Revisiting the Hamilton theory for second order Lagrangian
Israel A. Gonz\'alez Medina

TL;DR
This paper proposes a novel Hamiltonian formulation for second order Lagrangian systems that eliminates Ostrogradsky's instabilities by redefining canonical momenta and introducing new constraints, leading to more stable dynamics.
Contribution
It introduces a new definition of second order canonical momentum and a set of Hamilton equations that remove Ostrogradsky's instabilities in higher order Lagrangian theories.
Findings
New second order Hamilton equations derived.
Constraints depend only on velocities, removing instabilities.
Canonical variables identified as poles of constraints.
Abstract
The Hamilton theories for higher orders classical Lagrange functions result on a well known Ostrogradski's instabilities. In this work, we propose a different definition for the second order canonical momentum and obtain a new set of second order's Hamilton equations. The identity transformation introduces a new set of constraints depending only on the set of velocities of all particles and removing the Ostrogradsky's instability. The evolution of the system identifies a new set of canonical variables as the poles of the constraints. The second order momentum shows to be the generator for the negative displacement of poles of such constraints. The momentum first order momentum remains as the generator for the displacement of the coordinate.
| Equations | Variables | Degree of freedom | |
|---|---|---|---|
| Lagrange |
equation:
|
5- +1 initial values:
|
5+1 - 1 = 4+1 |
| Hamilton |
equations:
|
8- +1 initial values:
|
8+1 - 3 = 5+1 |
Peer Reviews
No public reviews on file for this paper yet. If you reviewed it on a platform where reviews are public (OpenReview, ICLR, NeurIPS, ICML), you can paste yours below so the community can read it here.
Videos
No videos yet. Explain this paper in a talk, walkthrough, or lecture? Add one.
Taxonomy
TopicsNoncommutative and Quantum Gravity Theories · Cosmology and Gravitation Theories · Black Holes and Theoretical Physics
Revisiting the Hamilton theory for second order Lagrangian
Israel A. González Medina
Instituto Superior de Tecnologias y Ciencias Aplicadas.
Universidad de la Habana.
Cuba
Abstract
The Hamilton theories for higher orders classical Lagrange functions result on a well known Ostrogradski’s instabilities. In this work, we propose a different definition for the second order canonical momentum and obtain a new set of second order’s Hamilton equations. The identity transformation introduces a new set of constraints depending only on the set of velocities of all particles and removing the Ostrogradsky’s instability. The evolution of the system identifies a new set of canonical variables as the poles of the constraints. The second order momentum shows to be the generator for the negative displacement of poles of such constraints. The momentum first order momentum remains as the generator for the displacement of the coordinate.
Introduction
Theories with higher order Lagrangians have been explored along the evolution of physics. They are proposed as solutions from alternative theories of gravitation[1] to fundamental particle theories [2]. Individually, theories of second-order Lagrangian rise a remarkable interest because they are renormalizable [3] in four dimensions.
However, while the Lagrangian has no physical meaning, while Hamiltonian provide more in-depth knowledge of the classical mechanic structure and sets equals status for coordinates and momenta as independent variables. Also, Hamiltonian is related to essential system features such as energy and also provide significant relations between symmetry and conservation laws. Because of that a problem arise when second order Lagrangians problems are described with under the Hamilton approach. Indeed, as a consequence of a theorem of Mikhail Ostrogradsky, nondegenerate Lagrangians with higher order time derivatives lead to ghost-like instabilities, also known as Ostrogradski instabilities [4]. This behavior results in a linearly unstable Hamiltonians in such a way that they cannot be eliminated by partial integration. By far, this the the greatest restriction is the obstacle to including higher time derivatives in the canonical formalism of nondegenerate higher derivative Lagrangians.
In our case, the main motivation is to find the Hamilton equations for the second order Lagrangians obtained after considering the mass of the particles as variables magnitudes. The Lagrangians form part of a more general proposal for the quantum description of the isolated particle systems with -particles with variable masses and connected by a field with variable form (-VMVF systems). The proposal revise the Lagrange theory for the referred physical systems whose start point is the noncompliance of the second Newton law for variable mass. This fact lead to the proposal for an extension of the D’Alembert principle. One consequence of this analysis is that particle can be isolated when mass is a variable quantity.
The pre-print version of the entire proposal for the construction of the Quantum Theory including masses and field as unknown functions can be found in the article entitled “A new proposal for a quantum theory for isolated n-particle systems with variable masses connected by a field with variable form” [5]. The pre-print version of the revision of the Lagrange theory for those systems can be found in the article entitled “Revisiting the Lagrange theory for isolated n-particle systems with variable masses connected by an unknown field” [6].
This work covers the second item of the methodology of developing the Hamilton theory for second order Lagrangian of those systems and it propose a different construction for it removing the referred instability.
1 The Ostrogradsky’s construction of the Hamiltonian for the second order Lagrangian
For the treatment of higher derivative systems, Ostrogradsky generalizes the construction of the Hamilton function [4]. In this section, we briefly expose his main ideas for the second order Lagrangian.
Let us consider the extended Lagrange equation for a single particle [7]:
[TABLE]
describing a system whose Lagrange function non degenerately depends on , which implies that the Hessian . In this case, the four derivative’s term can be expressed as a function of the others as
[TABLE]
or what is the same, the solution depends on four quantities of initial data
[TABLE]
This solution indicates the existences of four canonical variables in the phase space. Ostrogradsky [4] propose to define these variables as
[TABLE]
The nondegeneracy of the Lagrange function implies that can be solved in terms of excluding momentum , which is only needed for the third derivative.
Ostrogradsky’s Hamiltonian is obtained using the Legendre transformation
[TABLE]
The Hamilton equations are
[TABLE]
The first two equations reproduce the phase space transformation and while the others show that the evolution of momentum depends on the evolution of . The equations exhibit the time evolution of the system generated by Ostrogradsky’s Hamiltonian. Lagrangian is also the conserved Noether current when it contains no explicit dependence of time [2].
The Ostrogradsky’s Hamiltonian 5 is linear in the canonical momentum , which means that there is instability. The instability also is manifested because the Lagrangian depends on fewer coordinates than the defined canonical coordinates. The method mixtures the derivatives because the new canonical variables involve combinations of values in equation 3. This feature unnecessarily obscures the physical meaning of the future canonical variables in systems and entangle the quantization of the phase space structure.
The Hamiltonian of a nondegenerate higher derivative theory obtained by Ostrogradsky’s is unbounded below, and above. The Ostrogradsky’s instability implies that [2]:
The dynamical variable is provided with a special time dependence
- 2.
Same higher derivative dynamical variable carries both positive and negative energy creation and annihilation operators.
- 3.
Empty states can decay into a set of positive and negative energy excitation. One consequence of this is that vacuum can decay!!
- 4.
In the continuum field theory, the vast entropy at infinite 3-momentum will make the decay instantaneous
- 5.
Degrees of freedom with large 3-momentum do not decouple from low energy physics on interacting systems.
A single, global constraint on the energy functional is insufficient to mitigate the effects of the Ostrogradski instability.
2 The second order Hamilton equations
We propose a different construction than Ostrogradski and start by writing the total time derivative of a general second-order Lagrangian:
[TABLE]
Including the second order Lagrange equation [7]
[TABLE]
we obtain
[TABLE]
After some derivative steps we have:
[TABLE]
or
[TABLE]
We can define an second order energy function
as:
[TABLE]
where
[TABLE]
If Lagrangian doesn’t explicit depend on time, then will remain constant in time. We can define the first and second order momenta
[TABLE]
so the energy function is written as
[TABLE]
The previous definitions for the canonical variables provide a clear structure of the phase space, hence, a simplified underlying symplectic geometry.
If we compute the total differential for the energy function
[TABLE]
and substitute the momentums and definitions, we obtain
[TABLE]
were we use the relation
[TABLE]
We can define the function
[TABLE]
as a function depending only on variables , whose differential is
[TABLE]
The differential of function can be also written as
[TABLE]
from we obtain relations:
[TABLE]
Mathematically speaking, the set of second-order second order Hamilton equations replace the set of four-order second order Lagrange equations.
We are in the presence of a problem where the energy function is different from Hamiltonian. This issue is in contrast to the classical mechanic where both functions are the same if there is no explicit time dependence on Hamiltonian. In that case, the energy function is the energy of the system, while Hamiltonian is the generator of the evolution of the system with time.
Since index summation stands for particle iteration on both second-order Lagrangian and Hamiltonian, we can also define the particle energy function as:
[TABLE]
In this case, particle energies are no longer constant with time. Only its summation over all particles remains invariant.
We summarize the so far obtained equations in the table 1. Note that the present proposal for the second order Hamiltonian has more degrees of freedom that the Lagrange approach, which resembles the Ostrogradsky’s instability. This fact means that another set of equations is needed for the correct description of the system. The requested equations are obtained in the next sections.
3 Canonical transformations
The Hamilton theory’s basics concepts have an essential role in the construction of modern theories as quantum mechanics. One of them is the canonical transformation, which is the base to determine one of the main components in the modern quantum formalism: the operator. After obtaining the second order Hamilton equations, we will be able then to define the canonical transformations for -VMVF systems depending on the second-order derivative of generalized coordinates .
Canonical transformations are said to be the standard transformations of the system going from one set of coordinates to another while the second order Hamilton equations 24 are preserved. Under the Hamiltonian formulation, the transformation of the system involves the simultaneous changes of the variables , and into a new set , and with the following (invertible) transformations equations:
[TABLE]
where , and satisfy:
[TABLE]
being the new transformed Hamiltonian. The transformation may include a factor which describes a more global transformation known as ”scale transformation.” Here we assume .
The function must also satisfy the least action principle:
[TABLE]
where the bars symbols stand for the group of variables. Also, , , and satisfy:
[TABLE]
Both integrand are not equals. Instead they are connected by the relation:
[TABLE]
where is any function depending on the coordinates of the phase space with continuous second derivatives. The contribution of function to the variation of the action integral occurs only at the endpoints. The time derivative
[TABLE]
shows that if the function depends on the old and the new canonical variables, its variation is zero since canonical variables have zero variations at the endpoints.
The relations 26 connect the old and the new coordinates then, function shall depend on a combination of such type of coordinates up to the total value of . Let’s suppose that the transformation function has the dependency. We can introduce, with no loss of generality, more variables - and - to function. Its dependency now is . and variables are not independent on function , in fact, we need more relations for function keep its original variables . We have relations from the straight time derivative of relations 26:
[TABLE]
Others relations will be obtained later in the study of the identity transformation.
Substituting in equation 30 we obtain:
[TABLE]
Since the old and new coordinates are separately independent, the equation holds if each coefficient of , , and vanish, from where we obtain:
[TABLE]
Another transformation can be a different function depending on the new momentum as . We can obtain the new function from function using the D’Alembert transformation as
[TABLE]
We can also expand the function with the variables and to the function , being and , not independent variables. Again we will need 2- more relations for the added variables, so the former function depends only on the initials variables as . Same as the previous case, we have the relations given by the straight time derivative of the transformation relations 26 shown in equation 32. The others relations will be obtained once we study the Identity transformation for this type of functions.
The relation between the two Hamiltonians for this type of functions, equation 33, can be written as:
[TABLE]
The coefficient of the terms , , and must vanish, leading to equations:
[TABLE]
We proceed now to define the identity transformation. Let us consider this canonical transformation as a function type. In that case, the most straightforward Identity transformation has the form
[TABLE]
From were the vanishing coefficients of equations 37 result in
[TABLE]
The first five equations of equations 39 shows that the old and the new coordinates are the same, probing function 38 being a suitable candidate for identity transformation. In the obtaining of the transformation equation for functions and , we added variables and as a dependent set of variables. We stated that still more relations are needed between these coordinates, so the transformation is successfully described. Last set equation of 39 are those wanted relations. However, the obtained set of equations, are not acceptable solutions to our problem.
We instead, propose the identity transformation as:
[TABLE]
where is the -component of a function depending of all that satisfied:
[TABLE]
being constants. For this transformation, we obtain the relations:
[TABLE]
The equations 43
[TABLE]
are the remaining relations needed for variables , being the only independent degrees of freedom in function . Once the forms of the correlation functions are defined, they set relations between the generalized velocities. These new constraints reduce the number of canonical variables equals the number of the variables on the Lagrange approach, removing the Ostrogradsky’s instability.
If the particle system has only one particle, the only possible solution for , according to the definition , is precisely the restriction we imposed: . Even, we restricted this solution, is worth analyzing the implications of it. Our proposal for the definitions of the canonical variables We already state that is not an allowed solution to our problem. That means that we cannot define an identity transformation for a one particle system depending on . This result is consistent with one of the conclusion arrived on the works that precede and motivate this proposal [5, 6]. Indeed, the ’s dependency appears in the problem described on the referred works when mass is assumed as a variable quantity without any restriction. It is well known that this assumption leads to the noncompliance of the second Newton law for one isolated particle, because of the violation of the relativity principle under a Galilean transformation [8]. We proposed that, for an isolated particle system, such violation can be suppressed by the action of the mass’s variation of the others particle. Then, an isolated particle system whose mass of the particle varies must include at least two particles or the particle. The above result reinforce these predictions.
4 Infinitesimal canonical transformations
We study now the infinitesimal canonical transformations were new variables differ from the old ones just by infinitesimals. In that case, the transformation equations 26 have the form:
[TABLE]
where , and are the real displacements of each variable, respectively. The infinitesimal canonical transformation can be written as the sum of the identity transformation plus an infinitesimal function. In the case of transformations describe with type functions, they have the form
[TABLE]
being an infinitesimal parameter for describing the magnitude of the transformation and is a differentiable function with arguments known as the generator of such transformation. After applying equations 37, we obtain the transformation relations:
[TABLE]
The infinitesimal canonical transformation generated by the generalized new momentum
[TABLE]
result in the coordinates variations
[TABLE]
The set of equations shows that the generator transforms the system displacing only of coordinate if parameter is the displacement value. This fact settles the generalized momentum as the generator of the displacement of its own coordinate, coincident with the first order theory of Hamilton.
The transformation of the system with the new momentum as the generator of the transformation
[TABLE]
is described by the coordinates changes:
[TABLE]
According to this results, the generator transforms the system keeping unaltered the variables and , an modifying the value of the right member of the equation to the infinitesimal displacement value.
We define the new variable as the value of the correlation -function at any time. The form of the correlation functions remain unchanged across the evolution of the system, but their value will vary as .
The obtained equations 43, show that all resulting values are zero in the identity transformation, . Then, the last equation of 50 can be written as
[TABLE]
The second order momentum can be interpreted, then, as the generator of a negative displacement of the value of correlation functions, . Being the correlation function a constraint involving all particle of the system, we can conclude that the new momentum is the generator of collective action of the system. This behavior is in agreement with our initial supposition where the violation of the Newton second law, introduced by the terms proportional to , will be suppressed by the coordinate action of all the particles of the system.
Another important canonical transformation is
[TABLE]
The infinitesimal changes in the variables of the system are
[TABLE]
On the other side, the time derivative of the function is
[TABLE]
where we use the definition of function 41. The last relation of equations 53 can be rewritten then as:
[TABLE]
If parameter is the infinitesimal time interval , then the generator function of equation 52, evolves all variables of the system with time and also change the value of correlation functions, , in the negative direction.
The negative time evolution for quantities is consistent with previous results where momentum generate a negative displacement for the value of the correlation -function. According to that, in a time interval , , as part of the previous time generator, evolve with time from value to . These values generate the negative displacement of the value of the correlation functions and respectively, with an effective displacement of or . Then, being positive, the positive evolution of momentum evolve the quantity negatively.
The generator 52, expressed in the old set of coordinates has the form:
[TABLE]
We can approach . In this case, the system time generator 56 is written as
[TABLE]
or using equation 54
[TABLE]
5 Final second order Hamilton equations
With the introduction of the correlation functions as new constraints for the time derivative of the canonical variable and the identification of its poles as a variable that evolute with the system, we replace our former second order Hamilton equations eq. 24 by
[TABLE]
6 Conclusions
We considered the construction of the second order Hamiltonian from a second order Lagrangian. The definition of the canonical variables is different than Ostrogradsky’s, hence the difference with the Hamilton equations. However, it provides a clean structure of the phase space and a simplified underlying symplectic geometry. The new definition still reproduces Ostrogradsky instability. It is the Identity canonical transformation that reveals the existence of constraints depending only on the generalized velocities. The form of the correlation functions is fixed, and they should be chosen according to the studied system. The set of constraints removes the Ostrogradsky instability as the number of variables in the phase space matches the number of variables of the configuration space.
The canonical transformations of second order Hamiltonians show that the generalized linear momentum remains as the generator of the displacement of the generalized coordinate, while the new momentum is the generator of a negative displacement of the pole of the correlation functions.
7 acknowledgments
I would like to express my deep gratitude to my mentor and personal friend Professor Dr. Fernando Guzmán Martínez, for their guidance, encouragement, and critiques. I like to acknowledge professor Dr. A. Deppman for his teaching, advice and comments on this work. I also recognize the support from Dr. Yoelvis Orozco, Dr. Juan A. García, Dr. Yansel Guerrero and Dr. Rodrigo Gester.
The reference list from the paper itself. Each links out to its DOI / PubMed record.
- 1Langlois and Noui [2016] D. Langlois and K. Noui, JCAP 1602 (02), 034, ar Xiv:1510.06930 [gr-qc] . · doi ↗
- 2Woodard [2015] R. P. Woodard, Scholarpedia 10 , 32243 (2015) , ar Xiv:1506.02210 [hep-th] . · doi ↗
- 3Stelle [1977] K. S. Stelle, Phys. Rev. D 16 , 953 (1977) . · doi ↗
- 4Ostrogradsky [1850] M. Ostrogradsky, Mem. Acad. St. Petersbourg 6 , 385 (1850).
- 5Medina [2018 a] I. A. G. Medina, (2018 a), ar Xiv:1811.12175 [quant-ph] .
- 6Medina [2018 b] I. A. G. Medina, (2018 b), ar Xiv:1903.04916 [quant-ph] .
- 7Courant and Hilbert [1953] Courant and R. Hilbert, Methods of Mathematical Physics (Interscience, 1953).
- 8Plastino and Muzzio [1992] A. R. Plastino and J. C. Muzzio, Celestial Mechanics and Dynamical Astronomy 53 , 227 (1992) . · doi ↗
