The Bruce-Roberts number of a function on a hypersurface with isolated singularity
Juan J. Nu\~no-Ballesteros, Bruna Or\'efice-Okamoto, B\'arbara K. L., Pereira, Jo\~ao N. Tomazella

TL;DR
This paper establishes a formula relating the Bruce-Roberts number of a function on a hypersurface with isolated singularity to Milnor and Tjurina numbers, and proves the Cohen-Macaulay property of the logarithmic characteristic variety, generalizing previous weighted homogeneous cases.
Contribution
The paper provides a new explicit formula for the Bruce-Roberts number and proves the Cohen-Macaulay property of the logarithmic characteristic variety for general isolated hypersurface singularities.
Findings
ormula relating ruce-Roberts number to Milnor and Tjurina numbers.
ohen-Macaulayness of the logarithmic characteristic variety.
xtension of previous weighted homogeneous results.
Abstract
Let be an isolated hypersurface singularity defined by and such that the Bruce-Roberts number is finite. We first prove that , where and are the Milnor and Tjurina numbers respectively of a function or an isolated complete intersection singularity. Second, we show that the logarithmic characteristic variety is Cohen-Macaulay. Both theorems generalize the results of a previous paper by some of the authors, in which the hypersurface was assumed to be weighted homogeneous.
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The Bruce-Roberts number of a function on a hypersurface with isolated singularity
J.J. Nuño-Ballesteros, B. Oréfice-Okamoto, B. K. L. Pereira, J.N. Tomazella
Departament de Matemàtiques, Universitat de València, Campus de Burjassot, 46100 Burjassot SPAIN
Departamento de Matemática, Universidade Federal de São Carlos, Caixa Postal 676, 13560-905, São Carlos, SP, BRAZIL
Departamento de Matemática, Universidade Federal de São Carlos, Caixa Postal 676, 13560-905, São Carlos, SP, BRAZIL
Departamento de Matemática, Universidade Federal de São Carlos, Caixa Postal 676, 13560-905, São Carlos, SP, BRAZIL
Abstract.
Let be an isolated hypersurface singularity defined by and such that the Bruce-Roberts number is finite. We first prove that , where and are the Milnor and Tjurina numbers respectively of a function or an isolated complete intersection singularity. Second, we show that the logarithmic characteristic variety is Cohen-Macaulay. Both theorems generalize the results of a previous paper by some of the authors, in which the hypersurface was assumed to be weighted homogeneous.
Key words and phrases:
isolated hypersurface singularity, Bruce-Roberts number, logarithmic characteristic variety
2000 Mathematics Subject Classification:
Primary 32S25; Secondary 58K40, 32S50
The first author has been partially supported by the MICINN Grant PGC2018-094889-B-I00. The second author has been partially supported by FAPESP 2016/25730-0. The third author has been partially supported by CAPES. The fourth author is partially supported by CNPq Grant 309086/2017-5 and FAPESP Grant 2018/22090-5.
1. Introduction
The Milnor number is probably the most important invariant of a holomorphic function germ . It is defined algebraically as the colength of the Jacobian ideal , generated by the partial derivatives of in , the local ring of holomorphic function germs . The finiteness of is equivalent to that has isolated singularity, which is also equivalent, by Mather’s theorem, to that is finitely determined with respect to , the group of coordinate changes in the source. From the topological viewpoint, Milnor showed in [18] that the Milnor fibre of has the homotopy type of a wedge of -spheres and that is precisely the number of such spheres. Another important property is the conservation of the Milnor number, which implies that is equal to the number of critical points of a Morsification of .
An interesting and natural extension of this theory appears when we look at function germs defined over singular varieties. In [4], Bruce and Roberts studied function germs considered over a germ of analytic variety in . They defined an invariant, which we call the Bruce-Roberts number of with respect to , and denote it by . This number is a generalization of the Milnor number in the sense that when . Moreover, it has also the properties that is finite if and only if has isolated singularity over (in the stratified sense), if and only if is finitely -determined ( is the subgroup of of coordinate changes which preserve ).
Since then, the Bruce-Roberts number has been studied by many authors, see for instance [1, 2, 10, 15, 20, 25]. In particular, in [20] the first, second and fourth authors considered the case that is a weighted homogeneous isolated hypersurface singularity. The first main result of [20] is the equality
[TABLE]
where is the defining equation of and is the Milnor number of the isolated complete intersection singularity (ICIS) defined by (in the sense of Hamm [11, 12]). We remark that this result was produced during the PhD of the second author (see [21]) and, at that time, it was conjectured that if is an isolated hypersurface singularity (not necessarily weighted homogeneous), then
[TABLE]
where is the Tjurina number. This conjecture is the natural one since in the weighted homogeneous case.
In this paper we give a proof of (1), which gives a simple way to compute the Bruce-Roberts number of any function with respect to any isolated hypersurface singularity. In fact, with our method, we only need to compute the Tjurina number and the colength of the image of the differential of over the trivial tangent vector fields to the hypersurface. As a byproduct of our technique, we also obtain a new formula for the Tjurina number of an isolated hypersurface singularity in terms of its tangent vector fields (see also [25]). We remark that (1) has been also proved recently by Kourliouros [15] by using a totally different approach.
The second main result of [20] was that the logarithmic characteristic variety is Cohen-Macaulay, again when is a weighted homogeneous isolated hypersurface singularity. This is important and has many interesting applications. In fact, this implies the conservation of the Bruce-Roberts number and that is equal to the number of critical points of a Morsification of on each logarithmic strata, counted multiplicity (see [4]). Here we also extend this result to the general case that is not necessarily weighted homogeneous. We remark that is never Cohen-Macaulay when has codimension , so the only interesting case is when is a hypersurface. We give some applications of this result for -constant families of functions.
2. The Bruce-Roberts Number
Let be the ring of germs of analytic functions , and let be a germ of hypersurface with isolated singularity in . Two germs are -equivalent, (respectively --equivalent) if there exists a germ of diffeomorphism (respectively homeomorphism) , such that and .
We denote by the -module of germs of vector fields on , and by the subset of of vector fields which are tangent to , that is,
[TABLE]
where is the ideal in consisting of germs of functions vanishing on . We denote by the ideal in generated by such that and is the differential of . We consider the -submodule of generated by the trivial vector fields, that is, is generated by
[TABLE]
Therefore, for any function germ , , where is the ideal in generated by the maximal minors of the Jacobian matrix of .
Definition 2.1**.**
Let . The number
[TABLE]
is the Bruce-Roberts number of with respect to .
It follows from Nakayama’s Lemma and the Hilbert Nullstellenstaz that the Bruce-Roberts number of with respect to is finite if and only if the variety of zeros of the ideal is equal to the origin or empty. Moreover, we have other important equivalences, for instance, that is finite if and only if is finitely -determined (see [4]).
Since , the Bruce-Roberts number is greater or equal to the Milnor number. In [20] we show that if is a weighted homogeneous hypersurface with isolated singularity and is a finitely -determined function germ, then
[TABLE]
where is the Milnor number of the ICIS , as defined by Hamm in [11, 12]. The main goal of this work is to extend this formula to the general case that is hypersurface with isolated singularity (not necessarily weighted homogeneous). We use the following two lemmas.
Lemma 2.2**.**
[4]** Let be a local ring, a matrix, with and a sequence of elements in . Let denote the matrix obtained by deleting the last row of and put
[TABLE]
Denote the ideal in generated by the minors of by and define in a similar way. Finally let
[TABLE]
Then, if is Cohen-Macaulay of dimension and ,
[TABLE]
Lemma 2.3**.**
Let be an isolated hypersurface singularity in and . Then, if and only if
[TABLE]
Proof.
Assume that but . By Nakayama’s Lemma and the Hilbert Nullstelllensatz, the variety has dimension . Let such that . In particular,
[TABLE]
Since , . Hence , and therefore, . But this is in contradiction with [2, Proposition 2.8]. The converse follows because ∎
The following theorem is our first new characterization of the Bruce-Roberts number.
Theorem 2.4**.**
Let be an isolated hypersurface singularity in and such that . Then,
[TABLE]
Proof.
We consider the following function germs
[TABLE]
In order to apply Lemma 2.2, let
[TABLE]
and
[TABLE]
then
[TABLE]
By Lemma 2.3,
[TABLE]
so we can use Lemma 2.2:
[TABLE]
On the other hand,
[TABLE]
by the Lê-Greuel formula [3]. Moreover,
[TABLE]
which gives
[TABLE]
∎
3. The Tjurina number
In this section we present a characterization of the Tjurina number of an isolated hypersurface singularity in terms of the tangent vectors fields to .
Lemma 3.1**.**
Let be an analytic germ with isolated singularity and let . Assume that and , for some . Then if and only if .
Proof.
If , obviously . Conversely, if there exists such that . Thus, . Since has isolated singularity, form a regular sequence in . Therefore, the module of syzygies of is generated by the trivial relations. We have that . But is also in , so .
∎
The following theorem shows that, surprisingly, does not depend on the function germ , provided it is finitely -determined. As a consequence, we show that this dimension is equal to the Tjurina number of .
Theorem 3.2**.**
Let be an isolated hypersurface singularity and let be finitely -determined. Let be the evaluation map given by Then induces an isomorphism
[TABLE]
Proof.
Obviously, is an epimorphism and . We only need to show that . That is, we have to show that if such that , then .
We have . Let be an analytic germ with isolated singularity such that . By [2, Proposition 2.8], defines an ICIS. Therefore, the variety determined by , , has dimension 1 (see [16]). Moreover, since and have isolated singularity, the rank of is equal to for in a neighborhood of the origin. Hence, is an isolated determinantal singularity (IDS) of dimension 1 and, therefore, it is reduced, by [19, lemma 2.5].
Suppose that . By Lemma 3.1, , for some . On the other hand, has also isolated singularity, so form a regular sequence in . Therefore, the module of syzygies of is generated by the trivial relations. Since , we have that .
This implies that and hence . Let be the irreducible components of . Since is reduced of dimension 1, each is an irreducible curve in . In particular, either or , for each .
If for all , then for all , hence , therefore , which is a contradiction with the way was chosen. Otherwise, if for some , then . This gives , in contradiction with the Lê-Greuel formula for the ICIS .
∎
We are ready now to characterize the Tjurina number in terms of the tangent vector fields to the hypersurface .
Theorem 3.3**.**
Let be an isolated hypersurface singularity and let be a non-zero linear function. Then
[TABLE]
Proof.
Since is a non-zero linear function, we may suppose that , with . We consider the following sequence
[TABLE]
where is given by multiplication by , is the inclusion and is the projection.
The sequence above is exact. Indeed, . Moreover,
[TABLE]
and
[TABLE]
so . The opposite inclusion follows because . Hence,
[TABLE]
We claim that
[TABLE]
In fact, given there exists such that . We have , for some , and . Therefore,
[TABLE]
This shows the inclusion
[TABLE]
Conversely, let be such that . There exist such that
[TABLE]
where , if and , if . Thus,
[TABLE]
It follows that
[TABLE]
and a simple calculation shows that . This gives the opposite inclusion
[TABLE]
∎
The following corollary is an immediate consequence of Theorems 3.2 and 3.3.
Corollary 3.4**.**
Let be an isolated hypersurface singularity and let be finitely -determined. Then
[TABLE]
We remark that Tajima in [25] has proved the same result with a different approach.
4. Main result and some applications
Finally, we prove the main result which gives the relationship between the Milnor number and the Bruce-Roberts number of with respect to an isolated hypersurface singularity .
Corollary 4.1**.**
Let be the an isolated hypersurface singularity defined by and let be finitely -determined. Then,
[TABLE]
Proof.
It follows from Theorem 2.4 and Corollary 3.4. ∎
The following results are direct applications of Corollary 4.1.
Corollary 4.2**.**
Let be function germs with isolated singularity, and let and be the hypersurfaces determined by and , respectively. If and , then
[TABLE]
Proof.
The hypothesis imply that defines an ICIS, and . By Corollary 4.1, we have then
∎
The next corollary shows that the Bruce-Roberts number is a topological invariant when is an isolated hypersurface singularity.
Corollary 4.3**.**
Let be an isolated hypersurface singularity. Let be finitely -determined function germs such that is --equivalent to . Then
Proof.
Let be a homeomorphism such that and . We have . If is defined by , then , because the Milnor number of an ICIS is a topological invariant. Moreover, and are also --equivalent, so by [18]. By Corollary 4.1, we get . ∎
From Corollary 4.1 and the Lê-Greuel formula [3], we also have the following:
Corollary 4.4**.**
Let be the isolated hypersurface singularity defined by , and let be finitely -determined. Then
[TABLE]
We can use our results to relate the Bruce-Roberts number of a generic linear projection to the top polar multiplicity of an hypersurface as defined by Gaffney [7]. Let be an isolated hypersurface singularity defined as the zero set of a function germ , the ()-th polar multiplicity is defined as
[TABLE]
where is a generic linear projection. From the proofs of Theorems 2.4 and 3.2, we observe that
[TABLE]
therefore,
[TABLE]
On the other hand, in [14], Perez and Saia show that
[TABLE]
where is the -th polar multiplicity. From Lê-Tessier’s formula, we have
[TABLE]
where denotes the Euler obstruction of (see [17]). Hence,
[TABLE]
We can conclude, hence, the following corollary.
Corollary 4.5**.**
Let a generic linear projection and be a hypersurface with isolated singularity. Then:
- (1)
; 2. (2)
**
We remark, by Corollary 4.5, that the Bruce-Roberts number of a generic linear projection on an isolated hypersurface singularity does not depend on the projection.
5. The logarithmic characteristic variety
We recall the definitions of logarithmic stratification and of logarithmic characteristic variety due to Saito [23]. Let be a germ of a reduced analytic subvariety. Take a representative on some small open neighbourhood of 0 in . For each , we denote by the linear subspace of generated by the vectors , with .
Lemma 5.1**.**
[4, 23]** There is a unique stratification of that satisfies the following properties:
- (1)
Each stratum is a smooth connected immersed submanifold of and is the disjoint union 2. (2)
If lies in a stratum , then the tangent space coincides with 3. (3)
If and are two distinct strata with meeting the closure of then is contained in the frontier of .
Definition 5.2**.**
The stratification of the previous lemma is called the logarithmic stratification of and the strata , the logarithmic strata. The germ is holonomic if, for some neighborhood of in , the logarithmic stratification has only finitely many strata.
Definition 5.3**.**
The logarithmic characteristic variety, , is defined as follows. Suppose the vector fields generate on some neighborhood of in . Let be the restriction of the cotangent bundle of to . We define to be
[TABLE]
Then is the germ of in along , the cotangent space to at .
We observe that is a well defined germ of analytic subvariety in which is independent of the choice of the vector fields (see [4, 23] for details). If is holonomic with logarithmic strata then has dimension , with irreducible components , where , the closure of the conormal bundle of in (see [4, Proposition 1.14]).
There exists a deep connection between the logarithmic characteristic variety and the Bruce-Roberts number. If is Cohen-Macaulay, then is equal to the number of critical points of a Morsification of on each logarithmic stratum , counted with multiplicity (see [4, Corollary 5.8]). However, it also is well known (see [4, Proposition 5.8]) that is never Cohen-Macaulay when has codimension . Thus, the only interesting case to look at is when is hypersurface.
In a previous paper [20], we showed that is Cohen-Macaulay when is a weighted homogeneous isolated hypersurface singularity. This fact had several interesting corollaries (see [1, 9, 10, 20]). In the next theorem, we extend this result to the general case that is an isolated hypersurface singularity (not necessarily weighted homogeneous).
Theorem 5.4**.**
Let be any isolated hypersurface singularity. Then is Cohen-Macaulay.
Proof.
We assume that , with . We have to prove that is Cohen-Macaulay at every point . Let be finitely -determined such that . Let be the irreducible components of . The logarithmic strata of are , for and . Let be given by a Morsification of . It follows from [4, Corollary 5.8] that is Cohen-Macaulay at if and only if
[TABLE]
where is the number of critical points of on the stratum and is the multiplicity of the corresponding irreducible component of .
By Corollary 4.4, we know that
[TABLE]
We write , where and . The ring is Cohen-Macaulay of dimension and is generated by the 2-minors of a matrix of size . Since and , it follows that is determinantal and, therefore, Cohen-Macaulay, by Eagon-Hochster result [6]. In particular, we have conservation of multiplicity, that is, for all , we have
[TABLE]
We remark the sum in the right hand side has only a finite number of terms, corresponding to the critical points of on .
When and , is smooth at and , hence
[TABLE]
since is a Morse function (see [4, Proposition 5.12]). For , if then . We have
[TABLE]
since is a Morse function and in this case . Finally, for we have just one critical point in . Thus,
[TABLE]
since is a Morse function and in this case . Summing up for all we get
[TABLE]
and hence .
∎
Corollary 5.5**.**
Let be an isolated hypersurface singularity and let be finitely -determined. Then,
[TABLE]
where is the number of critical points of a Morsification of on .
Proof.
By Theorem 5.4 and [4, Corollary 5.8, Propositions 5.12 and 5.14], we have
[TABLE]
where is a generic linear projection, follows from Corollary 4.4, follows from the Lê-Greuel formula and the last equality follows again from Lê-Greuel formula and from the definition of the polar multiplicity. ∎
The constancy of the Milnor number in a family of holomorphic functions is controlled by means of the integral closure of the Jacobian ideal (see [8]). Similar results have been obtained for the Bruce-Roberts number in [1], but there the authors need the additional hypothesis that is Cohen-Macaulay. It follows from our Theorem 5.4 that the results in [1] are true for any isolated hypersurface singularity.
More specifically, let be an isolated hypersurface singularity and let be finitely -determined. Given a deformation of , we put . We say that is a -constant deformation of if for small enough.
We also recall that the polar curve of is defined as
[TABLE]
where are generators of . The following corollary is an immediate consequence of the results of [1] and Theorem 5.4.
Corollary 5.6**.**
With the above notation, the following statements are equivalent:
- (i)
* is a -constant deformation of ;*
- (ii)
The polar curve of with respect to does not split, that is,
Moreover, if then is a -constant deformation of (where is the integral closure of an ideal ).
Other interesting results for -constant families of functions are obtained by Grulha in [10]. Again, these results need the additional hypothesis that is Cohen-Macaulay, which is not necessary any more by our Theorem 5.4. In the following corollary we denote by the relative local Euler obstruction of a function on (see [10] for details).
Corollary 5.7**.**
With the same notation as in Corollary 5.6:
- (i)
If is constant, then , and are constant in the family.
- (ii)
If is constant, then the constancy of or implies that is constant in the family,
Index
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