Global injectivity of differentiable maps via W-condition in R^2
Wei Liu

TL;DR
This paper establishes a new condition called the W-condition that characterizes the global injectivity of differentiable maps in , linking eigenvalue decay rates to injectivity and improving previous theorems.
Contribution
The paper introduces the W-condition, extending previous conditions, and demonstrates its optimality for ensuring global injectivity of differentiable maps in .
Findings
The W-condition relates eigenvalue decay to injectivity.
Eigenvalues cannot decay faster than a specific rate under the W-condition.
The W-condition improves upon previous injectivity criteria.
Abstract
In this paper, we study the intrinsic relation between the global injectivity of differentiable local homeomorphisms and the rate that tends to zero of in , where denotes the set of all (complex) eigenvalues of , for all . This depends on the -condition deeply, which extends the -condition and -condition. The -condition reveals the rate that tends to zero of real eigenvalues of can not exceed by the half-Reeb component method. This improves the theorems of Guti\'{e}rrez-Nguyen \cite{GN07} and Rabanal \cite{RR10}. The -condition is optimal for the half-Reeb component method in this paper setting.
Peer Reviews
No public reviews on file for this paper yet. If you reviewed it on a platform where reviews are public (OpenReview, ICLR, NeurIPS, ICML), you can paste yours below so the community can read it here.
Videos
No videos yet. Explain this paper in a talk, walkthrough, or lecture? Add one.
Taxonomy
TopicsAdvanced Differential Equations and Dynamical Systems · Biochemical Acid Research Studies · Sphingolipid Metabolism and Signaling
Global injectivity of differentiable maps via W-condition in ††thanks: Supported by NSFC. E-mails: [email protected]
Wei Liu
*Department of Mathematical Sciences, Tsinghua University,
Beijing 100084, China*
Abstract
In this paper, we study the intrinsic relation between the global injectivity of differentiable local homeomorphisms and the rate that tends to zero of in , where denotes the set of all (complex) eigenvalues of , for all . This depends on the -condition deeply, which extends the -condition and -condition. The -condition reveals the rate that tends to zero of real eigenvalues of can not exceed \displaystyle O\Big{(}x\ln x(\ln\frac{\ln x}{\ln\ln x})^{2}\Big{)}^{-1} by the half-Reeb component method. This improves the theorems of Gutiérrez-Nguyen [15] and Rabanal [24]. The -condition is optimal for the half-Reeb component method in this paper setting.
Key words: -condition; Half-Reeb component; Jacobian conjecture.
MSC(2010): 14R15; 14E07; 14E09.
1 Introduction
On the long-standing Jacobian conjecture, it is still open even in the case . There are many results on it, see for example [1] and [8].
A very important step, for example in , is the following result, due to A. Fernandes, C. Gutiérrez, and R. Rabanal:
Theorem 1.1**.**
([9]) Let be a differentiable map. For some , if
[TABLE]
then is injective.
Theorem 1.1 is deep. If the assumptions (1.1) replaced by Spec , then the conclusion is false, even for polynomial map , as the Pinchuck’s counterexample[P94]. Pmyth and Xavier[27] proved that there exists and non-injective polynomial map such that Spec
Theorem 1.1 added to a long sequence of results on Markus-Yamabe conjecture[21] and the eigenvalue conditions of some map for injectivity in dimension two. The Markus-Yamabe Conjecture has been solved independently in 1993 by C. Gutierrez[12] and R. Fessler[11]. It is false in dimension even for polynomial vector field[6]. Theorem 1.1 also implies that the following conjecture is true in dimension .
Conjecture 1.1**.**
([4], Conjecture 2.1) Let be a map. Suppose there exists an such that for all the eigenvalues of and all . Then is injective.
The essential tool to prove Theorem 1.1 is making use of the concept of the half-Reeb component that we recall in Definition 2.1.
C. Gutiérrez and V. Ch. Nguyen [15] study the geometrical behavior of differentiable maps in and the following -condition on the real eigenvalues of under the half-Reeb component technique.
For each , we denote by the linear rotation
[TABLE]
and define the map .
Definition 1.1**.**
([15], -condition) A differentiable satisfies the -condition if for each , there does not exist a sequence such that, and has a real eigenvalue .
Theorem 1.2**.**
([15]) Suppose that is a differentiable local homeomorphism. Then:
(i) If satisfies -condition, then is injective and its image is a convex set.
(ii) is a global homeomorphism of if and only if satisfies -condition and its image is dense in .
-condition is somewhat weaker than condition (1.1), thus one can obtain the Theorem 1.1 from Theorem 1.2 (i) by a standard procedure.
In other new case, the essential difficulty is that the eigenvalues of which may be tending to zero implies is globally injective. R. Rabanal[24] extended the condition to the so called -condition.
Definition 1.2**.**
([24], -condition) The differentiable map satisfies the -condition if for each , there does not exist a sequence with such that and has a real eigenvalue satisfying
He obtains the following theorem where Theorem 1.2 holds if one replaced -condition by -conditon.
Theorem 1.3**.**
([24]) Suppose that the differentiable map satisfies the -condition and , then is a topological embedding.
In fact, Theorem 1.3 improves the main results of [15], (see [26],[23]).
In 2014, F. Braun and V. S. Jean[3] considered the relation between the half-Reeb component and Palais-Smale condition for global injectivity.
Many references on other aspects of half Reeb component including in higher dimensional situations see ([25], [18],[19], [20], [13]).
For example, C. Gutiérrez and C. Maquera considered half-Reeb components for the global injectivity in dimension 3.
Theorem 1.4**.**
([13]) Let be a polynomial map such that , for some . If , then is a bijection.
Recently, W. Liu prove the following theorem by the Minimax method.
Theorem 1.5**.**
([19]) Let be a map, . If for some ,
[TABLE]
then is globally injective.
Let us return to study approaching to zero of the eigenvalues of by the half-Reeb component method in .
In this paper, we define the -condition and obtain the following result.
For the convenience of our statement, let us set
\mathcal{P}=\Big{\{}P~{}\big{|}~{}\mathbb{R}^{+}\to\mathbb{R}^{+},P~{}\mbox{is nondecreasing and}~{}\forall M>0,\mbox{there exists large constant} which depends on and , such that \displaystyle\int_{2}^{N}\frac{1}{P(x)}dx>M\Big{\}}.
Thus, contains many functions, such as 1, , , x\ln(1+x)\ln\big{(}1+\ln(1+x)\big{)} and it does not include
Definition 1.3**.**
(-condition)
A differentiable map satisfies the -condition if for each (see (1.2)), there does not exist a sequence with such that and has a real eigenvalue satisfying , where .
Remark 1.1**.**
-condition obviously contains -condition and -condition. Let , the -condition with the is weaker than -condition and -condition. It seems can not be improved in this setting by making use of the half-Reeb component method. The -condition profoundly reveals the optimal rate that tends to zero of eigenvalues of must be in the interval \displaystyle\Big{(}O(x\ln^{\beta}x)^{-1},\forall\beta>1, O\Big{(}x\ln x\big{(}\ln\frac{\ln x}{\ln\ln x}\big{)}^{2}\Big{)}^{-1}\Big{]} by the half-Reeb component method.
Remark 1.2**.**
If exchanges in definition 1.3, then it is also applied.
Remark 1.3**.**
For example, let is a function such that where . The map satisfies . Then, for , , as . has a real eigenvalue
[TABLE]
However, the limit of the product is away from zero.
We use the -condition and obtain the following results.
Theorem 1.6**.**
Let be a differentiable local homeomorphism. If satisfies -condition, then is injective and is convex.
Obviously, Theorem 1.6 implies Theorem 1.2 and Theorem 1.3(i).
Next, we also have the following results.
Theorem 1.7**.**
Let be a differentiable Jacobian map. If satisfies -condition, then is a globally injective, measure-preserving map with convex image.
The Theorem 1.7 improves the main results of GN [15] and Ra [24].
Since the map is injective in Theorem in 1.7, we obtain some fixed point theorem, that’s the following corollary.
Corollary 1.1**.**
If is as in Theorem 1.7 and Spec(F)\subseteq\{z\in\mathbb{C}\big{|}|z|<1\} , then has at most one fixed point.
Another important property on the Keller maps as in corollary 1.1 is theroem in [5]. It proves that a global attractor for the discrete dynamical system has a unique fixed point.
By the Inverse Function Theorem, the in Theorem 1.6 is locally injective at any point in . However, in general, it is not global injective map. So the goal is to give the sufficient conditions in order to get the global injectivity of . We use the condition to get the following theorem.
Theorem 1.8**.**
Let be a local homeomorphism such that for some is differentiable. If satisfies the -condition, then it is a globally injective and is a convex set.
Remark 1.4**.**
If the graph of is an algebraic set , then the injectivity of must be the bijectivity of .
condition can be also devoted to study the differentiable map whose the is disjoint with .
Theorem 1.9**.**
Let be a differential map which satisfies the -condition. If or , then there exists such that can be extended to an injective local homeomorphism .
These works are related to the Jacobian conjecture which can be reduce to that for all dimension , a polynomial map of the form , where is cube-homogeneous and is symmetry, is injective if . (see [2]).
In order to prove our theorems, we need to use the definition and propositions of the half-Reeb component.
2 Half-Reeb component
In this section, we will introduce some preparation on the eigenvalue conditions of .
Let and consider the set
[TABLE]
Definition 2.1**.**
(half-Reeb component[12]) Let be a differentiable map from . , Given , we will say that is a half-Reeb component for (or simply a hRc for )if there exists a homeomorphism which is a topological equivalence between and and such that:
(1) The segment is sent by onto a transversal section for the foliation in the complement of ; this section is called the compact edge of ;
(2) Both segments and are sent by onto full half-trajectories of . These two semi-trajectories of are called the noncompact edges of .
Proposition 2.1**.**
[9]** Suppose that is a differentiable map such that . If is not injective, then both and have half-Reeb components.
Proposition 2.2**.**
[9]** Let be a non-injective, differentiable map such that : Let be a hRc of and let , where and is in (1.2). If is bounded, where is given by , then there is an such that, for all ; has a hRc such that is an interval of infinite length.
3 Half-Reeb component and -condition
In this section, we will establish the essential fact that the -condition ensures non-existence of half-Reeb component.
Let be a local homeomorphism of . For each , we denoted by the linear rotation \big{(}see (1.2)\big{)}:
[TABLE]
and
[TABLE]
In other words, represents the linear rotation in the linear coordinates of
Proposition 3.1**.**
A differentiable local homeomorphism which satisfies -condition has no half-Reeb components.
Proof.
Suppose by contradiction that has a half-Reeb component. In order to obtain this result, we consider the map . From Proposition 2.2, there exists some , such that has a half-Reeb component which is unbounded interval, where denote orthgonal projection onto the first coordinate in . Therefore and a half-Reeb component , such that . Then, for large enough and any , the vertical line intersects exactly the one trajectory , i.e. is maximum of the the trajectory . If , the intersection is compact subset in .
Thus, we can define functions by
[TABLE]
As is a foliation and can obtain
[TABLE]
We can know that is a bounded, strictly monotone function such that, for some full measure subset .
Since the image of is contained in where is compact edge of hRc , the function is bounded in . Furthermore, is continuous because is a foliation. And since is transversal to , is monotone strictly.
For the measure subset , such that is differentiable on and the Jacobian matrix of at \big{(}x,H(x)\big{)} is
[TABLE]
Therefore, , \Phi^{\prime}(x)=\partial_{x}f_{\theta}\big{(}x,H(x)\big{)} is a real eigenvalue of and we denote it by .
Since is local homeomorphism, without loss of generality, we assume is strictly monotone increasing, . Let any function , where
\mathcal{P}=\Big{\{}P~{}\big{|}~{}\mathbb{R}^{+}\to\mathbb{R}^{+},P~{}\mbox{is nondecreasing and}~{}\forall M>0,\mbox{there exists large constant } which depends on and , such that \displaystyle\int_{2}^{N}\frac{1}{P(x)}dx>M\Big{\}}.
Claim:
[TABLE]
Because and are both positive, we can suppose by contradition that
There exists a subsequence denoted still with such that That is Since is bounded, F_{\theta}\big{(}x_{k},H(x_{k})\big{)} converges to a finite value on compact set . This contradicts the -condition.
Therefore, there exist constant and small , such that
[TABLE]
Since is bounded, there exists , such that
[TABLE]
By the definiton of , we can choose large enough, such that
[TABLE]
Thus,
[TABLE]
It is contradiction.
∎
4 The Proof of Theorem 1.6
Proof.
Suppose by contradiction that is not injective. By Proposition 2.1, has a half-Reeb component, this contradicts Proposition 3.1 that has no half-Reeb component if satisfies the -condition. ∎
5 The Proof of Theorem 1.7
Proof.
Firstly, we prove the equivalence of the differential Jacobian map and measure-preserving in any dimension .
For any nonempty measurable set Since
denote . Let the components of be , i.e. So Since , we get
Therefore, It implies preserves measure.
Inversely, let We still denote
Since preserves measure, one gets
Combining with we obtain
Thus, we have That is
[TABLE]
Claim: It’s proof by contradiction. Suppose Without loss of generality, we suppose denote . Since , . , such that .
Choosing , thus
[TABLE]
it contradicts.
Thus, we obtain the global injectiveity of by the Theorem 1.6. Forthermore, the image of is convex. ∎
Before we give the proof of Theorem 1.8, we need the following proposition.
Proposition 5.1**.**
*Let be a local homeomorphism such that for some . If satisfies the condition, then
(1) any half Reeb component of or is a bounded in ;
(2) If extends to a local homemorphism , and have no half-Reeb components.*
Proof.
Without loss of generality, we consider the , by contradiction have an unbounded half Reed component. By the process in Proposition 3.1, we assume that has a half Reeb component such that is unbounded interval. Furthermore,
[TABLE]
If There exists a subsequence denoted still with such that That is Since is bounded, F\big{(}x_{k},H(x_{k})\big{)} converges to a finite value on compact set . This contradicts the -condition.
If then . Thus, there exists and such that . There exists such that, take
[TABLE]
And
Then
[TABLE]
This contradiction proves the proposition. ∎
6 The Proof of Theorem 1.8
Proof.
By Proposition 5.1, it’s very easy to know the image of is convex. This implies that has a half Reeb component. It contradicts the Proposition 3.1. Thus, we complete the proof. ∎
7 The Proof of Theorem 1.9
Proof.
By similar methods, we can prove the Theorem 1.9 by half Reeb component and Proposition 5.1. ∎
In finally, we prove the Corollary 1.1.
: Consider and . has no positive eigenvalue because . So is injective by Theorem 1.6. Thus, has a fixed point.
Remark 7.1**.**
It is very important and meaningful to study the relation between half-Reeb component in higher dimensions and the rate of tending to zero of eigenvalues of .
The reference list from the paper itself. Each links out to its DOI / PubMed record.
- 1[1] H. Bass, E. Connell and D. Wright. The Jacobian Conjecture: reduction of degree and formal expansion of the inverse. Bull. Amer. Math. Soc. , 2 , 287-330, 1982.
- 2[2] M. de Bondt and A. van den Essen. A Reduction of the Jacobian Conjecture to the Symmetric Case. Proc. Amer. Math. Soc. , 8 , 2201-2205, 2005.
- 3[3] F. Braun and V.S. Jean. Half-Reeb components, Palais-Smale condition and global injectivity of local diffeomorphisms in ℝ 3 . superscript ℝ 3 \mathbb{R}^{3}. Proc. New Trends in Dyna. Sys. , 63-79, 2014.
- 4[4] M. Chamberland and G. Meisters, A Mountain Pass to the Jacobian Conjecture, Canad. Math. Bull. , 41 , 442-451, 1998.
- 5[5] A. Cima, A. Gasull and F. Manosas. The discrete Markus?Yamabe problem. Nonlinear Anal., Ser. A: Theory Methods , 35 , 343?354, 1999.
- 6[6] A. Cima, A. van den Essen, A. Gasull, E. Hubbers, and F. Manosas, A Polynomial counterexample to the Markus-Yamabe Conjecture, Adv. Math. 131 , 453-457, 1997.
- 7[7] S. L. Cynk and K. Rusek. Injective endomorphisms of algebraic and analytic sets. Ann. Polo. Math . 1 , 56, 1991.
- 8[8] A. van den Essen. Polynomial Automorphisms and the Jacobian Conjecture. Prog. in Math. , 190, 2000.
