Two-dimensional twistor manifolds and Teukolsky operators
Bernardo Araneda

TL;DR
This paper explores the connection between Teukolsky equations for black hole stability and twistor theory, revealing that a 2-dimensional twistor manifold underpins the geometric structures involved.
Contribution
It demonstrates that the geometric structures of Teukolsky equations can be naturally understood through a 2-dimensional twistor manifold, extending twistor theory insights.
Findings
Teukolsky equations relate to a 2D twistor manifold.
Geometric structures of black hole perturbations are explained via twistor theory.
A new perspective on the underlying geometry of Teukolsky equations is provided.
Abstract
The Teukolsky equations are currently the leading approach for analysing stability of linear massless fields propagating in rotating black holes. It has recently been shown that the geometry of these equations can be understood in terms of a connection constructed from the conformal and complex structure of Petrov type D spaces. Since the study of linear massless fields by a combination of conformal, complex and spinor methods is a distinctive feature of twistor theory, and since versions of the twistor equation have recently been shown to appear in the Teukolsky equations, this raises the question of whether there are deeper twistor structures underlying this geometry. In this work we show that all these geometric structures can be understood naturally by considering a {\em 2-dimensional} twistor manifold, whereas in twistor theory the standard (projective) twistor space is…
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Two-dimensional twistor manifolds and Teukolsky operators
Bernardo Araneda
Facultad de Matemática, Astronomía, Física y Computación
Universidad Nacional de Córdoba
Instituto de Física Enrique Gaviola, CONICET
Ciudad Universitaria, (5000) Córdoba, Argentina
(Date: December 12, 2019)
Abstract.
The Teukolsky equations are currently the leading approach for analysing stability of linear massless fields propagating in rotating black holes. It has recently been shown that the geometry of these equations can be understood in terms of a connection constructed from the conformal and complex structure of Petrov type D spaces. Since the study of linear massless fields by a combination of conformal, complex and spinor methods is a distinctive feature of twistor theory, and since versions of the twistor equation have recently been shown to appear in the Teukolsky equations, this raises the question of whether there are deeper twistor structures underlying this geometry. In this work we show that all these geometric structures can be understood naturally by considering a 2-dimensional twistor manifold, whereas in twistor theory the standard (projective) twistor space is 3-dimensional.
The current version of this paper is based upon work supported by the Swedish Research Council under grant no. 2016-06596 while the author was in residence at Institut Mittag-Leffler in Djursholm, Sweden, during the fall 2019.
1. Introduction
Twistor theory [34, 35] was originally conceived by Roger Penrose as a possible approach to quantum gravity, in which spacetime is no longer a fundamental entity but it is secondary to a more primitive structure. This structure is twistor space, which is (in its projective version) a three-dimensional complex manifold whose points correspond to ‘totally null 2-surfaces’ in the spacetime. The requirement that the twistor space so defined be three-dimensional forces the conformal curvature to be self-dual (SD) or anti-self-dual (ASD), which unfortunately is of little interest for the classical Lorentzian curved spacetimes of General Relativity. In this work we study geometric constructions that a two- (rather than three-) dimensional moduli space of totally null 2-surfaces induces on a 4-dimensional conformal structure, and their applications to the description of linear massless fields propagating on an algebraically special space.
Our main motivation comes from the apparently unrelated problem of black hole stability. The Teukolsky equations were found in [41, 42] and constitute currently the leading approach for analysing linear stability of massless fields propagating in a black hole spacetime. They are scalar, second order, partial differential equations involving only one component (in an appropriate frame) of the linear field under consideration. The original derivation [42] is in terms of the Newman-Penrose (NP) formalism. One has to apply certain NP operators to the field equations written in NP form, and then make appropriate combinations of the resulting identities so as to obtain a differential equation for only one NP component of the field. Even though there does not seem to be explicit geometric structures underlying this procedure, in [16] it was found that, for the case of the Kerr spacetime, the Teukolsky equations have the form of a wave equation with potential in terms of a modified wave operator; and in [2] this was generalized for all vacuum spacetimes of Petrov type D. Generalized derivatives in physics appear naturally in gauge theories, where they indicate the presence of internal symmetries in the system and have a rich geometry associated to them; thus it is natural to ask whether the Teukolsky equations have such a geometric interpretation. Further interest in this question arises when taking into account the result found in [8] that certain spinor fields involved in the equations satisfy the twistor equation with respect to the Teukolsky derivative. The problem of uncovering the underlying geometry was addressed in [9], where, by using spinor methods, it was found that it can be understood from consideration of conformal and complex structures in the spacetime. Now, since the combination of conformal, complex and spinor geometry in four dimensions is a natural arena for twistor theory, the appearance in the same problem of (versions of) the twistor equation together with conformal and complex structures suggests that more profound aspects of twistor theory could be involved in the problem. This is further supported by the well-known result that twistor theory is especially powerful for studying massless free fields (although this is for the case of flat or (anti-)self-dual spacetimes). Motivated by these facts, one of the main aims of this work is to demonstrate that deeper structures in twistor theory effectively underlie the geometry of the Teukolsky equations.
Although the original developments in twistor theory were mainly concerned with the structure of General Relativity and its quantization, currently its main applications in physics are in the study of scattering amplitudes in particle physics and string theory (see the recent review [11]). Our results show that twistor methods can still be fruitfully applied to classical problems in General Relativity that are of current interest, and that they are very useful for the uncovering and understanding of geometric structures in these problems.
1.1. Main results and overview
The main result of this work is to establish a close relationship between 2-dimensional (2D) twistor manifolds and the Teukolsky (and related) equations. This twistor manifold is a 2D moduli space of totally null 2-surfaces, and it has three crucial properties for us: it is associated to a projective spinor (we have an equivalence relation ), it is associated to a conformal structure (we have an equivalence relation ), and it is a complex manifold (we have a complex structure ). These three properties are archetypal of a twistor space.
Section 2 is a brief review of some basic aspects of twistor theory that are needed in the paper: the twistor equation, the definition of twistor space, and the Penrose transform for massless free fields. Sections 3 and 4 are devoted to our main results, where we study geometric constructions derived from the existence of 2D twistor spaces. In section 3.1 we show how a 2D twistor space induces natural geometric structures in the spinor bundles of a conformal manifold; in section 3.2, inspired by standard constructions in twistor theory, we construct fibre bundles over by using the previous geometric structures and their properties; and in section 3.3 we show how these constructions are related to the Teukolsky equations. In particular, we show that line bundles over give naturally solutions of these equations (for the case associated to massless free fields), in a manner that is reminiscent of the mechanisms involved in the Penrose transform. Although gravitational perturbations are not included in this scheme for a number of reasons, we make some comments regarding this case in section 3.3.3; in particular, we show that metric reconstructions from Hertz potentials still admit a 2D twistor space, and we comment on possible consequences and applications of this result. Finally we consider in section 4 the special case in which there are two independent 2D twistor spaces, which is naturally associated to Petrov type D spacetimes, and we reinterpret the previous constructions in terms of holomorphic structures. We make some final remarks in section 5.
1.2. Notation and conventions
We work in 4-dimensional spacetimes that admit a spinor structure and that are real-analytic, since we will often need to complexify the spacetime. (See e.g. [38, Section 6.9] for the general rule when translating formulas from real to complex spacetimes.) Our conventions follow those of Penrose and Rindler [37, 38]. Indices are (abstract) 4-dimensional spacetime indices, while and are (abstract) 2-dimensional spinor indices. Boldface letters etc. denote indices in a spin frame. When considering complex spacetimes, the local Lorentz symmetry is replaced by the complex rotations . One has the isomorphism
[TABLE]
where the subscripts mean ‘left’ and ‘right’ rotations, acting respectively on spinors with ‘unprimed’ and ‘primed’ indices. The correspondence between vectors and spinors is via the soldering form, i.e. . This allows the identification , , etc., and in this work we will omit the soldering form . Two complex-conjugate quantities and that appear together in a real spacetime, become two independent quantities and in a complex spacetime; for example, the Weyl conformal spinor and its conjugate are independent entities and in the complex case. Given a vector bundle over some manifold, the space of sections of will be denoted by .
2. Preliminaries on Twistor Theory
We review some basic aspects of the twistor equation in section 2.1, together with possible generalizations. In section 2.2 we give the definition of twistor space and its relation to spacetime by using the double fibration picture, both in the flat and in the curved spacetime case. In section 2.3 we recall the Penrose transform, that relates massless fields in the spacetime with sheaf cohomology classes over twistor space, and we give some explicit formulas for the fields in terms of cohomology elements. (These constructions will be invoked in section 3.) Except for section 2.1, we will work in dual twistor space (in the usual terminology of twistor theory). The main references we follow in this section are [1, 38, 45, 28, 47].
2.1. The twistor equation
The twistor equation is111This subsection is related to the ‘usual’ twistor space, i.e. not to its ‘dual’ version, which is the one that we use in the rest of the paper.
[TABLE]
where is a spinor field on a four-dimensional spacetime with spin structure and Levi-Civita connection . In a flat spacetime, (2.1) can be thought of as a consequence of the ‘incidence relation’, which is the (non-local) relation between points in spacetime and points in twistor space (see the next subsection). In a curved spacetime, (2.1) imposes severe restrictions on the curvature: the integrability conditions are , which for non-trivial imply that the spacetime must be of Petrov type N or O. A possible generalization of (2.1) is
[TABLE]
for some symmetric spinor field with indices. Solutions to (2.2) are usually known as Killing spinors or twistor spinors. A particularly relevant example of (2.2) corresponds to a 2-index Killing spinor, , since it is well-known that all Einstein spacetimes of Petrov type D (in particular the Kerr solution) admit such object, which is associated to ‘hidden symmetries’ in the spacetime and has found a lot of important applications both in past and recent years, see e.g. [44, 4, 5, 26].
Another possible generalization of (2.1) is to change the connection to some other connection ,
[TABLE]
which can be regarded as a ‘charged’ (or ‘weighted’) twistor equation. As observed by Bailey [12, 13, 14], this equation arises naturally for example in spacetimes that possess a shear-free null geodesic congruence; we will exploit this fact in section 3. We also mentioned in the introduction that it arises in the study of the Teukolsky equations: there exists a covariant derivative (the ‘Teukolsky connection’) whose square is the Teukolsky operator, and certain spinor fields involved in the equations satisfy (2.3). (See the introduction in [9].) This fact is actually one of the main motivations for the present work.
The approach to twistor theory by means of the twistor equation (2.1) (or its generalizations (2.2), (2.3)) emphasizes the use of spinor fields on the spacetime that satisfy differential equations. This point of view is perhaps not very convenient for the twistor treatment of curved spacetimes, since, as mentioned, the differential equations involved have integrability conditions that restrict the spacetime curvature. Furthermore, in the original twistor programme, spacetime itself is a derived structure, that is secondary to the more primitive twistor space. This has profound implications in the nature of physical concepts; in particular, there is a non-local relation between points in spacetime and points in twistor space. There are still (strong) restrictions on the curvature, but we find this construction of twistor space to be more suitable for the purposes of the present work. Below we will briefly review the definition of twistor space as the moduli space of certain 2-dimensional surfaces in the spacetime; this will proven to be more useful for the constructions studied in section 3.
2.2. Twistor space
Let be (complexified) Minkowski spacetime. Flat twistor space is , and its coordinates are pairs of Weyl spinors of opposite quirality, . For our purposes it is more convenient to use instead dual twistor space, , with coordinates . The relation between spacetime events and points in is given by the so-called incidence relation:
[TABLE]
(The twistor equation (2.1) is obtained by taking a spacetime derivative in the complex conjugate of (2.4).) This equation remains true if we multiply by a non-zero complex number, so (2.4) actually defines a relation between spacetime and projective twistor space (we will generally omit the term ‘dual’, and later also ‘projective’), , and one often works in this space instead of . If we fix , then (2.4) defines a projective line in , whose topology is . On the other hand, if we fix , the set of that satisfy (2.4) turns out to be a 2-plane in that is totally null: every tangent to it has the form for fixed and varying . This 2-plane is called -plane. Projective (dual) twistor space is the space of -planes222If we fix and vary instead, the resulting 2-plane is an ‘-plane’, and (projective) twistor space is the space of -planes..
The correspondence between twistor space and spacetime can be conveniently described via a double fibration. Let be the projective spin bundle over . The fibre over a point is the projective space . (Actually is globally .) The projection over is simply . also projects to by means of the incidence relation (2.4), i.e. via the map given by . The double fibration is then
[TABLE]
This fibration represents the basic idea of twistor theory: Physics in the spacetime is translated into holomorphic data in twistor space . One of the most prominent examples of this correspondence is the Penrose transform that we briefly review below. Note that, similarly to the fact that the inverse image of a point under is the fibre , the inverse image of a point under is the set of such that , namely the whole -plane.
The (curved) twistor space associated to a curved spacetime is defined by generalizing the concept of -planes. (The resulting construction is known as the ‘Non-linear graviton’ since the work of Penrose [36].) A -surface in a complex spacetime is a 2-dimensional surface such that its tangent plane at each point is a -plane. One can show (see the initial discussion in section 3 below) that the integrability conditions for the existence of a three-complex parameter family of -surfaces are , so the spacetime must be conformally half-flat (i.e. the conformal curvature must be SD). The resulting 3-manifold is the (projective, dual) twistor space of . In the opposite direction, if the spacetime is SD, then one can see that it admits a complex 3-manifold of -surfaces, so the correspondence is one-to-one. Actually, the correspondence involves only the conformal structure of the spacetime, since the construction above is conformally invariant. By imposing additional conditions on , such as the vacuum Einstein equations, one obtains additional structures on . (We will not need these structures in this work; for details see e.g. [36], [28, Ch. 12] and [45, Ch. 9].) A double fibration picture like (2.5) relating and also applies, where the correspondence space is the projective spin bundle . Since a -plane is associated to a projective spinor , the set of -planes through a given point is parametrized by the projectivization of , namely , thus, as in the flat case, a point in corresponds to a projective line in . On the other hand, a point in corresponds to a -surface in .
2.3. The Penrose transform for massless fields
One of the most important results in twistor theory is the Penrose transform for massless fields: an isomorphism between solutions of the massless free field equations in the spacetime and certain sheaf cohomology groups over twistor space. We recall that the massless free field equations of helicity are
[TABLE]
where the fields and are totally symmetric and have indices each, and . Solutions of (2.6a) are called right-handed (RH) fields, and solutions of (2.6b) are called left-handed (LH) fields. In its original form the correspondence applies to Minkowski spacetime333There are important subtleties that we are omitting here, namely the fact that it is not actually the whole which enters (2.7) but the region with ; we do not need to discuss this for the purposes of our presentation.:
[TABLE]
where the right-hand side is a C̆ech cohomology group that we shortly discuss below. The necessity of using cohomology can be understood by examining the representation of massless free fields as contour integrals of certain holomorphic functions over twistor space, since Penrose realized that the “gauge” freedom that one has in choosing these twistor functions is precisely that of a C̆ech representative of a cohomology class in . The correspondence (2.7) can be generalized to some extent to SD spacetimes (see [45] and references therein for more details). More precisely, there is an isomorphism like (2.7) for the case of negative helicity (i.e. LH fields), but for the case of positive helicity (RH fields) the analogous result involves potentials instead of the fields. We will briefly review how to extract the spacetime field from a given cohomology element; this will be useful in section 3 for making some analogies between this procedure and the constructions thereof. We work in a SD spacetime that satisfies the vacuum Einstein equations, i.e. such that and . This implies that we can use covariantly constant unprimed spinors, i.e. ; below we will use this fact. We found particularly useful the presentation in appendix A of [47].
One can describe the correspondence (2.7) in terms of C̆ech or Dolbeault cohomology; we will use the C̆ech approach here. This is a cohomology theory based on a covering of a topological space . In order to introduce several concepts that we will be referring to below, we now review in a rather elementary way some basic facts about C̆ech cohomology, using notation that resembles closely the operations with differential forms and de Rham cohomology. (We follow mainly [46, 45, 38].) A sheaf (of abelian groups) over is essentially an assignment of an abelian group (whose elements are called sections of over ) to each open set in the covering , together with ‘restriction maps’ for and some additional conditions that we do not need to discuss here. For example, if is a vector bundle over , the assignment (that is, the sections of over ) defines the so-called sheaf of sections of the vector bundle . Given sets in such that , a -cochain is a set of sections defined by that are totally antisymmetric, . The set of -cochains is denoted by , and it is an abelian group (under pointwise addition). Denoting the restriction of to by , the -th coboundary operator, , is defined by . Since the composition vanishes, we have the complex , and the cohomology of this complex gives the C̆ech cohomology groups. More precisely, a -cocycle is an element in the kernel of , that is , and the set of -cocycles is . A -coboundary is an element in the image of , that is for some , and the set of -coboundaries is . Then the -th C̆ech cohomology group, with coefficients in the sheaf and with respect to the covering , is defined as the quotient
[TABLE]
Under certain circumstances the C̆ech cohomology groups do not depend on the covering (these are called Leray covers); this will be the case below and so we can write . The topological space in our context is projective (dual) twistor space, but in practice, using the double fibration (2.5) we will only need cohomology over a projective line, so . (This space can be covered by two open sets: and .) Over one defines the complex line bundles , , whose sections are complex-valued functions homogeneous of degree in the homogeneous coordinates of , that is . The sheaf will be the sheaf of sections of , which is also denoted by .
We will only need the zeroth and first cohomology groups. By construction, the 0-th cohomology group coincides with the space of global sections of the sheaf. In our case one can show that (see e.g. Example 2.13 in [46, Chapter I])
[TABLE]
For the first cohomology group one has
[TABLE]
Suppose is covered by open sets . A cohomology class in is represented by a 1-cocycle (modulo coboundaries). It is convenient to think of as a function on the spin bundle by means of its pull-back by , using the (curved version of the) double fibration (2.5) (see e.g. [45, Section 9.1]). More precisely, let , which is an open set on the spin bundle. We think of as a function on , , which is homogeneous of degree in , and constant on -surfaces:
[TABLE]
for all tangent to the -surface associated to . Since these tangents are of the form for arbitrary , this is equivalent to
[TABLE]
Remark 2.1**.**
Taking an additional derivative in (2.11), we see that solves the wave equation
[TABLE]
We will invoke this fact later on when studying 2-dimensional twistor manifolds; in particular, we will see that the Teukolsky equations are the natural generalization of (2.12) in this context (see remark 3.7 below).
Now, for fixed , can be thought of as a 1-cocycle in . Consider first the case of positive helicity. From the case in (2.9) we know that for . This implies that is a coboundary, i.e. it splits as , where is holomorphic on and is holomorphic on . Using (2.11), we deduce that
[TABLE]
This equation defines a (spinor-valued) global function in , homogeneous of degree (with ), i.e. an element of . From this we can extract the RH fields as follows.
For , (2.13) defines an element of . From the case in (2.8), we deduce that (2.13) must be constant as a function of , so we get a field on the spacetime:
[TABLE]
Now, we have . Equation (2.12) implies , but this last equation defines a global function in homogeneous of degree , i.e. an element of , so from the case in (2.8) we see that it must be zero: . Therefore we get a massless RH Dirac field on , .
For , i.e. for RH Maxwell fields, the procedure is similar to the Dirac case except that, as mentioned, we must now use potentials. Equation (2.13) defines an element of . From the case in (2.8) we deduce that its dependence in must be polynomial, so we get
[TABLE]
introducing in this way a covector field on the spacetime. Operating on (2.15) with , on the LHS we get (since ), thus on the RHS we have . Now, the 2-form satisfies , so multiplying by we get . But the spinor decomposition of is with and , so since , is SD: , therefore or, equivalently, , i.e. we get a RH Maxwell field on .
For the existence of RH fields is constrained by the well-known Buchdahl conditions involving the SD curvature. For , say , there are no constraints since by assumption the spacetime is SD, namely . In this case, to extract the LH fields, we consider again an element as a function on the spin bundle that is homogeneous in of degree and satisfies (2.11). Now, the field
[TABLE]
with factors of , satisfies by virtue of (2.11). Furthermore it is homogeneous of degree in , so it can be regarded as a (spinor-valued) element of . By the case in (2.9), this group is trivial so (2.16) must split as , with holomorphic on and holomorphic on . Taking a derivative, we get , but this defines a global function in that is homogeneous of degree , so it must be zero. Similarly, contracting (2.16) with , we get , and this is a global function in , homogeneous of degree [math], so it does not depend on , therefore is a field on the spacetime and satisfies the LH massless free field equations (2.6b). The procedure above is the cohomological version of the well-known contour integral formula of Penrose.
The examples considered above are just some well-known instances (the ones that we will invoke later on in this paper) of the powerful methods of twistor theory, that involve linear field equations. Twistor methods have also been extremely useful in the study of non-linear differential equations. For example, they have led to a one-to-one correspondence between solutions of the SD or ASD Yang-Mills equations and holomorphic vector bundles over twistor space that are trivial on each projective line; this is known as the Ward transform. The Non-linear graviton (referred to above) is another example, which establishes a one-to-one correspondence between 4-dimensional SD manifolds satisfying the vacuum Einstein equations, and twistor spaces with some additional structures. We will not need these non-linear constructions in the present work.
3. Two-dimensional twistor spaces
We will now study the geometry associated to the existence of a complex 2-dimensional (rather than 3-dimensional) moduli space of totally null 2-surfaces. Our main goal is to show that this twistor structure, which is present in, for example, all conformally Einstein, algebraically special spaces, gives a natural geometric structure to several constructions associated to the description of massless fields propagating in curved spacetimes, and is in particular closely related to the geometry of the Teukolsky equations and black hole perturbation theory.
We recall that a totally null 2-surface on a complex spacetime (already introduced in section 2.2) is a complex 2-surface such that, for any two vectors , tangent to at a point , it holds . Note that this condition is conformally invariant (i.e. it remains true if we make the transformation ), thus a totally null 2-surface is actually associated to the conformal structure of the spacetime, so henceforth we assume that we are working on a conformal manifold . The tangent vectors to are of the form , where either is fixed and varies (in which case is called -surface), or varies and is fixed (in which case is an -surface). We will focus here on -surfaces. By Frobenius theorem, the condition for to be indeed a 2-surface is equivalent to the statement that, given any two vectors , , tangent to at , their Lie bracket should be a linear combination of them, namely for some scalar fields . In other words, we must have for some . Replacing the expressions for and , in general one finds
[TABLE]
with , and the Levi-Civita connection of an arbitrary metric in the conformal class. Thus the condition is satisfied for any and tangent to if and only if for some , or equivalently, if and only if satisfies
[TABLE]
This is exactly the condition for the null congruence associated to to be geodesic and shear-free444Note that, consistently, equation (3.1) is conformally invariant if has well-defined conformal weight. (SFR from now on). We thus arrive at the following result of Penrose and Rindler [38] (we rephrase it according to our context):
Proposition 3.1** (Proposition (7.3.18) in [38]).**
A (complexified) conformal structure admits a 2-complex dimensional moduli space of totally null 2-surfaces if and only if it admits a shear-free null geodesic congruence.
Considering a spin frame (with ) and using standard notation for GHP spin coefficients (see e.g. [37, Eq. (4.5.21)]), in an arbitrary spacetime we have
[TABLE]
where and is a primed spin frame. We thus see that is an SFR if and only if the following conditions hold:
[TABLE]
The integrability conditions for (3.1) are . If we require this to hold for any spinor at any point of , then we must have , i.e. the conformal structure must be SD. The resulting three-complex parameter family of -surfaces is the (curved, projective, dual) twistor space of the conformal structure , that we introduced at the end of section 2.2. Proposition 3.1 tells us that the existence of a two-complex parameter family of -surfaces is equivalent to the existence of an SFR, which is a much weaker condition. This is a 2D twistor space and we will denote it by .
If we assume that the condition is valid for a particular spinor field , this means that must be a principal null direction (PND) of the ASD Weyl spinor. Eventually we will also require the stronger condition , namely, that be a two-fold PND of . By the Goldberg-Sachs theorem, this is automatically satisfied in all conformal structures with an SFR that admit an Einstein metric.
3.1. Structures on the conformal spinor bundles
From proposition 3.1, the existence of a 2D twistor space singles out a spinor field in the (conformal) spacetime. We will show that a choice of a preferred spinor defines natural connections on spinor and tensor bundles in the conformal structure555Our main reference for concepts and definitions regarding conformal geometry is [43].. This is independently of being or not an SFR; the SFR condition becomes relevant when studying additional properties of the associated connection such as its curvature.
As preliminaries, consider a complexified spacetime and denote by its conformal structure. The set of all frames () such that , with , and , gives a principal fibre bundle with structure group . The associated spin structure666Recall that the spin structure of a conformal manifold is a well-defined concept, see e.g. [37, Section 5.6] and also Note 8 to Chapter 9 in [32]. is denoted by , and its structure group is , where the two factors of account for ‘left’ and ‘right’ rotations (recall (1.1)), and the group corresponds to conformal transformations of the metric. If and are unprimed and primed spin frames respectively, we choose their conformal behavior as , , and , , with (so that and ). Considering the representation of in given by , this means that the group acts on a spin frame as , where is the product between a matrix of and ; similarly for the primed spin frame .
Consider the vector space , and the representation defined by
[TABLE]
where is as before and . Then one can construct the associated vector bundles
[TABLE]
the sections of which are spinor fields on . For example, the cases and correspond to the unprimed and primed spin bundles respectively, and the case can be identified with the tangent bundle of the manifold . Using the abstract index notation, a section is
[TABLE]
Considering also the standard construction of conformally weighted line bundles (whose sections are conformal scalar densities with weight ), and taking the tensor product , the sheaf of sections gives conformally weighted spinor fields.
3.1.1. Conformal connections
Let be a principal bundle over , with structure group . A connection on is a decomposition of the tangent bundle of as a direct sum of ‘vertical’ and ‘horizontal’ bundles. The vertical bundle is naturally defined and is isomorphic to the Lie algebra of . The horizontal bundle can be defined by using a connection 1-form, which is a 1-form such that . Given an open neighbourhood , a local connection form is a -valued 1-form over . If is a local section over , then there exists a connection form in such that ; in what follows we will focus on local connection forms. On the other hand, a connection on a vector bundle over (which we also refer to as a covariant derivative) is essentially a linear map that satisfies the Leibniz rule. Given a representation of on a vector space , we can construct associated vector bundles as . A natural way to get a connection on is to use the connection 1-form of or, rather, the local connection . More precisely, if is the representation of the Lie algebra associated to , then one can show (see e.g. [33, Chapter 10]) that the connection induced on is
[TABLE]
For a fixed spacetime, a trivial example of this construction is to take (the orthonormal frame bundle) and the natural representation of in , then we can view the tangent bundle as . The local connection 1-form in is the spin connection , thus the Levi-Civita connection on can be viewed as induced from in the manner (3.7), and the construction generalizes easily to tensor bundles over . Of course, for tensor fields this is just a sophisticated way of describing their covariant derivative, but, as is well-known, the construction is essential when dealing with spinors (or more generally with gauge theories), since the only sensible way of defining spinor fields is via associated bundles such as (3.5), and similarly for fields with internal degrees of freedom. This will be the approach that we use here for inducing natural connections on bundles over from the 2D twistor space .
Now, if instead of a fixed spacetime we have the conformal structure , then a sensible analog of the Levi-Civita connection is a Weyl connection, which is a pair consisting of a torsion-free connection and a 1-form such that for any representative of the conformal class, it holds , where transforms under change of conformal representative (i.e. ) as , with . For a spinor field , the relation between and a Levi-Civita connection is given by
[TABLE]
More generally, for spinor fields with non-trivial conformal weight, this does not give a connection on since (3.8) does not transform covariantly under conformal transformations. Instead, the appropriate connection is now
[TABLE]
The problem now is that, unlike the Levi-Civita connection, Weyl connections are in principle not unique. There are some situations however where a preferred Weyl connection is singled out by particular properties of the system under consideration. This is for example the case when studying conformal geodesics, see e.g. [43, Section 5.5]. Another example occurs in a conformal almost-Hermitian manifold, namely in a conformal structure that is also equipped with a compatible almost-complex structure , which is a tensor field such that and for any in the conformal class, see [15, 27]. In this situation, there exists a unique Weyl connection compatible with , where ‘compatible’ means that such Weyl connection, here denoted , is determined uniquely by requiring that (see e.g. [27, Section 4]). In terms of the Levi-Civita connection of a conformal representative , is given by . ( is sometimes called the Lee form.) In the present work we are dealing with complexified spacetimes, which, by definition, already have a complex structure; but we will see below that the 2D twistor space induces a canonical almost-complex structure (and this is also true for the real Lorentzian spacetime we started from). Consequently, we will obtain from a canonical Weyl connection.
3.1.2. Induced canonical complex structure
From proposition 3.1, the 2D twistor space defines a preferred spinor field in the spin bundle . We choose as an element of a spin frame, . Let be any other spinor field such that for any choice of conformal spin metric ; thus is a spin frame, the conformal weights of and being, respectively, and , with . Since determines only up to multiples, we have the freedom , with a complex number different from zero. In turn, for we have the freedom , where is any complex number. This means that the gauge group is reduced to , where is the multiplicative/additive group of complex numbers777Note that the spin group can be decomposed as , where is the ‘GHP part’ and the two factors of correspond to null rotations around the spinors of the frame.. Now, for any , consider the linear operator given by
[TABLE]
Then it is straightforward to show that and (with ), so (3.10) equips with an almost-complex structure compatible with the conformal metric888Note that (3.10) is a complex map, whereas the usual notion of an almost-complex structure requires it to be real. However, as shown in Theorem VIII.3 in [25], a Lorentzian manifold (which is ultimately the most interesting case for our purposes) cannot admit a (real) almost-Hermitian structure, so we are forced to consider this complex-valued almost-Hermitian structure (in [25] this is referred to as a ‘modified’ Hermitian structure). We will give an interpretation of (3.10) in section 4.2 below.. (We note that a complex structure formally analogous to (3.10) is used in [45, Section 9.1] for the construction of the twistor space of a Riemannian —i.e. positive definite— 4-manifold, where the spinor is obtained via an antiholomorphic involution applied to ; see equation (9.1.20) in that reference.)
Of course, the map (3.10) depends on a choice of , with . Suppose an arbitrary choice of such an is made. Since the null direction associated to is not fixed by the geometry, in principle we could change to . But the map (3.10) then transforms to , which, if , depends explicitly on the choice of a representative from the projective class . Therefore, if we want the complex structure (3.10) to depend only on the projective class of , then we have to set , which means that the gauge group is further reduced to . (In other words, once we have arbitrarily chosen an with , the requirement that (3.10) should depend only on does not allow us to make the transformation .)
Remark 3.2**.**
At this point, the fixing of the almost-complex structure is required in order to get a canonical Weyl connection. But (3.10) and the structures derived from it are actually interesting on its own; we will see more about this in section 4.2 below.
Now, fixing has two effects: on the one hand, it reduces the part of the gauge group to the GHP group , and on the other hand, determines a canonical Weyl connection , namely the one compatible with . Recalling the expression for the Lee form , in terms of spin coefficients we have
[TABLE]
where we have chosen an arbitrary primed spin frame for the primed spin bundle and defined the associated (complex) null tetrad in the usual way, i.e.
[TABLE]
3.1.3. The connection on spinor bundles induced from
We have just seen that the canonical complex structure (3.10) determines a preferred Weyl connection for the conformal manifold. As mentioned, the fixing of the complex structure reduces to , which gives a subbundle of with structure group . (Recall that here is the multiplicative group of positive real numbers.) From now on we choose the conformal weights for the spin frame as
[TABLE]
The principal bundle inherits a connection from this reduction, which, since the Weyl connection is complex, will be valued in the complexified Lie algebra . This connection is found by looking at what parts of the full connection do not transform covariantly under the reduced structure group. A calculation similar to the one performed in [9, Section 2.4] shows that this connection is given by , where (with the frame dual to ) and
[TABLE]
is the usual GHP connection form, and the 1-form was originally considered in [2] (for a choice of conformal weights different to (3.13) has to be modified, for details see [9]).
Now consider a section , and project its indices on the frame and its dual, so that one gets a bunch of components. A generic component is a complex scalar field that, under the allowed transformations of frame, changes according to a representation of on given by
[TABLE]
for some . The scalar can then be regarded as a section of the complex line bundle
[TABLE]
(In the language of the usual GHP formalism, sections of (3.16) could be thought of as ‘type quantities’ with conformal weight .) Note that, if is the line bundle whose fibre over is the set of spinors at proportional to , we could also think of sections of (3.16) as complex-valued functions on (namely ) that are homogeneous in .
The connection on (3.16) is induced from the connection 1-form in that we found before, and, using (3.7) and (3.15), it is given by
[TABLE]
More generally, for a section , if we project an arbitrary number of its unprimed indices in the frame , we get a mixed object that can be considered as a section of the product bundle (for which we will also use the notation . The connection on this structure is the product between the connections on the factors, so after all this discussion we finally get to:
Lemma 3.3**.**
The 2D twistor space from proposition 3.1 induces a natural connection on the spinor bundles , given by
[TABLE]
where .
Summarizing, we have shown that the existence of a 2D twistor space defines in a natural way a preferred connection (3.18) for the spinor bundles of the conformal structure. The derivation is actually valid even if is not an SFR; the point is that the 2D twistor space singles out the (projective) spinor . We can already see that the SFR condition is quite special, by noting that, since , in terms of spin coefficients we have (see [9, Eq. (2.53)])
[TABLE]
The SFR condition on is equivalent to (3.3), so is in this case annihilated by the naturally induced connection.
3.2. Fibre bundles over the 2D twistor space
In section 2.3 we have seen that the Penrose transform associates massless fields in a SD background spacetime with sheaf cohomology classes over twistor space. These cohomology classes are sections of certain line bundles over (modulo coboundary equivalence), that can be thought of as functions on the spin bundle that are constant on -surfaces (see discussion around (2.10)). In order to study whether a similar mechanism can be constructed in our present context, in which we do not have the full twistor space but just the 2D twistor space , we have to construct bundles over . Recall that a single point corresponds to a whole 2-surface in , so, roughly speaking, the construction of a fibre over would require objects that are appropriately ‘constant’ over (as in the case with a full twistor space). This constancy will be expressed in terms of the connection constructed before, and naturally it is constrained by integrability conditions involving the curvature of , therefore we will first study this curvature.
3.2.1. Curvature of
As usual, the curvature of the connection is defined by the commutator . This splits into its SD and ASD parts according to
[TABLE]
where and . The irreducible decomposition of the second order operator is
[TABLE]
(Similarly for .) The ASD part of the curvature is , and explicit expressions for it depend on the object it is acting on. We will focus on its action on sections of , and :
Lemma 3.4**.**
Let , and . Suppose that is an SFR and a two-fold PND. Then
[TABLE]
where we defined \chi^{\prime}=(\operatorname{\text{\rm\th}}+2\rho-\tilde{\rho})\kappa^{\prime}-(\operatorname{\text{\rm\dh}}+2\tau-\tilde{\tau}^{\prime})\sigma^{\prime}+2\Psi_{3}, , and .
Proof.
From the definition (3.20), we have
[TABLE]
The calculation of the RHS is tedious but straightforward, it can be done using the GHP formalism. For an arbitrary spacetime, we find
[TABLE]
where and is the GHP prime of . If is an SFR and a two-fold PND, then , which implies and (3.22) follows. The proof of (3.23) and (3.24) is similar. ∎
Identities (3.22) and (3.23) will be very useful below when studying the integrability conditions for differential equations associated to the construction of bundles over .
3.2.2. The connection on -surfaces
Consider an arbitrary -surface . By definition, any tangent vector to is of the form , with fixed and variable, thus the tangent bundle of , denoted , can be identified with the primed spin bundle (more precisely, with the restriction of it to the -surface ). We can also be more general and consider spinor fields with non-trivial - and -weights, by tensoring the corresponding bundle with . Now, we have seen that the natural connection on the tangent bundle , induced from the 2D twistor space, is . To find the natural connection on , we note that, for arbitrary , this connection must satisfy for some . If , and , this is equivalent to . Noting that this must be valid for arbitrary , contracting with , and recalling that the right hand side should be a linear operator on satisfying the Leibniz rule, we get , defining in this way the natural connection on (see [14] for similar discussion). (The notation instead of is chosen to match the conventions in section 4.2 below, where this is interpreted in terms of holomorphic structures.) Furthermore, we have seen that the fact that is associated to a -surface implies that , therefore
[TABLE]
An interesting result concerning this connection is the following:
Lemma 3.5**.**
Suppose is an SFR and a two-fold PND. Then the connection on -surfaces is flat:
[TABLE]
Proof.
We first note that
[TABLE]
Now let be a section of . Using (3.23) and the standard expression for the usual curvature operator , we get . A straightforward but tedious calculation using the Ricci identities (see [37, Eq. (4.12.32)]) shows that in an arbitrary spacetime, introducing a primed spin frame , one has
[TABLE]
If is an SFR and a two-fold PND, then this reduces to , thus the result follows. ∎
The flatness of the connection has a number of interesting consequences, on which we will now comment only briefly. (We will not pursue these matters further here, and leave a more detailed analysis for future works).
First, consider an arbitrary -surface , and denote by the sheaf of totally antisymmetric sections of the spinor bundle (restricted to ) with indices (which of course is zero for ). For a section , define the exterior derivative . Then, since is flat, we have , thus we get a twisted de Rham complex:
[TABLE]
Furthermore, a twisted de Rham complex is locally exact (see e.g. [31, Prop. 2], its proof, and references therein), meaning that for every point and for every function defined on a neighbourhood such that , there exists a function defined on (with ) such that . Now, recall that the exactness of a sequence of sheaves is a local requirement since it is at the level of stalks (see [46, Def. 2.5 in Ch. II]). More precisely, given three sheaves , , over a topological space , and two morphisms and , the sequence is exact at if the induced sequence on stalks, , is exact at , namely for all . Then one says that is a short exact sequence of sheaves if it is exact at , and (namely, is injective, is surjective, and for all ). Therefore, local exactness of a twisted de Rham complex implies that (3.27) is actually a short exact sequence of sheaves.
Second, the fact that is flat implies that the equation
[TABLE]
admits non-trivial solutions. This can be formulated in a way closer to the theory of integrable systems999I am grateful to J. L. Jaramillo for suggesting looking into this.. More precisely, consider a primed spin frame such that and , and introduce the following operators acting on :
[TABLE]
Then (3.28) adopts the form of an overdetermined linear system
[TABLE]
The compatibility condition for this system is that the operators and must commute. From their definition we have
[TABLE]
therefore, the commutativity of and is equivalent to the flatness of the connection (3.25). Formally, we can think of as a Lax pair, see e.g. [32] and [22].
Finally, a particular application of equation (3.28) is that their solutions constitute the tangent bundle to the 2D twistor space. This can be seen by adapting the discussion of Bailey in [12, 14] to our context. (See also [45, Section 9.1], which uses a local twistor description.)
3.2.3. Complex line bundles
We now turn to the construction of line bundles over . Let be a point in , and the corresponding -surface in the spacetime. Consider the restriction of the bundle to , and let be a section of this bundle. Different points on the -surface correspond, by definition, to the same point , so in order to define a fibre over we require to be covariantly constant over , namely
[TABLE]
for all tangent to , or equivalently
[TABLE]
Compare to (2.10), (2.11). Now, the spinor can be regarded as a (weighted) element of the tangent bundle , for which the connection is (3.25), therefore, the integrability conditions for (3.33) on the -surface can be obtained by applying an extra derivative and taking the commutator, which yields
[TABLE]
If is an SFR and a two-fold PND, then these integrability conditions are satisfied by virtue of (3.22), thus (3.33) is a non-trivial condition. We then use this fact to construct a line bundle over , by defining the fibre over a point to be composed of sections of that satisfy (3.33). This bundle will be denoted by . The construction generalizes the one in SD spacetimes (which is needed for the Penrose transform) that we reviewed in section 2.3, to our current situation. Below we will see that these bundles give solutions to the Teukolsky equations on the spacetime.
3.3. Teukolsky equations and massless fields
We will now show that the above twistor constructions are intimately related to the description of massless free fields propagating in curved, algebraically special spacetimes, and give a natural interpretation to the relation between this description and the appearance of various twistor objects that are known in the literature. (See also remark 4.4 below.)
3.3.1. Teukolsky equations
Lemma 3.6**.**
Sections of the line bundles are automatically solutions of the Teukolsky equations for massless free fields in the (conformal) spacetime.
Proof.
Let be a section of the line bundle over , then by definition it satisfies (3.33). Applying an additional derivative, we get . By virtue of (3.19), the factor can be commuted to the left. Using then identities (3.21) and (3.22), we obtain
[TABLE]
All we need to show now is that this is essentially the Teukolsky equation. To this end, we express the wave operator acting on in GHP form. In an arbitrary spacetime, after some lengthy calculations we get
[TABLE]
Note that the last term, i.e. , is zero if is an SFR. Now set , for , i.e. is a section of . Then
[TABLE]
where the zero in the LHS of the first line is a consequence of (3.35), and in the second line we have simply replaced (3.36). But the second line is exactly the Teukolsky equation for the spin-weight component of a massless free field with spin , as presented for example in [42]. ∎
Remark 3.7**.**
Note that the wave equation (3.35) is the natural generalization of (2.12), see remark 2.1. In that case was a representative of a C̆ech cohomology class in , which can be thought of as a function on the spin bundle that is homogeneous in the spinor variables, satisfies (2.11), and is subject to coboundary equivalence. In our present situation, is a function on the line bundle that is homogeneous in the spinor variables and satisfies the generalized equation (3.33), but we do not have a cohomological interpretation of it.
3.3.2. Massless free fields
Let us now briefly examine how to obtain massless free fields from the constructions above. We start by considering LH fields. First, note that if is a totally symmetric section of (that is, a symmetric spinor field with and ), then
[TABLE]
Now let for example be a section of . Using (3.38) it follows immediately that is a LH Dirac field, . Similarly, for a section of , the spinor
[TABLE]
(with factors of ) is a LH massless field with spin , .
Remark 3.8**.**
The field (3.39) is the generalization of (2.16) to our present situation. Notice that there are no problems with Buchdahl constraints since by assumption is a two-fold PND of the ASD curvature.
The result above is not really new, it is actually an expression of the ‘Robinson theorem’ (see e.g. [38, Theorem (7.3.14)] and [12, 13]), adapted to our constructions.
Let us now examine RH fields. Contrary to the LH case, now we will use sections of that are not also sections of , i.e. they do not satisfy (3.33). (In the language of section 2, we will use functions on that “do not descend” to .) Let be a section of , and consider the spinor field
[TABLE]
Using (3.38), (3.19), (3.21) and (3.22), we get
[TABLE]
thus, (3.40) is a RH Dirac field if and only if is a solution of the wave equation . It is important to emphasize here that, since we have chosen the weights of as and (which are needed in order for in (3.40) to have the correct weights, namely and ), this wave equation is not the Teukolsky equation given in (3.37). In order to get the Teukolsky equation (3.37), we need a conformal factor (i.e. an element of ) such that , thus the field has weights and and consequently satisfies (3.37) (for ) provided that satisfies . The requirement is a non-trivial condition, see section 4 below (especially remark 4.4).
Remark 3.9**.**
The field (3.40) is the generalization of (2.14) to our case (note their analogous structure). In the case of (2.14), it satisfies the Dirac equation because satisfies the wave equation, which in turn is a consequence of the fact that is a global function in , homogeneous of degree . In other words, is automatic from the structure of the cohomology groups involved in the construction. In our current situation it seems that we do not have enough structure to do cohomology101010Note that, roughly speaking, a fibre of corresponds to a single point in a fibre of ., so we were not able to give a cohomological interpretation to in (3.40).
Consider now RH Maxwell fields. For this case we find it more convenient to propose the Ansätz , where . The LH and RH parts of the 2-form are respectively and . The vector potential has weights and , and one can show that this implies that we can replace by in the formulas for and . An easy calculation using (3.19), (3.21) and (3.22) leads to
[TABLE]
(the symmetrization in not being needed by virtue of (3.22)). Therefore, if and only if is a solution of the wave equation , case in which the RH part is a solution of the Maxwell equations.
Remark 3.10** (Yang’s equation).**
Our procedure here turns out to be closely related to other approaches for solving the ASD Yang-Mills equations. That is, we are solving the equation , i.e., the ASD curvature of vanishes, . This is done by using a solution of the Teukolsky-like equation . But we have seen in the proof of lemma 3.6 that this equation is , which can be interpreted as a generalized version of what is known as Yang’s equation (see pp. 165 in [32], and also the discussion leading to eq. (3.1.3) in that reference).
3.3.3. Comments on gravitational perturbations and Hertz potentials
Gravitational perturbations of a curved spacetime cannot be described with the constructions above, for a number of reasons: the corresponding field equations are not the ones of a massless free field, the Einstein equations are not conformally invariant, and arbitrary perturbations in principle do not satisfy the conditions for admitting a 2D twistor space. Nevertheless, we find it useful to make some comments on this case and point out some interesting properties, especially regarding . (See also remark 3.14 below.)
All of our constructions so far depend on the existence of a 2-dimensional twistor manifold. Even though this is much less restrictive than the existence of a twistor 3-manifold (since the latter would imply SD curvature), the condition still singles out a particular class of spacetimes, namely (by proposition 3.1) those admitting an SFR (which we have also assumed to be a two-fold PND). When perturbing (linearly) a spacetime, the metric becomes , and the property of having an SFR is generally destroyed by the perturbation, so one does not expect the constructions of the previous sections to apply to perturbed spacetimes.
Now, a particularly relevant method of generating metric perturbations is by the so-called Hertz/Debye potentials; this has been of interest both in past and recent years, see e.g. [30, 3, 7, 40]. A Hertz potential is a solution of higher spin field equations (Dirac, Maxwell, linearized gravity) that is obtained by applying linear differential operators to a scalar field (so-called Debye potential) that solves a certain scalar, wave-like equation (for example, the field in (3.40) and (3.43) is a Debye potential). These potentials are of much interest in the stability problem for black holes, since it is conjectured that all relevant gravitational perturbations can be generated this way (see e.g. [40, 3]). We will prove the following:
Theorem 3.11**.**
Linearized metric perturbations generated by Hertz potentials possess a 2-dimensional twistor manifold.
Below, in remark 3.14, we comment on the usefulness of this result and its possible applications. We will prove theorem 3.11 by showing that the (linearized) ASD Weyl spinor of such perturbations is algebraically special (lemma 3.12 below), and that this implies that the perturbed spacetime still possesses a shear-free null geodesic congruence (lemma 3.13 below). That is, we obtain the linearized version of the Goldberg-Sachs theorem in one direction111111Of course, the ‘if and only if’ part of the linearized version of the Goldberg-Sachs theorem is not valid, as shown in [19]..
Let be a section of . From the expression (3.36) for and eq. (2.14) in [42], one deduces that the Teukolsky equation for gravitational perturbations is
[TABLE]
(Observe that (3.44) is not a particular case of (3.35), since the explicit form of the operator depends on .) Let , being an SFR. One can show (see [30, 7, 3]) that if is a solution of the Teukolsky equation (3.44), then the tensor field
[TABLE]
is a solution of the linearized Einstein equations. We have
Lemma 3.12**.**
The linearized ASD Weyl spinor of the metric perturbation (3.45) is algebraically special: is a two-fold PND.
Proof.
We have to prove that , where is the linearized ASD Weyl spinor of (3.45). A simple way to prove this is by considering a modified covariant derivative constructed from . Define such that it acts on tensor/spinor fields with a -weight. Note that for fields with , coincides with the Levi-Civita derivative . Letting ( factors of ), equation (3.19) implies the following two identities in terms of :
[TABLE]
Using (3.47) for and the fact that has zero -weight, we can write (3.45) as
[TABLE]
Now, the linearized ASD Weyl spinor of a metric perturbation is given in general by (see [37, Eq. (5.7.15)])
[TABLE]
Note that, since (3.45) has zero -weight, we can replace by in this expression. Furthermore we have for (3.45), so we get
[TABLE]
where . Using (3.46), the factor inside the bracket in (3.49) can be commuted to the left. Projecting then over , it follows that . ∎
We will now investigate the existence of -surfaces in the perturbed spacetime. Since the linearization of spinors is a subtle issue, we find it more clear to formulate the discussion primarily in tensor terms. Consider a monoparametric family such that is our background spacetime. Consider also four vector fields , , and that constitute a null tetrad for all values of the parameter (that is, and all other products vanish). We assume all fields to depend smoothly on , so that we have the Taylor expansions , , etc121212In what follows, for a quantity we use the notation and .. At any point , the vector fields and generate a -plane. The condition for this -plane to be the tangent plane to a -surface is that the commutator of and should be a linear combination of them. Assuming that the background spacetime possesses an SFR (which implies ), to linear order we find
[TABLE]
for some scalar fields . This means that, to linear order, the -surface condition is satisfied if and only if .
Lemma 3.13**.**
Consider a background Einstein spacetime that possesses an SFR, and such that . Consider also a perturbation of this spacetime that satisfies the linearized Einstein vacuum equations (cosmological constant allowed), and let be the linearized ASD Weyl curvature spinor of . If is algebraically special along the background PND, then
[TABLE]
Proof.
The proof is immediate by considering the following two Bianchi identities in GHP form, which are valid for an arbitrary spacetime:
[TABLE]
The Goldberg-Sachs theorem for the background solution implies that , and the background Einstein equations are . Linearizing the above Bianchi identities around the background solution, imposing the linearized Einstein equations , and the two-fold PND condition , we get and , which implies (3.51). ∎
It was shown in [19] that the Goldberg-Sachs theorem is not valid in linearized gravity. More precisely, the results of [19] show that the linearized version of the Goldberg-Sachs theorem is not valid in one direction: the existence of an SFR in a perturbed spacetime does not imply that the corresponding linearized Weyl tensor is algebraically special. Lemma 3.13 asserts that the converse is actually true.
Summarizing, from equation (3.50) we see that, at the linearized level, the existence of -surfaces requires , and from lemma 3.13 we see that this condition is satisfied as long as (and the linearized Einstein equations hold too). Lemma 3.12 implies that metric perturbations generated by Hertz potentials satisfy these requirements, thus, we conclude that the perturbed spacetime admits -surfaces to linear order.
Remark 3.14**.**
The fact that the perturbed spacetime admits a 2D twistor space at the linearized level has potentially interesting consequences. More precisely, complex spacetimes that admit totally null surfaces and that are half-algebraically special (i.e. such that one of the Weyl curvature spinors is algebraically special) are sometimes called ‘Hyperheaven spaces’ and were studied thoroughly by Plebański and collaborators131313I am very grateful to M. Dunajski and L. Mason for discussions about this and for suggesting references., see [39, 23, 17]. Lemmas 3.12 and 3.13 suggest that our construction here may be a linearized version of the (non-linear) Hyperheaven construction, and that the Hertz potential (3.45) and the Teukolsky equation (3.44) might just be the linearized versions of the Hyperheaven metric reconstruction and the hyperheavenly equation respectively. Work on this is in progress [10].
4. Spaces with two 2D twistor spaces
4.1. Preliminaries
So far we have assumed the existence of a single 2D twistor manifold , which by proposition 3.1 is equivalent to the existence of an SFR on a conformal structure. The existence of two independent 2D twistor spaces, say and , implies that the conformal spacetime admits two families of null, geodesic, shear-free congruences. In this section we will analyse the case where the two 2D twistor spaces are associated to -surfaces.
Before studying this case in more detail, it is worth noting an interesting related construction141414I thank M. Dunajski for bringing this reference to my attention. [20] involving more than one 2D twistor space. Consider a conformal structure that admits a null conformal Killing vector, i.e. a vector field such that for any metric in the conformal class. Since is null we can write it as for some spinor fields and . Then it is not difficult to show that the conformal Killing equation for implies and , i.e. both and are geodesic and shear-free. Thus they give two independent foliations of by totally null 2-surfaces: -surfaces for and -surfaces for , and the moduli spaces of them give two kinds of 2D twistor spaces, that in usual twistor terminology would be ‘dual’ to each other. The - and - surfaces in the spacetime intersect along integral curves of , which are null geodesics. If, furthermore, the conformal structure is ASD, then -surfaces exist automatically and form a 3-dimensional twistor space [36], and the special -surfaces of give a hypersurface in . One can then ask what is the relationship between the space of -surfaces of (what we are here calling a 2D twistor space ) and the twistor space of the ASD conformal structure; this case was thoroughly studied in [20], we refer to it for more details (see also [18]).
In this section we are interested, instead, in the existence of two 2D twistor spaces associated to foliations of by -surfaces. For conformally Einstein spacetimes this is naturally associated to Petrov type D spaces, by virtue of the Goldberg-Sachs theorem; this case is particularly interesting because it includes the stationary black hole solutions (with or without cosmological constant).
4.2. Holomorphic vector bundles
From now on we consider two 2D twistor spaces, and , associated to the projective spinors and respectively. Let us first see that the almost-complex structure (3.10) in this case can be seen as induced naturally by the complex manifold structure of the -surfaces. For each point in there are two -surfaces, say and , passing through it. Suppose that has complex coordinates and tangents , and has complex coordinates and tangents . The point can then be given coordinates , and the tangent space is spanned by . Similarly, the cotangent space is spanned by the dual basis . The complex manifold structure induces an almost-complex structure as usual: , , , . In terms of these bases, we have the standard expression (see e.g. [33, eq. (8.21)])
[TABLE]
But from the basic definition of -surfaces, we know that the tangents to must have the form and for some and , and likewise the tangents to have to be and . Choosing the normalization , for the dual basis we get , , and . Replacing then these expressions in (4.1), we easily find , with the components given exactly by (3.10) (recall that in this section we use and ). This shows that, in the case we have two 2D twistor spaces, the almost-complex structure (3.10) acquires a natural interpretation as induced by the complex manifold structure of the foliations by -surfaces.
Remark 4.1**.**
For the case with just one 2D twistor space studied in section 3 (that is, with just one foliation of by -surfaces), we can still define an almost-complex structure by , , and , where are such that is a basis for the tangent space; this way we end up with (3.10) again. But in such case this is not induced by a complex manifold structure, since it is not integrable.
Now, the complex structure allows us to give a notion of holomorphicity. More precisely, the fact that the map has eigenvalues allows a decomposition of any tangent space as , where corresponds to the eigenvalue and its elements are called holomorphic vectors, and corresponds to and its elements are anti-holomorphic vectors. We can do the same for the cotangent space, and more generally we can decompose the bundle of -forms into type -forms in the usual way, i.e. . This allows us to introduce Dolbeault operators, which are a convenient way of capturing the notion of holomorphic fields (see e.g. [1, Section 2.2] and [32, Section 9.5]). That is, introducing the projection to type -forms , we define the Dolbeault operators and . In terms of complex coordinates this is and , where , and , . An ordinary scalar function is said to be holomorphic with respect to this complex structure if . But, as we have seen in section 3, we need sections of the line bundles . The operator is not a connection in these bundles, since it does not map sections to sections. What we can do is combine this operator with the connection and define a partial connection [32, Section 9.5] (or deformation of the complex structure, in the sense of e.g. [1, Section 4.1]) as , where is a -valued type -form given by (for the case of the bundle ).
Remark 4.2**.**
The bundle equipped with is a holomorphic line bundle: .
Proof.
This is an immediate consequence of the fact that the connection is flat, which was proven in lemma 3.5. ∎
The fact that the line bundle is holomorphic allows to define the notion of a holomorphic section of it, as a section such that . Explicitly, this is exactly the condition (3.33), so the line bundle over the 2D twistor space can be characterized as the bundle of holomorphic sections of with respect to the complex structure defined above.
Similarly, we can define an anti-holomorphic section of as a section that satisfies , which is equivalently . The integrability condition for this is , or explicitly . Calculations analogous to the ones in section 3.2 show that this condition is satisfied if is an SFR (which is automatic since is associated to the 2D twistor space ) and a two-fold PND (which we will assume from now on). Therefore we can construct the line bundles over , by using anti-holomorphic sections of . These can be used to generate solutions of the Teukolsky equations with opposite spin-weight to the one given by the equations in lemma 3.6. To see this, let ; then by an analogous calculation to the one leading to (3.35), we now have
[TABLE]
Now commute the GHP operators with their primed versions in (3.36); after tedious calculations one gets
[TABLE]
(This expression is valid in an arbitrary spacetime.) Choosing , , it follows that
[TABLE]
which is the Teukolsky equation for the spin-weight component of a massless free field with spin (see [42]).
Remark 4.3**.**
In this context we can also generate solutions of the ‘Fackerell-Ipser equation’, which is the wave-like equation satisfied by the spin-weight zero component of a Maxwell field in a type D spacetime. Namely, if is a section of , then
[TABLE]
which, after noting that the differential operator on the RHS is , is exactly the Fackerell-Ipser equation. (Actually it is a generalized version including the Ricci scalar —recall that .)
4.3. Massless free fields and symmetry operators
Finally, it is worth discussing the construction of RH massless free fields in our present situation. We start with the Dirac case. If and , and we define (which is simply (3.40)) and , then a calculation analogous to the one leading to (3.41) shows that these fields are solutions of the RH Dirac equation if are solutions of the corresponding wave equations. This process is particularly interesting in relation to symmetry operators (see e.g. [7, 5] and references therein), by which we mean the idea of applying differential operators to solutions of the LH massless field equations in such a way that one constructs solutions of the RH field equations. Consider for example a LH Dirac field . The first guess is to put and , but, since the conformal weights of , , and are respectively , [math] and , the so defined would not have the correct conformal weights. To remedy this situation, we consider a conformal factor (i.e. a section of ) such that . This is only possible if there is a non-trivial solution to , namely if . (This case is particularly interesting and deserves some additional comments, see remark 4.4 below.) This condition is satisfied for instance in all type D conformal structures that admit an Einstein metric, since then the Bianchi identities imply that , thus one can choose . (One must keep in mind though that this choice represents an explicit breaking of conformal invariance, since the Bianchi identities are not conformally invariant.) An example of this is the Kerr-(A)dS spacetime. It is also satisfied for type D conformal structures with a background Maxwell field whose PNDs are aligned to the gravitational ones, namely the Maxwell field has the form ; in this case Maxwell equations imply that and therefore . This is the situation for example in the Kerr-Newman-(A)dS spacetime.
Now, for those situations where we have a non-trivial solution to (such as the examples mentioned above), we can set and , then these fields have the correct and weights and solve the Teukolsky equations as long as solves the LH Dirac equation. We then have that each of the fields and defined above is a solution to the RH Dirac equation. But a straightforward calculation shows that
[TABLE]
thus, the two fields are actually the same as long as is a LH Dirac field. That is, both symmetry operators coincide.
For RH Maxwell fields, we take , and , and define the following vector potentials: , , , and . These are all variants of the vector potential in (3.42)-(3.43). We first note that , so these two potentials differ by a gauge transformation and we can consider only one of them, say . Now, the associated 2-forms , etc. decompose into their SD (or RH) and ASD (or LH) parts, , , etc. A similar calculation to the one in eqs. (3.42)-(3.43) shows that the LH parts are zero if satisfy the corresponding wave equations; in all these cases the RH parts consequently satisfy Maxwell equations. For the construction of symmetry operators, we can obtain solutions of the Teukolsky and Fackerell-Ipser equations starting from a LH Maxwell field , by setting , and , where, as before, . But it is not difficult to show that
[TABLE]
and similarly for the other possible combinations. Thus we see that, as long as is a LH Maxwell field, all vector potentials differ by gauge transformations, hence they define the same RH Maxwell field , i.e. all symmetry operators coincide.
Remark 4.4**.**
The case in which admits non-trivial solutions, namely is an exact form, has close relations with the usual concept of hidden symmetries in General Relativity. First, the fact that is closed implies that the Weyl connection is actually the Levi-Civita connection of some metric in the conformal class, say . Furthermore, if and are both SFRs, then one can show (see [9, eq. (2.20)]) that the almost-complex structure is parallel for , i.e. , so is a Kähler metric. Additionally, using that and it is easy to verify that the spinor field satisfies , namely it is a Killing spinor151515The equation is conformally invariant, so here is any Levi-Civita connection in the conformal class.. Therefore, the connection (3.18) somehow encodes the conformally Kähler structure and the existence of Killing spinors in all spacetimes where is exact (which includes for example the Kerr-(A)dS and Kerr-Newman-(A)dS solutions). For a thorough analysis of conformally Kähler structures in 4 dimensions, we refer the reader to [21].
5. Final comments
The methods and ideas of twistor theory have proven to be extremely useful in a wide range of topics in theoretical and mathematical physics, such as string theory and scattering amplitudes, loop quantum gravity, integrable systems, quasi-local constructions of mass and angular momentum, etc. (see [11] for a recent review, and also references therein). In this work we have argued that twistor structures are also present in perturbation theory of algebraically special spaces, by showing that the standard formalisms known in the literature (such as Teukolsky equations) have a geometric structure that is naturally interpreted in terms of a 2-dimensional twistor manifold.
The standard definition of (projective) twistor space is as the moduli space of certain complex 2-dimensional (namely - or -) surfaces in a spacetime, and the requirement that this space be three-complex dimensional forces the conformal curvature to be SD or ASD. We have studied geometric structures induced in a (conformal) spacetime by requiring instead the existence of a two-dimensional twistor manifold, and the relation of these structures with the description of linear massless fields propagating in the spacetime. Our results are valid for conformal structures that are not necessarily SD or ASD, but admit a null geodesic congruence that is shear-free (referred to as SFR along the text), and we have also assumed that the corresponding spinor field is a two-fold principal null direction of the SD curvature. As mentioned, our main motivation for studying this problem was the recent result [9] that the Teukolsky equations (that are central to the black hole stability problem) are intimately related to a combination of conformal, complex and spinor geometry, which is a natural territory of twistor theory.
We have proceeded by following closely the standard constructions in twistor theory, adapted to our context where we have a 2D twistor space . We showed that induces in a natural way a connection (given by eq. (3.18)) on spinor bundles in a conformal structure (lemma 3.3). We studied the curvature of this connection in section 3.2.1, which allowed us to show that the connection naturally induced on -surfaces is flat (lemma 3.5), and which also allowed us to construct line bundles over since the integrability conditions are satisfied (section 3.2.3). We have shown that, in particular, these constructions are intimately related to perturbation theory of black hole spacetimes, since the differential operators induced by are closely associated to Teukolsky operators; see lemma 3.6 and eqs. (3.37), (4.4), (4.5). Furthermore, we showed that sections of line bundles over are automatically solutions of the Teukolsky equations for massless free fields, and this construction resembles the one associated to the Penrose transform, see remarks 3.7 and 2.1. Likewise, our construction of massless free fields with higher spin, that we did in section 3.3.2, gives formulas which are also reminiscent of the ones corresponding to the Penrose transform, see remarks 3.8 and 3.9. The special case in which we have two 2D twistor spaces, and , was considered in section 4 (this case includes for example the Kerr-(A)dS and Kerr-Newman-(A)dS solutions). There, we gave an interpretation of the almost-complex structure (3.10) (that is crucial for the construction of the appropriate connection) as induced naturally by the complex-manifold structure of the foliations by -surfaces; and we discussed an appropriate notion of holomorphic structures. It was also shown how to generate solutions to the Teukolsky equations with opposite spin weight (and also to the Fackerell-Ipser equation) from line bundles over and . We also showed that the different formulas for RH massless free fields (for a given spin), obtained from symmetry operators, are actually the same, see eqs. (4.6), (4.7), (4.8).
For the case of gravitational perturbations of a curved spacetime, we have shown in section 3.3.3 that linearized metric perturbations generated by Hertz potentials still possess a 2-dimensional twistor manifold to linear order, by proving that the corresponding linearized ASD curvature spinor is algebraically special (lemma 3.12) and that this implies that the background SFR continues to be an SFR at the linear level (lemma 3.13, which is, as emphasized, a linearized version of the Goldberg-Sachs theorem in one direction). This result and the ones mentioned before suggest some possible research lines that we believe deserve further investigation [10]. First, it would be interesting to understand the relationship between the 2D twistor space considered in this work and the construction of an asymptotic twistor space161616I am grateful to L. Mason for this suggestion., whose properties (such as the fact that it is an Einstein-Kähler manifold) might induce some interesting structures in the spacetime. Second, we note that, in twistor theory, the treatment of the gravitational field is through consideration of deformations of the complex structure of twistor space. At present it is not clear to us if some form of such procedures could also be applied to our case, and, even if so, whether it could lead to a better understanding of the structure of linearized gravity on curved spacetimes. However, since this procedure involves the introduction of an infinity twistor that breaks conformal invariance, it might be interesting to see if a similar mechanism can be applied in our formalism in order to also break conformal invariance for the treatment of gravitational perturbations. Finally, as already stated in remark 3.14, the results of section 3.3.3 suggest that there might be a close relationship between the constructions studied in this work and the theory of Hyperheaven spaces [39, 23, 17]. Results about all these problems will be presented elsewhere [10]. In any case, in view of the techniques used in some recent very important results concerning the classical problems in mathematical Relativity (in particular see [6]), the application of spinor and twistor methods to these problems does not seem to be exhausted.
Acknowledgements
It is a pleasure to thank Steffen Aksteiner, Lars Andersson, Thomas Bäckdahl, Igor Khavkine and Lionel Mason for very helpful discussions, that took place at the Institut Mittag-Leffler (Djursholm, Sweden) in the fall 2019. I am also very thankful to Tim Adamo, Maciej Dunajski and George Sparling for comments about this work during the conference “Twistors meet Loops in Marseille”, held at CIRM (France) in September 2019; in particular I want to thank M. Dunajski for several illuminating conversations in this conference and also during a visit to Cambridge University in November 2019. The hospitality and support of all the institutions mentioned above are also gratefully acknowledged. Finally I thank Gustavo Dotti, José Luis Jaramillo, Oscar Reula and Juan Valiente Kroon for supportive comments on this work and on a previous version of this manuscript. This work is partially supported by a postdoctoral fellowship from CONICET (Argentina).
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