Second order rectifiability of varifolds of bounded mean curvature
Mario Santilli

TL;DR
This paper proves that varifolds with bounded mean curvature and density bounds are almost everywhere covered by countably many smooth submanifolds, extending geometric and PDE techniques to varifold regularity.
Contribution
It introduces a novel approach combining stochastic geometry and viscosity solutions to establish second order rectifiability of varifolds.
Findings
Varifolds with bounded mean curvature are covered by smooth submanifolds almost everywhere.
The method extends curvature notions to arbitrary closed sets.
The approach bridges stochastic geometry and PDE theory in geometric measure theory.
Abstract
We prove that the support of an dimensional rectifiable varifold with a uniform lower bound on the density and bounded generalized mean curvature can be covered almost everywhere by a countable union of dimensional submanifolds of class . We obtain this result using the notion of curvature of arbitrary closed sets originally developed in stochastic geometry and extending to our geometric setting techniques developed by Trudinger in the theory of viscosity solutions of PDE's.
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Second order rectifiability of varifolds of bounded mean curvature
Mario Santilli
Abstract
We prove that the support of an dimensional rectifiable varifold with a uniform lower bound on the density and bounded generalized mean curvature can be covered almost everywhere by a countable union of dimensional submanifolds of class . We obtain this result using the notion of curvature of arbitrary closed sets originally developed in stochastic geometry and extending to our geometric setting techniques developed by Trudinger in the theory of viscosity solutions of PDE’s.
MSC-classes 2010.
49Q15, 53C65, 35D40, 35J60.
Keywords.
varifold, second order rectifiability, normal bundle, bounded mean curvature.
1 Introduction
The concept of varifold goes back to the work of Almgren in the 60’s and, since then, has played a central role in Geometric Measure Theory and in its applications. The definition is simple: an -dimensional varifold in an open subset of is a Radon measure over , where is the Grassmann manifold of all dimensional subspaces of . Given such a , we define (1) the weight measure of 111 is the Radon measure over such that for each open subset of ., (2) the vector-valued distribution called (isotropic) first variation222 for every , that is the initial rate of change of the total mass of the smooth deformation of with initial velocity given by . and (3) the total variation333 is the largest Borel regular measure over such that for each open set the number equals . of . If the dimensional upper density is positive at a.e. and if is a Radon measure over , then the celebrated rectifiability theorem of Allard [All72, 5.5, 2.8(5)] asserts that the set can be almost covered by the union of a countable collection of dimensional submanifolds of class of and . See also [DPDRG18] for a recent extension of Allard’s rectifiability result to the anisotropic case.
The regularity theorems of Allard and Duggan, [All72, 8] and [Dug86, Theorem 2.1], allows to conclude that if , , and is an dimensional varifold such that for almost every and such that for every 444the generalized mean curvature vector of defined in [All72, 4.3] belongs to ., then a dense open subset of is an dimensional submanifold of class . If we additionally assume that there exists such that for almost every , then the conclusion can be strengthened to . However, one may construct integral varifolds of higher multiplicity such that (i.e. ) and cannot be locally represented as a graph of multiple-valued function around each point of a set of positive measure, see [All72, 8.1(2)] and [Bra78, 6.1]. It follows that, in the case of higher multiplicity, the structure around almost every point of a varifold cannot be studied using classical regularity theory, even under the rather strong assumption (however, in the case , it is an open question if classical regularity holds almost everywhere).
On the other hand it is reasonable to presume that an integrable mean curvature should entail a certain amount of regularity around almost every point and this regularity has been effectively discovered in recent years in the case of integral555The density function is integer-valued. varifolds. In particular, the following results are currently known: (1) rectifiability of class has been completely solved in [Men13, Theorem 1] (see also [Sch04, 5.1]-[Sch09, 3.1] for the first positive result ever obtained in this direction), (2) tilt excess decay rates has been systematically clarified in most of the cases in [Bra78], [Sch04], [Men12], [Men13] and [KM17], and (3) the equivalence of quadratic decay rates and rectifiability of class has been proved in [Sch09, 3.1]. In contrast, for general rectifiable varifolds (i.e. the density function is real-valued), up to now, none of the aforementioned results is known (not even in the stationary case ). One problem to extend them to this more setting is that in the integral case they rely on the theory of -valued functions developed by Almgren and on a blow-up procedure, which has been originally developed by Brakke in [Bra78, 5.6]. How to extend these techniques to non-integral varifolds is currently unclear.
In this paper, following a completely different approach, we prove rectifiability of class for varifolds with a uniform lower bound on the density and bounded generalized mean curvature, thus providing the first positive regularity results valid for almost every point of varifolds with real-valued densities with possible higher multiplicity. Our main result reads as follows:
1.1 Theorem**.**
Suppose are integers, is an open set, is an dimensional varifold in , and the following two conditions hold:
- (1)
there exists such that , 2. (2)
there exists such that for a.e. .
Then can be almost covered by a countable collection of dimensional submanifolds of class in .
We explain now the strategy of the proof. The basic tools of our proof are taken from the theory of curvature for arbitrary closed sets, developed in [Sta79], [HLW04] and [San17]. This theory is based on the definition for a closed subset of the generalized unit normal bundle of :
[TABLE]
(here is the distance function from ), whose fiber at is denoted by . Since is a countably rectifiable subset of (in the sense of [Fed69, 3.2.14]), one may use Coarea formula [Fed69, 3.2.22] with the projection-maps and (see section 2 for notation) to generalize several integral formulas from smooth varieties to general closed sets (see [HLW04, Theorem 2.1] and [San17, 4.11(3), 5.4]). These formulas are expressed in terms of the generalized principal curvatures of and the second fundamental form of ; see section 2 for more details. Of course, this theory alone is too general to produce useful results for our purpose. Therefore, in order to proceed, we need to understand how it specializes for the class of closed subsets that are supports of those varifolds considered in 1.1. First, given an arbitrary closed set , we introduce the following stratification of :
[TABLE]
The -th stratum is the set of points where can be touched by balls from linearly independent directions. A crucial step for our result has been done in [MS17], where it is proved that, for an arbitrary closed set , the -th stratum can be covered by countably many dimensional submanifolds of class . Therefore the main point of the present paper is to show that if is the support of a varifold as in 1.1 then . To prove it, we first introduce the following key definition.
1.2 Definition**.**
Suppose is a closed set, is an open set and is an integer. We say that satisfies the * dimensional Lusin (N) condition in * if and only if the following property holds:
[TABLE]
for every with .
Combining [Whi16, 2.8] with [San19, 3.7] one concludes that the unit normal bundle of the support of a varifold as in 1.1 satisfies the dimensional Lusin (N) condition in and666More precisely, here we should consider the closure of in , since both the unit normal bundle and the second fundamental form are defined for closed subsets of .
[TABLE]
This is essentially everything we need to known from varifold’s theory and most of the results of this paper can actually be obtained for arbitrary closed sets whose normal bundle satisfies the Lusin (N) condition. The first important consequence of this assumption is the Coarea-type formula in 3.6. We use such a formula in the main result the paper (which is Lemma 3.9) to extend one of the key results of the theory of viscosity solutions of elliptic PDE’s, the Alexandrov-Bakelmann-Pucci (ABP) estimate (see [CC95, Theorem 3.2]), to our geometric setting. We do not explicitly write such a formula in the statement of our results, since the study of the ABP inequality in the context of varifolds (or, more generally, in the abstract setting of closed sets) would be beyond the scope of the present paper; however, the reader might recognize the resemblance in inequality (3) of Lemma 3.9. The validity of the ABP inequality is the central point to obtain the criterion for rectifiability of class in 3.10, whence, as one can easily see from what has been pointed out above, Theorem 1.1 follows as a special case. The proof of Lemma 9 and its main consequence Theorem 3.10 are built upon a careful generalization of the argument employed by Trudinger in [Tru89, Theorem 1] to prove twice super-differentiability almost everywhere of a viscosity subsolution of an elliptc operator. A moment of reflection reveals that the conclusion of our Theorem 3.10, , effectively corresponds to twice super-differentiability almost everywhere for in an higher-codimensional and non-graphical setting.
We conclude noting that in this paper we do not use the full strength of Theorem 3.10; in fact to prove Theorem 1.1 it would have been enough to have constant in 3.10. However, we decide to state 3.10 with a much less restrictive hypothesis (and this hypothesis is maybe the optimal one) because it seems natural to think that this approach could also be useful to treat classes of varifolds with possibly unbounded mean curvature. However, verifying the Lusin (N) condition in these more general cases presents several additional non-trivial complications. It is our plan to investigate them in future works.
Acknowledgements. The results of this paper were proved when the author was a Phd Student under the supervision of Prof. Ulrich Menne at the Max Planck Institute for Gravitational Physics. The author is grateful to his Phd advisor for his constant and supportive guidance throughout the preparation of this work.
2 Notation and preliminary results
The open and closed balls of radius and center are respectively denoted by and . The closure and the boundary in of a set are denoted by and . The symbol denotes the standard inner product of . If is a linear subspace of , then is the orthogonal projection onto and T^{\perp}=\mathbf{R}^{n}\cap\{v:v\bullet u=0\;\textrm{for u\in T}\}. If and are sets and we set
[TABLE]
The maps are define by and .
We adopt the language of symmetric algebra to write in a compact form our formulas: if is a linear map between vector spaces, then there exists a unique linear map , which is the restriction of the unique preserving algebra homeomorphism onto , see [Fed69, 1.9].
2.1 Curvatures of arbitrary closed sets
The reference for this section is [San17].
Suppose is a closed subset of . The distance function to is denoted by . If is the set of all such that there exists a unique with , we define the nearest point projection onto as the map characterised by the requirement
[TABLE]
Let . The functions and are defined by
[TABLE]
whenever . We define the Borel function setting
[TABLE]
and we say that is a regular point of if and only if is approximately differentiable777See [San17, 2.4, 2.6] for the definition of approximate differentiability. at with symmetric approximate differential and . The set of regular points of is denoted by . It is proved in [San17, 3.14] that and if then for every . Moreover, is a bi-lipschitzian homeomorphism whenever and , see [San17, 3.17(1)].
Combining these two facts, we now briefly describe how a general notion of second fundamental form for arbitrary closed sets has been introduced in [San17, section 4]. This notion will be repeatedly used in the rest of this paper. First of all, we define the generalized unit normal bundle of as
[TABLE]
with for . Since
[TABLE]
one uses the rectifiability properties of the distance sets (see [San17, 2.13]) to conclude that is a countably rectifiable subset of in the sense of [Fed69, 3.2.14]. Then we introduce the following definition: if then we say that is a regular point of , and we denote the set of all regular points of by . One may check (see [San17, 4.5]) that . For every , if and , we define
[TABLE]
and we define a symmetric bilinear form which maps into
[TABLE]
here is any vector such that . This is a well-posed definition, see [San17, 4.6, 4.8]. We call second fundamental form of at in the direction . It is not difficult to check that if is smooth submanifold, then agrees with the classical notion of differential geometry. Moreover, if we define the principal curvatures of at to be the numbers
[TABLE]
such that , are the eigenvalues of and .
2.2 The second-order rectifiable stratification
The reference for this section is [MS17].
Suppose is a closed subset of . For each we define (see [MS17, 4.1, 4.2]) the closed convex subset
[TABLE]
and we notice that . For every integer we define the -th stratum of by
[TABLE]
this is a Borel set which is countably rectifiable in the sense of [Fed69, 3.2.14] and it can be almost covered by the union of a countable family of dimensional submanifolds of class ; see [MS17, 4.12]. This definition agrees with [San17, 5.1] by [MS17, 4.4]. Moreover, on may use the classical Coarea formula for functions to infer that
[TABLE]
[TABLE]
This stratification and its rectifiability properties will play a crucial role in our results. In fact, we achieve rectifiability of class for a varifold as in 1.1 proving that .
2.3 Curvature under diffeomorphic deformations
In this section we prove an explicit formula for the second fundamental form of a diffeomorphic deformation of an arbitrary closed set , in terms of . This formula appears to be new even in the smooth setting.
2.1 Lemma**.**
Suppose is a closed set, is a diffeomorphism of class onto and is given by
[TABLE]
Then is a diffeomorphism of class onto , and
[TABLE]
In particular, F\big{(}A^{(m)}\big{)}=F(A)^{(m)} for .
Proof.
A direct computation shows that is a diffeomorphism of class onto with .
If and such that , we let
[TABLE]
Since S=F\big{(}\partial\mathbf{U}(a+ru,r)\big{)}, by [Fed69, 3.1.21] we conclude that
[TABLE]
and, consequently, . If (see [Fed59, 4.1]), then by [Fed59, 4.11, 4.8(12)] we conclude that ,
[TABLE]
and we deduce that
either or .
If for , noting that and
[TABLE]
we conclude that for sufficiently small,
[TABLE]
Therefore \nu_{F}\big{(}N(A)\big{)}\subseteq N\big{(}F(A)\big{)} and replacing by and by we conclude
[TABLE]
Noting that for each the function mapping onto is a diffeomorphism onto the postscript follows from (1) and (2) ∎
2.2 Theorem**.**
Suppose is a closed subset of and is a diffeomorphism of class onto .
Then (see 2.1) \operatorname{D}F(a)\big{(}T_{A}(a,u)\big{)}=T_{F(A)}(\nu_{F}(a,u)) and
[TABLE]
for a.e. .
Proof.
We define to be
[TABLE]
To compute , we first notice that
[TABLE]
where for every isomorphism of , for and for every . Then differentiating such a composition of maps one obtains that
[TABLE]
for and in . Moreover, one can easily compute that
[TABLE]
for and .
Let be measurable and almost positive function such that is a Radon measure. Noting 2.1, we define
[TABLE]
and we apply [San17, B.1] with to conclude that
[TABLE]
whenever is compact. Let . Noting again 2.1, one may use [San17, 4.11(1)] and [San17, B.2] to see that for a.e. the approximate tangent cones and are dimensional planes in and
[TABLE]
Employing [San17, 4.11(2)] one infers for a.e. that
[TABLE]
[TABLE]
whenever , and . Since
[TABLE]
for a.e. by [San17, 4.5, 4.8], it follows from (5) that
[TABLE]
for a.e. and for every . Therefore combining (2.3), (4), (7) and (2.3) we obtain for a.e. that
[TABLE]
for every and . This is our conclusion by [San17, 4.11(2)]. ∎
3 A sufficient condition for rectifiability for closed sets
This section is the main technical part of the paper. We work in the abstract setting of closed subsets whose generalized unit normal bundle satisfies the Lusin (N) condition. The main point here is to provide a general criterion for rectifiability of class (see Theorem 3.10). Then, in the next section we verify that the support of a varifold as in Theorem 1.1 satisfies the hypothesis of this criterion, thus obtaining the announced result for varifolds.
3.1 Definition**.**
Suppose is a closed set, is an open set and is an integer. We say that satisfies the * dimensional Lusin (N) condition in * if and only if
[TABLE]
In case , we say that satisfies the * dimensional Lusin (N) condition.*
We have introduced this terminology in analogy with the theory of functions: is said to satisfy the Lusin (N) condition if whenever , see [MZ92]. Actually, we can think to be a set-valued function associating at each point the set . Therefore we can interpret the Lusin (N) condition given in 3.1 as a property of the graph of .
3.2 Remark*.*
Suppose is a closed subset of , is an open subset of and . Then one may easily check that
[TABLE]
It follows that for every by (1), whence we deduce that if satisfies the dimensional Lusin (N) condition in , then satisfies the dimensional Lusin (N) condition in . Moreover,
[TABLE]
for a.e. by [San17, 4.14].
3.3 Remark*.*
If satisfies the dimensional Lusin (N) condition in then it follows from [San17, 6.1] and [MS17, 4.12] that
[TABLE]
3.4 Lemma**.**
Suppose is open, is closed, satisfies the dimensional Lusin (N) condition in and is a diffeomorphism of class onto .
Then N\big{(}F(A)\big{)} satisfies the dimensional Lusin (N) condition in .
Proof.
Suppose such that \mathscr{H}^{m}\big{(}F(A)^{(m)}\cap S\big{)}=0. Since and 0=\mathscr{H}^{m}\big{(}F^{-1}(S\cap F(A)^{(m)})\big{)}=\mathscr{H}^{m}\big{(}F^{-1}(S)\cap A^{(m)}\big{)} by 2.1, it follows by the Lusin (N) condition of that
[TABLE]
Then 2.1 implies that
[TABLE]
∎
The preservation of the Lusin (N) condition under diffeomorphisms is a subtle point. In fact, the following example shows that if we had define the Lusin condition in 3.1 replacing with the weaker property , then the resulting condition would not be preserved under diffeomorphisms, as the following example shows for and .
3.5 Example*.*
Suppose and is given by for . Then one readily verifies that . On the other hand,
[TABLE]
[TABLE]
and the relative interior in of is non empty, as one may see by computing explicitly .
One of the main consequences of the Lusin (N) condition is the following Coarea-type formula, whose proof is given in [San19, 3.3].
3.6 Theorem**.**
Suppose is an integer, is open, is closed and satisfies the dimensional Lusin (N) condition in .
Then for every measurable set ,
[TABLE]
We need the following simple fact from linear algebra in the proof of the next result.
3.7 Lemma**.**
Suppose and are finite dimensional vector spaces with inner products such that and , , and such that whenever .
Then
[TABLE]
Proof*.*
By [Fed69, 1.7.3] we can choose an orthonormal basis of and an orthonormal basis of such that
[TABLE]
whenever . If we define whenever , noting by [Fed69, 1.7.6], we compute
[TABLE]
Combining the two equations we get the left side. The right side is trivial.
3.8 Definition**.**
If , an , we define
[TABLE]
The criterion for second-order-differentiability in 3.10, that is the central result of this section, can be deduced by standard arguments from the somewhat more subtle result in 3.9.
3.9 Lemma** (Main Lemma).**
If are integers, then there exist and such that the following statement holds.
If is a closed set, , , and the following three conditions hold,
- (I)
* satisfies the dimensional Lusin (N) condition in ,* 2. (II)
there exists such that and
[TABLE] 3. (III)
there exists a nonnegative measurable function on such that
[TABLE]
[TABLE]
then there exists a Borel set such that
[TABLE]
[TABLE]
[TABLE]
[TABLE]
Proof.
We assume and we let whenever .
By 3.2 we notice that satisfies the dimensional Lusin (N) condition in and we replace with . We consider the diffeomorphism given by
[TABLE]
and we compute
[TABLE]
[TABLE]
[TABLE]
[TABLE]
for . Moreover we notice
[TABLE]
[TABLE]
Suppose is the set of such that whenever . We observe that is compact and, noting (8),
[TABLE]
We define as in 2.1 and we prove that
[TABLE]
In fact, if , and , we compute
[TABLE]
Let and we prove that
[TABLE]
We consider the closed convex cone
[TABLE]
and we notice that
[TABLE]
[TABLE]
A direct computation shows that
[TABLE]
whence we readily infer that
[TABLE]
Therefore in order to prove (12) it remains to check that
[TABLE]
Let . In the case that for every , then it is obvious that (notice that ). Therefore we assume that . If and then we notice that
[TABLE]
[TABLE]
that means . Therefore we select such that and, noting that the maximality of implies that
[TABLE]
we conclude that .
We notice that satisfies the dimensional Lusin (N) condition in by 3.4. Therefore, employing 3.3, 2.2, [San17, 4.8] and (11) and noting that for , we infer at a.e. that
[TABLE]
[TABLE]
[TABLE]
[TABLE]
In particular, by [Fed69, 2.10.25], the same conclusion holds for a.e. and for a.e. . We combine 3.6 and the classical inequality relating the arithmetic and the geometric means of a family of non negative numbers (see [Roc70, pp. 29]) to estimate
[TABLE]
We observe that if , and , then
[TABLE]
[TABLE]
Therefore, noting (15) and (16), we use 3.7 to infer that
[TABLE]
whence we readily deduce using (3) and (19) that
[TABLE]
for a.e. , where is a constant depending only on .
Since is countably rectifiable and one may argue as in [Fed69, 2.10.26] to prove that is a Borel subset of . Define
[TABLE]
and notice that it follows from 2.1 that is a Borel subset of with
[TABLE]
Moreover by (10) and whenever by (11). Noting that is contained in an dimensional plane whenever (see section 2.2) and that
[TABLE]
we use 2.1 to estimate
[TABLE]
[TABLE]
where is a constant depending on and . Therefore,
[TABLE]
Noting (12), we choose in III so that
[TABLE]
and we conclude from (3) that
[TABLE]
with . Being and for all it follows that . ∎
3.10 Theorem**.**
Suppose are integers, is a closed set, is an open set, satisfies the dimensional Lusin (N) condition in , whenever is compact, for a.e. there exists such that
[TABLE]
and there exists a non negative measurable function on such that
[TABLE]
[TABLE]
whenever is compact.
Then . In particular, is countably rectifiable of class .
Proof.
Firstly we notice that for every and . If is given as in 3.9, with the help of [Fed69, 2.4.11], for a.e. we can select and such that ,
[TABLE]
and
[TABLE]
for every , where such that . It follows from 3.9 that
[TABLE]
Since for a.e. by [Fed69, 2.10.19(4)], we infer that
[TABLE]
The postscript follows from [MS17, 4.12]. ∎
4 Proof of theorem 1.1
Here we prove Theorem 1.1. The main point will be to check that the closure888We take the closure in because Theorem 3.10 has been formulated for closed subsets in . in of the support of satisfies the hypothesis of the general criterion for rectifiability in 3.10. These hypothesis have been already checked for in several different papers, so we just need to collect them here.
- (1)
for every compact set . This follows combining the upper-semicontinuity of the density function , see [All72, 8.6], with the fact that . In fact, we obtain the stronger conclusion . 2. (2)
satisfies the dimensional Lusin (N) condition and
[TABLE]
Noting [Whi16, 2.8], this is a special case of [San19, 3.7]. 3. (3)
For a.e. there exists an dimensional plane such that
[TABLE]
This follows from [Sim83, 17.11].
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