Dedekind sums arising from newform Eisenstein series
Tristie Stucker, Amy Vennos, Matthew P. Young

TL;DR
This paper explores new Dedekind sums derived from Eisenstein series associated with primitive Dirichlet characters, providing explicit constructions and a proof of their reciprocity formula.
Contribution
It introduces a finite-term expression for Dedekind sums from Eisenstein series and constructs elements of cohomology groups explicitly.
Findings
Explicit finite-term formulas for Dedekind sums
Construction of cohomology elements from Eisenstein series
Proof of reciprocity formula for these Dedekind sums
Abstract
For primitive non-trivial Dirichlet characters and , we study the weight zero newform Eisenstein series at . The holomorphic part of this function has a transformation rule that we express in finite terms as a generalized Dedekind sum. This gives rise to the explicit construction (in finite terms) of elements of . We also give a short proof of the reciprocity formula for this Dedekind sum.
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Dedekind sums arising from newform Eisenstein series
Tristie Stucker
University of Idaho
Moscow, ID 83844
,
Amy Vennos
Salisbury University
Salisbury, MD 21801
and
Matthew P. Young
Department of Mathematics
Texas A&M University
College Station
TX 77843-3368
U.S.A.
Abstract.
For primitive non-trivial Dirichlet characters and , we study the weight zero newform Eisenstein series at . The holomorphic part of this function has a transformation rule that we express in finite terms as a generalized Dedekind sum. This gives rise to the explicit construction (in finite terms) of elements of . We also give a short proof of the reciprocity formula for this Dedekind sum.
This work was conducted in summer 2018 during an REU conducted at Texas A&M University. The authors thank the Department of Mathematics at Texas A&M and the NSF for supporting the REU. In addition, this material is based upon work supported by the National Science Foundation under agreement No. DMS-170222 (M.Y.). Any opinions, findings and conclusions or recommendations expressed in this material are those of the authors and do not necessarily reflect the views of the National Science Foundation.
1. Introduction
1.1. Background and statement of result
Let be primitive Dirichlet characters modulo , respectively, with . The weight zero newform Eisenstein series attached to and is defined (initially) as
[TABLE]
Here is an automorphic form on the congruence subgroup with central character . Precisely, for all ,
[TABLE]
where . Moreover, is an eigenfunction of all the Hecke operators (see (2.4) below), which indicates why it is called a newform. We refer to [Y] for the properties of the newform Eisenstein series used in this paper.
The classical Kronecker limit formula relates the constant term in the Laurent expansion of at to , where is the Dedekind -function given by
[TABLE]
For , with , obeys the transformation formula
[TABLE]
where is the classical Dedekind sum given by
[TABLE]
See [A] for more background on the -function and the classical Dedekind sums.
Consider the “completed” Eisenstein series defined by
[TABLE]
Here denotes the Gauss sum given by , where , , and is a Dirichlet character modulo . The Fourier expansion for is conveniently stated in [Y] (see also [H]). When , the Fourier expansion simplifies as
[TABLE]
where is the -Bessel function and
[TABLE]
The Fourier expansion gives the analytic continuation of to . In particular, there is no pole at , and (1.3) specializes as
[TABLE]
where
[TABLE]
using . Because has no pole at , (1.5) is the analogue of the Kronecker limit formula and the function is the analogue of .
Define
[TABLE]
for and ; in Lemma 2.1 below, we show that is independent of .
Definition 1.1**.**
Let be primitive Dirichlet characters of conductors , respectively, with , and . For , define the Dedekind sum associated to the newform Eisenstein series by
[TABLE]
Let denote the first Bernoulli function given by
[TABLE]
The first main result in this paper is an evaluation of in finite terms:
Theorem 1.2**.**
Let be primitive Dirichlet characters of conductors , respectively, with , and . Let . For , then
[TABLE]
Our second main result gives a simple proof of the following reciprocity formula:
Theorem 1.3**.**
For , let . If and are even, then
[TABLE]
If and are odd, then
[TABLE]
The main step in the proof of Theorem 1.3 is to study the action of the Fricke involution . Since is a pseudo-eigenvector of all the Atkin-Lehner operators (see [Y, Section 9]), it seems plausible that an adaptation of the proof can give a family of reciprocity formulas, one for each Atkin-Lehner operator.
Many authors have investigated generalized Dedekind sums arising from various types of Eisenstein series. Goldstein [G] studies the Eisenstein series attached to cusps for the principal congruence subgroup . Nagasaka [N] and Goldstein and Razar [GR] investigate functions essentially equivalent, in our notation, to ; they derive the transformation properties of (including the reciprocity formula) by relation to the Mellin transform of the product of Dirichlet -functions instead of via properties of Eisenstein series.
The generalized Dedekind sums attached to pairs of Dirichlet characters have appeared in the literature in connection with certain Eisenstein-type series. Berndt [B2, Section 6] defines generalized Dedekind sums which essentially correspond to the right hand side of (1.8) when or . Berndt derives properties of his Dedekind sums using a different variant of Eisenstein series than what is used in this paper; Berndt’s Eisenstein-type series have more complicated transformation properties than (compare [B1, Theorem 2] to (1.1)). Many authors have studied generalized Dedekind sums, such as [M] [S] [CCK] [DC], based ultimately on Berndt’s transformation formulas.
Reciprocity formulas for variants of , with general pairs of characters have appeared in [DC]. However, it appears that Theorem 1.3 is new (e.g. [DC, Theorem 1] excludes the case which would correspond to Theorem 1.3).
In Section 5 we connect to the Eisenstein component of the Eichler-Shimura isomorphism in weight .
1.2. Acknowledgements
The third author thanks Riad Masri and Ian Petrow for thoughtful comments.
2. Basic properties of
Lemma 2.1**.**
The function is independent of .
Proof.
Since and , it immediately follows that
[TABLE]
Since is holomorphic and is antiholomorphic, must be constant in . ∎
For later reference, we point out a symmetrized form for following from (2.1):
[TABLE]
Lemma 2.2**.**
Let . Then
[TABLE]
Remarks. It is obvious from the definition that if , for , and consequently only depends on the lower row of (or, alternatively, the first column of ).
Let and , and consider the action of on given by . Note acts via automorphisms on (as a module). With this notation, Lemma 2.2 shows that is a -cocycle (or a crossed homomorphism) for this group action of on . Hence, gives rise to an element of . In particular, if is trivial then (i.e., is a group homomorphism). Note also that is trivial on so may always be viewed as an element of .
Proof.
Since is multiplicative, and by Lemma 2.1, we have
[TABLE]
Let be the Hecke operator acting on weight [math] periodic functions, with character (cf. [I, (6.13)]), defined by
[TABLE]
It is easy to check that
[TABLE]
for any . We remark in passing that
[TABLE]
which follows immediately from (1.5) and the fact that the Hecke operators preserve holomorphicity (and anti-holomorphicity).
3. Proof of Theorem 1.2
Our goal for the proof of Theorem 1.2 is to use properties of in order to simplify and write it in finite terms. Our process loosely follows the methodology of Goldstein [G]. Let , with , and let for some . Then , and
[TABLE]
From the Fourier expansion of , it is clear that . Thus,
[TABLE]
This is the “constant term” in the Fourier expansion of around the cusp .
To evaluate this limit, we begin by writing as
[TABLE]
Then
[TABLE]
The following lemma will be used in several of the proofs below.
Lemma 3.1**.**
Let be a character of conductor . Let with , , , and . Then
[TABLE]
Proof.
Let where runs modulo and runs modulo . Then
[TABLE]
Since , the sum over vanishes. ∎
Lemma 3.2**.**
Let be a character of conductor . Let with , , , and . Then
[TABLE]
Proof.
We have
[TABLE]
Now let where and runs over non-negative integers. Then
[TABLE]
Using Lemma 3.1 and adding to (3.3) completes the proof. ∎
Corollary 3.3**.**
Under the same assumptions as Lemma 3.2,
[TABLE]
Proof.
As approaches 0, approaches 1, and Thus,
[TABLE]
Note , since when , so using Lemma 3.1 again finishes the proof. ∎
Remark. We need a definition of the generalized Bernoulli function for a (primitive) Dirichlet character modulo , which is stated in [B3, Definition 1]. One may easily unify Berndt’s formulas as
[TABLE]
.
We apply (3.2) to (3.1). Provided that we can interchange the limits (see Lemma 3.4 below),
[TABLE]
Then by Corollary 3.3,
[TABLE]
Applying (2.2), we obtain
[TABLE]
Changing variables and using , this simplifies as
[TABLE]
Letting and substituting (3.4), we obtain
[TABLE]
Next we use [B3, Theorem 3.1] which states
[TABLE]
Substituting (3.7) into (3.6) completes the proof. ∎
Lemma 3.4**.**
The interchange of limits in (3.5) is justified.
Proof.
Applying Lemma 3.2 to the left hand side of (3.5), we have
[TABLE]
Let Note that is a rational function (in ) with no poles on , so it is smooth on this interval.
Let , , and . By Lemma 3.1, (since we may assume whence ), so is bounded (independently of , of course). Therefore, by partial summation, . We claim , with an implied constant independent of . Given this claim, the Weierstrass -test shows the sum converges uniformly in which justifies the interchange of limits.
Now we show the claim. We have
[TABLE]
Here for some constant independent of and . By the mean value theorem,
[TABLE]
for some . Since is smooth on , then for some constant independent of and . Additionally,
[TABLE]
for some constants , , since is bounded for . Putting everything together proves the claim. ∎
4. Proof of Theorem 1.3
Let be the Fricke involution. An easy calculation shows that if , then
[TABLE]
where . Note the map is an involution. The newform Eisenstein series is a generalized eigenfunction of the Fricke involution, precisely it satisfies (see [Y, Section 9.2])
[TABLE]
For the completed Eisenstein series, using (1.2) we deduce
[TABLE]
Define , and similarly define
[TABLE]
An easy modification of the proof of Lemma 2.1 shows that is independent of (justifying the notation).
Lemma 4.1**.**
Let be primitive Dirichlet characters of conductors , respectively, with , and . Then
[TABLE]
Proof.
The ideas are similar to the proof of Theorem 1.3, so we will be brief. We have . Then following the idea of proof in Lemma 3.2, we have
[TABLE]
Letting (using a variant on Lemma 3.4 to change the limits) gives
[TABLE]
using (3.7). Finally, we use (3.4) to complete the proof. ∎
Now we calculate in two ways. One expression is
[TABLE]
Alternatively, using (4.1), it equals
[TABLE]
where we have used . Equating the two expressions, we derive
[TABLE]
Converting the notation using (1.7), and using , we derive
[TABLE]
Using Lemma 4.1 and switching the roles of and completes the proof of Theorem 1.3.
5. Remarks on the Eichler-Shimura isomorphism
Let be the holomorphic weight Eisenstein series attached to the primitive non-trivial characters , defined by (using the notation (1.4))
[TABLE]
See [DS, Section 4.6] for more details. The Eichler-Shimura map applied to is defined by
[TABLE]
for . By direct calculation with (1.6), we have
[TABLE]
Therefore the Eichler-Shimura map applied to is precisely .
The reference list from the paper itself. Each links out to its DOI / PubMed record.
- 1[A] T. Apostol, Modular Functions and Dirichlet Series in Number Theory. Second edition. Graduate Texts in Mathematics, 41. Springer-Verlag, New York, 1990. x+204 pp.
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- 3[B 2] B. Berndt, On Eisenstein series with characters and the values of Dirichlet L 𝐿 L -functions. Acta Arith. 28 (1975/76), no. 3, 299–320.
- 4[B 3] B. Berndt, Character analogues of the Poisson and Euler-Mac Laurin summation formulas with applications. J. Number Theory 7 (1975), no. 4, 413–445.
- 5[CCK] M. Cenkci, M. Can, V. Kurt, Degenerate and character Dedekind sums. J. Number Theory 124 (2007), no. 2, 346–363.
- 6[DC] M.C. Dağlı, M. Can, On reciprocity formula of character Dedekind sums and the integral of products of Bernoulli polynomials , Journal of Number Theory 156 (2015), 105–124
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