower black hole accretion rate, the difference in the final mass of different seeds would likely be more significant.
We find that SMBHs can grow more easily in faster growing haloes, where the more massive discs that form are more gravitationally unstable and therefore inflow is stronger. Higher halo growth rates are expected in large -fluctuations of the cosmic density field in the Universe. However, the host halo masses in which a seed can grow to are less abundant than SMBHs at . When taking the abundance of SMBHs (Fan et al., 2003) into account in matching the corresponding host halo mass, we find a maximum black hole mass at of only (with and , see Figure 6). This strongly implies that the observed population of SMBHs at did not grow steadily within isolated halos, and are not fed solely through viscosity driven inflow. Indeed, the physical process of black hole growth at high redshift is more complex. DCBHs are expected to form in haloes which will later become satellite subhaloes and will therefore likely experience low accretion rates. More rapid black hole growth should be expected during and following the merger of the DCBH host with a central galaxy. Major mergers provide the most promising avenue for SMBH growth through efficiently dissipating angular momentum and driving gas towards the black hole.
We modelled the inflow rate within the disc as viscosity driven accretion. The viscosity parameter, , was assumed to be a constant for each calculation, rather than calculating as a function of the gravitational stability of the disc (see, e.g. Devecchi et al., 2010). However, the fiducial value of should be seen as an upper limit as higher values lead to disc fragmentation (Rice et al., 2005). Our estimates of the inflow rate due to viscosity (and as a result black hole growth rates and final black hole masses) can therefore be considered conservatively large.
The inflow rates calculated here could be further overestimated as we do not directly consider the role of star formation in consuming the unstable fraction of the gas. If the inflow rate is above a critical value, the resulting fragmentation would lead to some fraction of the inflowing gas collapsing to form stars rather than feeding the black hole accretion (Lodato & Natarajan, 2006; Devecchi et al., 2010). This has the potential then to limit the inflow onto the gas reservoir which feeds the black hole. The growth of the black hole is therefore potentially over-estimated.
An alternative to viscosity driven inflow is to model the torque exerted on a galactic disc from gravitational instabilities within the disc (Hopkins & Quataert, 2011; Anglés-Alcázar et al., 2015). Hopkins & Quataert (2011) compared both the viscosity and gravitational torque driven accretion models to galaxy major merger simulations and found that inflow rates calculated using the viscosity model were under-estimated, while the gravitational torque model matched the simulations more closely. Calculating the inflow rate using the gravitational torque model would increase the accretion rate of the black hole however, this would depend more directly on the star formation calculation. The gravitational torque model successfully recreates the black-hole-galaxy scaling relations at lower redshift (Anglés-Alcázar et al., 2013; Davé et al., 2019).
We model an isothermal disc. Decreasing the gas temperature either globally or locally would decrease the sound speed and the overall stability of the disc. As the model evolves, increasing gas densities and star formation will result in the introduction of more coolants to the gas, such as , , and metals. The gas can then cool efficiently to K, leading to a decrease in the disc stability. The inflow rate goes as (see Equation 4) and as such the decrease in temperature would decrease the model inflow rate. Note however, the isothermal disc assumption would likely be no longer valid following the formation of these additional coolants.
In this study we have focused on haloes at the atomic cooling limit ( K). This provides the model with an initial halo mass at the redshift where the seed is assumed to have formed. However, if the formation were to take place at earlier times, , a lower halo growth rate would be sufficient to reach the same halo mass at or, similarly, with the same average growth rate a higher final halo mass would be reached. With higher halo masses, the model would find more massive discs, and potentially higher inflow rates feeding black hole growth. However, increasing the formation redshift does more to feed star formation than black hole growth. For example, with a formation redshift of , an average halo growth rate () and a maximum viscosity (), the black hole reaches only by . This is ignoring the upper limit on the possible halo mass at from the abundance of SMBHs, which is independent of the formation redshift. Furthermore, pushing the formation to higher redshifts would not be consistent with the DCBH formation mechanism. The high intensity LW-background necessary for DCBH formation is not available prior to the formation of the first luminous galaxies at around (Springel et al., 2005b; Lacey et al., 2011; Agarwal et al., 2014).
Acknowledgements
DSE acknowledges the financial support of the Science and Technology Facilities Council through a studentship award. We would like to thank the anonymous referee for constructive comments which helped to improve this paper as well as Jose Oñorbe, Tilman Hartwig, Bhaskar Agarwal and Marta Volonteri for their useful discussions and comments. This research made use of Astropy, a community-developed core Python package for Astronomy (Astropy Collaboration, 2013).
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