Colength, multiplicity, and ideal closure operations
Linquan Ma, Pham Hung Quy, Ilya Smirnov

TL;DR
This paper establishes that in a certain class of local rings, the equality of colength and multiplicity for integrally closed ideals characterizes regularity, using the interplay between multiplicity and ideal closure operations.
Contribution
It provides a new criterion for regularity in local rings based on colength and multiplicity of integrally closed ideals, linking these invariants through closure operations.
Findings
Equality of colength and multiplicity implies regularity in certain rings.
Relationship between multiplicity and closure operations is key to the proof.
Characterization of regularity via ideal invariants.
Abstract
In a formally unmixed Noetherian local ring, if the colength and multiplicity of an integrally closed ideal agree, then is regular. We deduce this using the relationship between multiplicity and various ideal closure operations.
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Taxonomy
TopicsCommutative Algebra and Its Applications · Rings, Modules, and Algebras · Polynomial and algebraic computation
Colength, multiplicity, and ideal closure operations
Linquan Ma
Department of Mathematics, Purdue University, West Lafayette, IN 47907 USA
,
Pham Hung Quy
Department of Mathematics, FPT University, and Thang Long Institute of Mathematics and Applied Sciences, Hanoi, Vietnam
and
Ilya Smirnov
Department of Mathematics, Stockholm University, S-10691, Stockholm, Sweden
Abstract.
In a formally unmixed Noetherian local ring, if the colength and multiplicity of an integrally closed ideal agree, then is regular. We deduce this using the relationship between multiplicity and various ideal closure operations.
Dedicated to Professor Bernd Ulrich on the occasion of his 65th birthday
1. Introduction
Let be a Noetherian local ring, be an -primary ideal, and be a finitely generated -module of dimension . The Hilbert–Samuel multiplicity of with respect to is defined as
[TABLE]
We simplify our notation by letting and . The importance of the Hilbert–Samuel multiplicity in the study of singularities comes from Nagata’s fundamental theorem: a Noetherian local ring is regular if and only if it is formally unmixed and . An ideal-theoretic concept naturally associated to multiplicity is integral closure. Under mild assumptions on , for a pair of ideals we have equality if and only if .
In this short note, we further the relationship between multiplicity and integral closure by showing that in a formally equidimensional ring and characterizing that in a formally unmixed ring the equality holds for some parameter ideal if and only if is regular. The latter is a vast generalization of Nagata’s theorem: we view his statement as . These results are obtained by investigating the relationship between multiplicity and various closure operations of parameter ideals. Let be an ideal generated by a system of parameters of . We have the following containments of ideal closure operations under mild assumptions:
[TABLE]
The equalities between the multiplicity and the colength of these closures encode special properties of (again, under mild assumptions of ):
- (1)
for all (or some) if and only if is Cohen–Macaulay; 2. (2)
for all (or some) if and only if is Cohen–Macaulay (Le–Nguyen [5], Theorem 9); 3. (3)
for all (or some) if and only if is F-rational (Goto–Nakamura [10], Corollary 10); 4. (4)
for some if and only if is regular (Corollary 12).
We remark that, our main contribution, Corollary 12, also follows from the main result of [22], if is an excellent normal domain with an algebraically closed residue field.111As pointed out in [17, Lemma 2.1], Watanabe’s result in [22] can be generalized to complete local domain with an algebraically closed residue field. The point is that, under these assumptions of , for an integrally closed -primary ideal implies by [22, Theorem 2.1] (using Theorem 6), and hence is regular by Nagata’s theorem. However, we do not see how to extend this approach to get the full version of Corollary 12.
Acknowledgement: The authors thank Craig Huneke and Bernd Ulrich for valuable discussions, and Jugal Verma for comments on a draft of this note. The first author is supported in part by NSF Grant DMS , and was supported by NSF Grant DMS when preparing this article. The second author is supported by Ministry of Education and Training, grant no. B2018-HHT-02. Part of this work has been done during a visit of the third author to Purdue University supported by Stiftelsen G S Magnusons fond of Kungliga Vetenskapsakademien. Finally, we thank the referee for her/his comments.
2. Colength and multiplicity
The goal of this section is to prove Theorem 6. This theorem can be also deduced from the methods in the next section. But we give an elementary approach here that avoids the use of limit closure and big Cohen-Macaulay algebras.
We recall that a Noetherian local ring is equidimensional (resp., unmixed) if for every minimal (resp., associated) prime of . In other words, is unmixed if it is equidimensional and . We say that a Noetherian local ring is formally equidimensional (resp., unmixed) if is equidimensional (resp., unmixed). For an ideal and an element we use to denote .
Definition 1**.**
Let be a sequence of elements in a Noetherian local ring . We define inductively as follows:
- (1)
if 2. (2)
if .
Example 2**.**
The reader should be warned that this is not a closure operation on ideals, and the result may depend on the order of elements. Consider . Then form a system of parameters, but
[TABLE]
We record the following properties.
Lemma 3**.**
Let be a Noetherian local ring of dimension . For any sequence , is either -primary or the unit ideal.
Proof.
If is a proper ideal, i.e., , then is a regular element modulo . Hence and we are done by induction. ∎
Lemma 4**.**
Let be a Noetherian local ring of dimension and be a system of parameters. Then .
Proof.
Since is a parameter, it is not contained in any prime of , so . Multiplicity is additive in short exact sequences, so . Because is still a system of parameters on and is now a regular element, we have by [20, Lemma 1]
[TABLE]
The assertion now follows by induction on . Note that for the formula above gives that . ∎
Remark 5*.*
Let be a Noetherian local ring and let . We note that is complete, has an infinite residue field, and is a faithfully flat -algebra such that is the maximal ideal of . It follows that for every -primary ideal and, thus, . Moreover, if is integrally closed in then is integrally closed in . This follows from [18, Lemma 8.4.2 (9)], which allows us to pass to , and the fact that there is one-to-one correspondence between -primary ideals in and , so if is a reduction of a larger ideal, then is a reduction too.
Theorem 6**.**
Let be a formally equidimensional Noetherian local ring. Then for every -primary integrally closed ideal we have .
Proof.
We may pass from to without changing the colength and the integral closedness of . Thus we assume that has an infinite residue field. Let be a minimal reduction of . By Lemma 4, it is enough to show that . This is a consequence of colon-capturing ([21], [18, Theorem 5.4.1]). Namely, it is clear that , and for we can use induction to see that
[TABLE]
Example 7**.**
The equidimensionality assumption in Theorem 6 is necessary. Let and consider the ideal . One can check that this ideal is integrally closed, has multiplicity , and colength .
3. Limit closure, integral closure, and the main result
In this section we study a relation between multiplicity and the colength of limit closure, and we prove our main result. As a byproduct of our methods, we also recover some results in [5] and [10].
Definition 8**.**
Let be a Noetherian local ring and let be a system of parameters of . The limit closure of in is defined as
[TABLE]
We will write if is clear from the context.
We note that is the kernel of the natural map : since with connection map multiplication by , maps to [math] in if and only if for some , that is, . In particular, limit closure of an ideal generated by a system of parameters is independent of the choice of the generators. In general, limit closure is hard to study: Hochster’s monomial conjecture/theorem simply says that is not the unit ideal. This was proved by Hochster in the equal characteristic case [12] and was proved by André in mixed characteristic [1].
The next theorem is a crucial ingredient towards proving our main result. It follows from [5, Theorem 3.1]. But we provide a different and simpler proof.
Theorem 9**.**
Let be a Noetherian local ring of dimension . Then for every system of parameters , we have
[TABLE]
Moreover, if is unmixed and is a homomorphic image of a Cohen–Macaulay ring, then the equality holds for one (equivalently, all) system of parameters if and only if is Cohen–Macaulay.
Proof.
The first assertion is well-known (for example, see [4, Lemma 2.3]). The point is that, by Lech’s formula [19], . We can filter by ideals generated by monomials in , and it is easy to check that each factor maps onto .222For example, if , the we have a filtration , the -th factor , since by definition, . In the general case, each factor looks like where is an -primary ideal generated by monomials in such that for some , i.e., at least one exponent is bigger than that appearing in . Now for every , we have . Pick that is larger than all and multiply this equation by we get by the assumptions on . Hence and thus .
Now we prove the second assertion. We may assume the residue field of is infinite. We proceed by induction on . If the assertion is obvious. If , the statement follows from [7, Theorem 1.5].333Note that the “unmixed” assumption in [7, Theorem 1.5] means formally unmixed in our context, and if is a homomorphic image of a Cohen–Macaulay ring, then is unmixed implies is formally unmixed [2, Theorem 2.1.15]. Now we assume , it follows from [6, Proposition 4.16] that if is general, then is equidimensional and on the punctured spectrum. Let . We know that is unmixed. Since has finite length and is a general element in , we have
[TABLE]
Replacing if necessary, we may assume that form a system of parameters of , and thus form a system of parameters on and . By [7, Theorem 1.2 and Proposition 2.7] , we know that . Moreover, if , then
[TABLE]
This implies that the pre-image of in is contained in . Thus we have
[TABLE]
and so we must have equalities all over. Therefore is Cohen–Macaulay by the induction hypothesis, and it follows that for .
Finally, since is unmixed, is a regular element, so the sequence
[TABLE]
is exact and induces the exact sequence
[TABLE]
Because is unmixed, has finite length. The sequence above then implies that . Thus is Cohen–Macaulay, so is Cohen–Macaulay. ∎
Using limit closure we recover the main result of [10, Theorem 1.2], see also [3, Corollary 1.9 and Remark 1.10].
Corollary 10**.**
Let be an equidimensional Noetherian local ring of characteristic which is a homomorphic image of a Cohen–Macaulay ring. Then for any system of parameters of we have . Moreover, if, in addition, is unmixed, then the equality holds for one (equivalently, all) system of parameters if and only if is F-rational.
Proof.
The first assertion follows from Theorem 9 and colon-capturing: , see [16, Theorem 2.3 and Remark 5.4]. If is unmixed and equality holds, then by Theorem 9, is Cohen–Macaulay and thus . Hence , so is F-rational by [8, Proposition 2.2]. ∎
We next show that limit closure is contained in the integral closure in all characteristics using the existence of big Cohen–Macaulay algebras.
Theorem 11**.**
Let be a formally equidimensional Noetherian local ring, then for every system of parameters we have
[TABLE]
Proof.
We may assume that is complete. To check whether an element is in the integral closure, it is enough to check this modulo every minimal prime of . Since is equidimensional, is still a system of parameters modulo every minimal prime of . So if is in , then this is also true modulo every minimal prime of . Therefore we reduce to the case that is a complete local domain.
Now let be a big Cohen–Macaulay -algebra, whose existence follows from [14] and [15] in equal characteristic, and from [1] (see also [11]) in mixed characteristic. If , then for some . It follows that
[TABLE]
since is a regular sequence on .
Thus it is enough to prove that is contained in . In fact, is contained in for every ideal of : since is a complete local domain and is a big Cohen–Macaulay algebra, is a solid -algebra in the sense of [13, Corollary 10.6], thus is contained in the solid closure of , but solid closure is always contained in the integral closure by [13, Theorem 5.10]. ∎
Corollary 12**.**
Let be a Noetherian local ring that is formally equidimensional. Then for every -primary integrally closed ideal , we have . Moreover, if, in addition, is formally unmixed and equality holds for some , then is regular.
Proof.
We may assume that is complete with an infinite residue field by Remark 5. Let be a minimal reduction of . By Theorem 9 and Theorem 11,
[TABLE]
Now if is formally unmixed and , then so by Theorem 9, is Cohen–Macaulay. But then and hence , so is regular by [9, Corollary 2.5]. ∎
We would like to note that [9, Theorem 1.1] shows that an integrally closed -primary parameter ideal in a regular ring has the form where are minimal generators of .
Example 13**.**
One might ask that, in a formally unmixed Noetherian local ring , whether for a system of parameters already implies is regular. However this is not true in general: Let . Then is complete, unmixed, has dimension , with and . Let be a minimal reduction of . It follows from [7, Theorem 1.5] that , so .
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