Distribution of short sums of classical Kloosterman sums of prime powers moduli
Guillaume Ricotta

TL;DR
This paper proves that short sums of normalized classical Kloosterman sums of prime power moduli tend to a Gaussian distribution as the prime tends to infinity, extending previous results to this specific setting.
Contribution
It establishes the convergence in law of short sums of classical Kloosterman sums of prime power moduli to a Gaussian distribution, under natural conditions.
Findings
Short sums of classical Kloosterman sums of prime power moduli converge to Gaussian distribution.
Convergence holds as the prime tends to infinity with fixed exponent n ≥ 2.
Results extend previous work on Kloosterman sums to prime power moduli.
Abstract
Corentin Perret-Gentil proved, under some very general conditions, that short sums of -adic trace functions over finite fields of varying center converges in law to a Gaussian random variable or vector. The main inputs are P.~Deligne's equidistribution theorem, N.~Katz' works and the results surveyed in \cite{MR3338119}. In particular, this applies to -dimensional Kloosterman sums studied by N.~Katz in \cite{MR955052} and in \cite{MR1081536} when the field gets large. \par This article considers the case of short sums of normalized classical Kloosterman sums of prime powers moduli , as tends to infinity among the prime numbers and is a fixed integer. A convergence in law towards a real-valued standard Gaussian random variable is proved under some very natural conditions.
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Taxonomy
TopicsAnalytic Number Theory Research
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Distribution of short sums of classical Kloosterman sums of prime powers moduli
Guillaume Ricotta
Université de Bordeaux
Institut de Mathématiques de Bordeaux
351, cours de la Libération
33405 Talence cedex
France
(Date: Version of ; Date: Version of )
Abstract.
In [PG17], the author proved, under some very general conditions, that short sums of -adic trace functions over finite fields of varying center converges in law to a Gaussian random variable or vector. The main inputs are P. Deligne’s equidistribution theorem, N. Katz’ works and the results surveyed in [FKM15]. In particular, this applies to -dimensional Kloosterman sums studied by N. Katz in [Kat88] and in [Kat90] when the field gets large.
This article considers the case of short sums of normalized classical Kloosterman sums of prime powers moduli , as tends to infinity among the prime numbers and is a fixed integer. A convergence in law towards a real-valued standard Gaussian random variable is proved under some very natural conditions.
Key words and phrases:
???
Key words and phrases:
Kloosterman sums, moments.
1991 Mathematics Subject Classification:
Primary 11F99, 20C08; Secondary 15A21.
1991 Mathematics Subject Classification:
11T23, 11L05
In memory of Prince Rogers Nelson and David Robert Jones. Enjoy your new career in your new purple town.
Contents
1. Introduction and statement of the results
Let be an odd prime number. For the finite field of cardinality and of characteristic , a complex-valued function on and a subset of , the normalized partial sum of over is defined by
[TABLE]
where as usual stands for the cardinality of . Such sums have a long history in analytic number theory, confer [IK04, Chapter 12]. The normalization is explained by the fact that in a number theory context one expects the square-root cancellation philosophy. One can define a complex-valued random variable on endowed with the uniform measure by
[TABLE]
where as usual stands for the translate of by for any in .
Given a sequence of -adic trace functions over and a sequence of subsets of , C. Perret-Gentil got interested in [PG17] in the distribution as and tend to infinity of the sequence of complex-valued random variables and proved a deep general result under very natural conditions. Let us mention that his general result is not only a generalization but also an improvement over previous works such as [DE52], [MZ11], [Lam13b] and [Mic98].
Let us state the case of the normalized Kloosterman sums of rank given by
[TABLE]
where as usual for any complex number .
C. Perret-Gentil proved the following qualitative result.
Theorem 1.1** (C. Perret-Gentil (Qualitative result))–**
As and tend to infinity with then the sequence of real-valued random variables converges in law to a real-valued standard Gaussian random variable.
He also proved the following quantitative result.
Theorem 1.2** (C. Perret-Gentil (Quantitative result))–**
As and tend to infinity with then
[TABLE]
for any real numbers and for any .
The main purpose of this work is to consider the case of Kloosterman sums of prime powers moduli, namely to replace finite fields by finite rings, and to give a probabilistic meaning to the histogram given in Figure 1.1.
The normalized Kloosterman sum of modulus is the real number given by
[TABLE]
for any integer and where as usual stands for the inverse of modulo .
For any subset of , let
[TABLE]
be the normalized partial sum over .
Given a sequence of sets of , we are interested in the distribution of the sequence of real random variables over endowed with the uniform measure given by
[TABLE]
Let us state the qualitative result of this work.
Theorem A** (Qualitative result)–**
Let be a fixed integer. Assume that
[TABLE]
for any prime number . If and tend to infinity with
[TABLE]
then the sequence of real-valued random variables converges in law to a standard Gaussian real-valued random variable.
Remark 1.3*–*
This theorem is the analogue of Theorem 1.1. The condition (1.1) is new and comes from the context of finite rings in this work instead of finite fields in [PG17] whereas the condition (1.2) is exactly the same and is inherent to the method of proof itself namely the method of moments. Note that the condition (1.1) requires that holds, which is automatically satisfied by (1.2).
Let us state the quantitative result of this work.
Theorem B** (Quantitative result)–**
Let be a fixed integer and
[TABLE]
Assume that
[TABLE]
for any prime number . If and tend to infinity with
[TABLE]
then
[TABLE]
for any real numbers and for any .
Remark 1.4*–*
Once again, this theorem is the perfect analogue of Theorem 1.2.
**Organization of the paper. **The main tool involved in Theorem A is recalled in Subsection 2.1. The technical results required in Theorem B are stated in Subsection 2.2. Theorem A is proved in Section 3. The proof of Theorem B is given in Section 4.
Notations*–*
The main parameter in this paper is an odd prime number , which tends to infinity. Thus, if and are some -valued function of the real variable then the notations or mean that is smaller than a "constant", which only depends on , times at least for large enough.
* is a fixed integer.*
For any real number and integer , .
For any finite set , stands for its cardinality.
We will denote by an absolute positive constant whose definition may change from one line to the next one.
The notation means that the summation is over a set of integers coprime with .
Finally, if is a property then is the Kronecker symbol, namely if is satisfied and [math] otherwise.
Acknowledgements*–*
The main structure of this paper was worked out while the author was visiting the Republic of Cameroon in December 2016 and January 2017. He would like to heartily thank all the wonderful people he met during his journey.
The author is financed by the ANR Project Flair ANR-17-CE40-0012.
Last but not least, the author would like to thank the anonymous referee and Corentin Perret-Gentil for their relevant comments.
2. The main ingredients
2.1. Moments of products of additively shifted Kloosterman sums
The crucial ingredient in the proof of Theorem A is the asymptotic evaluation of the complete sums of products of shifted Kloosterman sums \mathsf{S}_{p^{n}}(\text{\boldmath{\mu}}) defined by
[TABLE]
for \text{\boldmath{\mu}}=\left(\mu(\tau)\right)_{\tau\in\mathbb{Z}/p^{n}\mathbb{Z}} a sequence of -tuples of non-negative integers different from the [math]-tuple.
Let us define for such sequence ,
[TABLE]
and
[TABLE]
The following proposition, which contains an asymptotic formula for the sums \mathsf{S}_{p^{n}}(\text{\boldmath{\mu}}), is an improvement of [RR18, Proposition 4.10] in the sense that the dependency in the tuple in the error term has been made explicit.
Proposition 2.1**–**
Let \text{\boldmath{\mu}}=\left(\mu(\tau)\right)_{\tau\in\mathbb{Z}/p^{n}\mathbb{Z}} be a sequence of -tuples of non-negative integers satisfying
[TABLE]
for some absolute positive constant . If
[TABLE]
then
[TABLE]
for any and where the implied constant only depends on .
The dependency in the tuple in [RR18, Proposition 4.7] also has to be made explicit. Let us recall some additional notations, which coincide exactly with the notations used in [RR18] and whose motivations can be found in this reference. Let \mathsf{B}_{p^{n}}(\text{\boldmath{\mu}}) be the subset of the \lvert\mathsf{T}(\text{\boldmath{\mu}})\rvert-tuples \text{\boldmath{b}}=\left(b_{\tau}\right)_{\tau\in\mathsf{T}(\text{\boldmath{\mu}})} of integers in satisfying
[TABLE]
and
[TABLE]
Let \text{\boldmath{\ell}}=\left(\ell_{\tau}\right)_{\tau\in\mathsf{T}(\text{\boldmath{\mu}})} be a \left|\mathsf{T}(\text{\boldmath{\mu}})\right|-tuple of integers. For any integer in , let us define
[TABLE]
and the following associated object
[TABLE]
for any modulo .
Lemma 2.2**–**
Let \text{\boldmath{\mu}}=\left(\mu(\tau)\right)_{\tau\in\mathbb{Z}/p^{n}\mathbb{Z}} be a sequence of -tuples of non-negative integers satisfying \lvert\mathsf{T}(\text{\boldmath{\mu}})\rvert=\lvert\overline{\mathsf{T}}(\text{\boldmath{\mu}})\rvert and be a \lvert\mathsf{T}(\text{\boldmath{\mu}})\rvert-tuple of integers satisfying
[TABLE]
and \text{\boldmath{\ell}}\neq\text{\boldmath{0}}. One uniformly has
[TABLE]
for any where the implied constant is absolute.
Proof of lemma 2.2.
Let us briefly indicate the required changes in the proof of [RR18, Proposition 4.7]. Let k\coloneqq|\mathsf{T}(\text{\boldmath{\mu}})| for simplicity. On the one hand, if then the polynomial \psi(R_{\text{\boldmath{\ell}}}(\text{\boldmath{Y}};w)) in defined in [RR18, Page 15] is of degree exactly and admits at most roots. On the other hand, if then the non-zero polynomial \psi(S_{\text{\boldmath{\ell}}}(\text{\boldmath{Y}})) in defined in [RR18, Page 507] is of degree at most and admits at most roots. ∎
Let us give the proof of Proposition 2.1.
Proof of proposition 2.1.
By [RR18, Page 511], the error term to bound is given by
[TABLE]
where means that the summation is over the ’s satisfying
[TABLE]
In the previous equation stands for any square-root modulo of for any relevant and .
Obviously,
[TABLE]
By Euler’s formula,
[TABLE]
Let us define
[TABLE]
for any \lvert\mathsf{T}(\text{\boldmath{\mu}})\rvert-tuple of integers satisfying
[TABLE]
By [RR18, Equation (4.37)],
[TABLE]
for any and for some integer coprime with defined in [RR18, Lemma 4.6], being its inverse modulo .
By Lemma 2.2, one gets
[TABLE]
for any .
[TABLE]
for any . ∎
The following proposition, which heavily relies on A. Weil’s proof of the Riemann hypothesis for curves over finite fields and is [RR18, Proposition 4.8], states an asymptotic formula for the cardinality of the sets \mathsf{A}_{p^{n}}(\text{\boldmath{\mu}}).
Proposition 2.3** (G. Ricotta-E. Royer)–**
Let \text{\boldmath{\mu}}=\left(\mu(\tau)\right)_{\tau\in\mathbb{Z}/p^{n}\mathbb{Z}} be a sequence of -tuples of non-negative integers. If is odd then
[TABLE]
where the implied constant is absolute.
2.2. Various approximation results
The following lemma, which enables us to approximate characteristic functions of random variables from their moments, is a reformulation of [PG17, Lemma 5.1].
Lemma 2.4**–**
Let and be real-valued random variables. If
[TABLE]
for any non-negative integer and for some function then
[TABLE]
for any even integer and any real number .
The following lemma, which allows us to approximate joint distributions of random variables via their characteristic functions, follows from [Lam13a, Section 4].
Lemma 2.5**–**
Let and be real-valued random variables and be real numbers. If
[TABLE]
for any real number and some continuous function then
[TABLE]
for any real number .
Finally, the following lemma is an explicit version of the Berry-Esseen theorem in dimension one (see [BRR86, Theorem 13.2]).
Lemma 2.6**–**
Let be two real numbers. Let be centered independent identically distributed real-valued random variables of variance satisfying and
[TABLE]
One has
[TABLE]
for any standard Gaussian real-valued random variable .
3. Proof of the qualitative result (Theorem A)
3.1. Asymptotic expansion of the moments
The ’th moment of the real-valued random variable is defined by
[TABLE]
for any non-negative integer .
Let be a sequence of independent identically distributed random variables of probability law given by
[TABLE]
for the Dirac measure at [math] and
[TABLE]
for any real-valued continuous function on and let
[TABLE]
The following proposition is an asymptotic expansion of these moments.
Proposition 3.1**–**
Let be a fixed integer. Assume that
[TABLE]
for any prime number . If then
[TABLE]
for any and where the implied constant only depends on .
Proof of proposition 3.1.
Let us fix a non-negative integer and let us set
[TABLE]
where . Obviously, depends on and but such dependency has been removed for clarity. With these notations,
[TABLE]
By the multinomial formula,
[TABLE]
where
[TABLE]
for any in .
By Proposition 2.1 and Proposition 2.3, if then
[TABLE]
for any since \overline{\mathsf{T}}(\text{\boldmath{\mu}}_{\text{\boldmath{k}}})=\mathsf{T}(\text{\boldmath{\mu}}_{\text{\boldmath{k}}}) by (3.2). The obvious fact that
[TABLE]
has been used.
One has
[TABLE]
for any and where is defined in (3.1) and since
[TABLE]
by [RR18, Equation (3.1)] ∎
3.2. Proof of Theorem A
In order to prove Theorem A, it is enough to prove that, for any non-negative integer , the ’th moment of the real-valued random variable converges to the the ’th moment of a real-valued standard Gaussian random variable by [Gut05, Section 5.8.4].
Let us fix a non-negative integer . By Proposition 3.1, if then
[TABLE]
for any where and is defined in (3.1).
By the central limit theorem, the random variable converges in law as tends to infinity to a real-valued standard Gaussian random variable . The random variable being uniformly integrable by [Gut05, Chapter 5.5], one has
[TABLE]
by [Gut05, Theorem 7.5.1].
Finally,
[TABLE]
by (3.4) in the regime given in (1.2), as desired.
4. Proof of the quantitative result (Theorem B)
4.1. Bounds for the moments of the probabilistic model
The following proposition contains bounds for the moments of the random variable defined in (3.1).
Proposition 4.1**–**
Let be any non-negative integer. One has if is odd and
[TABLE]
if is even.
Remark 4.2*–*
As explained in the proof of Theorem A, converges to
[TABLE]
as tends to infinity. Thus, the bound given in Proposition 4.1 is close from the truth and is sufficient for our purposes.
Remark 4.3*–*
Corentin Perret-Gentil mentioned that this result is hidden in [PG17] in a more theoretical language.
Proof of proposition 4.1.
By (3.3),
[TABLE]
The ’th moment vanishes if is odd. Let us assume from now on that is even, in which case
[TABLE]
∎
4.2. Proof of Theorem B
We follow essentially the method of proof of Theorem 1.2. Let . Firstly, note that
[TABLE]
where
[TABLE]
since
[TABLE]
and by (1.4).
Let us fix and let be an even integer suitably chosen later and satisfying
[TABLE]
which is possible by (1.4).
By Proposition 3.1,
[TABLE]
where is defined in (3.1).
Let us denote by the characteristic function of and by the characteristic function of . By Lemma 2.4 and (4.1),
[TABLE]
for any real number .
Let be two real numbers and be a real number determined later. By Lemma 2.5 and (4.2), one gets
[TABLE]
where
[TABLE]
for any non-negative real number .
Let us bound the second error term in (4.3). By the independence of the random variables , , ,
[TABLE]
for any real number . The random variable being -subgaussian, since it is centered and bounded by (see [RRS, Page 11] and [Kow16, Proposition B.6.2]), it turns out that
[TABLE]
for any real number . Thus, the second error term in (4.3) satisfies
[TABLE]
The first error term in (4.3) is trivially bounded by
[TABLE]
By Proposition 4.1,
[TABLE]
by Stirling’s formula. Let us choose
[TABLE]
where will be chosen later. Thus, the first error term in (4.3) is bounded by
[TABLE]
[TABLE]
Let us choose
[TABLE]
such that
[TABLE]
Let us choose
[TABLE]
such that
[TABLE]
and
[TABLE]
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