Signatures of many-body localization and metastability by weak perturbation
Yang Zhao, Rajesh Narayanan, Jaeyoon Cho

TL;DR
This paper explores the complex dynamical behaviors of a disordered quantum ladder system, revealing multiple localization and ergodic phases, metastability, and disorder-free MBL, with insights into finite-size effects and quasi-particle dynamics.
Contribution
It introduces a quasi-particle framework to explain the coexistence of various dynamical features and identifies a reentrant transition and disorder-free MBL in a simple ladder system.
Findings
Demonstrates a reentrant MBL-ergodic-MBL transition
Identifies metastability and disorder-free MBL phenomena
Shows relaxation time scale increases with system size
Abstract
Nonequilibrium dynamics in isolated quantum many-body systems displays a number of intriguing features, such as many-body localization (MBL) and prethermalization. Here we investigate a simple ladder system with disorder, in which various distinct dynamical features coexist and interplay. By exact diagonalization, we demonstrate that the system exhibits the signatures of an MBL-ergodic-MBL reentrant transition, metastability, and disorder-free MBL. We give an account of these properties by introducing a quasi-particle picture and interpreting the quasi-vacuum energy fluctuation as an effective disorder on the quasi-particle dynamics. It is speculated that the weak perturbation behavior is a finite-size effect, but its relaxation time scale increases with the system size.
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Signatures of many-body localization and metastability by weak perturbation
Yang Zhao
Department of Applied Physics, School of Natural and Applied Sciences, Northwestern Polytechnical University, Xi’an 710072, China
Asia Pacific Center for Theoretical Physics, Pohang 37673, Korea
Rajesh Narayanan
Department of Physics, Indian Institute of Technology Madras, Chennai 600036, India
Jaeyoon Cho
Asia Pacific Center for Theoretical Physics, Pohang 37673, Korea
Department of Physics, POSTECH, Pohang 37673, Korea
Abstract
Nonequilibrium dynamics in isolated quantum many-body systems displays a number of intriguing features, such as many-body localization (MBL) and prethermalization. Here we investigate a simple ladder system with disorder, in which various distinct dynamical features coexist and interplay. By exact diagonalization, we demonstrate that the system exhibits the signatures of an MBL-ergodic-MBL reentrant transition, metastability, and disorder-free MBL. We give an account of these properties by introducing a quasi-particle picture and interpreting the quasi-vacuum energy fluctuation as an effective disorder on the quasi-particle dynamics. It is speculated that the weak perturbation behavior is a finite-size effect, but its relaxation time scale increases with the system size.
*Introduction.—*Integrals of motion play a crucial role in nonequilibrium quantum dynamics. In general, even if the unitary evolution retains the vanishing entropy of the whole system in a pure state, subsystems tend to maximize the entropy under the constraint set by the integrals of motion, thereby approaching the generalized Gibbs ensemble Jaynes (1957); Rigol et al. (2007); Mori et al. (2018). In nonintegrable models lacking conserved quantities except global ones like energy and particle number, the stationary state then naturally reduces to the conventional Gibbs ensemble.
This reasonable scenario is, however, defied by (nonintegrable) disordered systems exhibiting many-body localization (MBL), which do not thermalize into the Gibbs ensemble Basko et al. (2006); Oganesyan and Huse (2007); Žnidarič et al. (2008); Pal and Huse (2010); Huse et al. (2013); Kjäll et al. (2014); Nandkishore and Huse (2015); Bardarson et al. (2012); Vosk and Altman (2013); Andraschko et al. (2014); Imbrie (2016a, b); Schreiber et al. (2015); Bordia et al. (2016); Choi et al. (2016); Huang (2017). Although a thorough understanding of MBL is still lacking, growing evidence has led to a general agreement on the physics of MBL in one-dimensional (1d) disordered Heisenberg chains and similar systems. In such systems, while weak disorder thermalizes the system, strong disorder does not. The transition between the two different behaviors is believed to be a phase transition Pal and Huse (2010); Huse et al. (2013); Kjäll et al. (2014); Nandkishore and Huse (2015). In the case of potential disorder, the MBL is signified by a Poissonian level statistics and a scaling of entanglement entropies in time Žnidarič et al. (2008); Bardarson et al. (2012). In the case of bond disorder, the dynamical renormalization group analysis predicts that the entanglement entropy scales as with the golden ratio Vosk and Altman (2013); Huang (2017).
While MBL in higher dimension is still open to question De Roeck and Huveneers (2017), it is remarkable that the MBL physics already becomes richer only by a slight generalization, namely, by considering a ladder system. For example, one can consider a situation where fast-moving particles are localized even in the absence of disorder by an effective potential produced by slow-moving heavy particles, although the time scale and the finite-size effect should be treated carefully Papić et al. (2015); Yao et al. (2016). In fact, the finite-size effect is an ever present bugbear even in conventional (disordered) and well-studied MBL systems (see, e.g., Ref. Bera et al. (2017)). There are also disorder-free localization models in which a spin environment produces an effective disorder on a fermion dynamics Smith et al. (2017a, b).
Another intriguing phenomenon arises when the system is nonintegrable but close to integrable. Such a weak breaking of integrability typically sets in a separation of time scales, so that a metastable, prethermal period emerges before the ultimate thermalization Marcuzzi et al. (2013); Essler et al. (2014); Bertini et al. (2015); Mori et al. (2018). Note that in general, this phenomenon is irrelevant to MBL: whereas prethermalization emerges when integrability is broken by weak enough perturbation (see Ref. Lan et al. (2018) for different possibilities), MBL emerges when it is broken by strong enough disorder.
In this paper, we demonstrate a simple ladder system in which above-mentioned, seemingly distinct, dynamical features coexist and interplay. The system we consider is a ladder composed of two transverse-field Ising models coupled along the rungs by a coupling in the transverse direction (see Eq. (1)). This system has the following properties. First, it undergoes a reentrant transition in that the quintessential signatures of MBL—the Poissonian level statistics and the scaling of the entanglement entropy—are shown when the disorder is weak or strong, while it thermalizes when the disorder is of intermediate strength. Second, when the disorder is weak, several distinct time scales emerge and a long metastable period appears, as in the case of prethermalization. However, an important difference is that in our system, the dynamics follows the scaling behavior apart from the plateaus and saturates at a nonthermal state. Third, the behavior of MBL persists even in the absence of disorder when the disorder is replaced by a constant weak perturbation. We give an account of these properties by introducing a quasiparticle picture. Regarding the thermodynamic limit, our results, based on exact diagonalization, suggest that the slow dynamics by weak perturbation appears to be a finite-size effect. However, there is a trade-off in that as the system size increases, while the slow dynamics is more pronounced with a longer relaxation time scale, the parameter range for its observation becomes narrower. We could not arrive at a firm conclusion on this point.
*Model.—*We consider the following Hamiltonian:
[TABLE]
where denotes the Pauli operator acting on the -th site of the -th ladder and the open boundary condition is considered. We introduce disorder by taking randomly and uniformly from with the disorder strength. Note that is independent of . This brings additional symmetry into the system, allowing us to simulate larger systems.
As the first step, we perform a duality transformation to the Hamiltonian Kohmoto et al. (1981) (see Appendix), which leads to
[TABLE]
This Hamiltonian reveals the symmetry of the system more explicitly. The apparent one is the symmetry described by the quantum number . Hereafter, we will consider the block of . Within this block, there exists another symmetry described by . In order to obtain the energy level statistics, all these symmetries should be taken into account.
Hereafter, our discussion is based on Hamiltonian (A12). In all the figures, each average curve is obtained by taking at least disorder samples, except for the cases of for which at least samples are taken, and the open boundary condition is taken unless stated otherwise. We remark that as the periodic boundary condition is incompatible with the duality transformation, the periodic boundary cases of Hamiltonian (1) and (A12) are different.
*Reentrant many-body localization transition.—*Our preliminary numerical results are shown in Fig. 1. Fig. 1(a) shows the energy level statistics for three choices while keeping and . Here, we follow the convention in Ref. Oganesyan and Huse (2007), wherein the level statistics is obtained from the set of data defined using energy eigenstates and level spacing . The GOE curve is based on the values in Ref. Atas et al. (2013). In Fig. 1(b), the average time evolution of the half-chain entanglement entropy is shown. Here, the initial state is the Neel state , where and are the eigenstates of . For and , the level statistics is very close to the Poissonian and the half-chain entanglement entropy shows a scaling behavior. These two features are the main signatures of MBL. On the other hand, the ergodic signatures—GOE level statistics and a quick saturation of the entanglement entropy—are observed for the intermediate choice . Such a reentrant transition with respect to the disorder strength is unusual in the study of MBL. It is natural to expect that the MBL is seen for large . In this case, one can regard each pair of spins at odd bond as a single spin of dimension 4, and interpret Hamiltonian (A12) as if the first and the last terms (with and ) represent on-site disorder and nearest-neighbor interaction, respectively. Then, the system reduces to a spin chain with strong on-site disorder. Starting from this, it is expected to see the ergodic behavior when is decreased. The nontrivial part here is the case of small in view of the fact that in conventional MBL, the localization appears only when the disorder is strong enough to overcome the effect of interaction. In what follows, we mainly focus on this small case in order to uncover its nature.
*Quasiparticle picture.—*Let us define for each even bond ,
[TABLE]
where and . We also define the corresponding Pauli operators
[TABLE]
Similarly, we define
[TABLE]
We will call and “quasiparticles”, the motivation of which will be elaborated below. The total number of quasiparticles can then be defined as . Note that in the subspace we consider (), the number of and are always the same. The entire Hilbert space is thus split into with being the subspace with . By abuse of terminology, we will call the “vacuum subspace”.
For , Hamiltonian (A12) becomes
[TABLE]
Note that this Hamiltonian conserves . Consequently, the dynamics in each Hilbert space is separated from the others. For non-zero , Hamiltonian (A12) induces the following transitions:
[TABLE]
The first transitions create or annihilate the two different types of quasiparticles in pairs. The second transitions move the quasiparticles while altering the vacuum. Note that these transitions are associated with the creation, annihilation, and moving of “holes” in the vacuum, which change the vacuum energy.
The above quasiparticle picture leads us to the following interpretation of the results for small . For example, consider subspace . The state therein can be written as , where is the associated (normalized) vacuum state. In a rotating frame (see Appendix), one can derive an effective quasiparticle Hamiltonian in the basis , where the diagonal elements are given by and the off-diagonal by transition (8). Note that for , the initial state is a superposition of a broad range of energy eigenstates in the vacuum subspace and thus evolves in a complicated manner depending on the quasiparticle position . As a result, the quasiparticle Hamiltonian has terms , , and terms coming from transition (8), the coefficients of which are all effectively random. A subtle issue here is that the effective disorder is time-dependent. In general, dynamic disorder breaks localization Madhukar and Post (1977). This rule does not apply in our case, however, as the effective disorder has an infinite correlation time. A further discussion of this point is presented in Appendix.
Note that this effective disorder is independent of the original disorder in . This suggests that the present model may exhibit MBL behaviors even in the absence of disorder Papić et al. (2015); Yao et al. (2016). This is indeed the case, as will be shown later.
*Time scales.—*As the vacuum Hamiltonian (the first two terms in Eq. (7)) is integrable and broken by a small perturbation, a separation of time scales emerges Bertini et al. (2015); Mori et al. (2018). In Fig. 2(a), we plot the average time evolution of the half-chain entanglement entropy for various values of . It can be seen that for small , there are two plateaus in the entanglement dynamics. Let us define three characteristic time scales in such a way that the first plateau begins at and ends at , and then the second plateau begins at . In order to examine these time scales, we define two quantities. First, we define as the population in . Due to the aforementioned constraint, we have . The second quantity is a correlation function
[TABLE]
where and the site index is defined modulo . By definition, . In Fig. 2(b), we plot these two quantities along with the entanglement entropy.
Let us first discuss the dynamics for in Fig. 2(b). During the initial transient period from to , quasiparticles are created from the vacuum. In a short time, the entanglement entropy here shows a scaling behavior on average. This feature can be seen more clearly in Fig. 2(a). The time scale coincides with the beginning of the equilibration of , i.e., the detailed balancing of the creation and annihilation of quasiparticles. The metastable period from to is characterized by the breaking of the spatial inversion symmetry, i.e., , along with the invariance of in time. From , the imbalance between and begins to relax and the entanglement entropy grows logarithmically in time. The final equilibrium is reached at , which is signaled by .
Summing up, , , and are signaled, respectively, by the equilibration of , the relaxation of , and . By defining the time scales in this way, one can interpret the transition in Fig. 2(b) as follows. For sufficiently small , the time scales are clearly separated as . As increases, all the time scales decrease, but decreases much more slowly than the others. As a result, the duration of the first plateau decreases and for , the time scales reach and thus the entanglement dynamics resembles that of the conventional MBL in one dimension. As increases further, the time scales enter the regime of and the signature of the behavior gradually fades away until the discrimination of the time scales becomes meaningless.
*Metastability and disorder-free MBL.—*The metastable period is largely elongated by decreasing . In that case, the first term in the Hamiltonian (7) is dominant and again the situation is analogous to the case of prethermalization Bertini et al. (2015); Mori et al. (2018). Fig. 3 depicts the evolution of the entanglement entropy and the order parameter defined as
[TABLE]
For example, for , the relaxation dynamics becomes very slow, and the signatures of metastability and MBL coexist.
Another interesting feature is that the MBL signatures are retained in the absence of disorder. Fig. 4 depicts the evolution of the entanglement entropy when is a site-independent constant. As was predicted above, the figure clearly shows a scaling behavior for small . In addition, the metastability is again observed simultaneously.
*Thermodynamic limit.—*An important question is whether the same signatures for small are retained for large . We speculate the following in view of our numerical results. First, the weak-to-intermediate-disorder transition appears to be a crossover. To see this, we plot in Fig. 5 the average of with respect to for different , as was done in Ref. Oganesyan and Huse (2007). Here we have taken the periodic boundary condition to compare the values with those of the Poissonian and GOE. It is observed that the three curves cross around , which indicates that the intermediate-to-strong-disorder transition is indeed a phase transition Pal and Huse (2010); Huse et al. (2013); Kjäll et al. (2014); Nandkishore and Huse (2015). However, a similar feature is not observed for small . The next question is then what happens to the parameter window for small , which enables the observation of the slow relaxation dynamics. For this, we obtained Fig. 6, which compares the entanglement dynamics for different and . In view of Figs. 3–6, there appears to be a trade-off: when increases, while the relaxation time is elongated, the system enters the intermediate regime more quickly by increasing , which means the parameter window for the slow dynamics becomes narrower.
*Discussion.—*In conclusion, we have demonstrated a system exhibiting mixed signatures of disordered and disorder-free MBL, and prethermalization, and ascribed them to the quasiparticle dynamics. We suspect that the crosstalk between different subspaces hinders a clear-cut MBL phase for small when is large. One could instead consider Hamiltonian (7) from the beginning and adjust transition terms appropriately to produce different situations, which we leave as future work. In a slightly different context, the proposed effective disorder mechanism may offer a new conceptual ground of non-ergodic many-body dynamics on top of those under active exploration, such as many-body scars and fracton dynamics Shiraishi and Mori (2017); Turner et al. (2018); Pai et al. (2019); Sala et al. ; Khemani and Nandkishore , as well as those mentioned in the introduction. In this context, another distinct feature of our mechanism is that the interaction is of translationally invariant two-body nearest-neighbor, which would be more relevant to the experimental demonstration.
Acknowledgements.
We thank A. Lakshminarayan, C.-Y. Park, and A. Andreanov for useful discussions. YZ acknowledges support by Fundamental Research Funds for the Central Universities (3102017OQD074). JC acknowledges support by the R&D Convergence Program of NST (National Research Council of Science and Technology), the Ministry of Science, ICT & Future Planning, Gyeongsangbuk-do and Pohang City (Grant No. CAP-15-08-KRISS).
I Appendix
I.1 Duality Transformation
Consider the Hamiltonian
[TABLE]
with . Let us first apply to the chain the duality transformation
[TABLE]
which implies
[TABLE]
where it is understood that . Letting and , it then follows, omitting , that
[TABLE]
Applying another duality transformation
[TABLE]
we have
[TABLE]
Simply by reindexing and applying a unitary transformation
[TABLE]
we obtain the final Hamiltonian
[TABLE]
I.2 Emergence of effective disorder
This section is aimed at testing the validity of our mechanism of emergent disorder. To do so, we consider a tailored model that makes the signature of localization more explicit while retaining the essence of the quasiparticle picture. Specifically, we consider spins of dimension three having a single quasiparticle state , instead of and , in addition to the vacuum states and . Moreover, we keep the number of quasiparticles to be one, i.e., . This model exhibits Anderson localization without any inherent disorder in the Hamiltonian.
As in the main text, we define the Pauli operators for as
[TABLE]
and the number operator for the quasiparticle as
[TABLE]
As mentioned, we will keep . Consider Hamiltonian
[TABLE]
where
[TABLE]
resembles Hamiltonian (7) in the main text except that the last term is absent here because . models the second line in Eq. (8) with a constant hopping amplitude. There is no creation or annihilation of quasiparticles here. Fig. A1 shows the dynamics of a single quasiparticle for different . Here, and the initial state is . It is clearly seen that the system is Anderson-localised. Note that the time axis is in logarithmic scale. Here, smaller corresponds to stronger effective disorder because the energy scale of in Eq. (A12) determines the strength of effective disorder.
At first, this result seems to contradict our knowledge that dynamic disorder breaks Anderson localization Madhukar and Post (1977). In order to resolve this issue, let us obtain the explicit expression for the effective quasiparticle Hamiltonian. We write the state in a rotating frame as
[TABLE]
where denotes the associated (normalized) vacuum state spanned by with . Choosing
[TABLE]
the time evolution is given by
[TABLE]
where
[TABLE]
Here, . Now we can define the quasiparticle Hamiltonian as
[TABLE]
Then, the quasiparticle state is governed by
[TABLE]
Fig. A2 shows the diagonal elements of for and . As can be seen, the quasiparticle is subjected to dynamic on-site disorder. However, the disorder here is different in nature from conventionally studied ones such as Gaussian white noise Madhukar and Post (1977). A notable feature is that the disorder potential fluctuates in time around a seemingly random, nonzero average. This implies that the effective disorder in our system is interpreted as having an infinite correlation time, which can localize the system despite being time-dependent.
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