Borexino and General Neutrino Interactions
Amir N. Khan, Werner Rodejohann, Xun-Jie Xu

TL;DR
This paper uses Borexino solar neutrino data to set new constraints on all types of neutrino-electron interactions, including for tau neutrinos, extending the search for new physics to TeV scales.
Contribution
It provides the first constraints on tau neutrino interactions and improves existing bounds for electron and muon neutrinos using Borexino data.
Findings
New limits on all neutrino-electron interaction types.
First constraints on tau neutrino interactions.
Potential for future improvements with next-generation experiments.
Abstract
We derive constraints on all possible general neutrino-electron interactions (scalar, vector, pseudoscalar, axialvector and tensor) using the recent real time Borexino event rate measurements of , and solar neutrinos. The limits improve several previous ones from TEXONO and CHARM-II for incoming electron and muon neutrinos, and are the first ones for the tau flavor. Future improvements by next-generation solar neutrino experiments are also studied. The limits extend the physics reach of solar neutrino measurements to TeV-scale physics. Finally, the different properties of the new interactions for Dirac and Majorana neutrinos are discussed.
| flux | event rate (phase-I) | event rate (phase-II) | Our prediction | %age error (theo.) |
|---|---|---|---|---|
| parameter | bounds | bounds ( | best-fit ( | best-fit | SM | SM |
|---|---|---|---|---|---|---|
| Dirac: | Dirac: | Majorana: | Majorana: | |
|---|---|---|---|---|
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Borexino and General Neutrino Interactions
Amir N. Khan a,b
[email protected], [email protected]
Werner Rodejohann a
Xun-Jie Xu a
aMax-Planck-Institut für Kernphysik, Postfach 103980, D-69029 Heidelberg, Germany
bTheoretical Physics Department, Fermi National Accelerator Laboratory, P.O. Box 500, Batavia, IL 60510, USA
Abstract
We derive constraints on all possible general neutrino-electron interactions (scalar, vector, pseudo-scalar, axial-vector and tensor) using the recent real time Borexino event rate measurements of , and 7Be solar neutrinos. Some of the limits improve from TEXONO and CHARM-II for incoming electron and muon neutrinos while the rest remains weaker for Borexino and those for the tau flavor are the first ones. Future improvements by next-generation solar neutrino experiments are also studied. The limits extend the physics reach of solar neutrino measurements to TeV-scale physics. Finally, the different properties of the new interactions for Dirac and Majorana neutrinos are discussed.
I Introduction
Precision studies in neutrino physics allow to tighten the parameters of the standard three neutrino paradigm Tanabashi et al. (2018). Indeed, the precision on the parameters of the PMNS matrix approaches the one of the corresponding CKM parameters, see e.g. De Salas et al. (2018). Moreover, effects of new physics beyond the standard paradigm can be tested.
In this paper we will analyze the possible presence of neutrino-electron interactions beyond the usual structure within the Standard Model. Since neutrinos are often considered a prime window to new physics, it is natural to assume such new interactions for neutrinos. Taking a general parametrization originally studied in Refs. Rosen (1982); Shrock (1982); Kayser and Shrock (1982), which considers all Lorentz-invariant possibilities (scalar, vector, pseudoscalar, axialvector and tensor)111It is interesting to point out that since Majorana neutrinos do not have flavor-diagonal vector and tensor interactions, a study of electron-neutrino cross sections, in principle, allows to distinguish Dirac from Majorana neutrinos Rosen (1982); Kayser and Shrock (1982); Rodejohann et al. (2017). We will expand more discussions on this issue in Sec. V.
in neutrino-electron scattering, we exploit the Borexino solar neutrino measurements Bellini et al. (2011, 2012, 2014a, 2014b); Agostini et al. (2017) to set limits on the size of the new interactions. While new vector interactions are quite often studied, known as non-standard interactions Davidson et al. (2003); Ohlsson (2013); Farzan and Tortola (2018); Esteban et al. (2018), different Lorentz structures are largely unexplored (neutrino interactions with a structure different from vector do not lead to observable matter effects in neutrino oscillations Bergmann et al. (1999)). Some existing studies can be found in Healey et al. (2013); Sevda et al. (2017); Lindner et al. (2017); Heurtier and Zhang (2017); Rodejohann et al. (2017); Papoulias and Kosmas (2018); Yang and Kneller (2018); Aristizabal Sierra et al. (2018); Bischer and Rodejohann (2019a); Blaut and Sobkow (2018); Ge and Parke (2019); Bolton and Deppisch (2019); Link and Xu (2019); Bischer and Rodejohann (2019b).
We will employ the Borexino measurements of low energy , and 7Be solar neutrinos. As the originally produced electron neutrinos oscillate to muon and tau neutrinos, this allows to set limits on general interactions of all flavors. Previously, limits on general neutrino-electron interactions were obtained in Ref. Rodejohann et al. (2017) using TEXONO Deniz et al. (2010a) and CHARM-II Vilain et al. (1994) data for electron and muon neutrinos, respectively. We will improve several of those limits, and set the very first ones on general tau neutrino interactions. Possible future limits by upcoming of hypothetical solar neutrino measurements are also estimated. If percent-level coupling strengths are measured, and the new interactions are interpreted in terms of new exchanged bosons, then new physics of weak and TeV scales is tested by solar neutrino experiments.
The paper is structured as follows. In Sec. II we set up the formalism of neutrino-electron scattering with general interactions. Section III describes the data and fit procedure that we follow, with the results being discussed in Sec. IV. We also address the differences between Dirac and Majorana neutrinos in this framework in Sec. V, conclusions are drawn in Sec. VI.
II Neutrino-electron scattering in the presence of
general neutrino interactions
In this section we lay out the general formalism to describe general neutrino interactions relevant for elastic neutrino-electron scattering. Starting with the Standard Model (SM), we have neutral current (NC) and charged current (CC) interactions between the target electrons and the three flavors of neutrinos. To be specific, in the SM, -scattering involves the CC and NC interactions, while -scattering depends only on NC interactions. The effective SM Lagrangian for the NC interactions is given as
[TABLE]
where the vector and axial vector couplings are
[TABLE]
For the CC interactions, after a Fierz transformation one can write (flavor indices are suppressed)
[TABLE]
We are interested here in new neutrino physics that may show up in the form of general neutrino interactions. With this we denote new interactions for neutrino-electron scattering, that can be scalar, pseudoscalar, vector, axialvector or tensor. The effective four-fermion interaction Lagrangian is
[TABLE]
where are the five fermion operators, corresponding to Scalar (), Pseudoscalar (), Vector (), Axialvector () and Tensor (), respectively. Furthermore, following the convention in Ref. Rodejohann et al. (2017), we have for and for . Including the factor for the interactions is necessary to have and real. We assume that and are hermitian matrices, i.e., and , so that Eq. (4) is self-conjugate222Otherwise the hermitian conjugate () term should be added, which again leads to hermitian and .. Possible phases of the and matrices are ignored in what follows.
For Majorana neutrinos some of the interactions in Eq. (4) cannot be written in terms of Majorana spinors. More specifically, in this case, the vector and tensor interactions with for each generation should vanish (i.e., ), which is a known property of Majorana spinors Rosen (1982); Dass (1985); Bergmann et al. (1999). However, considering three generations of neutrinos, such interactions can still exist for . Nevertheless, for Majorana neutrinos, the parameter space of the general Lorentz-invariant interactions is smaller than the one for Dirac neutrinos. Our analyses will be focused on Dirac neutrinos, we will address the difference to the Majorana case in Sec. V. Furthermore, we focus on flavor diagonal interactions, i.e. we constrain and .
The limits on the off-diagonal terms will be very similar to the diagonal ones for scalar, pseudo-scalar and tensor interactions due to the absence of interference with the SM. For vector or axial-vector interactions, this case has been well-studied in the context of the usual NSI in Ref. Khan and McKay (2017) for the Borexino data.
In general the new interactions of Eq. (4) are added to the SM interactions in Eqs. (1) and (3). The differential cross section of neutrino-electron scattering is found to be Rodejohann et al. (2017):
[TABLE]
where is the electron mass, is the neutrino energy and is the electron recoil energy. The parameters , , and are defined as (given here for complex parameters and ignoring flavor indices for simplicity)
[TABLE]
To recover the explicit flavor indices, one only needs to add subscripts αβ to all quantities in Eq. (II); in addition one has
[TABLE]
Note that the SM couplings appear only in , and . The term proportional to is a pure new physics term that contains no SM contribution.
We restrict our analysis to the total event rates. In this case the total cross sections in terms of the maximum recoil energy of electrons are the relevant observable. We can obtain the total cross section from Eq. (5) as
[TABLE]
where . Here we have MeV for the continuous pp spectrum, and = 0.862 MeV (1.44 MeV) for neutrinos from 7Be (pep) reactions, respectively. For each spectrum we have reproduced with good agreement the expected event numbers quoted by Borexino in Bellini et al. (2014a). More details will be discussed in Sec. III.2. It is important to note that the term proportional to in Eqs. (5) and (8) is suppressed by the kinematic factor proportional with respect to . This naturally leads to a relatively tighter constraints on the parameters related to . For anti-neutrinos and are replaced with each other in the cross sections.
As stated earlier, the cross sections in principle contain contributions both from flavor conserving and flavor violating processes. For simplicity, we will restrict ourselves to the flavor conserving case at the neutrino vertex, i.e. and scattering. As a consequence there are interference terms for the SM and new physics terms in the cross sections in Eqs. (5) and (8). Regarding those interference terms, note that there is no interference of the vector/axial terms with the scalar/pseudoscalar/tensor-type interaction terms. All such terms cancel out in the cross amplitude terms due to the products of the odd number of gamma matrices for vector/axial currents with the even number of gamma matrices in the scalar/pseudo-scalar/tensor current. Thus, the scalar, pseudo-scalar and tensor interactions are independent of the vector and axial-vector currents and in particular do not interfere with the SM interactions. We will discuss this point in more detail in Sec. V.
III Searching for exotic interactions in solar neutrino
experiments
In this section we give details of the solar oscillation probabilities, event rate calculations and the statistical model used for our analysis.
III.1 Solar Neutrino Oscillation Probabilities
As solar neutrinos change their flavor from production to detection, we need to consider the survival probabilities for the , and neutrinos that we will use for our model to fit with the data. We follow the notation from Khan and McKay (2017). If there were no matter effects, the oscillation amplitude would be , where are mass indices while and are the flavor indices. Summation over the mass indices is implied. Here is the neutrino mixing matrix and is the diagonal phase matrix X\= diag, where the oscillation length is defined as . Thus, the solar neutrinos oscillation probability would read
[TABLE]
Due to the very large distance between Sun and Earth we can take the averaged oscillation probability as
[TABLE]
Expressed in terms of mixing angles, the averaged probability for solar neutrinos is = + , where and in the commonly used notation Tanabashi et al. (2018).
Matter effects are important for precision studies, and depend on energy. Solar neutrinos from the low energy reaction, which has a continuous spectrum with energy MeV, witness very little matter effects. The probability has less than a percent difference from the path-averaged expression in Eq. (10). However, for the somewhat higher energy discrete spectra of 7Be and neutrinos ( and MeV, respectively), the matter effects are still small, up to -, but not entirely negligible. Therefore, we include the small modifications due to matter effects according to
[TABLE]
where
[TABLE]
is the effective mixing angle inside the Sun, is the electron number density at the center of the Sun, is the electron density in the resonance region, is the solar mass-squared difference, is the solar mixing angle and is the Fermi constant. For the continuous spectrum, we use the electron density at average production point in the above expressions and assume an exponential decrease of the density outward from the core in the analytic approximations as discussed in detail in Ref. Lopes and Turck-Chieze (2013). This is an excellent approximation for Bahcall et al. (1995).
Taking the current best-fit values of the oscillation parameters Tanabashi et al. (2018), we find the vacuum value , which is modified to for , for and for neutrinos in the case of matter effects.
III.2 Borexino, Event Rate Calculations and the -model
We will consider five measurements made by the Borexino experiment since 2007 both in phase-I Bellini et al. (2011, 2012) and phase-II Bellini et al. (2014a, b); Agostini et al. (2017) runs. The pp spectrum was measured in phase-II only, 7Be and pep spectra were measured in both phase-I and phase-II with an extensively purified scintillator in phase-II between December 2011 and May 2016 for total of 1291.51 days. The data obtained from the experiment is given in Table 1.
For all five measurements we take the number of target electrons per 100 tons, = , as quoted in Ref. Agostini et al. (2017), while taking the reaction flux from Ref. Bahcall et al. (1995)333The details of the pp flux calculation have been summarized in the Appendix of Ref. Khan and McKay (2017).. Since the 7Be and fluxes have discrete spectra, we treat them as delta functions in our analysis to evaluate the rate in Eq. (13), see below. In addition, as discovered by all BOREXINO experiments that the data mostly favor the high-metallicity SSM, we use only the high-metallicity fluxes for our analysis to constrain our parameters. The high-metallicity SSM flux values we use are cm*-2* s*-1* at MeV and cm*-2* s*-1* at 1.44 MeV in our calculations. Nevertheless, to investigate the discrepancy between the low-metallicity SSM and the data in the context of a specific model beyond the SM would be more interesting. In order to calculate the expected number of events in the Borexino detector, we can write down the expression for total rates as
[TABLE]
where is given in Eq. (11), with the index i indicating whether pp, 7Be or pep neutrinos are considered. The cross sections and are given in Eq. (8). Using the updated values of Higgs and the top quark masses from PDG we have used the results on the radiative corrections of Ref. Bahcall et al. (1995). We find 1.9% decreasing and 1.1% increasing quantum corrections for and scattering, respectively. We have normalized our SM predicted total cross-sections accordingly. Note that we assume in Eq. (13) equal fluxes of muon and tau neutrinos, which corresponds to maximal . This will imply identical limits for the muon- and tau-flavor parameters. For non-maximal there will in reality be slightly different limits. For data fitting, we use the following -estimator to constrain the parameters :
[TABLE]
where runs over the solar neutrino sources pp, 7Be and pep. In Eq. (14), are the experimental event rates observed at Borexino in phase-I and phase-II with the statistical uncertainties for each of the five measurements, while is the predicted event rate corresponding to each experiment, calculated using Eq. (13). The predicted and measured event rates are quoted in Table 1, as well as our calculated values for comparison. We take the neutrino energy window of 100-420 keV for calculating the -neutrino event rate. The obtained results for the SM case are given in Table 1.
In Eq. (14), we also add a penatly term corresponding to each measurement to account for the theoretical uncertainities in the solar flux model for the three solar spectra and from the oscillation parameters, mostly from since and are known very well. In Table 1 we quote the percentage uncertainties for each spectrum using Borexino’s predicted event rates. We use the predicted percentage uncertainties as the constraints () on the pull parameters (). Since the five measured event rate values given in Table 1 are already background-subtracted we do not include any background terms in our -model. Additionally, since we are working with the event rates we are less affected by details of the detector energy resolutions or detector response, etc.
As stated earlier, since we are using a simple** **-model that is based on the total event rate analysis corresponding to each low energy component of the solar spectrum, we consider only the statistical uncertainties and do not take into account the experimental correlated or uncorrelated systematic errors. The statistical analysis we have implemented here has already been used for phenomenological new physics studies in Refs. Deniz et al. (2010b); Khan and McKay (2017) and others. The validity of the -model used here has been cross-checked for estimating the neutrino magnetic moments for the same data in Ref. Khan (2019). The results of that work are in good agreement with those obtained by Borexino in Ref. Agostini et al. (2017) for phase-II data. As an explicit comparison, the analysis from Ref. Khan and McKay (2017) applied to phase-II data without CNO data gives for the weak mixing angle , to be compared to Borexino’s result Agarwalla et al. (2019) of . The limits we will present in what follows are therefore conservative.
We emphasize that full agreement between our results and Borexino’s result of the vector and axial vector parameters Agarwalla et al. (2019) cannot be anticipated since we are not including the CNO data in our analysis as the direct rate measurement by Borexino is not available, we rather use data from phase I and phase II while Borexino uses only phase II data. Also, since the spectrum of 210Bi and 85Kr as backgrounds coincide with 7Be spectrum that might lead to these mild modifications. Spectral analysis of all the general parameters using full set of the Borexino’s data is beyond the scope of this work. In the analysis we use the values of masses and mixing angles from PDG Tanabashi et al. (2018).
IV Results
Having described our fitting procedure, we present here the results. As the produced electron neutrinos oscillate also to muon and tau neutrinos, we study two scenarios: (i) new interactions appear only for , and (ii) new interactions appear only for (recall that we do not distinguish both flavors).
Fig. 1 shows the result of our -fit for the general interactions of electron neutrinos. The constraints are compared to previous constraints obtained in Ref. Rodejohann et al. (2017) using TEXONO reactor anti-neutrino data. Borexino improves the limits on , , , and .
Fig. 2 shows the fit result for new physics acting only on muon/tau neutrinos. The constraints are compared to a previous constraint obtained in Ref. Rodejohann et al. (2017) using CHARM-II data. Borexino improves the limit on . For and these are the very first limits. The numerical values of the constraints in Figs. 1 and 2 are given in Tabs. 2 and 3.
It is also useful to give constraints on the parameters , , and that appear in the total cross section Eq. (8). The result is given in Fig. 3 and Tab. 4 for electron and muon/tau neutrinos. We have performed here two-parameter fits setting the other two parameters to their SM values. The SM values of these parameters are given in the last two columns of Tab. 4, which in particular is . For future experiments (see Sec. IV.2) we assumed the SM values of and .
IV.1 Comparison with the conventional NSI and other studies
We note that recently BOREXINO collaboration has published constraints on non-standard interactions using phase-II data only Agarwalla et al. (2019). Using the general relation , we translate their bounds in our notation and present them in the 3rd and 4th column of Table II and III for comparison. The difference between the two results can be understood as follows. We use rates of five BOREXINO experiments from both phase I and II while ref. [38] uses only the phase II data. We use a different statistical model for parameter fitting than them. They divide the pull term in their statistical function by a factor of 2. We have assumed the maximal mixing assumption for while ref. Agarwalla et al. (2019) has taken the opposite. An exact comparison would be difficult however given the above differences in approaches and data sets, the agreement is reasonable.
We note that the comparison to previous limits from reactor anti-neutrinos can be partly understood from the form of the cross-section in Eq. (5). The term proportional to is suppressed by about a factor of in the total cross-section with respect to in the energy regime of BOREXINO measurements considered in this work. For anti-neutrinos and are interchanged in the cross section, which means that the solar data is more sensitive to the left-handed neutral currents (), that is, to parameters in the definition of here, while the reactor data is more sensitive to the right-handed parameters (), occurring here in the definition of in Eq. (6). This argument is valid only for -scattering. For the -scatterings, the bounds here are comparable to those from CHARM-II which is sensitive to both left-handed and right-handed couplings. However, as we can see that from Tabs. 2 and 3, solar data give better constraints on tensor interactions while weaker or comparable constraints on scalar and pseudo-scalar interactions.
We note that a recent work Ge and Parke (2019) introduced scalar NSI, similar to in our Eq. (4), to study the matter effect in neutrino oscillation. The strength considered in Ref. Ge and Parke (2019) corresponds to to . Such strong interactions are not compatible with most neutrino scattering data unless they are mediated by very light bosons. The scenario of light mediators has been further investigated in Ref. Smirnov and Xu (2019), which concludes that scalar NSI cannot cause significant effects in current experiments. In our work, we do not consider light mediators and always focus on four-fermion effective operators. Therefore, for scalar interactions not much stronger than the SM interactions (i.e., ), the matter effect is negligible.
IV.2 Future Prospects from solar Data
There are several ideas floating around to further improve the precision on solar neutrino measurements with a precision of 1% or better. The main motivations behind these projects are the determination of the correct metallicity (low or high) solar model and photon fluxes from the Sun, a more stringent test of the LMA-MSW solution of the neutrinos propagating through the solar matter and to explore exotic properties related to the solar neutrinos. One such project is the Jinping experiment Beacom et al. (2017). In addition, future large scale dark matter direct detection experiments can provide precise solar neutrino measurements Baudis et al. (2014); Cerdeño et al. (2016); Aalbers et al. (2016), ideas to use future long-baseline neutrino oscillation far detectors as solar neutrino experiments are also present Capozzi et al. (2018).
As for different types of potential future experiments the precision of the individual solar neutrino sources is different, we conservatively adopt for simplicity that all the three low energy solar neutrino fluxes (, and 7Be) will have been measured with a 1% precision and assume the SM values of the various , or . With this projected precision we simulate our data for the same type and size of Borexino detector and then fit all the parameters in a similar fashion as was done for the real data. The results of this analysis are displayed with red color distributions in Figs. 1 and Fig. 2 and with green color ellipses in Fig. 3.
As clear from Figs. 1 and Fig. 2, and can be read off from Tabs. 2 and 3, the future solar data with 1% precision will improve the current bounds on non-standard vector, axial-vector and tensor interactions by more than one order of magnitude while for the scalar and pseudo-scalar ones they will improve by a factor of 3 to 5, in general. The future constraints at 90% C.L. on the parameters and are also shown with green color ellipses overlaid on the current constraints for comparison in Fig. 3.
V The difference between Dirac and Majorana neutrinos
Throughout this paper, our analyses assumed Dirac neutrinos. As we have previously mentioned, for Majorana neutrinos some interactions are absent because they have fewer degrees of freedom than Dirac neutrinos. More explicitly, a Dirac neutrino spinor consists of both left-handed and right-handed components ( and ):
[TABLE]
where and are two independent fermionic degrees of freedom. A Majorana neutrino spinor is conventionally defined as
[TABLE]
so that . Here is the charge conjugate of , containing essentially the same Weyl spinor as . Expanding in terms of the chiral components, one can immediately see that some interactions cannot exist for . For instance,
[TABLE]
which implies that flavor-diagonal vector interactions cannot exist for Majorana neutrinos. Likewise, one can check that for the tensor interactions
[TABLE]
However, off-diagonal vector and tensor interactions are possible for Majorana neutrinos. This is in analogy to the well-known fact that Majorana neutrinos cannot have flavor diagonal magnetic moments (which couple photons to neutrinos via ) but can have flavor transition magnetic moments – see, e.g., Xu (2019). In Tab. 5, we list the chiral expansion for all possible products with flavor indices included. The results for Majorana neutrinos can be simply obtained by replacing in the Dirac column with .
Let us inspect the symmetry of these products when the flavor indices and are interchanged. For any two general spinors and (applicable to both Dirac and Majorana), it can be verified that is symmetric with respect to for , and becomes anti-symmetric for , e.g., , and . Now for Majorana neutrinos, due to their self-conjugate property (), we have
[TABLE]
and likewise
[TABLE]
This implies that for Majorana neutrinos, the vector and tensor interactions are flavor anti-symmetric; the scalar, pseudoscalar and axialvector interactions are flavor symmetric. Therefore,
[TABLE]
Note that these and matrices should also be hermitian – see footnote 2, so Eq. (23) is equivalent to
[TABLE]
which means and are real symmetric matrices for , , and , and imaginary anti-symmetric matrices for , and . In particular, the diagonal parts of the vector and tensor coupling matrices should vanish, .
In summary, the difference between Dirac and Majorana neutrinos in the framework of this paper is that the and matrices for Majorana neutrinos are further constrained by Eq. (23), or equivalently, Eq. (24). Thus our results based on Dirac neutrinos are readily applicable to Majorana neutrinos except that some of the couplings, namely flavor-diagonal and , as well as and , should be absent.
VI Summary and Conclusions
We have discussed here the sensitivity of Borexino to general neutrino interactions. Assuming the presence of additional scalar, pseudoscalar, vector, axialvector or tensor interactions we have investigated how Borexino’s measurements of , and 7Be neutrino event rates constrain the dimensionless (i.e. normalized to the Fermi constant) interaction strength of the new interactions. Several previous limits from TEXONO and CHARM-II are improved for the electron and muon sector, while first limits on tau sector interactions were set. Our limits are summarized in Figs. 1, 2 as well as Tabs. 2 and 3. We focused on Dirac neutrinos, and detailed the difference to Majorana neutrinos. Future prospects on the limits were also considered. Interpreting the interaction strengths as due to some new exchanged boson with coupling and mass implies that or is given approximately by . This means that current (future) solar neutrino experiments are sensitive to new physics of weak (TeV) scale and beyond.
Acknowledgements.
WR was supported by the DFG with grant RO 2516/7-1 in the Heisenberg program. AK thanks for a NPC fellowship at Fermilab where part of this work was done, and is financially supported by the Alexander von Humboldt foundation.
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