On the spectral radii of the unicyclic hypergraphs with fixed matching number††thanks: Supported by NSFC
(No. 11771376, 11571252), Foundation of Lingnan Normal
University(ZL1923), “333” Project of Jiangsu (2016), NSFCU of Jiangsu (16KJB110011).
Guanglong Yua,b
Chao Yanc Yarong Wud Hailiang Zhange**†
aDepartment of Mathematics, Lingnan Normal
University, Zhanjiang, 524048, Guangdong, China
bDepartment of Mathematics, Yancheng Teachers
University, Yancheng, 224002, Jiangsu, China
cDepartment of Mathematics, Pujiang Institute, Nanjing Tech University, Nanjing, 211101, Jiangsu, China
d SMU college of art and science, Shanghai maritime
University, Shanghai, 200135, China
eDepartment of Mathematics, Taizhou University, Linhai, Zhejiang, 317000, China
Corresponding author, E-mail addresses:
[email protected] (G. Yu), [email protected] (H. Zhang).
Abstract
We determine the unique hypergraphs with maximum spectral radius among all connected k-uniform (k≥3) unicyclic hypergraphs with matching number at least z, and among all connected k-uniform (k≥3) unicyclic hypergraphs with a given matching number, respectively.
AMS Classification: 05C50
Keywords: Spectral radius; Unicyclic hypergraphs; Matching number
1 Introduction
In the 19th
century, Gauss et al. had introduced the concept of tensors in the study of differential geometry. In the very beginning of the 20th century, Ricci et al. further developed tensor analysis as a mathematical discipline. It was Einstein
who applied tensor analysis in his study of general relativity in 1916. This made tensor analysis become an important tool in theoretical physics, continuum mechanics and many other areas of science
and engineering. Thus a comprehensive
study of issues relevant to tensors has been undertaken [7, 10, 14, 16, 22, 24].
Denote by C the set of
all complex numbers, R the set of
all real numbers, R+ the set of
all nonegative real numbers and R++n the set of all positive real numbers. Recall that a kth-order n-dimensional real tensor T consists of nk entries in real numbers:
T=(Ti1⋯ik),Ti1⋯ik∈R, 1≤i1,…,ik≤n. T is called symmetric if the value of Ti1⋯ik is invariant under any permutation of
its indices i1,…,ik. TXk−1 is a vector in Cn with its ith component as
(TXk−1)i=∑i2,…,ik=1nTi,i2,…,ikxi2⋯xik, where X=(x1,x2,…,xn)T∈Cn; for X=(x1,x2,…,xn)T∈Rn, XTTXk−1=∑i1,i2,…,ik=1nTi1,i2,…,ikxi1xi2⋯xik.
Definition 1.1
[3**]**, [22]* Let T be a kth-order n-dimensional tensor. A pair (λ,X) (X∈Cn∖{0}) is called an eigenvalue and an eigenvector of T if they satisfy
TXk−1=λX[k−1], where X[k−1]=(x1k−1,x2k−1,…,xnk−1)T.*
The spectrum of a real symmetric tensor T is defined as the multiset of its eigenvalues, and its spectral radius, denoted by ρ(T), is the maximum modulus among its all eigenvalues.
Lemma 1.2
[21]* Let T be a kth-order n-dimensional nonnegative symmetric tensor. Then we have
ρ(T)=max{XTTXk−1∣∑i=1nxik=1,X∈R+n}. Furthermore, x∈R+n with ∑i=1nxik=1 is an optimal solution of above optimization problem if and only if it is an eigenvector of T corresponding to the eigenvalue ρ(T).*
In recent years, since the work of Qi [22] and Lim [16], the study of the spectra of tensors and hypergraphs with their various applications has attracted extensive attention and interest. In 2008, Lim [17] proposed the study of the spectra of hypergraphs via the spectra of tensors. In 2012, Cooper and Dutle [4] defined the spectrum of a uniform hypergraph as the spectrum of the adjacency tensor of that hypergraph, and obtained hypergraph generalizations of many basic results of spectral graph theory. The (adjacency) spectrum of uniform hypergraphs were further studied in [13, 12, 15, 29, 28].
Recall that a hypergraph G=(V,E) consists of a vertex set V=V(G) and an edge set E=E(G), where V=V(G) is nonempty and each edge e∈E(G) is a subset of V(G) containing at least two elements. The cardinality n=∥V(G)∥ is called the order; m=∥E(G)∥ is called the edge number of hypergraph G. Denote by t-set a set with size (cardinality) t. We say that a hypergraph G is uniform if its every edge has the same size, and call it k-uniform if its every edge has size k (i.e. every edge is a k-subset). It is well known that a 2-graph is the general graph. The adjacency tensor A=A(G) of a k-uniform graph G refers to a multi-dimensional array with entries Ai1⋯ik such that
[TABLE]
where each ij runs from 1 to n for j∈[k] ([k]={1,2,…,k}). It can be seen that A is symmetric. For convenience, the spectrum of the adjacency tensor of hypergraph G is called the spectrum of G, the spectral radius ρ(A) is called the spectral radius of G. We employ ρ(G) to denote the spectral radius of G without discrimination.
From Lemma 1.2, we know that for a k-uniform hypergraph G, ρ(G) is the optimization of the system f(X)=XTAXk−1 based on this hypergraph under the condition ∑i=1nxik=1,X∈R+n. In spectral theory of hypergraphs, the spectral radius is an index that attracts much attention due to the fine properties [3, 5, 6, 15, 18, 19, 20, 26].
We assume that the hypergraphs throughout
the paper are simple, i.e. ei=ej if i=j. For a hypergraph G, we define G−e (G+e)
to be the graph obtained from G by deleting the edge e∈E(G) (by adding an new edge e if e∈/E(G)); for a edge subset B⊆E(G), we define G−B
to be the graph obtained from G by deleting each edge e∈B. For two k-uniform hypergraphs G1=(V1,E1) and G2=(V2,E2), we say the two graphs are isomorphic if there is a bijection f from V1 to V2, and there is a bijection g from E1 to E2 that maps each edge {v1, v2, …, vk} to {f(v1), f(v2), …, f(vk)}.
In a hypergraph, two vertices are said to be adjacent if
both of them is contained in an edge. The neighbor set of vertex v in hypergraph G, denoted by NG(v), is the set of vertices adjacent to v in G. Two edges are said to be adjacent
if their intersection is not empty. An edge e is said to be incident with a vertex v if
v∈e. The degree of a vertex v in G, denoted by degG(v) (or deg(v) for short), is the number of the edges incident with v. For a hypergraph G, among all its vertices, we denote by Δ(G) (or Δ for short) the maximal degree, and denote by δ(G) (or δ for short) the minimal degree respectively. A vertex of degree 1 is called a pendant vertex. A pendant edge is an edge with exactly one vertex of degree more than one and other vertices in this edge being all pendant vertices. A pendant vertex in a pendant edge is called a PP-vertex here, and a vertex which is not a PP-vertex is called a NPP-vertex. In a hypergraph G, a path of length q (q-path) is defined to be an alternating sequence
of vertices and edges v1e1v2e2⋯vqeqvq+1 such that
(1) v1, v2, …, vq+1 are all distinct vertices;
(2) e1, e2, …, eq are all distinct edges;
(3) vi, vi+1∈ei for i=1, 2, …, q.
A cycle of length q (q-cycle) v1e1v2e2⋯vqeqv1 is obtained from a path v1e1v2e2⋯vq by adding a new edge eq between v1 and vq where eq=ei for 1≤i≤q−1. We denote by L(C) the length of a cycle C. A hypergraph G
is connected if there exists a path starting at v and terminating at u for all v,u∈V,
and G is called acyclic if it contains no cycle. In a connected hypergraph G, the distance of vertex u,v, denoted by d(u,v) or dG(u,v), is the length of the shortest path from u to v.
A hypergraph G is called a linear hypergraph, if each pair of the
edges of G have at most one common vertex. A supertree is a hypergraph which is both connected and acyclic.
Clearly, an acyclic hypergraph is linear. A connected k-uniform hypergraph with n vertices and m edges is r-cyclic if n−1=(k−1)m−r. For r=1 or 2, it is called a unicyclic hypergraph or a bicyclic hypergraph; for r=0, it is a supertree.
In [20], C. Ouyang et al. proved that a simple connected k-graph G is unicyclic (1-cyclic) if and only if it has only one cycle. From this, for a unicyclic hypergraph G with unique cycle C, it follows that (1) if L(C)=2, then the two edges in C have exactly two common vertices, and ∥e∩f∥≤1 for any two edges e and f not in C simultaneously; (2) if L(C)≥3, then any two edges in G have at most one common vertices; (3) every connected component of G−E(C) is a supertree.
From [6], for a connected uniform hypergraph G of order n, we know that there is unique one positive eigenvector X=(x(v1), x(v2), …, x(vn))T∈R++n corresponding to ρ(G) where ∑i=1nxk(vi)=1, each vertex vi is mapped to x(vi). We call such an eigenvector X
the principal eigenvector of G. In the principal eigenvector, a vertex u is said to be a Ma-vertex if x(u)=max{x(v)∣v∈V(G)}.
A matching of hypergraph G is a subset of
independent (pairwise nonadjacent) edges of E(G). The matching number of G, denoted
by α(G), is the maximum of the cardinalities of all matchings. A maximal matching of G is a matching of G with cardinality α(G). The topic about matching and matching number of a graph or a hypergraph always attract the researchers. In [9], the authors determined the unique general tree with maximum spectral radius among all connected general trees with a fixed matching number. In [27], the authors determined the unique unicyclic general graphs with maximum spectral radius among all the unicyclic general graphs with with fixed matching number. Recently, in [8], the authors determined the unique supertrees with maximum spectral radius among all connected k-uniform supertrees with a fixed matching number. Note that from the acyclic graph to cyclic graph, the idea or techniques of researching problems always need some quite different transits. Now, an natural problem arising is that how about the maximum spectral radius among all connected k-uniform (k≥3) cyclic hypergraphs with a fixed matching number. Motivated by this, we consider the maximum spectral radius among all connected k-uniform (k≥3) unicyclic hypergraph with a fixed matching number.
Let U(n,k;f;r,s;t,w) (f≤1, r≤k−2, s≤k−2, w≤k−2) be a k-uniform unicyclic hypergraph of order n obtained from a 2-cycle C=v1e1v2e2v1 by: (1) attaching f pendant edge to vertex v2; (2) attaching r pendant edges to r vertices of e1∖{v1,v2} respectively (i.e. each of these r vertices is attached exactly one pendant edge); (3) attaching s pendant edges to s vertices of e2∖{v1,v2} respectively; (4) attaching t nonpendant edge to v1 which is neither e1 nor e2, where for every edge of these t edges, each vertex of this edge other than v1 is attached exactly one pendant edge; (5) attaching one nonpendant edges to v1 which is neither e1 nor e2, where there is a w-subset (a subset with cardinality w) of this edge containing no v1 that each vertex of this subset is attached exactly one pendant edge; (6) attaching m−f−r−s−t−t(k−1)−w−⌈k−1w⌉−2 pendant edges to v1, where m=k−1n (For example, see figures shown in Fig. 1.1).
Denote by H={G∣G is a k-uniform unicyclic hypergraph of order n and with α(G)≥z, where k≥3}, H={G∣G∈H and α(G)=z}, ρmax=max{ρ(G)∣G∈H}, ρmax∗=max{ρ(G)∣G∈H}. In this paper, we determine the ρmax and ρmax∗, getting the following results.
t$$w$$v_{1}$$v_{2}$$v_{1}$$v_{2}$$v_{1}$$v_{2}$$v_{1}$$v_{2}$$v_{1}$$v_{2}$$v_{1}$$v_{2}$$G_{1}$$G_{2}$$G_{3}$$G_{4}$$G_{5}$$G_{6}Fig. 1.1. G1−G6
Theorem 1.3
Let G∈H and ρ(G)=ρmax. Then m≥z+1, and
(1)* if m=z+1, then G≅U(n,k;0;0,z−1;0,0) (see G1 in Fig. 1.1);*
(2)* if m≥z+2, 1≤z≤2, then G≅U(n,k;z−1;0,0;0,0) (see G2, G3 in Fig. 1.1);*
(3)* if m≥z+2, 3≤z≤k, then G≅U(n,k;1;z−2,0;0,0) (see G4 in Fig. 1.1);*
(4)* if m≥z+2, k+1≤z≤2k−2, then G≅U(n,k;1;k−2,z−k;0,0) (see G5 in Fig. 1.1);*
(5)* if m≥z+2, 2k−1≤z≤m−2−⌈k−1m−2k⌉, then G≅U(n,k;1;k−2,k−2;t,w), where t=⌊k−1z−2k+2⌋, w=z−2k+2−⌊k−1z−2k+2⌋(k−1) (see G6 in Fig. 1.1).*
Theorem 1.4
Let G∈H and ρ(G)=ρmax∗. Then m≥z+1, and
(1)* if m=z+1, then G≅U(n,k;0;0,z−1;0,0) (see G1 in Fig. 1.1);*
(2)* if m≥z+2, 1≤z≤2, then G≅U(n,k;z−1;0,0;0,0) (see G2, G3 in Fig. 1.1);*
(3)* if m≥z+2, 3≤z≤k, then G≅U(n,k;1;z−2,0;0,0) (see G4 in Fig. 1.1);*
(4)* if m≥z+2, k+1≤z≤2k−2, then G≅U(n,k;1;k−2,z−k;0,0) (see G5 in Fig. 1.1);*
(5)* if m≥z+2, 2k−1≤z≤m−2−⌈k−1m−2k⌉, then G≅U(n,k;1;k−2,k−2;t,w), where t=⌊k−1z−2k+2⌋, w=z−2k+2−⌊k−1z−2k+2⌋(k−1) (see G6 in Fig. 1.1).*
The layout of this paper is as follows: section 2 introduces some notations and working lemmas; section 3 represents the main results.
2 Preliminary
In this section, we introduce some notations and some working lemmas.
From [23], for two tensors D,T, we know that if there exists a permutation matrix P=Pσ (corresponding to a permutation σ∈Sn) such that
D=PTPT, where Di1,…,ik=Tσ(i1),σ(i2),…,σ(ik) then D and T are called permutational similar.
As the proof of Proposition 27 and Lemma 28 in [15] (change Q∗ into A), we can get the following two results.
Lemma 2.1
Let G be a k-uniform hypergraph on n vertices, A
be its
adjacency tensor. A permutation σ∈Sn is an automorphism of
G if and only if PσA=APσ, where Pσ is a permutation matrix corresponding to a permutation σ∈Sn.
Lemma 2.2
Let G be a connected k-uniform hypergraph, A
be its
adjacency tensor. If X is an eigenvector of A corresponding to
eigenvalue λ, then for each automorphism σ of G, we have PσX is also an eigenvector of A corresponding to the eigenvalue λ.
Moreover, if X is an eigenvector of A corresponding to
eigenvalue ρ(A), then we have
(1)* PσX=X;*
(2)* For any orbit Ω of Aut(G) and each pair of vertices i,j∈Ω, the corresponding
components xi, xj of X are equal.*
Definition 2.3
[15]* Let r≥1, G=(V,E) be a hypergraph with u∈V and e1,…,er∈E, such that u∈/ei for i=1, …, r. Suppose that vi∈ei and write ei′=(ei∖{vi})∪{u} (i=1,…,r). Let G′=(V,E′) be the hypergraph with E′=(E∖{e1, …, er})∪{e1′,…,er′}. Then we say that G′ is obtained from G by moving edges (e1,…,er)
from (v1,…,vr) to u.*
Lemma 2.4
[15]* Let r≥1, G be a connected uniform hypergraph, G′ be the hypergraph obtained
from G by moving edges (e1, …, er) from (v1,…,vr) to u, and G′ contain no
multiple edges. If in the principal eigenvector X of G,
xu≥max1≤i≤r{xvi}, then ρ(G′)>ρ(G).*
Let G=(V,E) be a k-uniform hypergraph, and e={u1, u2, …, uk}, f={v1,v2,…,vk}
be two edges of G, and let e′=(e∖U1)∪V1, f′=(f∖V1)∪U1, where U1={u1, u2, …, ur},
V1={v1, v2, …, vr}, 1≤r≤k−1. Let G′=(V,E′) be the hypergraph with E′=(E∖{e,f})∪{e′,f′}. Then we say that G′ is obtained from G by e⇌v1,v2,…,vru1,u2,…,urf or e⇌V1U1f.
Let G=(V,E) be a connected k-uniform hypergraph, and X be an eigenvector of G. For
the simplicity of the notation, we write: xS=∏v∈Sxv where S⊆V, and for an edge e, we write xe=∏v∈exv.
Lemma 2.5
[25]* Let G=(V,E) be a connected k-uniform hypergraph, and e={u1, u2, …, uk}, f={v1, v2, …, vk}
be two edges of G, U1={u1, u2, …, ur},
V1={v1, v2, …, vr}, 1≤r≤k−1. G′ is obtained from G by e⇌V1U1f. Let X be the principal eigenvector of G, U2=e∖U1, V2=f∖V1. If xU1≥xV1, xU2≤xV2, and G′ is connected, then
ρ(G)≤ρ(G′). Moreover, if one of the two inequalities is strict, then ρ(G)<ρ(G′).*
3 Main results
Lemma 3.1
Let G∈H, ρ(G)=ρmax, u be a Ma-vertex in G. Then deg(u)≥2.
**Proof. **
We prove this result by contradiction. Suppose deg(u)=1. Because G has at least 2 edges and G is connected, it follows that u is adjacent to a vertex with degree at least 2, say v for convenience. Assume that u and v are in the same edge e, and assume that for 1≤i≤deg(v)−1, edge ei=e is incident with v. We let ei′=(ei∖{v})∪{u} for 1≤i≤deg(v)−1, and let G′=G−∑i=1deg(v)−1ei+∑i=1deg(v)−1ei′. Then ρ(G)<ρ(G′) by Lemma 2.4. It is a contradiction because G≅G′. Thus we get that deg(u)≥2.
This completes the proof. □
Lemma 3.2
Let G∈H and ρ(G)=ρmax. Then the unique cycle in G is a 2-cycle, and in the 2-cycle, there is a Ma-vertex.
**Proof. **
Let M be a maximal matching of G, X be
the principal eigenvector of G, and let C=v1e1v2e2⋯vqeqv1 be the unique cycle in G.
We claim that there is a Ma-vertex in C. Otherwise, suppose that there is no Ma-vertex in C, and assume that u is a Ma-vertex in G. Denote by P the shortest path from u to C. Suppose that P∩C={vs}. If s∈[q], then without loss of generality, assume that s=1 for convenience. Note that at most one of e1 and eq is in M. If e1∈/M, then we let e1′=(e1∖{v1})∪{u}, and let G′=G−e1+e1′; if e1∈M, then we let eq′=(eq∖{v1})∪{u}, and let G′=G−eq+eq′. Then M is also a matching of G′ and G′∈H. Using Lemma 2.4 gets that ρ(G)<ρ(G′), which contradicts that ρ(G)=ρmax. If s∈/[q], then vs∈ej for some 1≤j≤q. Without loss of generality, suppose j=1 for convenience. Similar to the case that s∈[q], we get a G′∈H that ρ(G)<ρ(G′), which contradicts that ρ(G)=ρmax. This means that our claim holds.
By the above claim, suppose vt∈V(C) is a Ma-vertex. Next, we prove q=2. We prove this by contradiction. Suppose q≥3.
Case 1 t∈[q]. Without loss of generality, assume t=1 for convenience. Note that at most one of e1 and eq is in M. Without loss of generality, assume that eq∈/M. In X, if x(v2)≥x(vq), let eq′=(eq∖{vq})∪{v2}, and let G′=G−eq+eq′. Then M is also a matching of G′ and G′∈H. Using Lemma 2.4 gets that ρ(G)<ρ(G′), which contradicts that ρ(G)=ρmax. In X, if x(v2)<x(vq) and e1∈/M, we let e1′=(e1∖{v2})∪{vq}, and let G′=G−e1+e1′; if x(v2)<x(vq) and e1∈M, then e2∈/M, and then we let e2′=(e2∖{v2})∪{v1}, and let G′=G−e2+e2′. Similarly, we get that G′∈H and ρ(G)<ρ(G′), which contradicts that ρ(G)=ρmax.
Case 2 t∈/[q]. Then vt∈ej for some 1≤j≤q. Without loss of generality, suppose j=1 for convenience. Similar to Case 1, we can get a unicyclic hypergraph G′∈H that ρ(G)<ρ(G′), which contradicts that ρ(G)=ρmax.
By Case 1 and Case 2, it follows that q=2. Consequently, the lemma follows from the above narrations.
This completes the proof. □
Lemma 3.3
Let G∈H, ρ(G)=ρmax, C=v1e1v2e2v1 be the unique cycle in G, u∈V(C) be a Ma-vertex. For each vertex v other than u, denote by Pu,v a shortest path from u to v. We have
(1)* if V(Pu,v)∩V(C)={u}, then d(u,v)≤2; moreover, if v is a NPP-vertex, then d(u,v)=1;*
(2)* if ∥V(Pu,v)∩V(C)∥≥2 and V(Pu,v)∩V(C) can be contained in exactly one edge of C, then d(u,v)≤2; moreover, if v is a NPP-vertex, then d(u,v)=1;*
(3)* if ∥V(Pu,v)∩V(C)∥≥2 and V(Pu,v)∩V(C) can not be contained in exactly one edge of C, then d(u,v)≤3; moreover, if v is a NPP-vertex, then d(u,v)≤2;*
(4)* if u∈{v1,v2}, then d(u,v)≤2; moreover, if v is a NPP-vertex, then d(u,v)=1.*
**Proof. **
Let M be a maximal matching of G.
(1) Under the condition V(Pu,v)∩V(C)={u}, we prove two claims.
Claim 1 If v is a PP-vertex, then d(u,v)≤2. Otherwise, suppose that v is a PP-vertex and d(u,v)≥3. Assume that v∈e3, and assume that e4 is the nonpendant edge adjacent to e3 which is in the path Pu,v and e3∩e4=w. Clearly, u∈/e4.
If e3∈/M, then we let e3′=(e3∖{w})∪{u}, G′=G−e3+e3′. Then M also is a matching of G′ and G′∈H. Using Lemma 2.4 gets that ρ(G)<ρ(G′), which contradicts that ρ(G)=ρmax.
If e3∈M, then e4∈/M. Suppose e5 in Pu,v is adjacent to e4 that e5=e3 and e5∩e4={w1}. Let e4′=(e4∖{w1})∪{u}, G′=G−e4+e4′. Similar to the case that e3∈/M, we get that G′∈H and ρ(G)<ρ(G′), which contradicts that ρ(G)=ρmax.
As a result, Claim 1 holds.
Claim 2 If v is a NPP-vertex, we have d(u,v)=1.
Suppose that there is a NPP-vertex v other than u that d(u,v)≥2. Assume that in Pu,v, v is in the edge e3, e3 is adjacent to e4 and e3∩e4={w}, where w=v. From the assumption that v is a NPP-vertex, we know that e3 is not a pendant edge. Thus there is a vertex t of e1 other than w is adjacent to at least one edge which is not on Pu,v (t=v possible). Here, d(u,t)=d(u,v). Suppose that P′=tes1vs1es2vs2⋯esjvsj is a longest path form t that V(Pu,v)∩V(P′)={t}. Note that L(P′)≥1 and the maximality of the length of P′ form t. Then esj must be a pendant edge and vsj is a PP-vertex. Otherwise, it contradicts that P′ is longest. Note that G is unicyclic.
Thus d(u,vsj)=d(u,t)+L(P′)≥3, which contradicts Claim 1 because vsj is a PP-vertex. Then Claim 2 holds.
As a result, (1) follows. (2), (3) and (4) are proved similar to (1).
This completes the proof. □
By Lemma 3.3, we have the following two Corollaries.
Corollary 3.4
Let G∈H, ρ(G)=ρmax, C=v1e1v2e2v1 be the unique cycle in G, u∈V(C) be a Ma-vertex. If there exists a vertex v other than u such that d(u,v)=3, then u∈/{v1,v2}, v is a PP-vertex, ∥Pu,v∩C∥≥2 and Pu,v∩C can not be contained in exactly one edge of C, where Pu,v is a shortest path from u to v.
Corollary 3.5
Let G∈H, ρ(G)=ρmax, C=v1e1v2e2v1 be the unique cycle in G, u∈V(C) be a Ma-vertex. For each vertex v other than u, denote by Pu,v a shortest path from u to v. We have
(1)* if V(Pu,v)∩V(C)={u}, d(u,v)=2, then v is a PP-vertex;*
(2)* if ∥V(Pu,v)∩V(C)∥≥2, Pu,v∩C can be contained in exactly one edge of C, and d(u,v)=2, then v is a PP-vertex;*
(3)* if u∈{v1,v2} and d(u,v)=2, then v is a PP-vertex.*
Lemma 3.6
[26]* For a tensor T≥0, we have*
[TABLE]
Lemma 3.7
[13]* Suppose that tensor T≥0 is weakly irreducible. Then either equality in Lemma 3.6 holds if and only if c=C.*
From Lemmas 3.6 and 3.7, for a uniform connected hypergraph, we have δ≤ρ(G)≤Δ with equality if and only if δ=Δ.
Lemma 3.8
Let G∈H, ρ(G)=ρmax, C=v1e1v2e2v1 be the unique cycle in G, u∈V(C) be a Ma-vertex. Then u∈{v1, v2}, i.e. except v1, v2, no other vertex of C is Ma-vertex.
**Proof. **
We prove this lemma by contradiction. Let X be the principal vector of G. Suppose u∈e1 where u=v1, u=v2. Assume that e1={v1, v2, u, v1,1, v1,2, ⋯, v1,k−3}, e2={v1, v2, v2,1, v2,2, ⋯, v2,k−2}. By Lemma 3.1, we know that deg(u)≥2. Note that G is unicyclic. Thus, there is an edge e3 incident with u that e3∩C={u}, where we denote by e3={u, v3,1, v3,2, ⋯, v3,k−1}.
Case 1 There is some 1≤j≤k−2 that deg(v2,j)≥2. Note that G is unicyclic. Assume that e4={v2,j, v4,1, v4,2, ⋯, v4,k−1} is an edge incident with v2,j that e4∩C={v2,j}. Note that d(u,v4,i)=3 for 1≤i≤k−1. By Corollary 3.4, it follows that e4 is a pendant edge. We claim that there is a maximal matching M of G which contains no edge e2. Otherwise, suppose M is a maximal matching of G which contains edge e2. Then M contains no edge e4. Then letting M=(M∖{e2})∪{e4} makes our claim holding. Now, let e2′=(e2∖{v2})∪{u}, G′=G−e2+e2′. Note that M is also a matching of G′ and G′∈H. Using Lemma 2.4 gets that ρ(G)<ρ(G′), which contradicts ρ(G)=ρmax.
Case 2 For 1≤i≤k−2 that deg(v2,i)=1. By Lemma 2.2, then for 1≤i<j≤k−2, we have x(v2,i)=x(v2,j). Let M be a maximal matching of G.
If x(v3,k−1)≥x(v2), then let e1′=(e1∖{v2})∪{v3,k−1}, G′=G−e1+e1′. Note that at most one of e1 and e3 is in M. If e1∈/M, then M is also a maximal matching of G′; if e1∈M, then (M∖{e1})∪{e1′} is a maximal matching of G′. Thus G′∈H. Using Lemma 2.4 gets that ρ(G)<ρ(G′), which contradicts ρ(G)=ρmax.
If x(v3,k−1)<x(v2) and x(u)∏i=1k−2x(v3,i)≥x(v1)∏i=1k−2x(v2,i), then let G′ be obtained by e2⇌v3,k−1v2e3. Denote by e2′=(e2∖{v2})∪{v3,k−1}, e3′=(e3∖{v3,k−1})∪{v2}. Then we can get a matching M′ of G′ from M by replacing e2 with e2′ if e2∈M and replacing e3 with e3′ if e3∈M. Thus α(G′)≥α(G) and G′∈H. Using Lemma 2.5 gets that ρ(G)<ρ(G′), which contradicts ρ(G)=ρmax.
If x(v3,k−1)<x(v2) and x(u)∏i=1k−2x(v3,i)<x(v1)∏i=1k−2x(v2,i), then 1≤x(v1)x(u)<∏i=1k−2x(v3,i)∏i=1k−2x(v2,i). It follows that ∏i=1k−2x(v3,i)<∏i=1k−2x(v2,i). Let G′ be obtained by e2⇌v3,1,v3,2,⋯,v3,k−1v2,v2,1,v2,2,⋯,v2,k−2e3. Similar to the case that x(v3,k−1)<x(v2) and x(u)∏i=1k−2x(v3,i)≥x(v1)∏i=1k−2x(v2,i), we get that α(G′)≥α(G) and G′∈H. Using Lemma 2.5 gets that ρ(G)<ρ(G′), which contradicts ρ(G)=ρmax.
By above narrations, we get that except v1, v2, no other vertex of C is a Ma-vertex. Using Lemma 3.2 gets that u∈{v1, v2}.
This completes the proof. □
Furthermore, by Corollary 3.5 and Lemma 3.8, we have the following Corollary 3.9.
Corollary 3.9
Let G∈H, ρ(G)=ρmax, C=v1e1v2e2v1 be the unique cycle in G, u∈{v1, v2} be a Ma-vertex. Then every edge not incident with u must be a pendant edge.
Lemma 3.10
Let G∈H, ρ(G)=ρmax, C=v1e1v2e2v1 be the unique cycle, v1 be a Ma-vertex in G. Then
(1)* for each vertex v other than v1 and v2, we have deg(v)≤2; moreover, every such vertex v with degree 2 must be incident with exactly one pendant edge;*
(2)* for vertex v2, we have deg(v2)≤3; moreover, if deg(v2)=3, then v2 must be incident with exactly one pendant edge.*
**Proof. **
By Corollary 3.5 and Lemma 3.8, for every vertex v other than v1 with deg(v)≥2, it follows that the distance d(v1,v)≤1. Thus for vertex v with deg(v)≥2 other than v1 and v2, we suppose that both v1, v are in edge ei, and deg(v)=s≥3. Other than ei, assume that ei1, ei2, …, eis−1 are incident with v. By Corollary 3.9, it follows that ei1, ei2, …, eis−1 are all pendant edges here. Let M be a maximal matching of G. Note that at most one eij (1≤j≤s−1) is in M. Without loss of generality, suppose one of ei, ei1 is in M. Then eij∈/M for j=2, …, s−1. Let eij′=(eij∖{v})∪{v1} for 2≤j≤s−1, G′=G−∑j=2s−1eij+∑j=2s−1eij′. Then M is also a matching of G′. Thus α(G′)≥α(G) and G′∈H. Using Lemma 2.4 gets that ρ(G)<ρ(G′), which contradicts that ρ(G)=ρmax. This means that deg(v)≤2 for each vertex v other than v1 and v2. Combined with Corollary 3.9, (1) follows.
(2) is gotten similar to (1).
This completes the proof. □
Let G∈H, C=v1e1v2e2v1 be the unique cycle in G, where e1={v1, v2, v1,1, v1,2, ⋯, v1,k−2}, e2={v1, v2, v2,1, v2,2, ⋯, v2,k−2}. C is called a v1-complex cycle if C satisfies that no pendant edges is incident with v1, and satisfies one of the following (1) and (2):
(1) deg(v2)≥3;
(2) at least one in {v1,1, v1,2, ⋯, v1,k−2} is with degree more than 1, and at least one in {v2,1, v2,2, ⋯, v2,k−2} is with degree more than 1.
Lemma 3.11
Let G∈H and ρ(G)=ρmax, C=v1e1v2e2v1 be the unique cycle, v1 be a Ma-vertex in G. For an edge e not incident with v1, let e′=(e∖NG(v1))∪{v1}, and G′=G−e+e′. Then
(1)* C is not a v1-complex cycle;*
(2)* ρ(G)<ρ(G′);*
(3)* α(G′)=α(G)−1.*
**Proof. **
Using Lemma 2.4, we get ρ(G)<ρ(G′). By Corollary 3.9, for edge e not incident with v1, we know that e is a pendant edge. Noting that G is unicyclic, by Lemma 3.3, it follows that ∥e∩NG(v1)∥=1. Suppose that e∩NG(v1)={u}. Then by Lemma 3.10, it follows that e is the unique pendant edge incident with u. Let M be a maximal matching of G. Then M∖{e} is a matching of G′. For any matching M of G′, if e′∈/M, then M is also a matching of G; if e′∈M, noting that in G′, any edge incident with v1 other than e′ is not in M, then (M∖{e′})∪{e} is a matching of G.
Thus α(G)−1≤α(G′)≤α(G).
Now, we prove C is not a v1-complex cycle. Ohterwise, suppose C is a v1-complex cycle. We assert that there is a maximal matching M′ of G which contains no any edge incident with v1. For a maximal matching M of G, if M contains no any edge incident with v1, then we let M′=M.
If there is an edge, say es, which is incident with v1, satisfying that es∈M, then M contains no any other edge incident with v1. Note that es is not a pendant edge, and note that C is a v1-complex cycle. Combining Corollary 3.9, we know that es is adjacent to at least one pendant edge. Then any pendant edge adjacent to es is not in M. Suppose ei is a pendant edge adjacent to es. Then M′=(M∖es)∪{ei} satisfies our assertion.
Note that the supposition that C is a v1-complex cycle. Then there is an edge not incident with v1. For an edge e not incident with v1, by Corollary 3.9, we know that e is a pendant edge. Here, for edge e, if e∈/M′, then M′ is also a matching of G′; if e∈M′, then (M′∖{e})∪{e′} is a matching of G′.
Thus α(G)≤α(G′) and G′∈H, but ρ(G)<ρ(G′), which contradicts that ρ(G)=ρmax. As a result, it follows that C is not a v1-complex cycle.
Next, we prove α(G′)=α(G)−1 by contradiction. Suppose α(G′)=α(G). Note that C is not a v1-complex cycle in G, and note that any edge not incident with v1 is a pendant edge by Corollary 3.9. Thus for proving α(G′)=α(G)−1, we need consider two following cases.
Case 1 There are some pendant edges incident with v1 in G. Assume that ej is a pendant edge incident with v1 in G. Then ej is also a pendant edge incident with v1 in G′ and ej=e′. We assert that there is a maximal matching M∘ of G′ which contains ej.
Suppose M is a maximal matching of G′. We claim that M contains an edge incident with v1. Otherwise, in G′, if M contains no any edge incident with v1, then M∪{e′} is a matching with larger cardinality than M, which contradicts the maximality of M. This ensures our claim holding.
If M does not contain any pendant edge incident with v1, then a nonpendant edge incident with v1, say ew, is contained in M. We let M∘=(M∖ew)∪{ej}. If e′∈M, then we let M∘=(M∖e′)∪{ej}. Thus M∘ is also a maximal matching of G′, which satisfies our assertion.
Note that M∘ is a matching. It follows the fact that among all edges incident with v1, ej is the exactly one in M∘. Note that edge e not incident with v1 is a pendant edge. By Lemma 3.3, it follows that in G, pendant edge e is adjacent to a nonpendant edge er, where v1∈er. Note that er∈/M∘. Then M∘∪{e} is a matching of G with cardinality α(G′)+1. Note the supposition that α(G)=α(G′). Thus M∘∪{e} contradicts the matching number of G. As a result, it follows that α(G′)=α(G)−1.
Case 2 In G, no pendant edge is incident with v1. Note that C is not a v1-complex cycle. Then deg(v2)=2, and no pendant edge is adjacent to one of e1, e2. Suppose that no pendant edge is adjacent to e1 in G. As Case 1, we can prove that there is a maximal matching M∘ of G′ which contains e1, and prove that M∘∪{e} is a matching of G with cardinality α(G)+1, which contradicts the matching number of G. Thus α(G′)=α(G)−1.
To sum up, the lemma follows as desired.
This completes the proof. □
From Lemma 3.11, we get the following Corollary 3.12 immediately.
Corollary 3.12
Let G∈H and ρ(G)=ρmax, C=v1e1v2e2v1 be the unique cycle, v1 be a Ma-vertex in G. If deg(v2)=3, then there must be a pendant edge incident with v1.
Lemma 3.13
Let G∈H and ρ(G)=ρmax, C=v1e1v2e2v1 be the unique cycle, v1 be a Ma-vertex in G. Then any maximal matching of G consists of exactly one pendant edge incident with v1, or exactly one edge of C in which each vertex other than v1 is not incident with any pendant edge, and all pendant edges not incident with v1.
**Proof. **
Let M be a maximal matching of G. By Lemma 3.11, we know that C is not a v1-complex cycle. For proving this lemma, we need consider two cases next.
Case 1 There are some pendant edges incident with v1 in G. As the proof for the claim about M in Case 1 of Lemma 3.11, we get that there must be an edge incident with v1 is in M. Suppose that an edge e3 incident with v1 is in M. Then any other edge incident with v1 is not in M.
We claim that e3 is a pendant edge or an edge of C in which each vertex other than v1 is not incident with any pendant edge. We prove this claim by contradiction. Suppose this claim does not hold. Then two subcases need consider.
Subcase 1.1 e3 is a nonpendant edge which is not in C.
By Corollary 3.9, there must be a pendant edge e4 adjacent to e3 where e3∩e4={v3}, v3=v1. Because e3∈M, then e4∈/M. Let e4′=(e4∖{v3})∪{v1}, G′=G−e4+e4′. Then M is also a matching of G′ and G′∈H. Using Lemma 2.4 gets ρ(G′)>ρ(G), which contradicts ρ(G)=ρmax.
Subcase 1.2 e3 is an edge in C which is adjacent to some pendant edge et, where et is not incident with v1. For this case, as Subcase 1.1, we can get a hypergraph G′∈H that ρ(G′)>ρ(G), which contradicts ρ(G)=ρmax.
By Subcase 1.1 and Subcase 1.2, our claim holds.
For a pendant edge e5 not incident with v1, by Lemma 3.3 and Corollary 3.5, e5 is adjacent to an edge e6 where v1∈e6, e6=e3. Note that G is unicyclic. Therefore, ∥e5∩e6∥=1. Suppose e5∩e6={v5} where v5=v1. By Lemma 3.10, e5 is the unique pendant edge incident with v5. If e5∈/M, noting that e3∈M, e6∈/M, we get that {e5}∪M is also a matching of G, which contradicts the maximality of M. Thus e5∈M. Then it follows that the lemma holds for Case 1.
Case 2 In G, no pendant edge is incident with v1, deg(v2)=2, and no pendant edge is adjacent to one of e1, e2. For this case, as Case 1, it is proved that the lemma holds.
This completes the proof. □
Furthermore, by Lemma 3.13, we get the following Corollary 3.14.
Corollary 3.14
Let G∈H and ρ(G)=ρmax, C=v1e1v2e2v1 be the unique cycle, v1 be a Ma-vertex in G. If there is a pendant edge incident with v1, then
there is a maximal matching of G consists of exactly one pendant edge incident with v1, and all other pendant edges not incident with v1.
Let F be a connected k-uniform hypergraph (k≥3) with at least 2 edges and u∈V(F), e={v1, v2, …, vk−1, u} be a nonpendant edge incident with u, and e1, e2, …, et (t≤k−1) be the pendant edges incident with vertices v1, v2, …, vt of e respectively, where t≤k−1, ei∩e={vi}, deg(vi)=2 for 1≤i≤t, deg(vi)=1 for t+1≤i≤k−1 if t≤k−2. Here, letting t=0 means that deg(vi)=1 for 1≤i≤k−1.
Lemma 3.15
For hypergraph F, let ρ=ρ(F). Then in the principal eigenvector X of F, x(vi)=ρ(1−ρk1)kt+1xu for 1≤i≤t, and x(vi)=ρ(1−ρk1)ktx(u) for t+1≤i≤k−1 if t≤k−2. Moreover, if t=k−1, then x(vi)=ρ−ρk−11x(u) for 1≤i≤t; if t=0, then x(vi)=ρx(u) for 1≤i≤k−1.
**Proof. **
Note that F is connected and F has at least 2 edges. By Lemma 3.6 and Lemma 3.7, it follows that ρ>1. Suppose ei={vi, vi1, vi2, …, vik−1} for 1≤i≤t. In the principal eigenvector X of F, let x(v1)=w, and let x(vt+1)=f if t≤k−2. By Lemma 2.2, then x(vi)=w, x(vij)=ρw for 1≤i≤t, 1≤j≤k−1; x(vi)=f for t+1≤i≤k−1. Let s=k−1−t. If s≥1, then
[TABLE]
It follows that w=ρ(1−ρk1)kt+1xu, f=(1−ρk1)k1w=ρ(1−ρk1)ktxu.
If s=0, then x(vi)=w=ρ−ρk−11xu for 1≤i≤t follows from (2); if t=0, then x(vi)=f=ρx(u) for 1≤i≤k−1 follow from (1).
Thus the lemma follows as desired.
This completes the proof. □
\Longrightarrow$$\mathbb{K}$$\mathbb{K}^{{}^{\prime}}Fig. 3.1. K and \mathbb{K}^{{}^{\prime}}$$u$$u$$v_{1,1}$$v_{1,2}$$v_{1,4}$$v_{1,5}$$v_{1,1}$$v_{1,2}$$v_{2,1}$$v_{2,3}$$v_{2,1}$$v_{2,2}$$v_{2,2}$$v_{1,4}$$v_{1,5}$$v_{2,3}
Let K be a connected k-uniform hypergraph (k≥3) with at least 2 edges and u∈V(K), e1={v1,1, v1,2, …, v1,k−1, u} be a nonpendant edge incident with u, and e1,1, e1,2, …, e1,s (1≤s≤k−2) be the pendant edges incident with vertices v1,1, v1,2, …, v1,s of e1 respectively, where e1,i∩e1={v1,i}, deg(v1,i)=2 for 1≤i≤s, deg(v1,i)=1 for s+1≤i≤k−1; e2={v2,1, v2,2, …, v2,k−1, u} be aother nonpendant edge incident with u, and e2,1, e2,2, …, e2,t (1≤t≤s) be the pendant edges incident with vertices v2,1, v2,2, …, v2,t of e2 respectively, where e2,i∩e2={v2,i}, deg(v2,i)=2 for 1≤i≤t, deg(v2,i)=1 for t+1≤i≤k−1. Let e2,t′=(e2,t∖{v2,t})∪{v1,s+1}, K′=K−e2,t+e2,t′ (for example, see Fig. 3.1).
Lemma 3.16
For hypergraph K, we have ρ(K′)>ρ(K) and α(K′)≥α(K).
**Proof. **
Note that K is connected and K has at least 2 edges. By Lemma 3.6 and Lemma 3.7, it follows that ρ(K)>1. Let X be the principal eigenvector of K. Combining Lemma 2.2, we let x(v1,i)=w1 for 1≤i≤s; x(v1,i)=f1 for s+1≤i≤k−1; x(v2,i)=w2 for 1≤i≤t; x(v2,i)=f2 for t+1≤i≤k−1. Then by Lemma 3.15, w1≥w2, f1≥f2, w1>f1, w2>f2. Thus x(u)∏i=1sx(v1,i)∏i=s+2k−1x(v1,i)>x(u)∏i=1t−1x(v2,i)∏i=t+1k−1x(v2,i). If f1≥w2, then ρ(K′)>ρ(K) by Lemma 2.4. If f1<w2, then K′ is obtained from K by e1⇌v2,tv1,s+1e2, and then ρ(K′)>ρ(K) by Lemma 2.5.
As Lemma 3.13, we get that hypergraph K has a maximal matching M which contains no e1 and e2, but contains all e1,i for 1≤i≤s and contains all e2,i for 1≤i≤t. Then (M∖{e2,t})∪{e2,t′} is a matching of K′. Thus α(K′)≥α(K).
This completes the proof. □
Lemma 3.17
Let G∈H and ρ(G)=ρmax, C=v1e1v2e2v1 be the unique cycle, v1 be a Ma-vertex in G. If no pendant edge is incident with any vertex in e1∖{v1}, or no pendant edge is incident with any vertex in e2∖{v1}, then except e1 and e2, any other edge incident with v1 is a pendant edge.
**Proof. **
Suppose no pendant edge is incident with any vertex in e1∖{v1} in G. Denote by e1={v1, v1,1, v1,2, …, v1,k−2, v2}. We prove this lemma by contradiction. Suppose this lemma does not hold, and assume that e3 is a nonpendant edge incident with v1 where e3=e1, e3=e2. Denote by e3={v1, v3,1, v3,2, …, v3,k−2, v3,k−1}. By Corollary 3.9 and Lemma 3.10, assume that e3,k−1, e3,k−2, …, e3,k−s (1≤s≤k−1) are the pendant edges incident with vertices v3,k−1, v3,k−2, …, v3,k−s of e3 respectively. Note that G is unicyclic. Then by Lemmas 3.6 and 3.7, it follows that ρ(G)>1. Let X be the principal eigenvector of G. By Lemma 3.15, then x(v1,1)=x(v1,2)=⋯=x(v1,k−2), x(v3,k−1)=x(v3,k−2)=⋯=x(v3,k−s), x(v3,k−s+1)=x(v3,k−s+2)=⋯=x(v3,1) and x(v3,1)<x(v3,k−1) if s≤k−2. Let M be a maximal matching of G. Then by Lemma 3.13, we get that e3,k−i∈M for 1≤i≤s, but e3∈/M; if there is a pendant edge e incident with a vertex in e2∖{v1}, then e∈M and e2∈/M. Note that at most one of e1 and e2 is in M. Thus without loss of generality, we suppose that e2∈/M.
Case 1 x(v3,k−1)≥x(v2). Then let e2′=(e2∖{v2})∪{v3,k−1}, and let G′=G−e2+e2′. Then M is also a maximal matching of G′ and G′∈H. Using Lemma 2.4 gets ρ(G′)>ρ(G), which contradicts ρ(G)=ρmax.
Case 2 x(v3,k−1)<x(v2).
Subcase 2.1 x(v3,k−1)≤x(v1,1). Denote by e3,k−i′=(e3,k−i∖{v3,k−i})∪{v1,k−i} for 2≤i≤s, and e3,k−1′=(e3,k−1∖{v3,k−1})∪{v2}. Let
G′=G−e3,k−1+e3,k−1′−∑i=2se3,k−i+∑i=2se3,k−i′, and let Ui=e3,k−i∖{v3,k−i} for 1≤i≤s. Note that if e1∈/M, then M is also a maximal matching of G′; if e1∈M, then M′=(M∖{e1})∪{e3} is a matching of G′. Thus G′∈H.
Note that
[TABLE]
[TABLE]
[TABLE]
Therefore, ρ(G′)>ρ(G) by Lemma 1.2, which contradicts ρ(G)=ρmax.
Subcase 2.2 x(v3,k−1)>x(v1,1).
Subcase 2.2.1 x(v1,1)x(v1,2)⋯x(v1,k−2)≥x(v3,1)x(v3,2)⋯x(v3,k−2). Then
[TABLE]
Let Q1={v1,k−s, v1,k−s+1, …, v1,k−2}, Q2={v3,k−s, v3,k−s+1, …, v3,k−2}, Q3=e1∖Q1, Q4=e3∖Q2, e1′=Q3∪Q2, e3′=Q4∪Q1, U=e3,k−1∖{v3,k−1} and e3,k−1′=U∪{v2}. Then xQ3>xQ4 and xQ2>xQ1. Let
G′=G−e3,k−1−e1−e2+e3,k−1′+e1′+e2′. Note that if e1∈/M, then M is also a maximal matching of G′; if e1∈M, then M′=(M∖{e1})∪{e3} is a matching of G′. Thus G′∈H. Note that
[TABLE]
Then ρ(G′)>ρ(G) by Lemma 1.2, which contradicts ρ(G)=ρmax.
Subcase 2.2.2 x(v1,1)x(v1,2)⋯x(v1,k−2)<x(v3,1)x(v3,2)⋯x(v3,k−2). Let Q1={v1,1, v1,2, …, v1,k−2}, Q2={v3,1, v3,2, …, v3,k−2}, e1′=(e1∖Q1)∪Q2, e3′=(e3∖Q2)∪Q1, and e3,k−1′=(e3,k−1∖{v3,k−1})∪{v2}. Let
G′=G−e3,k−1−e1−e2+e3,k−1′+e1′+e2′. As Subcase 2.2.1, we get that α(G′)≥α(G), G′∈H and ρ(G′)>ρ(G), which contradicts ρ(G)=ρmax.
By the above narrations, we get that except e1 and e2, no other nonpendant edge is incident with v1. Then the lemma follows. This completes the proof. □
Let W be a connected k-uniform hypergraph (k≥3) with at least 2 edges, and C=v1e1v2e2v1 be a cycle in W. Denote by e1={v1, v1,1, v1,2, …, v1,k−2, v2}, and let e1,k−2, e1,k−3, …, e1,k−t (2≤t≤k−1) be the pendant edges incident with vertices v1,k−2, v1,k−3, …, v1,k−t of e1 respectively, where e1,k−i∩e1={v1,k−i}, deg(v1,i)=2 for 2≤i≤t, deg(v1,i)=1 for t+1≤i≤k−1 if t≤k−2. Here, letting t=1 means that deg(v1,k−i)=1 for 2≤i≤k−1. Similar to Lemma 3.15, for hypergraph W, we have the following Lemma 3.18.
Lemma 3.18
For graph W, let ρ=ρ(W). Then in the principal eigenvector X of W, x(v1,k−i)=(φx(v1)x(v2))21 for 2≤i≤t, and x(vi)=(1−ρk1)k1(φx(v1)x(v2))21 for t+1≤i≤k−1 if t≤k−2, where φ=ρ(1−ρk1)kt+1. Moreover, if t=k−1, then x(v1,k−i)=(ρ−ρk−11x(v1)x(v2))21 for 2≤i≤t; if t=1, then x(v1,k−i)=(ρx(v1)x(v2))21 for 2≤i≤k−1.
Lemma 3.19
Let G∈H and ρ(G)=ρmax, C=v1e1v2e2v1 be the unique cycle in G, v1 be a Ma-vertex, and X be the principal eigenvector of G.
(1)* If there is a nonpendant edge incident with v1 which is neither of e1 and e2, then deg(v2)=3, and x(v2)>x(v) for any v∈(V(G)∖{v1,v2}).*
(2)* Assume that there is a pendant edge el incident with a vertex in e1∖{v1}, and there is a pendant edge ep incident with a vertex in e2∖{v1} (el=ep possible, and el=ep means that el is incident with v2). Then deg(v2)=3, and x(v2)>x(v) for any v∈(V(G)∖{v1,v2}).*
(3)* Assume that there is a pendant edge el incident with a vertex in e1∖{v1}, and there is a pendant edge incident with v1. Then deg(v2)=3, and x(v2)>x(v) for any v∈(V(G)∖{v1,v2}).*
**Proof. **
We prove (1) first. Note the condition that there is a nonpendant edge incident with v1 which is neither of e1 and e2. By Lemma 3.17, it follows that both e1 and e2 are adjacent to some pendant edges respectively, where these pendant edges are not incident with v1. Let M be a maximal matching of G. Denote by e1={v1, v1,1, v1,2, …, v1,k−2, v2}, e2={v1, v2,1, v2,2, …, v2,k−2, v2}. Combining Corollary 3.9 and Lemma 3.10, suppose e1,k−2, e1,k−3, …, e1,k−s (2≤s≤k−1) are the pendant edges incident with vertices v1,k−2, v1,k−3, …, v1,k−s of e1 respectively; e2,k−2, e2,k−3, …, e2,k−t (2≤t≤k−1) are the pendant edges incident with vertices v2,k−2, v2,k−3, …, v2,k−t of e2 respectively. Note that G is unicyclic. Then by Lemmas 3.6 and 3.7, it follows that ρ(G)>1. By Lemma 2.2 and Lemma 3.18, we get that
x(v1,k−2)=x(v1,k−3)=…=x(v1,k−s), x(v1,k−s−1)=x(v1,k−s−2)=…=x(v1,1) and x(v1,k−2)>x(v1,1) if s≤k−2; x(v2,k−2)=x(v2,k−3)=…=x(v2,k−t), x(v2,k−t−1)=x(v2,k−t−2)=…=x(v2,1) and x(v2,k−2)>x(v2,1) if t≤k−2. By Lemma 3.15, it follows that x(v1,k−i)>x(vij) where vij∈(e1,k−i∖{v1,k−i}) and 2≤i≤s; x(v2,k−i)>x(vij) where vij∈(e2,k−i∖{v2,k−i}) and 2≤i≤t. Let A=V(C)∪(∪i=2se1,k−i)∪(∪i=2te2,k−i), B=A∖{v1,v2}.
Without loss of generality, suppose that x(v1,k−2)≥x(v2,k−2). If x(v2)≤x(v1,k−2), then let e2′=(e2∖{v2})∪{v1,k−2}, G′=G−e2+e2′. Note that e1∈/M and e2∈/M by Lemma 3.13. Then M is also a maximal matching of G′ and G′∈H. Using Lemma 2.4 gets that ρ(G′)>ρ(G), which contradicts ρ(G)=ρmax. This means that x(v2)>x(v1,k−2). As a result, it follows that x(v2)>x(v) for any v∈B. Note that if deg(v2)=2, then we let e1,k−2′=(e1,k−2∖{v1,k−2})∪{v2}, and G′′=G−e1,k−2+e1,k−2′. Similarly, we get that G′′∈H and ρ(G′′)>ρ(G), which contradicts ρ(G)=ρmax. This implies that deg(v2)>2. Combining this and Lemma 3.10 gets that deg(v2)=3. Suppose eμ is the pendant edge incident with v2. By Lemma 3.15, it follows that x(v2)>x(vμj) where vμj∈(eμ∖{v2}). Let D=B∪(eμ∖{v2}). Consequently, we get that x(v2)>x(v) for any v∈D.
Suppose ef={v1, vf,1, vf,2, …, vf,k−1} is an edge incident with v1 which is neither of e1 and e2. If ef is a nonpendant edge, combining Corollary 3.9 and Lemma 3.10, then we assume that ef,k−1, ef,k−2, …, ef,k−φ (1≤φ≤k−1) are the pendant edges incident with vertices vf,k−1, vf,k−2, …, vf,k−φ of ef respectively. By Lemma 2.2 and Lemma 3.15, if ef is a nonpendant edge, then x(vf,k−1)=x(vf,k−2)=…=x(vf,k−φ), x(vf,k−φ−1)=x(vf,k−φ−2)=…=x(vf,1) and x(vf,k−1)>x(vf,1) if φ≤k−2, and x(vf,k−i)>x(vij) where vij∈(ef,k−i∖{vf,k−i}) and 1≤i≤φ; if ef is a pendant edge, then x(vf,k−1)=x(vf,k−2)=…=x(vf,1). As proved for x(v2)>x(v1,k−2) in the first paragraph, it follows that x(vf,k−1)<x(v2). Let H=ef∪(∪i=1φef,k−i), L=H∖{v1} if ef is a nonpendant edge; L=ef∖{v1} if ef is a pendant edge. Thus it follows that x(v2)>x(v) for any v∈L.
Notice the arbitrariness of ef and combine that x(v2)>x(v) for any v∈D.
Then (1) follows as desired.
Combining Lemma 3.10 and the proof of (1) gets (2); combining Corollary 3.14 and the proof of (1) gets (3).
This completes the proof. □
Lemma 3.20
Let G∈H and ρ(G)=ρmax, C=v1e1v2e2v1 be the unique cycle, v1 be a Ma-vertex in G. If there is a nonpendant edge incident with v1 which is neither of e1 and e2, then for each vertex v∈(V(C)∖{v1}), it is incident with exactly one pendant edge.
**Proof. **
Note the condition that there is a nonpendant edge incident with v1 which is neither of e1 and e2. By Lemma 3.17, it follows that both e1 and e2 are adjacent to some pendant edges respectively, where these pendant edges are not incident with v1. By Lemma 3.19, it follows that there is exactly one pendant edge incident with v2. Let X be the principal eigenvector of G, and M be a maximal matching of G. Denote by e1={v1, v1,1, v1,2, …, v1,k−2, v2}. Combining Corollary 3.9 and Lemma 3.10, suppose that e1,k−2, e1,k−3, …, e1,k−t (2≤t≤k−1) are the pendant edges incident with vertices v1,k−2, v1,k−3, …, v1,k−t of e1 respectively.
Suppose ef={v1, vf,1, vf,2, …, vf,k−1} is a nonpendant edge incident with v1 which is neither of e1 and e2, and combining Corollary 3.9 and Lemma 3.10 again, suppose that ef,k−1, ef,k−2, …, ef,k−s (1≤s≤k−1) are the pendant edges incident with vertices vf,k−1, vf,k−2, …, vf,k−s of ef respectively. By Lemma 3.19, we get that x(v2)>x(v) for any v∈(V(G)∖{v1,v2}).
Next, we prove that t=k−1. Otherwise, suppose that t≤k−2. Then we consider two cases as follows.
Case 1 x(v1,1)≥x(vf,k−1). We let ef,k−1′=(ef,k−1∖{vf,k−1})∪{v1,1}, G′=G−ef,k−1+ef,k−1′. Note that e1∈/M and ef∈/M by Lemma 3.13. Then M is also a maximal matching of G′ and G′∈H. Using Lemma 2.4 gets that ρ(G′)>ρ(G), which contradicts ρ(G)=ρmax.
Case 2 x(v1,1)<x(vf,k−1).
Subcase 2.1 x(v1,k−2)x(v1,k−3)⋯x(v1,1)≥x(vf,k−1)x(vf,k−2)⋯x(vf,2). Then
[TABLE]
Note that x(v2)>x(vf,1). Then
[TABLE]
Let
G′ be obtained by e1⇌vf,k−1v1,1ef.
Note that e1∈/M and ef∈/M by Lemma 3.13. Then M is also a maximal matching of G′ and G′∈H. Using Lemma 2.5 gets that ρ(G′)>ρ(G), which contradicts ρ(G)=ρmax.
Subcase 2.2 x(v1,k−2)x(v1,k−3)⋯x(v1,1)<x(vf,k−1)x(vf,k−2)⋯x(vf,2). Let U1={v1,k−2, v1,k−3, ⋯, v1,1}, U2={vf,k−1, vf,k−2, ⋯, vf,2}, G′ be obtained by e1⇌U2U1ef. Note that x(v2)>x(vf,1). As Subcase 2.1, we get that M is also a maximal matching of G′, G′∈H and ρ(G′)>ρ(G), which contradicts ρ(G)=ρmax.
By the above narrations, it follows that t=k−1. Similarly, for e2, we get the same conclusion. Thus the lemma follows as desired.
This completes the proof. □
Lemma 3.21
Let G∈H and ρ(G)=ρmax, C=v1e1v2e2v1 be the unique cycle, v1 be a Ma-vertex in G. We have
(1)* m=z+1 if and only if deg(v1)=2, deg(v2)=2, and no pendant edge is adjacent to at least one of e1, e2;*
(2)* if m≥z+2, then there must be a pendant edge incident with v1; moreover, if z≥2, then deg(v2)=3.*
**Proof. **
(1) Claim If deg(v1)≥3, then there must be a pendant edge incident with v1. Otherwise, assume that no pendant edge is incident with v1. Then there is a nonpendant edge incident with v1 which is neither of e1 and e2. Then by Lemma 3.20, it follows that deg(v2)=3. By Corollary 3.12, it follows that there must be a pendant edge incident with v1. This is a contradiction. Thus the claim holds.
By Corollary 3.14, there is a maximal matching of G which contains one pendant edge incident with v1 and all other pendant edges not incident with v1. Note that now neither of e1, e2 is in this matching. Then m≥z+2, which contradicts m=z+1. Thus deg(v1)=2. By Corollary 3.12, it follows that deg(v2)=2. By Lemma 3.19, it follows that no pendant edge is adjacent to at least one of e1, e2.
From the above proof, we get that if deg(v1)=2, then deg(v2)=2, and no pendant edge is adjacent to at least one one of e1, e2. Suppose no pendant edge is adjacent to e1. By Lemma 3.13, there is a maximal matching M which contains e1 and all pendant edges. Then m=z+1. Thus (1) follows. Combining (1), Corollary 3.12 and Lemma 3.19 gets that if m≥z+2, then deg(v1)≥3. Using the above Claim for proving (1) and using Lemma 3.19 again get (2).
This completes the proof. □
Let D be a connected k-uniform hypergraph (k≥3) with at least 2 edges, and C=v1e1v2e2v1 be a cycle in D. Denote by e1={v1, v1,1, v1,2, …, v1,k−2, v2}, and let e1,k−2, e1,k−3, …, e1,k−s (2≤s≤k−2) be the pendant edges incident with vertices v1,k−2, v1,k−3, …, v1,k−s of e1 respectively, where e1,k−i∩e1={v1,k−i}, deg(v1,i)=2 for 2≤i≤s, deg(v1,i)=1 for s+1≤i≤k−1. Denote by e2={v1, v2,1, v2,2, …, v2,k−2, v2}, and let e2,k−2, e2,k−3, …, e2,k−t (2≤t≤s) be the pendant edges incident with vertices v2,k−2, v2,k−3, …, v2,k−t of e2 respectively, where e2,k−i∩e2={v2,k−i}, deg(v2,i)=2 for 2≤i≤t, deg(v2,i)=1 for t+1≤i≤k−1. Let e2,k−t′=(e2,k−t∖{v2,k−t})∪{v1,k−s−1}, D′=D−e2,k−t+e2,k−t′. Similar to Lemma 3.16, for hypergraph D, combining Lemma 3.18, we have the following Lemma 3.22.
Lemma 3.22
For hypergraph D, we have ρ(D′)>ρ(D) and α(D′)≥α(D).
Proof of Theorem 1.3.
Note that G is connected. Thus we have m≥z+1.
If m=z+1, then (1) follows from 3.21. Next, we consider the case that m≥z+2.
By Lemmas 3.1, 3.3, 3.8, 3.10, 3.13, 3.17, 3.19-3.21, Corollaries 3.4, 3.5, 3.9, 3.12, 3.14, and using Lemmas 3.11, 3.16 and 3.22 repeatedly, it follows that G is isomorphic to a U(n,k;f;r,s;t,w) where z=α(U(n,k;f;r,s;t,w))=f+r+s+t(k−1)+w+1, v1 of U(n,k;f;r,s;t,w) is a Ma-vertex, and U(n,k;f;r,s;t,w) satisfies (2)-(5) respectively.
This completes the proof. □
Theorem 1.4 follows from Theorem 1.3 as a corollary directly.