Neutral B-meson mixing from full lattice QCD at the physical point
R. J. Dowdall, C. T. H. Davies, R. R. Horgan, G. P. Lepage, C. J., Monahan, J. Shigemitsu, M. Wingate

TL;DR
This paper presents the most precise lattice QCD calculations of bag parameters for neutral B-meson mixing, enabling improved determinations of CKM matrix elements and rare decay branching fractions within and beyond the Standard Model.
Contribution
First full four-flavour lattice QCD calculation of bag parameters for neutral B-meson mixing at the physical point, including beyond Standard Model operators.
Findings
Most accurate bag parameters to date for all five operators.
Determined CKM elements V_ts and V_td with high precision.
Predicted branching fractions for B_s and B_d to mu+ mu- decays.
Abstract
We calculate the bag parameters for neutral -meson mixing in and beyond the Standard Model, in full four-flavour lattice QCD for the first time. We work on gluon field configurations that include the effect of , , and sea quarks with the Highly Improved Staggered Quark (HISQ) action at three values of the lattice spacing and with three quark masses going down to the physical value. The valence quarks use the improved NRQCD action and the valence light quarks, the HISQ action. Our analysis was blinded. Our results for the bag parameters for all five operators are the most accurate to date. For the Standard Model operator between and mesons we find: , . Combining our results with lattice QCD calculations of the decay constants using HISQ quarks from the Fermilab/MILC collaboration and withā¦
| 2.667 | 0.534ā(12) | 3.536ā(74) | 2.068ā(25) | ||
|---|---|---|---|---|---|
| 2.667 | 0.536ā(12) | 3.547ā(74) | 2.071ā(25) |
| 3.297 | 0.440ā(2) | 0.041ā(2) | 0.036ā(2) | 0.092ā(2) | 0.646ā(2) | ||||||
| 3.263 | 0.438ā(2) | 0.041ā(2) | 0.038ā(2) | 0.091ā(2) | 0.640ā(2) | ||||||
| 3.25 | 0.438ā(2) | 0.041ā(2) | 0.040ā(2) | 0.091ā(2) | 0.639ā(2) | ||||||
| 2.66 | 0.394ā(2) | 0.044ā(2) | 0.101ā(2) | 0.080ā(2) | 0.514ā(2) | ||||||
| 2.62 | 0.388ā(2) | 0.044ā(2) | 0.105ā(2) | 0.080ā(2) | 0.501ā(2) | ||||||
| 1.91 | 0.340ā(2) | 0.045ā(2) | 0.259ā(2) | 0.053ā(2) | 0.299ā(2) |
| Set | (fm) | ||||||
|---|---|---|---|---|---|---|---|
| 1 | 5.8 | 0.1474(5)(14)(2) | 0.013 | 0.065 | 0.838 | 1648 | 1000 |
| 2 | 5.8 | 0.1463(3)(14)(2) | 0.0064 | 0.064 | 0.828 | 2448 | 1000 |
| 3 | 5.8 | 0.1450(3)(14)(2) | 0.00235 | 0.0647 | 0.831 | 3248 | 1000 |
| 4 | 6.0 | 0.1219(2)(9)(2) | 0.0102 | 0.0509 | 0.635 | 2464 | 1000 |
| 5 | 6.0 | 0.1195(3)(9)(2) | 0.00507 | 0.0507 | 0.628 | 3264 | 1000 |
| 6 | 6.0 | 0.1189(2)(9)(2) | 0.00184 | 0.0507 | 0.628 | 4864 | 1000 |
| 7 | 6.3 | 0.0884(3)(5)(1) | 0.0074 | 0.037 | 0.440 | 3296 | 1007 |
| Set | |||||
|---|---|---|---|---|---|
| 1 | 3.297 | 0.8195 | 0.013 | 0.0641 | 0.346 |
| 2 | 3.263 | 0.82015 | 0.0064 | 0.0636 | 0.345 |
| 3 | 3.25 | 0.819467 | 0.00235 | 0.0628 | 0.343 |
| 4 | 2.66 | 0.834 | 0.01044 | 0.0522 | 0.311 |
| 5 | 2.62 | 0.8349 | 0.00507 | 0.0505 | 0.308 |
| 6 | 2.62 | 0.834083 | 0.00184 | 0.0507 | 0.307 |
| 7 | 1.91 | 0.8525 | 0.0074 | 0.0364 | 0.267 |
| set | |||||
|---|---|---|---|---|---|
| 1 | 2.10ā(21) | 0.442ā(59) | 3.56ā(41) | 1.90ā(14) | |
| 2 | 2.16ā(21) | 0.441ā(59) | 3.73ā(43) | 2.00ā(14) | |
| 3 | 2.14ā(21) | 0.441ā(58) | 3.69ā(41) | 1.97ā(14) | |
| 4 | 2.20ā(15) | 0.443ā(48) | 3.76ā(28) | 2.017ā(97) | |
| 5 | 2.15ā(14) | 0.432ā(47) | 3.64ā(27) | 1.948ā(91) | |
| 6 | 2.20ā(14) | 0.445ā(48) | 3.73ā(27) | 1.990ā(93) | |
| 7 | 2.19ā(10) | 0.443ā(37) | 3.70ā(16) | 1.976ā(93) | |
| phys. | 2.168ā(93) | 0.436ā(29) | 3.65ā(15) | 1.945ā(76) | |
| set | |||||
| 1 | 2.07ā(21) | 0.438ā(59) | 3.57ā(42) | 1.89ā(14) | |
| 2 | 2.10ā(22) | 0.421ā(60) | 3.77ā(44) | 2.04ā(15) | |
| 3 | 2.06ā(21) | 0.398ā(58) | 3.77ā(43) | 1.98ā(14) | |
| 4 | 2.20ā(16) | 0.403ā(48) | 3.93ā(30) | 2.11ā(11) | |
| 5 | 2.16ā(15) | 0.396ā(48) | 3.70ā(28) | 1.965ā(98) | |
| 6 | 2.11ā(16) | 0.447ā(52) | 3.87ā(30) | 2.04ā(11) | |
| 7 | 2.20ā(12) | 0.413ā(39) | 3.83ā(19) | 2.03ā(11) | |
| phys. | 2.15ā(11) | 0.400ā(30) | 3.82ā(18) | 2.015ā(92) | |
| 0.813ā(35) | 0.817ā(43) | 0.816ā(57) | 1.033ā(47) | 0.941ā(38) | |
| 0.806ā(40) | 0.769ā(44) | 0.747ā(59) | 1.077ā(55) | 0.973ā(46) | |
| 1.008ā(25) | 1.063ā(24) | 1.092ā(34) | 0.959ā(21) | 0.967ā(23) |
| lattice data | 1.4 | 1.4 | 1.5 | 1.6 | 1.5 | 1.5 |
|---|---|---|---|---|---|---|
| 0.0 | 2.3 | 2.3 | 2.1 | 1.2 | 0.0 | |
| terms | 2.1 | 2.9 | 5.2 | 1.9 | 1.5 | 0.1 |
| terms | 2.9 | 2.8 | 2.9 | 2.8 | 2.7 | 0.0 |
| terms | 1.8 | 1.9 | 2.3 | 1.5 | 1.8 | 0.1 |
| extrapolation | 0.4 | 0.4 | 0.7 | 0.5 | 0.4 | 1.9 |
| Total | 4.3 | 5.3 | 7.0 | 4.6 | 4.1 | 2.5 |
| meson | set | [dof] | ||||||||
|---|---|---|---|---|---|---|---|---|---|---|
| 1 | 4 | 17 | 8ā12 | 0.97 [258] | ||||||
| 2 | 4 | 17 | 8ā12 | 1.11 [258] | ||||||
| 3 | 4 | 17 | 8ā12 | 1.01 [258] | ||||||
| 4 | 4 | 22 | 10ā14, 17 | 0.92 [324] | ||||||
| 5 | 4 | 22 | 10ā14, 17 | 1.13 [324] | ||||||
| 6 | 4 | 22 | 10ā14, 17 | 0.99 [324] | ||||||
| 7 | 5 | 33 | 12ā16, 19 | 1.03 [399] | ||||||
| 1 | 4 | 17 | 8ā12 | 1.00 [258] | ||||||
| 2 | 4 | 17 | 8ā12 | 1.05 [258] | ||||||
| 3 | 4 | 17 | 8ā12 | 1.07 [258] | ||||||
| 4 | 4 | 22 | 10ā14, 17 | 1.06 [324] | ||||||
| 5 | 4 | 22 | 10ā14, 17 | 0.99 [324] | ||||||
| 6 | 4 | 22 | 10ā14, 17 | 1.08 [324] | ||||||
| 7 | 5 | 33 | 12ā16, 19 | 1.08 [399] |
| statistics | 1.25 | 1.15 | 2.00 |
| prior | 0.28 | 0.31 | 0.47 |
| SVD | 0.42 | 0.74 | 0.56 |
| total | 1.35 | 1.41 | 2.13 |
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HPQCD collaboration
Neutral B-meson mixing from full lattice QCD at the physical point
R.Ā J.Ā Dowdall
DAMTP, University of Cambridge, Wilberforce Road, Cambridge CB3 0WA, UK
āā
C.Ā T.Ā H.Ā Davies
SUPA, School of Physics and Astronomy, University of Glasgow, Glasgow, G12 8QQ, UK
āā
R.Ā R.Ā Horgan
DAMTP, University of Cambridge, Wilberforce Road, Cambridge CB3 0WA, UK
āā
G.Ā P.Ā Lepage
Laboratory for Elementary-Particle Physics, Cornell University, Ithaca, NY 14853, USA
āā
C.Ā J.Ā Monahan
Institute for Nuclear Theory, University of Washington, Seattle, Washington 98195, USA
Physics Department, College of William and Mary, Williamsburg, Virginia 23187, USA
Thomas Jefferson National Accelerator Facility, Newport News, Virginia 23606, USA
āā
J.Ā Shigemitsu
Physics Department, The Ohio State University, Columbus, Ohio 43210, USA
āā
M.Ā Wingate
DAMTP, University of Cambridge, Wilberforce Road, Cambridge CB3 0WA, UK http://www.physics.gla.ac.uk/HPQCD
Abstract
We calculate the bag parameters for neutral -meson mixing in and beyond the Standard Model, in full four-flavour lattice QCD for the first time. We work on gluon field configurations that include the effect of , , and sea quarks with the Highly Improved Staggered Quark (HISQ) action at three values of the lattice spacing and with three quark masses going down to the physical value. The valence quarks use the improved NRQCD action and the valence light quarks, the HISQ action. Our analysis was blinded. Our results for the bag parameters for all five operators are the most accurate to date. For the Standard Model operator between and mesons we find: , . Combining our results with lattice QCD calculations of the decay constants using HISQ quarks from the Fermilab/MILC collaboration and with experimental values for and oscillation frequencies allows determination of the CKM elements and . We find , and . Our results agree well (within ) with values determined from CKM unitarity constraints based on tree-level processes (only). Using a ratio to in which CKM elements cancel in the Standard Model, we determine the branching fractions and . We also give results for matrix elements of the operators , and that contribute to neutral -meson width differences.
I Introduction
The Standard Model description of neutral and oscillations requires knowledge of hadronic parameters derived from the matrix elements of 4-quark operators between and states. These 4-quark operators come from the effective electroweak Lagrangian at energy scales appropriate to physics and the matrix elements can only be determined by lattice QCD calculations, which are now able to include the full impact of QCD on such hadronic quantitiesĀ DaviesĀ etĀ al. (2004). The accuracy with which this can be done is the limiting factor in the constraint that can be obtained from the now very precise experimental results on the neutral meson mass difference (seen as an oscillation frequency). In the Standard Model this constraint leads to a determination of the Cabibbo-Kobayashi-Maskawa (CKM) matrix elements that accompany the 4-quark operators of the Standard Model. New physics models with extra heavy particles extend the effective Hamiltonian to include additional 4-quark operators. Constraints on the new physics from experiment then need accurate determination of the matrix elements of the new operators. Again this can come only from lattice QCD calculations.
Here we provide the first āsecond-generationā lattice QCD calculation of the matrix elements of all five = 2 operators of dimension six for the and . We improve on earlier calculations by working on gluon field configurations generated by the MILC collaboration that include , , and quarks in the sea with quark masses going down to their physical values. Although this obviates the need for a chiral extrapolation, we also include heavier quark masses in our set of results so that we can map out the dependence on the light quark mass. The discretisation of QCD that we use is fully improved through for both the gluons and the light quarks (including all of those in the sea) for which the Highly Improved Staggered Quark (HISQ) action is used. For the quarks we use improved NonRelativistic QCD, which includes corrections to terms at order (where is the heavy quark velocity). By linking this calculation directly to our earlier one for the -meson decay constantsĀ DowdallĀ etĀ al. (2013a) (that parameterize the amplitude to create a meson from the vacuum) we are able to give results directly for the ābag parametersā associated with each operator and take advantage of the cancellation of a number of systematic effects. The bag parameters (to be defined in SectionĀ II.1) encode the multiplicative factor by which the operator matrix element differs from that expected in the vacuum saturation approximation, which is related to the decay constant. To the extent to which this approximation works (and we will show here that it does work well) we expect the bag parameters to have very little dependence on light quark sea or valence masses and even on the lattice spacing. This enables improvements in accuracy over earlier work along with a much simpler picture of the extrapolation to the physical point.
The first unquenched lattice QCD calculations of the matrix elements for neutral meson mixing focussed purely on results for the Standard Model operatorsĀ DalgicĀ etĀ al. (2007); GamizĀ etĀ al. (2009) and ratios for to Ā BazavovĀ etĀ al. (2012a). Calculations have also been done in the infinite heavy quark mass limitĀ AokiĀ etĀ al. (2015). More recently calculations of matrix elements for the full set of SM and BSM operators have been doneĀ CarrascoĀ etĀ al. (2014); BazavovĀ etĀ al. (2016). The calculations inĀ CarrascoĀ etĀ al. (2014) use the twisted mass formalism for all quarks on gluon field configurations including and quarks in the sea. An extrapolation of results (renormalised using the RI-MOM scheme) is made from a heavy quark mass in the charm region up to the quark mass using ratios with a known infinite mass limit. The calculations inĀ BazavovĀ etĀ al. (2016) use the Fermilab formalism for the quark and the asqtad formalism for the light quarks on gluon field configurations that include , and quarks in the sea with the asqtad formalism. Perturbatively renormalised 4-quark operator matrix elements (only) are calculated and so bag parameters must be derived using decay constant results from elsewhere. A very recent result inĀ BoyleĀ etĀ al. (2018) uses domain-wall quarks on gluon field configurations including , and in the sea and extrapolates in heavy quark mass to the quark mass for to ratios for SM mixing matrix elements and decay constants.
In SectionĀ II we discuss the 4-quark operators relevant to Ā mixing and how they are implemented on the lattice. SectionĀ III describes our lattice calculation and results. We compare our results to previous work in SectionĀ IV, determine CKM elements and using experimental results on -meson mass differences, determine branching fractions for the rare decays of and to , and give matrix elements for derived operators that contribute to width differences. SectionĀ V gives our conclusions and discusses the prospects for future improvements. Details about our analysis are contained in four Appendices: AppendixĀ A on the lattice QCD correlators that we calculate and how we fit them to obtain matrix elements and bag parameters; AppendixĀ B on the chiral perturbation theory fits we use to combine results at physical and unphysical light quark masses; AppendixĀ C on correlations in the uncertainties for our final results and lastly, with more general applications beyond this analysis, AppendixĀ D on SVD cuts and fitting correlators.
II Background
II.1 Continuum 4-quark operators
Neutral -meson mixing occurs at lowest order in the Standard Model through box diagrams involving the exchange of bosons and top quarks, see FigureĀ 1. These box diagrams can be well approximated by an effective Lagrangian expressed in terms of 4-quark operators. Here we will examine all five of the independent local dimension-6 operators that could contribute to processesĀ GabbianiĀ etĀ al. (1996); BazavovĀ etĀ al. (2016):
[TABLE]
where , , and , and sums overĀ and color indicesĀ andĀ are implicit. In the Standard Model, the most important of these for -Ā mixing isĀ . This operator mixes with under renormalization. OperatorsĀ andĀ do not appear in the Standard Model, but do arise in various BSM scenarios.
It is conventional to parameterize matrix elements of these operators in terms of ābag parameters,ā
[TABLE]
where here is the renormalization scale, and and are the mass and weak decay constant of the Ā meson:
[TABLE]
The normalization parameterĀ is chosen so that the bag parameters equalĀ 1 in the āvacuum saturation approximation,ā where gluon (and other QCD) exchanges between the initial and final and are ignored (seeĀ GabbianiĀ etĀ al. (1996); BazavovĀ etĀ al. (2016) for more details):
[TABLE]
We use renormalization scaleĀ ; the corresponding values for the normalization factors are given in TableĀ 1.
The bag parameters provide both computational advantages and physical insights. The leading-order logarithms in chiral perturbation theory, coming from the matrix element of the 4-quark operator andĀ , partly cancel in the ratio; see AppendixĀ B. In particular the coefficient of the chiral logarithm from the tadpole diagrams is reduced by a factor of 4. Therefore bag parameters should be less dependent upon the light-quark mass; we find very little mass dependence. Finite-volume effects will be correspondingly reduced. We also find that most of the dependence on lattice spacing cancels. Finally, as we will show, the bag parameters all turn out to be of order one, suggesting that vacuum saturation is a useful approximation. For these reasons, we focus here on bag parameters; values for the matrix elements are easily obtained from the bag parameters given values for the decay constantsĀ DowdallĀ etĀ al. (2013a); BazavovĀ etĀ al. (2018).
II.2 Lattice QCD 4-quark operators and matching
Matrix elements of the 4-quark operators are regulator dependent, and so we need to convert matrix elements calculated in our simulation (with the lattice regulator) into the corresponding matrix elements for the more conventional Ā scheme. The differences between the two schemes are ultraviolet and so can be calculated using QCD perturbation theory. To lowest and first order in the relationship has the form (for ):
[TABLE]
The coefficientsĀ relevant to our simulation were calculated inĀ MonahanĀ etĀ al. (2014) and are summarized in TableĀ 2. The scale for depends on the lattice spacing; we use the same values forĀ used inĀ ColquhounĀ etĀ al. (2015) to calculate renormalizations for the axial-vector current that couples to Ā mesons (see TableĀ 4 for the values).
Our lattice analysis uses non-relativistic QCD (NRQCD) for the Ā dynamics. Quarks and anti-quarks decouple in NRQCD, and so correspond to separate fields. As a result the lattice version of a 4-quark operator has the formĀ MonahanĀ etĀ al. (2014)
[TABLE]
where creates a Ā quark and annihilates a Ā anti-quark. These are the lattice operators we use on the right-hand side of Eq.Ā (II.2). The terms are the corrections to the operator in NRQCD.
A complication for operators and is the treatment of āevanescent operators.ā Our matching results use the scheme ofĀ BenekeĀ etĀ al. (1999)Ā (BBGLN). These matrix elements are readily converted to the alternative scheme ofĀ BurasĀ etĀ al. (2001) (BJU) using the following equations (through , with )Ā BecirevicĀ etĀ al. (2002); CiuchiniĀ etĀ al. (2003):
[TABLE]
The matching coefficientsĀ from Eq.Ā (II.2) are plotted against in FigureĀ 2. These coefficients are not large and have a relatively benign dependence on the -quark mass across the range that we use, although different coefficients behave differently. The diagonal coefficientsĀ are much larger than the corresponding coefficients for the NRQCD-HISQ axial current ( in TableĀ 2), which are unusually small. Note that the only nonzero off-diagonal coefficients are for equal to 12, 21, 31, 45, andĀ 54, and that these tend to be smaller than the diagonal parameters.
It is worth remarking here on the similarities and differences between the perturbative matching we apply here and that used by the Fermilab/MILC collaborationsĀ BazavovĀ etĀ al. (2016) in their determination of mixing matrix elements. They also make use of a perturbative calculation of the matching to . They do this after a non-perturbative determination of factors that are needed to remove normalisation artifacts from the clover and asqtad actions that they use for heavy and light quarks respectively and without which they would have large coefficients. We do not need to apply this procedure because the NRQCD and HISQ actions are well-behaved in this respectĀ ChakrabortyĀ etĀ al. (2017). After applying their nonperturbative procedure, the Fermilab/MILC collaboration give results for their coefficients in Table III ofĀ BazavovĀ etĀ al. (2016). Their coefficients differ from ours because they are using a different discretization of QCD for both heavy and light quarks. However qualitatively the coefficients show similar behavior in terms of magnitude and dependence on the lattice quark mass (given in their case by the parameter ).
III Lattice Calculation
III.1 Simulations
We use seven ensembles of gluon field configurations recently generated by the MILC collaborationĀ BazavovĀ etĀ al. (2010, 2013). Details are given in TableĀ 3. We use ensembles at three values of the lattice spacing, , to control discretisation effects and at three values of the light quark mass down to the physical point to map out sea quark mass effects. Discretisation effects depend on and sea quark mass effects are approximately linear, so a range in of a factor of 3 and in sea light quark mass of a factor of 5 allows us substantial leverage to pin down these effects. The lattice spacing values were determined using the mass splitting between the and , as described inĀ DowdallĀ etĀ al. (2012a) where a discussion of systematic errors can be found. The sea quarks use HPQCDās HISQ actionĀ FollanaĀ etĀ al. (2007) which we have shown to have small discretisation errors even for charm quarksĀ FollanaĀ etĀ al. (2008); DaviesĀ etĀ al. (2010a); DonaldĀ etĀ al. (2012). This enables four flavors of quarks to be included in the sea, with masses given in TableĀ 3. The and quark masses are taken to be the same.
The valence quarks are implemented using lattice NonRelativistic QCD (NRQCD)Ā LepageĀ etĀ al. (1992). The action is described in detail inĀ DowdallĀ etĀ al. (2012a). It includes a number of improvements over earlier calculations, in particular one-loop radiative corrections (beyond tadpole-improvementĀ LepageĀ andĀ Mackenzie (1993)) to most of the coefficients of the relativistic correction terms. The tadpole-improvement of the action is done using the Landau gauge-link, with values given in TableĀ 4. This action has been shown to give excellent agreement with experiment in recent calculations of the bottomoniumĀ DowdallĀ etĀ al. (2012a); DaldropĀ etĀ al. (2012); DowdallĀ etĀ al. (2014) and -meson spectraĀ DowdallĀ etĀ al. (2012b). The quark mass is tuned, giving the values in TableĀ 4, by fixing the spin-averaged kinetic mass of the and states to experimentĀ DowdallĀ etĀ al. (2012a). NRQCD breaks down as but all our values of are substantially larger than 1, where there is no problem.
The HISQ valence light quark masses are taken to be equal to the sea mass except on set 4 where there is a slight discrepancy. The quark is tuned using the mass of the mesonĀ DaviesĀ etĀ al. (2010b), a fictitious pseudoscalar state which is not allowed to decay on the lattice. Its properties can be very accurately determined in lattice QCD and we find 0.6885(22) GeVĀ DowdallĀ etĀ al. (2013b). Values for valence masses are given in TableĀ 4 and corresponding values of in lattice units inĀ DowdallĀ etĀ al. (2013b). We allow for uncertainties from mistuned valence masses in our determination of the physical results.
III.2 Simulation Results and Error Budget
We describe the 2-point and 3-point correlators used in our analysis in AppendixĀ A. We use the 2-point correlators to extract the decay constantsĀ , including the Ā corrections (Eq.Ā (34)). We also combine them with the 3-point correlators to calculate lattice matrix elements of theĀ . Also in that Appendix, we discuss the Bayesian fits used to extract physics from these correlators. Our final results for are summarized in TableĀ 8 of AppendixĀ A. As discussed in the Appendix, this was a blind analysis.
We convert the lattice expectation values into Ā matrix elements using Eq.Ā (II.2) (divided by ). Our results are listed in TableĀ 5. In addition to the statistical errors from the simulation and the (negligible) errors in the , we include uncertainties (for each entry in the table) coming from three additional sources:
- ā¢
: We estimate this uncertainty to be twice (to be conservative) times the magnitude of the correction we include for each of our three lattice spacings. (These corrections are correlated between configuration sets with similar lattice spacings.)
- ā¢
: corrections have been measured for the temporal axial-vector current and found to beĀ 5% of the leading-order contributionĀ DowdallĀ etĀ al. (2013a). This suggests that corrections, which are included in our simulations, areĀ 10% for the 4-quark operators. We account for the radiative corrections to these terms by adding the following uncertainty to our results:
[TABLE]
where each and
[TABLE]
allows for variation in the coefficients between the lattice spacings. ( is defined to vary fromĀ toĀ over our mass range; see DowdallĀ etĀ al. (2012a) for more details.)
- ā¢
\mathcal{O}\big{(}\alpha_{s}(a\Lambda_{\mathrm{QCD}})^{2},(a\Lambda_{\mathrm{QCD}})^{4}\big{)}: The NRQCD and HISQ actions we use in the simulation are highly corrected. In particular there are no tree-level Ā errors in either. We account for errors by adding the following uncertainty to our results:
[TABLE]
where each , each , āGeV is the QCD scale, and again the terms allow for variation between different lattice spacings.
The final entries (āphys.ā) in both parts of TableĀ 5 are our final results at the physical values of the light-quark masses after our chiral fit. We use chiral perturbation theory to combine the values obtained on the different configuration sets with different light quark masses; see AppendixĀ B for details. FigureĀ 3 compares our final values for Ā mesons with the results from individual configuration sets. These plots show that the dependence on lattice spacing and light-quark mass is negligible compared with our uncertainties. The analogous plot for Ā mesons is very similar.
Adding uncertainties to the lattice results to allow for operator normalisation and lattice spacing effects, as we have done above, is equivalent to including them in our fit function with the coefficients treated as fit parameters; see the Appendix ofĀ McNeileĀ etĀ al. (2010). The uncertainties that are included are correlated between lattice results on different sets through these coefficients. FigureĀ 3 shows that, for example, the lattice spacing effects that we allow for through Eq.Ā (10) are overestimates of what is seen in the results, since the variation with lattice spacing of the central values is much smaller than the uncertainties shown on the coarser lattices. A further test of this is that omitting the results from the smallest lattice spacing (set 7) shifts our final central values by less than half a standard deviation and often much less.
Finally we convert our final results into bag parameters using Eq.Ā (2). The bag parameters are listed in TableĀ 6. Despite the wide variation in values for , the bag parameters are within 30% ofĀ 1. This shows that the vacuum saturation approximation can be of some utility.
FigureĀ 4 compares our final results for ratios of bag parameters with results from the different configuration sets. Results are plotted versus the value of used in each simulations. Again there is very little variation with quark mass, with all ratios withinĀ 5% ofĀ 1. Our final results are shifted by less than half a standard deviation if we omit the data with the largest pion masses, and have errors that are 10-15% larger.
The error budgets for the bag parameters are shown in TableĀ 7. The dominant source of error comes from uncalculated terms in perturbation theory ( and terms). The sensitivity to these terms depends on the operator. For example, it is particularly high for , because matrix elements for are a lot smaller than those of (see Eq.Ā 4) which are mixed in by Eq.Ā (II.2). The error budgets for Ā mesons are almost identical to those for , but have twice as large a contribution from statistical uncertainties in the lattice data. Almost all of the uncertainties, and some of the statistical errors, cancel in ratios ofĀ toĀ meson bag parameters.
Matrix elements of the 4-quark mixing operators can be obtained from the ratios in TableĀ 5 given values for the decay constants and masses. Note that the corresponding bag parameters for have larger fractional errors than the ratios, and so should not be used for this purpose. The larger errors result from uncertainties due to the factors in the bag-parameter definition (see TableĀ 7 and Eq.Ā (2)).
IV Discussion
IV.1 Comparison to previous results
Our results for the bag parameters for all five SM and BSM operators given in TableĀ 6 are more accurate than previous lattice QCD results. This is for a number of reasons:
- ā¢
We work directly with the bag parameters rather than the 4-quark operator matrix elements. The bag parameters are expected from chiral perturbation theory to have little dependence on valence and sea quark masses (see AppendixĀ B). This expectation is borne out in our results and means that we are able easily to combine results at both unphysical and physical light quark masses.
- ā¢
We have results for the physical light quark mass at two values of the lattice spacing improving control of the chiral extrapolation.
- ā¢
The gluon field configurations that we use include the effect of , , and quarks in the sea and so we do not have an uncertainty associated with missing flavours of sea quarks (the Fermilab/MILC collaboration include a 2% uncertainty in their 4-quark operator matrix elements from missing in the seaĀ BazavovĀ etĀ al. (2016)).
FigureĀ 5 shows a comparison of our bag parameters for the meson to those fromĀ BazavovĀ etĀ al. (2016) andĀ CarrascoĀ etĀ al. (2014) (and also, for , toĀ GamizĀ etĀ al. (2009)). The results fromĀ CarrascoĀ etĀ al. (2014) include only and quarks in the sea and the uncertainty does not include an estimate of the impact of missing sea quarks. It is therefore not clear whether we should expect agreement between these results and our results. The fact that the purple diamonds from the ETM collaboration are around 20% below our results for and is reminiscent of what is seen in kaon mixing. ETM use the RI-MOM renormalisation scheme for the purple diamonds and it has been shown in kaon mixingĀ GarronĀ etĀ al. (2016) that the use of the RI-MOM scheme (rather than RI-SMOM) for the equivalent 4-quark operators has large systematic errors that push down the value of the bag parameter. This may then be the main reason (rather than a difference of ) for the discrepancy with our results for and , but more work would be needed to be sure of this.
The and results should be comparable because the impact of missing quarks in the sea on the bag parameters is expected to be very smallĀ BazavovĀ etĀ al. (2016). Our new results agree within in each case withĀ BazavovĀ etĀ al. (2016) but in every case are more accurate. The largest discrepancy is for at .
The weighted average of our results and the results fromĀ BazavovĀ etĀ al. (2016) is given by the grey band in the Figure and the value of that average is given in each panel. We assume no correlations, here and subsequently, between our results and those ofĀ BazavovĀ etĀ al. (2016) because they use different actions for both the quark and the light quarks and different gluon field configurations (with a different sea quark action and generated with a different Monte Carlo updating algorithm).
FigureĀ 6 shows a comparison of the ratio of bag parameters for to for each operator for our new results and those ofĀ BazavovĀ etĀ al. (2016). Our new results are a lot more accurate, with 2ā3% total uncertainty. All of the ratios are very close to 1, but there is a sign of a systematic trend for the ratio for and to be above 1 and for and below 1. This is not visible in the results ofĀ BazavovĀ etĀ al. (2016) but does start to emerge with the improved accuracy of our results. This is in general agreement with the results from using sum rules inĀ GrozinĀ etĀ al. (2017); KingĀ etĀ al. (2019). We also include in FigureĀ 6 results for from HPQCDĀ GamizĀ etĀ al. (2009) and RBC/UKQCDĀ BoyleĀ etĀ al. (2018). The RBC/UKQCD result has a 1% uncertainty.
IV.2 Derived quantities
Our results for the bag parameters can be combined with results for the and decay constants to give values for the 4-quark operator matrix elements using Eq.Ā (51) and our results in TableĀ 5. For this we use the most accurate current lattice QCD results obtained on gluon field configurations including , and quarks in the sea. These have been obtained by the Fermilab/MILC collaboration using the HISQ action for all quarksĀ BazavovĀ etĀ al. (2018). This āheavy-HISQā approach, pioneered by HPQCDĀ McNeileĀ etĀ al. (2012a, b), uses pseudoscalar meson 2-point correlators that combine heavy and light quark propagators calculated with multiple heavy quark masses, , at multiple values of the lattice spacing. reaches the quark mass for for lattice spacing values fm. Since the HISQ action has very small discretisation errors by design, a fit to the - and dependence is possible that allows the continuum -dependence of the decay constant to be reconstructed. It can then be evaluated at the quark mass to enable the and decay constants to be determined. Note that the correlators can be absolutely normalised in this case and so there is no normalisation uncertainty.
Fermilab/MILC obtain the values GeV, GeV and 222Our results obtained on gluon field configurations from NRQCD-HISQ calculationsĀ DowdallĀ etĀ al. (2013a); HughesĀ etĀ al. (2018) agree with these numbers but are less accurate.. Note that we use the decay constant for the neutral meson (not the ), which is the appropriate choice here. Our bag parameters are calculated for a light quarkĀ corresponding to the average of and . Our results show (comparing those for with those for ) that any difference between bag parameters for and will be much smaller than our uncertainties. This is not true for the decay constants, where the differences are significantĀ BazavovĀ etĀ al. (2018).
For the SM phenomenology to be determined from our results for the matrix elements of it is convenient to convert our results from the scheme to the renormalisation-group-invariant quantities . The conversion is given by
[TABLE]
The matching factor is calculated to two-loops in perturbative QCD and we take Ā BazavovĀ etĀ al. (2016). This corresponds to the result for active flavours in the sea and . Our bag parameters are obtained at scale for 4 flavours of quarks in the sea. The impact of missing quarks in the sea, however, should be negligible both for the bag parameters and the resulting 4-quark operator matrix elements. A power-counting estimate of such effects would give a relative contribution of , which is below 0.1%.
Our results for the RGI bag parameters for are then:
[TABLE]
The ratio of RGI bag parameters is of course the same as that of the bag parameters. Combined with the decay constant results fromĀ BazavovĀ etĀ al. (2018) we obtain
[TABLE]
where is the ratio of the two results above it. We form by combining the result for fromĀ BazavovĀ etĀ al. (2018) with our results for , taking advantage of the correlations that reduce uncertainties in each of these ratios. Note that in combining the decay constant and bag parameter results we add relative uncertainties in quadrature. We expect no significant correlation between the two sets of results because they use a different heavy quark action and, even though both results use gluon field configurations, there is little overlap in the ensembles used. The error budgets in the two cases show that the key sources of uncertainty are not the same. The uncertainties in the combinations above are dominated by the uncertainties in our bag parameters and their ratio in Eq.Ā (12) because the decay constant results are now so accurate.
FigureĀ 7 compares our new result for from Eq.Ā (13) to previous lattice QCD results on gluon field configurations from Fermilab/MILCĀ BazavovĀ etĀ al. (2016) and HPQCDĀ GamizĀ etĀ al. (2009). The Fermilab/MILC results include an uncertainty for missing in the sea in their calculation. The difference between the central value of our new result and that of Fermilab/MILC is . Because the systematic uncertainties are correlated between our results and those ofĀ GamizĀ etĀ al. (2009) we do not include the previous HPQCD results in the new lattice QCD average, shown by the grey band in FigureĀ 7. The average value is shown above the grey band.
FigureĀ 8 compares lattice QCD results for the ratio defined in Eq.Ā (13) on gluon field configurations with our new result here using . There is good agreement between the lattice QCD results with the most recent (including our new result here) having total uncertainties at the level of 1.5%. The result of averaging our new result with that ofĀ BazavovĀ etĀ al. (2016) (both results being obtained at the physical quark mass) is given by the grey band with the average value quoted above it.
IV.3
The phenomenon of neutral -meson oscillations is now well-established experimentally (for recent results seeĀ AbeĀ etĀ al. (2005); AubertĀ etĀ al. (2006); AbazovĀ etĀ al. (2006); AaijĀ etĀ al. (2016); AbulenciaĀ etĀ al. (2006); AaijĀ etĀ al. (2012, 2013a, 2013b, 2015)), with an oscillation frequency that is set by the mass difference between the two eigenstates. The current experimental average valuesĀ TanabashiĀ etĀ al. (2018) for the and systems are:
[TABLE]
combining statistical and systematic errors in quadrature.
In the SM is given by
[TABLE]
Here is the Inami-Lim functionĀ InamiĀ andĀ Lim (1981) which describes electroweak corrections and has argument . The top quark mass to be used here is in the scheme, Ā BuchallaĀ etĀ al. (1996). Taking the current averageĀ TanabashiĀ etĀ al. (2018) of direct experimental measurementsĀ KhachatryanĀ etĀ al. (2016); AaboudĀ etĀ al. (2016); SirunyanĀ etĀ al. (2018) of the top quark mass (172.9(4) GeV) as the pole mass, gives = 163.07(38) GeV using the 4-loop expressions inĀ MarquardĀ etĀ al. (2015). Evaluating the Inami-Lim function then gives: . The QCD correction factor, , is given at next-to-leading order inĀ BurasĀ etĀ al. (1990). We take =0.55210(62)Ā BazavovĀ etĀ al. (2018), again calculated with .
The CKM elements and can be derived in the SM by assuming that the CKM matrix is unitary and determining other CKM elements in the same rows or columns from the comparison of theory and experimentĀ CharlesĀ etĀ al. (2005); BonaĀ etĀ al. (2006); CKM (2018); UTf (2018). For Eq.Ā (15) it is important to use values for that did not include itself in their determination. So we use the results from CKMfitter for the case where only tree-level processes were used in the determination. This givesĀ CKM (2018)
[TABLE]
The ratio is derived from the CKMfitter results for , , and using the formulae inĀ CharlesĀ etĀ al. (2005). The central value differs slightly from the ratio of the two numbers above.
The final terms in Eq.Ā (15) parameterise the hadronic contribution to through the matrix element of the appropriate 4-quark operator, . Our results for are given in Eq.Ā (13).
Putting all these pieces together we obtain predictions for the mass differences for neutral and eigenstates of
[TABLE]
where the first error in each case is from the CKM matrix elements and the second error is primarily from the lattice analyses. These results agree well with the experimental values from Eq.Ā (14) ā the largest discrepancy is for the ratio of values ā but they have much larger uncertainty.
IV.4 and
Because the experimental values for are so accurate, a better approach to understanding the implications of our improved lattice QCD results for the relevant hadronic matrix elements is to turn the analysis of the previous subsection on its head. That is, to use our results and the experimental values for to determine values for and from Eq.Ā (15) (taking a value for from Eq.Ā (16)Ā CKM (2018)). and obtained this way can then be compared to other determinations that make use of CKM unitarity as a test of that unitarity.
The ratio of to can be obtained more accurately than the separate CKM elements because this makes use of the hadronic parameter (Eq.Ā (13)) in which a lot of the lattice QCD uncertainties cancel (see SectionĀ IV.1).
Our results are
[TABLE]
FigureĀ 9 plots the constraints on , and their ratio from our results as the dark grey lozenge. Results determined by other lattice QCD calculationsĀ BazavovĀ etĀ al. (2016); BoyleĀ etĀ al. (2018) are also shown along with a recent determination using sum rulesĀ KingĀ etĀ al. (2019). Also shown as light pink and orange lozenges are results from fits to the CKM unitarity triangle using results from many different processesĀ CKM (2018); UTf (2018). Particularly relevant here is the green lozenge which results from a unitarity triangle fit that includes tree-level processes onlyĀ CKM (2018), and therefore not oscillations. Tension between results derived from (as here) and the results derived from tree-level processes and unitarity would imply the existence of new physics in loop processes.
The Fermilab/MILC results (red lozenge in FigureĀ 9) highlighted an approximately tension between their values for and and those from unitarity fits. SeeĀ BlankeĀ andĀ Buras (2016); DiĀ LuzioĀ etĀ al. (2018) for examples of the possible implications of this.
Our results show no such tension. Our values for and separately agree with the {CKMfitter, tree} results in Eq.Ā (16) within and the difference in the ratio amounts to . This limits the scope for new physics in loop-induced processes. However, our ratio for joins the systematic trend of the previous results shown in FigureĀ 9 in being below that of {CKMFitter, tree}.
IV.5 decay
The rare decays have very small branching fractions in the SM since they proceed through box diagrams and penguins and are helicity-suppressed. New physics might then be seen if the experimental and SM branching fractions can be determined to be different to sufficient accuracy.
The hadronic parameter that enters the SM branching fraction is the meson decay constantĀ BobethĀ etĀ al. (2014) but it appears along with the CKM elements . The uncertainty in the value of the appropriate CKM element is now the largest uncertainty in the value of the SM branching fractionĀ BazavovĀ etĀ al. (2018).
An alternative method for determining the branching fraction is to take a ratio to Ā Buras (2003). In the SM (and extensions with minimal flavour violation) the CKM elements cancel out of this ratio. The decay constant also cancels and the hadronic parameter that remains in the ratio is the bag parameter.
The formula for the time-averaged branching fractionĀ DeĀ BruynĀ etĀ al. (2012), as measured in the experiment, is then given in the SM by
[TABLE]
Here includes electroweak and QCD corrections and is given for = 5 GeV inĀ BobethĀ etĀ al. (2014). We use = 0.4694(36)Ā BazavovĀ etĀ al. (2016). The lifetime that appears in this formula is that of the heavy neutral eigenstateĀ DeĀ BruynĀ etĀ al. (2012). For the this can be taken as the average lifetime, 1.520(4) psĀ AmhisĀ etĀ al. (2017); hfl (2018) but for the there is a measured difference of lifetimes and the heavy eigenstate has the longer lifetime, 1.615(9) psĀ AmhisĀ etĀ al. (2017); hfl (2018). Values for and are given in SectionĀ IV.4.
Using our results for the bag parameters for given in Eq.Ā (12) and the experimental values for in Eq.Ā (14) we obtain the following values for the branching fractions:
[TABLE]
We can also obtain the ratio of branching fractions for and Ā Buras (2003)
[TABLE]
Here we have dropped the terms in since they are negligible. There is a lot of cancellation in this ratio, including of systematic errors in the ratio of bag parameters (see our results in Eq.Ā (12)). We obtain the result
[TABLE]
FigureĀ 10 shows our predictions in the SM for the branching fractions from Eqs.Ā (20) andĀ (22) as the grey lozenge. The red lozenge shows lattice QCD predictionsĀ BazavovĀ etĀ al. (2018) for the branching fractions using the direct approach where the hadronic parameter needed is the decay constant and this is combined with input for the CKM elements and , along with other factors. The errors in the results fromĀ BazavovĀ etĀ al. (2018) are dominated by uncertainties in the CKM elements, which are taken from a global unitarity triangle fit that includes both tree and loop-induced processes333Note that we include the constraint on the ratio from the July 2019 update ofĀ BazavovĀ etĀ al. (2018)..
FigureĀ 10 shows good agreement between the two lattice QCD predictions. This reflects the fact that, as described in SectionĀ IV.4 our results for the bag parameters yield CKM elements and in agreement with CKM unitarity determinations. Our results imply consistency of the CKM matrix (within uncertainties) and hence the two approaches of using the decay constants plus CKM elements or using the bag parameters and will agree.
Note that our results in Eq.Ā (20) include uncertainties in the parameters of Eq.Ā (21). They do not include uncertainties from electromagnetic corrections to the decay process. These are estimated to lead to a reduction of 0.3ā1.1% in the muonic branching fractions inĀ BenekeĀ etĀ al. (2018). This is not significant given the current uncertainties in our SM predictions, but will need to be addressed as reduce uncertainties in future.
The blue band in FigureĀ 10 shows the current experimental situation. The decay has only been seen with significanceĀ KhachatryanĀ etĀ al. (2015). Recent LHCbĀ AaijĀ etĀ al. (2017) and ATLASĀ AaboudĀ etĀ al. (2019) results give upper bounds to the branching fraction of and respectively. These bounds are outside the range of FigureĀ 10. For the branching fraction for , the Particle Data Group quotes an average value of using results from ATLASĀ AaboudĀ etĀ al. (2019), CMSĀ ChatrchyanĀ etĀ al. (2013) and LHCbĀ AaijĀ etĀ al. (2017). The variation gives the width of the band in FigureĀ 10.
Although no significant tension between experiment and the SM predictions is visible in this figure, it does give encouragement that we are reaching a point where further reductions in uncertainties will start give serious SM constraints, at least for .
IV.6 Contributions to
Another physical observable from neutral meson systems is that of the decay width difference of the eigenstates, . This has been measured for the at 13% of the average width, but only an upper limit exists for the Ā TanabashiĀ etĀ al. (2018). The prediction for the width differences in the SM is given inĀ BenekeĀ etĀ al. (1999); LenzĀ andĀ Nierste (2007) in terms of the matrix elements of several 4-quark operators. We give results here for the matrix elements of those labelled , and inĀ LenzĀ andĀ Nierste (2007).
Ā LenzĀ andĀ Nierste (2007) is a combination of , and which is a -suppressed operator up to corrections of times a leading order operator.
[TABLE]
evaluating the radiative corrections at . We can obtain the matrix elements for this operator through from our lattice calculation. and are proportional to and respectively and will be discussed further below.
The matrix elements for in Eq.Ā (23) can be rewritten in terms of our bag parameters using the definition in Eq.Ā (4):
[TABLE]
Writing it in this way makes clear (setting to 1 and to zero) the expected cancellation at leading order to leave matrix elements that are . Our evaluation of the term in square brackets above yields
[TABLE]
Note that the uncertainties here include both those for missing terms in the matching of lattice QCD operators to continuum operators and also the effect of missing terms in the definition of . This latter uncertainty is estimated by calculating the size of the corrections in Eq.Ā (23) and multiplying by . This gives a 35% uncertainty, which dominates the error quoted in Eq.Ā (25). To assist with numerical evaluation we have replaced the square ratio of masses in Eq.Ā (IV.6) with ; values for this can be found in TableĀ 1. Eq.Ā (25) avoids use of a perhaps somewhat arbitray definition of a bag parameter for given inĀ LenzĀ andĀ Nierste (2007). The numerical factors show clearly that this is a -suppressed operator by being of size 10%.
and are defined asĀ LenzĀ andĀ Nierste (2007)
[TABLE]
The matrix elements for and can then be determined from our results in TableĀ 5. Our bag parameters for and are given in TableĀ 6. InĀ LenzĀ andĀ Nierste (2007) bag parameters for and are defined in such a way as to set the squared mass ratios in Eq.Ā (4) to 1. This means that the bag parameters for and for the definition inĀ LenzĀ andĀ Nierste (2007) can be recovered from our bag parameters by multiplying by and respectively. These factors are larger than 1. Note however that the impact of both and on is tiny because of the factors in their definition.
Matrix elements of the numerically more important and operatorsĀ LenzĀ andĀ Nierste (2007), along with those of and cannot be directly obtained from our current results because they contain derivatives on the light quark fields inside the 4-quark operator. Results of the calculations of these matrix elements are discussed separately inĀ DaviesĀ etĀ al. (2019).
V Conclusions
We give results from the first āsecond-generationā lattice QCD calculation of the matrix elements that contribute to and mixing in and beyond the Standard Model. We include quarks in the sea for the first time and have a range of quark masses (taken to be equal) that go down to the physical value. We use radiatively-improved NRQCD for the quark action. By calculating the ratio of the matrix elements of the 4-quark operators to the square of the decay constant times mass (proportional to a quantity known as the bag parameter) we obtain results with very little dependence on the quark mass or the lattice spacing. This gives us more accurate results than previous calculations for these ratios, and the associated bag parameters, for all five operators.
Our key results are given in TablesĀ 5 andĀ 6. TableĀ 5 gives the ratio of matrix elements to with our final physical values given in the last row. These are the numbers that should be used to reconstruct the 4-quark operator matrix elements by multiplying by . TableĀ 6 converts these ratios into bag parameters, defined in Eq.Ā (4). These numbers can be compared to unity, the result expected in the vacuum saturation approximation. Our error budget for the bag parameters is given in TableĀ 7. We have uncertainties of 4ā7% for the individual bag parameters. This uncertainty is dominated by missing higher orders in the perturbative matching to the continuum 4-quark operators. The uncertainty is reduced to around 2% in the ratio of bag parameters for to , since this renormalisation cancels. The correlations between results for different operators are given in TableĀ 10 of AppendixĀ C. Our to ratios are now accurate enough to see that they are above 1 for and and below 1 for and .
Our results for the key bag parameters that appear in SM phenomenology are (repeating Eq.Ā (12))
[TABLE]
where we give the RGI bag parameter as defined in Eq.Ā (11). Multiplying by decay constant values obtained using HPQCDās approach to -physics with HISQ quarksĀ McNeileĀ etĀ al. (2012a) by the Fermilab/MILC collaborationĀ BazavovĀ etĀ al. (2018), we also obtain (repeating Eq.Ā (13))
[TABLE]
In SectionĀ IV we discuss the phenomenology from our results. We obtain values for for and in Eq.Ā (17) to be compared to experiment.
Alternatively, and more usefully, we can combine our results with experiment to obtain the CKM elements and and their ratio. These values are given in Eq.Ā (18) and FigureĀ 9 shows the constraints they give in the - plane. Our results are the most accurate determinations of these CKM elements using lattice QCD and show good consistency with determinations from tree-level processes assuming CKM unitarity. This means that we see no signs of new physics in neutral -meson oscillations at this improved level of accuracy.
We derive results, by taking a ratio to , for the branching fractions for and to decay to , a key mode for new physics searches at LHC. Our results are given in Eq.Ā (20) andĀ (22). FigureĀ 10 shows a comparison of our predictions to those from the recent Fermilab/MILC calculation of decay constantsĀ BazavovĀ etĀ al. (2018) along with the current experimental picture. This is encouraging for future tests of new physics contributions to these rare decay processes.
Finally, we give values in Eq.Ā 25 and below Eq.Ā (26) for the matrix elements for the , and operators that contribute to the SM prediction for the width difference .
To improve accuracy further in future requires improving the matching of the lattice QCD 4-quark operators to those in the continuum; this is the dominant source of uncertainty in our bag parameters. Since lattice QCD perturbation theory is so hard a renormalisation method that can be implemented within the lattice calculation and then matched perturbatively to in the continuum could be preferable. A symmetric momentum-subtraction scheme (RI-SMOM) has been found to work well for kaon mixing calculationsĀ GarronĀ etĀ al. (2016) but attention must be paid to removing nonperturbative artefacts in these schemes if high accuracy is to be achievedĀ LytleĀ etĀ al. (2018). Such a method would need to be implemented with a relativistic quark action on lattices with fine enough lattice spacing to allow quark masses close to that of the for . This has been a very successful strategy for HISQ quarks for -meson decay constantsĀ McNeileĀ etĀ al. (2012a, b); BazavovĀ etĀ al. (2018), but in that case the decay constants calculated with HISQ do not need any renormalisation. Calculating 4-quark operator matrix elements is much harder, but still feasible. The ETM work with twisted mass quarksĀ CarrascoĀ etĀ al. (2014) is encouraging for this programme (although they used gluon fields and RI-MOM renormalisation) as is the work by RBC/UKQCD using domain-wall quarksĀ BoyleĀ etĀ al. (2018) (although they have only calculated to ratios so far). It seems clear that in the next few years improvements in this direction will be possible, pushing uncertainties on bag parameters down to the 2% level. This will allow and to be determined to 1%.
Acknowledgements We are grateful to the MILC collaboration for the use of their gauge configurations and code. The results described here were obtained using the Darwin Supercomputer of the University of Cambridge High Performance Computing Service as part of STFCās DiRAC facility. This work was funded by STFC, the Royal Society, the Wolfson Foundation and the US DOE and National Science Foundation. We thank Chris Bouchard, Elvira GĆ”miz and Alex Lenz for useful discussions. One of the authors (GPL) is grateful to the Department of Applied Mathematics and Theoretical Physics, Cambridge University, for their hospitality during the two visits when much of this analysis was done.
Appendix A Fitting Protocols
We extract mixing amplitudes and decay constants by fitting Monte Carlo data for 2-point and 3-point matrix correlators for each meson:
[TABLE]
where is a 3-vector of meson sources, the sums over spatialĀ andĀ project onto zero 3-momentum, the times satisfyĀ , and labels the mixing operator (FigureĀ 11). The sources include a local source, corresponding to
[TABLE]
and two smeared sources: seeĀ DowdallĀ etĀ al. (2013a) for details. We also examine the vector of correlators
[TABLE]
where
[TABLE]
is the leading NRQCD correction to . We use the corrected current444Note that the NRQCD-HISQ temporal axial current that we use here is correct through the same order in and as that of our 4-quark operators. InĀ DowdallĀ etĀ al. (2013a) we used a more highly-corrected temporal axial current to determine . to evaluate the decay constant (in lattice units):
[TABLE]
where coefficients depend on the lattice spacing and were calculated inĀ DowdallĀ etĀ al. (2013a) usingĀ MonahanĀ etĀ al. (2013) (see TableĀ 2 for the values we use here). The values forĀ (fromĀ ColquhounĀ etĀ al. (2015)) are given in TableĀ 4.
The 2-point and 3-point correlators are calculated in the standard way. For 3-point correlators this involves combining propagators from a local source (at ) into āopen-mesonā propagatorsĀ BazavovĀ etĀ al. (2016) which are then closed off at [math] and (which cover all time-slices away from ) with local or smeared meson and anti-meson operators. We average correlators over 16 values of for improved statistics. The smearing functions we use are given inĀ ColquhounĀ etĀ al. (2015).
Fits for the proceed in two steps. First the 2-point correlators and are fit simultaneously. Then the best-fit amplitudes and energies from that fit are used as priors for a simultaneous fit of all the 3-point correlatorsĀ . Having finished the fits, we follow the same approach with the correlators but constraining (via the priors) the ās fit parameters to be within 20% of the corresponding values for theĀ . We discuss all of these fits in what follows.
A.1 Fitting Two-Point Correlators
We fit the 2-point correlators to a formula of the form (in lattice units)
[TABLE]
where the fit parametersĀ are comprised of allĀ , , , andĀ . HereĀ andĀ are 3-component vectors, andĀ andĀ scalars, where:
[TABLE]
In the exponents, and are the energies of the lowest-lying states with zero 3-momentum that couple to the sources. The second (oscillating in time) term in each correlator is due to taste-doubling caused by the staggered-quark HISQ action for the light quarks (seeĀ DowdallĀ etĀ al. (2012b)). and are the physical masses corresponding to states and , respectively. We keep terms, but fit results are the same for anyĀ .
We use a Bayesian fit procedureĀ LepageĀ etĀ al. (2002). Fits for the Ā mesons on our coarsest lattices (0.15āfm) use the following Bayesian priors for the energies,
[TABLE]
where , and the logarithms indicate log-normal priors for energies. Energies are rescaled in proportion to the lattice spacing to make priors for the other lattices. The priors for local and smeared amplitudes are
[TABLE]
on the coarsest lattices. Amplitudes for the local source are rescaled byĀ for the other lattices. The smeared sources are designed to be lattice-spacing independent and so we use the same prior for the other lattices. Finally the priors for parameters and are
[TABLE]
on the coarse lattice, and again scale likeĀ for other lattices.
These central values for these priors were based upon fit values for the ground stateĀ . The uncertainties assigned to the priors are large: for example, the priors are typically 2000ā5000Ā times broader than the final fit errors for the ground state parameters that we need for our analysis. Replacing the central values by random values drawn from the prior distributions leaves our results unchanged within errors.
We need to apply SVD cuts to the dataās correlation matrix because of the large number of correlators being fit. The procedure for determining the SVD cuts is described in AppendixĀ D; typically the cuts affect less than half of the data modes. Fits for were constrained to Ā values between the values for and shown in TableĀ 8; data from largerĀ ās was too noisy to be useful. To keep the number of fit points down (see AppendixĀ D), we restricted the fits for to the range ofĀ s betweenĀ andĀ .
A.2 Fitting Three-Point Correlators
The fit function for the 3-point correlators is substantially more complicated:
[TABLE]
where the fit parametersĀ include all of the 2-point correlator parameters plus theĀ , , andĀ .
We fit the 3-point amplitudes over the range for the values ofĀ shown in TableĀ 8. Parameters , , , andĀ are the same as in the 2-point correlators; we use the results from the fits to the 2-point correlators as priors for these parameters in our 3-point fits. The priors on the coarsest lattices for each of the mixing amplitudes , and are:
[TABLE]
these are scaled in proportion toĀ for the other lattices. Note that and are symmetric under interchange ofĀ andĀ . We are interested in the ground-state value for
[TABLE]
We introduce two simplifications to the analysis that make our fits run 20ā100Ā times faster, without affecting fit results or precision. The first simplification is to replace both the data and the fit function in the fits with their sums overĀ ,
[TABLE]
while keeping the same fit parametersĀ Bouchard (private communication). This reduces the number of data points to be fit for ourĀ 0.09āfm lattice, for example, fromĀ 1050 toĀ 180. Note that the Monte Carlo data forĀ do not vary much withĀ , as expected fromĀ Eq.Ā (42).
The second simplification is to marginalize all fit parameters other than those associated with the ground stateĀ HornbostelĀ etĀ al. (2012). We do this by splitting the fit function (Eq.Ā (42)) into two parts, one that involves only the ground state (i.e., either the or ) and the other with the remaining terms:
[TABLE]
We then replace the fit dataĀ by
[TABLE]
where the prior values for the fit parameters are used inĀ . At the same time, we replace the fit function by just its ground-state term:
[TABLE]
This reduces the number of fit parameters fromĀ 450 toĀ 9 (for ). Marginalization works particularly well here because we have excellent priors for the amplitudes and energies, from the 2-point correlators, and because the mixing parameters enter the fit function linearly. Also the marginalized fit function is -independent, making the first simplification (summing overĀ ) quite natural.
Again we need SVD cuts, but the need is greatly reduced by summing overĀ . We used the method outlined in AppendixĀ D; typically the cuts modified around 70% of the data modes.
We tabulate simulation results (using Eqs.Ā (34),Ā (37),Ā (38) andĀ (44)) for the dimensionless ratio
[TABLE]
with in TableĀ 8. This table also shows sample values of from the various (2-point and 3-point) correlator fits when we include random SVD and prior noise, as discussed in AppendixĀ D.4. Without noise, the s per degree of freedom are much smaller thanĀ 1.0, as expected. Also following AppendixĀ D.4, we tested the uncertainties from our fits using simulated data. Fits to simulated data reproduced the input parameters to within errors.
We verified that marginalization and averaging overĀ have negligible effect on our results. With our smallest lattice spacing (0.09āfm), for example, undoing both optimizations gives the following values:
[TABLE]
These agree well with the values in TableĀ 8 (for setĀ 7), but took far longer to compute.
In TableĀ 9, we show sample error budgets for these quantities from simulations on the 0.09āfmĀ lattice; others are similar. The dominant source of uncertainty is from the Monte Carlo statistics.
A.3 Blind Analysis
This analysis was blinded by multiplying the 3-point correlators by a random normalization factor. The random factor was removed only after the entire analysis was completed and this paper written.
Appendix B Chiral Fit
Although we have results at physical pion masses we do not rely on these simply for our final value. We include also results at heavier-than-physical pion masses, which are statistically more precise, by using a fit to the dependence on the pion mass based on chiral perturbation theory. This gives the coefficients of the non-analytic āchiral logarithmsā in ; in addition we include analytic terms to allow both for staggered quark discretisation effects, the unphysically heavy quark masses in the sea and for mistuning of valence quark masses. Performing a fit to results at multiple pion masses then tests the dependence expected from chiral perturbation theory.
Our principal results consist of values for the āreducedā matrix elements of the 4-quark operators,
[TABLE]
on each configuration set (TableĀ 5). We fit the to the form
[TABLE]
where we suppress the indices and on each term and each parameter, , for clarity. The functions used in each term are discussed below. is given in Eq.Ā (B.1); in Eq.Ā (B.2); in Eq.Ā (59); in Eq.Ā (61) and in Eq.Ā (62). Note that this fit is done after applying the additional uncertainties discussed in SectionĀ III.2 to allow for matching and discretisation effects.
To derive this form, we make use of the results inĀ Bernard (2013), where Appendix A gives the dependence on light meson masses of the bag parameters at one-loop in heavy meson staggered chiral perturbation theory. This builds on the continuum heavy meson chiral perturbation theory results ofĀ DetmoldĀ andĀ Lin (2007). There is a lot of cancellation of chiral logarithms between 4-quark operator matrix elements and decay constants so that, as we discuss below, the remaining chiral logarithm terms ( and in Eq.Ā B) in the bag parameters (and equivalently in ) have small coefficients. This expected very benign dependence on the light quark mass is another reason for working with the bag parameters as we do here, rather than the 4-quark operator matrix elements.
The chiral perturbation theory for the bag parameters is given inĀ Bernard (2013) in the form (using our notation)
[TABLE]
Here is the low-energy constant (value at zero pion mass) for and is the equivalent term for 4-quark matrix elements between vector heavy-light mesons. For , . comes from ātadpoleā diagrams (with for = 1, 2 and 3 and for = 4, 5) and from āsunsetā diagrams that connect pseudoscalar and vector mesons. and are āwrong-spinā tadpole and sunset terms respectively. Below we discuss the content of these functions in terms of the important non-analytic chiral logarithms and the effect on these of the discretisation effects in the staggered quark formalism. This enables us to transcribe Eq.Ā (53) into the simpler Eq.Ā (B) that we will use. We now discuss each of these terms in turn.
B.1 Tadpole diagrams
The results inĀ Bernard (2013) are given in terms of meson masses that include those for pions of different taste that appear in the staggered quark formalism. Thus a term that would be a simple chiral logarithm in the continuum can appear in a number of guises, one of which is as an average over the masses of all tastes of pion. On fine enough lattices this will become a continuum logarithm plus discretisation effects. In fact, for the fully unquenched case that we study here (), staggered chiral perturbation theory typically arranges itself to cancel taste effects inside chiral logarithms so that non-analyticities in cancel as (see Appendix A ofĀ ColquhounĀ etĀ al. (2016)). This also happens here. The chiral logarithm in from tadpole diagrams ( in Eq.Ā (53)) appears in the form
[TABLE]
Here denotes the singlet (largest mass) pion taste. We can compare this function to the corresponding continuum chiral logarithm
[TABLE]
where denotes the lightest (Goldstone) pion taste. This comparison is shown in FigureĀ 12 using taste-splittings for HISQ pions for the lattice spacing values that we use in this calculation. We give results for our range of values from the physical point, 0.018 , to 0.09 . = 1.64 GeV and we take GeV. The difference between the HISQ and continuum chiral logarithm terms is sufficiently small that we simply allow for that discrepancy in our treatment of discretisation effects. This is included through the terms in EqĀ (B) discussed below.
We therefore take the chiral logarithm terms in Eq.Ā (B) with continuum form:
[TABLE]
Here and we use masses of Goldstone taste and in this expression. denotes the value of the previous expression evaluated for physical masses so that the total right-hand side vanishes at that point. changes very little as changes so these terms in the fit do very little. The parameters are given priors for and for as this logarithm appears with opposite sign for . The prior width allows for modification of the coefficients from missing higher order terms in chiral perturbation theory.
B.2 Sunset diagrams
We now turn to the term denoted in Eq.Ā (B) that comes from the sunset diagram term in Eq.Ā (53). This would also take the form of a chiral logarithm in the infinite heavy meson mass limit in the continuum. For finite heavy meson mass, however, is modified by terms that depend on heavy meson mass differences, because there is a pseudoscalar to vector heavy meson transition inside the sunset diagram. The form of as a function of pion mass and heavy meson mass difference, , is given in Eq.Ā 6.17 ofĀ BazavovĀ etĀ al. (2012b), which considers chiral perturbation theory terms for the heavy-light meson decay constant. In that case the appropriate value for can include heavy-strange to heavy-light mass differences as well as vector to pseudoscalar mass differences. Here, when we consider and , that does not happen and we only have to consider the case where . Then takes the value 45 MeV for Ā TanabashiĀ etĀ al. (2018) and we take the same value for since any differences are expectedĀ DowdallĀ etĀ al. (2012b) and seen to beĀ TanabashiĀ etĀ al. (2018) small. FigureĀ 13 compares the function with that of the chiral logarithm to which it is equal when . Even though is small, and much smaller than through most of the range in which we work, we see does have an impact, so that has smaller magnitude and gradient in than its associated chiral logarithm.
in Eq.Ā (B) then takes the form
[TABLE]
where is given inĀ BazavovĀ etĀ al. (2012b). is multiplied by 3, where is the coupling. We take the value of as 0.5, based on recent lattice QCD calculationsĀ DetmoldĀ etĀ al. (2012); BernardoniĀ etĀ al. (2015); FlynnĀ etĀ al. (2016). The uncertainty on , both from the lattice calculations but also from the effect of missing higher order terms in chiral perturbation theory, is absorbed into the coefficient . is the ratio of low-energy constants associated with the bag parameters for vector heavy-light mesons to that for pseudoscalars. For we know that this ratio is 1Ā GrinsteinĀ etĀ al. (1992). For the other operators, =2ā5, we do not. We therefore take a prior value and width on of 0(1), allowing either sign. For we take 1.0(3) to allow for uncertainty in . Note that in the case where the coefficient of the chiral logarithm in the chiral perturbation theory for is Ā BecirevicĀ etĀ al. (2007), which is small (-0.125) when .
B.3 Wrong-spin and other effects
The heavy meson staggered chiral perturbation theory analysis ofĀ Bernard (2013) showed that and can mix through āwrong-spinā staggered taste-effects ( and in Eq.Ā (53)). The size of these terms depends on the size of the light meson taste-splittings for the staggered action. For the asqtad action used for light quarks inĀ BazavovĀ etĀ al. (2016) they were of some concern and it was important to include these effects explicitly in a full fit to all 5 operators. For the HISQ action that we use here these effects are much smaller. The question then becomes whether they are distinct in magnitude or form from discretisation effects from other sources that are already included in our analysis.
The wrong-spin contributions from tadpole diagrams for involve differences of chiral logarithms for different taste pions (hence cancelling in the absence of taste-splitting effects) along with hairpin terms that have coefficients and that are themselves the size of the unit of taste-splittingĀ ColquhounĀ etĀ al. (2016). As an illustration of the impact of these terms we examine the terms that are differences of chiral logarithms. These appear in 3 āsignaturesā : , and . Here the letter denotes the pion taste, ordered in increasing mass as: , , , , . FigureĀ 14 illustrates the size and behaviour of these terms for the example that mixes and , the simplest because there are no additional hairpin corrections. The function plotted is
[TABLE]
We see that falls rapidly with lattice spacing (approximately as and has a slope with that also falls with lattice spacing (approximately as ). This behaviour is generic for terms that arise from taste-splittings in this way.
The wrong-spin tadpole terms have a variety of coefficients multiplying them that correspond to ratios of 4-quark operator matrix elements (within the groupings and ). Most of the coefficients for the wrong-spin tadpole terms appearing in the chiral expansion for are of the form where is the low energy constant associated with operator . The exception is , where the coefficient is . If all the 4-quark operator matrix elements were of the same size then the coefficients would be . and have smaller matrix elements than the others, however, if we consider the vacuum saturation approximation. Hence can be of size 2 for and 5 for .
We are already including and errors in Eq.Ā (10), but contributions from wrong-sign tadpole terms differ between and Ā mesons. The largest contributions are for the meson; we allow for them and similar terms that arise from sunset diagrams (and so contain differences of ) along with residual right-sign taste-effects by including terms
[TABLE]
in the chiral fit, Eq.Ā (B). We include them with the chiral fit rather than with other discretisation effects inĀ Eq.Ā (10) because they arise from the staggered quark action and hence carry no dependence. Here
[TABLE]
allows for Ā dependence; it varies between andĀ over our range of parameters. Similar terms are not needed for Ā mesons because the effects are smaller and can be simulated byĀ Eq.Ā (10). We take the priors and to beĀ 0(2) since, although this is an unnecessarily broad prior for some , it allows a reasonable size for all the possibilities.
B.4 Analytic terms
The three terms given symbol on the last line of Eq.Ā (B) are simple polynomials to account for mistuning of sea and valence quark masses from their physical values. We use
[TABLE]
where and are the sea and quark masses from TableĀ 3. The physical value for the ratio we take as 27.18(10) fromĀ BazavovĀ etĀ al. (2018). The factor of 1/10 converts to the size of the parameters that appear in chiral perturbation theory as a ratio of meson masses to . Eq.Ā (B) includes terms in and . We take a prior of size 0(1) for each coefficient and (for each operator and each ). We do not allow for mistuning effects for quarks in the sea since we expect thse effects to be negligible compared to those from light sea quarks. accounts for the mistuning of light and strange valence masses appropriate to or . We take
[TABLE]
Again the coefficients for this term, , have prior 0(1) for each and . We do not include terms for quark mass mistuning since the tuning is very accurate and we expect any small mistuning to have negligible effect on bag parameters.
B.5 Finite-volume, Strong Isospin-breaking and QED Effects
Finite-volume effects can be estimated based on chiral perturbation theory. The results inĀ ArndtĀ andĀ Lin (2004) show finite-volume effects of for the bag parameters of in small lattice volumes of size 2.5 fm for physical quark masses. On our much larger lattices, with a minimum size of 4.6 fm at physical masses for set 3, finite-volume effects will be a lot smaller. We conclude that this is a negligible effect at our current level of uncertainties.
Strong-isospin breaking and electromagnetic effects can also be estimated to be negligible at present. Our bag parameters show very little sensitivity to the quark mass and our ratios for to differ from 1 by at most 10% (TableĀ 6). This suggests that changing to should only have a effect. Effects from the fact that the valence quarks have electromagnetic charge are estimated at below 0.1% for the decay constants inĀ BazavovĀ etĀ al. (2018). They come largely from QED effects on the tuning of quark masses. Since bag parameters are less sensitive to both heavy and light quark masses than decay constants, we conclude that QED effects on the bag parameters will be less than 0.1% and we neglect them. Note that QED effects can still enter or through corrections to these processes from adding photons; these effects need to be considered separately.
Appendix C Correlations in Final Results
In this Appendix we describe the correlations between the uncertainties in different final results from our analysis. Our principal results consist of values for the reduced matrix elements of the 4-quark operators, , defined in Eq.Ā (51), evaluated for physical quark masses (TableĀ 5). The results for a given meson and different operators are only weakly correlated, as shown in TableĀ 10 for the Ā meson. There is more correlation, but still small, between values of the bag parameters (Eq.Ā (2)), because of the normalization factorsĀ (Eq.Ā (4)). The means and standard deviations for these quantities are collected in TableĀ 11.
Values of are highly correlated with values of , for the sameĀ , which is why the ratios have much smaller uncertainties. Uncertainties in these ratios are almost uncorrelated, however, with those in the (correlations areĀ 0.06 or smaller). Thus correlations for the Ā matrix elementsĀ can be easily constructed from the results in TableĀ 11 and TableĀ 10 forĀ andĀ . The ratio of bag parameters is almost equal toĀ (the difference being only from small quark mass effects) and has the same correlation matrix.
Appendix D SVD Cuts
D.1 The Problem
There are three inputs for our least-square fits to sets of correlators: 1) a collection of Ā random (Monte Carlo) samples , where each sample is packaged as an -dimensional vector; 2) a (vector) fitting function of fit parametersĀ ; and 3) a priori estimates (priors) for the fit parameters.
In the fit, the sample average
[TABLE]
is assumed to be a random sample drawn from a Gaussian distribution with mean for some set of fit parameters, and a covariance matrix given approximately by
[TABLE]
Here is the diagonal matrix of standard deviations, , and is the correlation matrix. The best-fit parameters are obtained by minimizing
[TABLE]
as a function of the parametersĀ , where and are the eigenvalues and eigenvectors of the correlation matrix:
[TABLE]
Note that
[TABLE]
is the part ofĀ associated with the Bayesian priors used in the fit.
The approximation for the covariance matrix, Eq.Ā (64), causes problems if the number of samplesĀ is insufficiently large compared with the number of data pointsĀ Ā Michael (1994); MichaelĀ andĀ McKerrell (1995). In particular, the smaller eigenvalues of the correlation matrix are underestimated. Indeed it is obvious from Eq.Ā (64) that there must be Ā modes with zero eigenvalue when . Underestimating eigenvalues exaggerates their importance in (Eq.Ā (66)), compromising the fit; and is undefined if there are zero eigenvalues.
The underestimation of small eigenvalues is illustrated in FigureĀ 15, which shows the ratio of for approximate eigenvalues estimated from random samples of different sizes drawn from a simulation of a known distribution (so we know the exact eigenvalues). The small eigenvalues are dragged down to zero by the need for zero modes when . They then increase slowly as new samples are added, until for allĀ when . Note that good approximations for all eigenvalues requireĀ to be 10ā100Ā times larger thanĀ . The figure shows results for pieces of correlated data; curves for (orĀ ) would be similar, but with more (or less) noise. The range of values covered by the eigenvalues also has little effect on the overall picture.
D.2 Choosing an SVD Cut
The problematic eigenvalues are those for which
[TABLE]
since, on average, individual terms in should contribute approximately to the total (based on the width of the Ā distribution). FollowingĀ Michael (1994); MichaelĀ andĀ McKerrell (1995), we deal with these eigenvalues by introducing a cutoffĀ such that eigenvalues smaller than are replaced with , where is the largest eigenvalue:
[TABLE]
TuningĀ appropriately, this replacement increases the underestimated eigenvalues to a value that is at least as large as the exact eigenvalue (and probably a lot larger). Unlike inĀ Michael (1994); MichaelĀ andĀ McKerrell (1995), we do not renormalize the eigenvalues to preserve the trace of the modified matrix (see below).
We need curves such as those in FigureĀ 15 to setĀ , but we donāt know the exact eigenvalues in real applications. An approximate curve can be generated by comparing the eigenvalues of bootstrapped copies of our simulation resultsĀ \big{\{}\mathbf{G}^{(s)}\big{\}} with the eigenvalues from the full ensemble. Each bootstrapped copy has samples, like the original ensemble. In this analysis, bootstrapped eigenvalues play the role of the approximate eigenvalues above, while eigenvalues computed directly from ensemble \big{\{}\mathbf{G}^{(s)}\big{\}} now play the role of the exact eigenvalues (since they specify the underlying distribution for the bootstrapped copies).
Ratios of these eigenvalues are plotted in FigureĀ 16 (blue points) for examples with Ā (top panel) and Ā (bottom panel) data points, and random samples for each data point. The error bars show the spread of values across the different bootstrapped copies. These points give us an approximate curve for , from which we can determine an SVD cutoff.
The ensembles used in these examples were generated from a known distribution, so in this case we know the correct curve for āāāthat is, the ratio of the eigenvalues from the original ensemble to the exact eigenvalues from the underlying distribution. The (solid) red line in the plots shows this curve; it agrees well with the bootstrap estimates.
The vertical (dotted) red lines in each figure show the position where the ratio curves intersect with (bottom dotted line, see Eq.Ā (69)). We set the SVD cutoff at this point in each case. Fitting these data we find that
[TABLE]
for , showing that the SVD cut has a minimal effect (as expected), while for we have
[TABLE]
which shows that the SVD cut is essential since is much too large for āāāit corresponds to a -value of orderĀ .
D.3 Conceptual Framework
The nature of the SVD modification can be understood by representing the ensemble-averaged data as a vector of Gaussian random variables,
[TABLE]
where
[TABLE]
and the uncorrelated random variables satisfy:
[TABLE]
Here represents the uncertainty associated with the ensemble average:
[TABLE]
The effect of the SVD cut is to add more uncertainty,Ā :
[TABLE]
where
[TABLE]
and are new random variables with zero mean and unit covariance matrix. Then
[TABLE]
is the SVD-modified covariance data. The SVD noise discussed above is a random sample drawn from the distribution described byĀ .
These formulas underscore the fact that introducing an SVD cut is a conservative move: it always increases the uncertainties in the data. This would not necessarily be the case if we renormalized the eigenvalues after introducing the SVD cut, as is done inĀ Michael (1994); MichaelĀ andĀ McKerrell (1995). In practice, however, the difference between the two approaches is small.
Finally note that another option in an SVD analyses is to discard modes below the cutoff. This corresponds to setting for these modes, which is much larger than is reasonable, much too conservative. We find that fits are more accurate and more stable using the prescription outlined above.
D.4 Goodness of Fit
Note that in Eq.Ā (72) is much smaller than expected for : one expectsĀ instead. The small value arises because random fluctuations inĀ are characteristic of the uncertainties in , but not those inĀ . We can demonstrate this by adding a random sample toĀ drawn from the distribution specified byĀ ,
[TABLE]
and refitting. In the case of Eq.Ā (72), a typical fit with SVD noise gives increases toĀ 0.96, which is consistent with expectations.
Parenthetically, we note that overly broad priorsāāāfor example, for a set of parameters that are all orderĀ 1āāācan also result in a smallĀ . This situation is addressed in a similar fashion, by replacing the prior distributionĀ :
[TABLE]
A good fit should have when both SVD and prior noise is included, and the fit results should agree (within errors) with the results without noise.
A more direct test of a fitting protocol than adding extra noise is to replace the fit data (Eq.Ā (73)) with simulated data,
[TABLE]
which has the same covariance matrix (from ) as the real data, but whose mean is a random sample drawn from a distribution whose mean is known (). A good fit to this simulated data should give best-fit results for the parameters that agree with to within errors. An obvious choice for the simulation parametersĀ are the best-fit results obtained when fitting the real data.
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