This paper extends classical results on semi-Fredholm operators to the setting of Hilbert C*-modules over W*-algebras, generalizing key theorems and characterizations in operator theory.
Contribution
It provides new generalizations of semi-Fredholm operator characterizations and the punctured neighborhood theorem specifically for W*-algebra modules, including both adjointable and non-adjointable cases.
Findings
01
Generalized Schechter-Lebow characterization for semi-Fredholm operators
02
Extended punctured neighborhood theorem to W*-algebra context
03
Proved results for bounded, adjointable operators with closed range over C*-algebras
Abstract
In this paper we consider A-Fredholm and semi-A-Fredholm operators on Hilbert C*-modules over a W*-algebra A defined in [3],[10]. Using the assumption that A is a W*-algebra (and not an arbitrary C*-algebra), we obtain several results such as generalization of Schechter-Lebow characterization of semi-Fredholm operators and generalization of "punctured neighbourhood" theorem, as well as some other results that generalize their classical counterparts. We consider both adjointable and non adjointable semi-Fredholm operators over W*-algebras. Moreover, we also work with general bounded, adjointable operators with closed range over C*-algebras and prove a generalization to Hilbert C*-modules of the result in [1] on Hilbert spaces.
No public reviews on file for this paper yet. If you reviewed it on a platform where reviews are public (OpenReview, ICLR, NeurIPS, ICML), you can paste yours below so the community can read it here.
Videos
No videos yet. Explain this paper in a talk, walkthrough, or lecture? Add one.
Full text
On operators with closed range and semi-Fredholm operators over W∗-algebras
Stefan Ivković
Abstract
In this paper we consider A-Fredholm and semi-A-Fredholm operators on Hilbert C∗-modules over a W∗-algebra A defined in [3],[10]. Using the assumption that A is a W∗-algebra (and not an arbitrary C∗-algebra)
such as a generalization of Schechter-Lebow characterization of semi-Fredholm operators and a generalization of ”punctured neighbourhood” theorem, as well as some other results that generalize their classical counterparts. We consider both adjointable and non adjointable semi-Fredholm operators over W∗-algebras. Moreover, we also work with general bounded, adjointable operators with closed ranges over C∗-algebras and prove a generalization to Hilbert C∗-modules of the result in [1] on Hilbert spaces.
Fredholm theory on Hilbert C∗-modules as a generalization of Fredholm theory on Hilbert spaces was started by Mishchenko and Fomenko in [10]. They have elaborated the notion of a Fredholm operator on the standard module HA and proved the generalization of the Atkinson theorem.In [3] we went further in this direction and defined semi-Fredholm operators on Hilbert C∗-modules. We proved then several properties of these generalized semi Fredholm operators on Hilbert C∗-modules as an analogue or generalization of the well-known properties of classical semi-Fredholm operators on Hilbert and Banach spaces. Several special properties of A-Fredholm operators in the case of W∗-algebra were described in [11, Section 3.6]. The idea in this paper was to go further in this direction and establish more special properties A-Fredholm operators defined in [10] and of semi−A-Fredholm operator defined in [3], in the case when A is a W∗-algebra, the properties that are closer related to the properties of the classical semi-Fredholm operators on Hilbert spaces than in the general case, when A is an arbitrary C∗-algebra. Moreover, we consider both adjointable and non-adjointable semi-Fredholm operators over W∗-algebras in this paper.
Here is the list of our main results. Proposition 3.19 and Lemma 3.20 generalize the part of the index theorem which states that if F,D are Fredholm operators on a Hilbert spaces H, then dimkerFD≤dimkerF+dimkerD and dimImFD⊥≤dimImF⊥+dimImD⊥.
Corollary 3.3 and Lemma 3.4 , and Proposition 3.10 is a generalization of [17, Theorem 1.5.7], originally given in [15]. Theorem 3.5, and Corollary 3.6, Lemma 3.8 and Proposition 3.10 are analogue of Schechter’s and Lebow’s characterization of semi-Fredhnolm operators [17, Theorem 1.4.4] and [17, Theorem 1.4.5], originally given in [9], [14], Theorem 3.30 is a generalization of the classical ”punctured neighbourhood theorem” [17, Theorem 1.7.7], originally given in [7]. Compared to the classical version on Hilbert spaces, our generalization (Theorem 3.30) needs additional assumption on the operator F∈MΦ(M), denoted by (). It turns out that in the case of ordinary Hilbert spaces, () is automatically satisfied for any Fredhnolm operator, so in the case of ordinary Hilbert spaces, Theorem 3.14 reduces to the classical ”punctured neighbourhood” theorem. However, in Example 3.29, we give an example of a Hilbert C∗-module over a W∗-algebra A which is not a Hilbert space and where the condition (*) is satisfied for all A-Fredholm operators as long as they have closed image.
In several results in this paper we consider semi-A-Fredholm operators with closed image. Ordinary semi-Fredholm operators on Hilbert spaces have always closed image, however in our generalizations to modules we need sometimes to provide this additional assumption in order to obtain an analogue of the classical results. This led us to study in general bounded, adjointable operators over C∗-algebras with closed image and not only semi-Fredholm operators over W∗-algebra. We prove in Lemma 3.17 that if F,D are two bounded, adjointable operators on the standard module with closed images, then ImDF is closed iff the Dixmier angle between ImF and kerD∩(kerD∩ImF)⊥ is positive, or equivalently iff the Dixmier angle between kerD and ImF∩(kerD∩ImF)⊥ is positive. This is an anlogue on Hilbert C∗-modules of the well known result in [1] on Hilbert spaces. Moreover, our Lemma 3.20, which generalizes the above mentioned second part of the classical index theorem, yields for arbitrary bounded, adjointable operators F,D on the standard C∗ module provided that ImF,ImD,ImDF are closed. Next, our Lemma 3.13 gives another, simplified proof of the result in [13]. This result follows as corollary from Lemma 3.13, Corollary 3.14.
Important tools for proving most of the results in this paper are [11, Corollary 3.6.4],[11, Corollary 3.6.7], [11, Proposition 3.6.8] originally given in [2],[6],[8] and these results assume that A is a W∗-algebra. That’s why we deal mainly here with Hilbert C∗-modules over W∗-algebras. However, our Lemma 3.11, Corollary 3.12, Lemma 3.13, Lemma 3.17, Corollary 3.14, Corollary 3.18 and Lemma 3.20 hold also in the case when A is an arbitrary unital C∗-algebra and not only W∗-algebra.
2 Preliminaries
Throughout this paper we let A be a W∗-algebra, HA or l2(A) be the standard Hilbert C∗-module over A and we let Ba(HA) denote the set of all bounded , adjointable operators on HA.
Similarly, if M is an arbitrary Hilbert C∗-module, we let Ba(M) denote the set of all bounded, adjojntable operators on M. We let B(l2(A)) denote the set of all A-linear, bounded, but not necessarily adjointable operators on l2(A). According to [11, Definition 1.4.1], we say that a Hilbert C∗-module M over A is finitely generated if there exists a finite set {xi}⊆M such that M equals the linear span (over C and A) of this set.
The notation ⊕~ denotes the direct sum of modules without orthogonality, as given in [11].
Definition 2.1**.**
[3, Definition 2.1]
Let F∈Ba(HA). We say that F is an upper semi-A-Fredholm operator if there exists a decomposition
where F1 is an isomorphism M1,M2,N1,N2 are closed submodules of HA and N1 is finitely generated. Similarly, we say that F is a lower semi-A-Fredholm operator if all the above conditions hold except that in this case we assume that N2 ( and not N1 ) is finitely generated.
Set
MΦ+(HA)={F∈Ba(HA)∣F is upper semi-A-Fredholm },
MΦ−(HA)={F∈Ba(HA)∣F is lower semi-A-Fredholm },
MΦ(HA)={F∈Ba(HA)∣F is A-Fredholm operator on HA}.
Next, we let K∗(HA) denote the set of all adjointable compact operators in the sense of [11, Section 2.2] and we let K(l2(A)) denote the set of all compact operators (not necessarily adjointable) in the sense of [5]. We set MΦl(l2(A)) to be the class of operators in B(l2(A)) that have MΦ+-decomposition defined above, but are not necessarily adjointable. Hence MΦ+(HA)=MΦl(l2(A))∩Ba(HA). Similarly, we set MΦr(l2(A)) to be the set of all operators in B(l2(A)) that have MΦ−- decomposition but are not necessarily adjointable. Thus MΦ−(HA)=MΦr(l2(A))∩Ba(HA). Finally, we set MΦ(l2(A)) to be the set of all A-Fredholm operators on l2(A) in the sense of [5] that are not necessarily adjointable.
Remark 2.2*.*
[3] Notice that if M,N are two arbitrary Hilbert C∗-modules, the definition above could be generalized to the classes MΦ+(M,N) and MΦ−(M,N).
Recall that by [11, Definition 2.7.8], originally given in [10], when F∈MΦ(HA) and
[TABLE]
is an MΦ decomposition for F, then the index of F takes values in K(A) and is defined by index F=[N1]−[N2]∈K(A) where [N1] and [N2] denote the isomorphism classes of N1 and N2 respectively. „By [11, Definition 2.7.9], the index is well defined.
Remark 2.3*.*
By [4, Proposition 4.3] it follows that MΦl(l2(A)),MΦr(l2(A)) are closed under multiplication as these sets coincide with the sets of all left-invertible and all right invertible elements in the Calkin algebra B(l2(A))/K(l2(A)), respectively.
Lemma 2.4**.**
Let F,D∈Ba(HA) and suppose that ImF,ImD,ImDF are closed. Then there exist closed submodules X,W,M′ s.t. ImF=W⊕(kerD∩ImF),ImD=ImDF⊕X,kerD=M′⊕(kerD∩ImF). Moreover, HA=W⊕~S(X)⊕kerD, where S=D∣kerD⊥−1.
Proof.
Since ImF,ImD,ImDF are closed, by [11, Theorem 2.3.3] they are orthogonally complementable. Also kerD is orthogonally complementable. The operator D∣ImF can therefore be viewed as an adjointable operator from ImF into ImD. Since ImD∣ImF=ImDF is closed, by [11, Theorem 2.3.3] ImD=ImDF⊕X for some closed submodule X. Also ImF=W⊕kerD∣ImF=W⊕(kerD∩ImF) for some closed submodule W. Hence HA=W⊕(kerD∩ImF)⊕ImF⊥. Therefore kerD=(kerD∩ImF)⊕M′, where M′=kerD∩(W⊕ImF⊥). Now, D∣W is an isomorphism onto ImDF. But D∣W=DP∣W where P denotes the orthogonal projection onto kerD⊥. It follows then that P∣W must be bounded below, hence P(W) is closed in kerD⊥. In addition P(W)=S(ImDF) where S=DkerD⊥−1 is the operator from ImD onto kerD⊥. Since ImD=ImDF⊕X and S is an isomorphism, we have that kerD⊥=S(ImDF)⊕~S(X). Hence HA=S(ImDF)⊕~S(X)⊕kerD. But P∣W is an isomorphism from W onto S(ImDF). Hence HA=W⊕~S(X)⊕kerD.
∎
Lemma 2.5**.**
Let M,N be closed submodules of HA such that M⊆N and HA=M⊕M⊥. Then N=M⊕(N∩M⊥).
Proof.
Since HA=M⊕M⊥, every z∈N can be written as z=x+y where x∈M,y∈M⊥. Hence z−x∈N, as z∈N and x∈M⊆N. Thus y∈N∩M⊥.
∎
3 Semi-Fredholm operators and closed range operators over W∗-algebras
We start with the following proposition.
Proposition 3.1**.**
Let F∈MΦl(l2(A)) or F∈MΦ+(HA). Then there exists a decomposition.
where F0 is an isomorphism, M1′ and kerF are finitely generated. Moreover M1′≅N1′
If F∈MΦl(l2(A)) and ImF is closed, then ImF is complementable in l2(A).
Proof.
The first statement follows by the same arguments as in the proof of [11, Proposition 3.6.8]. The second statement follows from the decomposition for F from the first statement.
∎
Proposition 3.2**.**
If D∈MΦr(l2(A)) and ImD is closed and complementable in l2(A), then the decomposition given above exists for the operator D.
Proof.
Suppose that F∈MΦr(l2(A)), let l2(A)=M1⊕~N1⟶FM2⊕~N2=l2(A), an MΦr(l2(A)) decomposition for F, so that N2 is finitely generated. Since ImF is closed by assumption and F(M1)=M2,F(N1)⊆N2, it follows easily that F(N1) is closed. As ImF is complementable by assumption, it follows that F(N1) is complementable in N2. Therefore F(N1) is finitely generated projective, being a direct summand in a finitely generated, projective module N2. Since F∣N1:N1→F(N1) is an epimorphism, there exists a decimposition N1=N1′⊕~kerF where N1′≅F(N1).
∎
Corollary 3.3**.**
*1.) If F∈MΦ+(HA)∖MΦ(HA), then there exist ϵ>0 such that if D∈Ba(HA) and ∥D∥<ϵ, then (F+D) is in MΦ+(HA)∖MΦ(HA) and Im(F+D)⊥ is not finitely generated. If F∈MΦl(l2(A))∖MΦ(l2(A)), then the complement of ImF is not finitely generated.
2.) If F∈MΦ−(HA)∖MΦ(HA), then there exists ϵ>0 such that if D∈Ba(HA), and ∥D∥<ϵ, then (F+D)∈MΦ−(HA)∖MΦ(HA) and ker(F+D) is not finitely generated.*
Proof.
It was shown in [3, Theorem 4.1] that there exists an ϵ>0 such that
where (F+D)1 is an isomorphism and N1′⊕ker(F+D) is finitely generated, but
[TABLE]
is not finitely generated, as (F+D)∈/MΦ(HA). Now, since by Proposition 3.1(F+D)(N1′)≅N1′ and N1′ is finitely generated being direct summand in a finitely generated submodule N1′⊕ker(F+D), it follows that Im(F+D)⊥ can not be finitely generated, as
[TABLE]
is not finitely generated. The proof is similar in the case when
[TABLE]
We just observe that the proof of [3, Theorem 4.1] does not require the adjointability of F and moreover, Proposition 3.1 also applies in the case when F∈MΦl(l2(A)).
This can be proved by passing to the adjoints and using [3, Corollary 2.11].
∎
Lemma 3.4**.**
If F∈MΦr(l2(A))∖MΦ(l2(A)),ImF is closed and complementable, then the complement of ImF is not finitely generated.
Theorem 3.5**.**
Let F∈Ba(HA). Then F∈MΦ+(HA) if and only if ker(F−K) is finitely generated for all K∈K∗(HA).
Proof.
If F∈/MΦ+(HA), choose a sequence {xk}⊆HA and an increasing sequence {nk}⊆N s.t.
Let K∈K∗(HA) be the limit of Kn′s in the operator norm. Clearly, then
[TABLE]
Observe next that by the construction of the sequence {xk},
[TABLE]
and the sequence {nn}k⊆N is increasing. Thus {xk}⊆ker(F−K). Now, if ker(F−K) was finitely generated, then by [11, Lemma 2.3.7] ker(F−K) would be an orthogonal direct summand in HA. Hence, by the proof of [11, Theorem 2.7.5], there exists an n∈N such that pn∣ker(F−K) is an isomorphism from ker(F−K) onto some direct summand in Ln (where pn is the orthogonal projection onto Ln along Ln⊥).
In particular pn∣ker(F−K) is injective. However since, the sequence {nk}k is increasing, we can find an nk0 such that nk≥n for all k≥k0. Now, by construction, xk∈Lnk∖Lnk−1 for all k, so xk∈Ln⊥ for all k≥k0, as nk>n for all k>k0. Consequently pn(xk)=0 for all k≥k0. As {xk}k≥k0⊆ker(F−K), we get that pn is not injective, which is a contradiction. Thus we must have that ker(F−K) is not finitely generated. On the other hand, if F∈MΦ+(HA), then
[TABLE]
Now, as A is a W∗-algebra by assumption, then ker(F−K) must be finitely generated for all K∈K(HA), as
[TABLE]
which holds by the same arguments as in the proof of [11, Lemma 2.7.13]. This follows from the Proposition 3.1.
∎
Corollary 3.6**.**
Let A be a W∗-algebra and F∈Ba(HA). Then F∈MΦ−(HA) if and only if Im(F−K∗)⊥ is finitely generated for all K∗∈K∗(HA).
Proof.
Suppose that F∈/MΦ−(HA). By [3, Corollary 2.11], then F∗∈/MΦ+(HA). Hence there exists some K∗∈K∗(HA) such that ker(F∗−K∗) is not finitely generated. But ker(F∗−K∗)=Im(F−K∗)⊥. On the other hand, if F∈MΦ−(HA), then by
[3, Corolary 2.11] F∗∈MΦ+(HA). Hence, by the Theorem 3.5ker(F∗−K∗) is finitely generated for all K∗∈K∗(HA), so Im(F−K∗)⊥ is finitely generated for all
K∗∈K∗(HA).
∎
Next we define another class of operators on l2(A).
Definition 3.7**.**
Let F∈B(l2(A)). We say that F∈MΦ+(l2(A)) if there exist a closed submodule M and a finitely generated submodule N s.t. l2(A)=M⊕~N and F∣M is bounded below.
Note that we do not assume that F(M) is complementable in l2(A).
Thus MΦl(l2(A))⊆MΦ+(l2(A)), but the equality does not necessarily hold.
Lemma 3.8**.**
Let F∈B(l2(A)). Then F∈MΦ+(l2(A)) iff ker(F−K) is finitely generated for all K∗(HA).
Proof.
Let l2(A) be an MΦ+ decomposition for F from the definition above. Since N is finitely generated, we may choose an n∈N s.t. l2(A)=Ln⊥⊕~P⊕~N for some finitely generated, closed submodule P. On Ln⊥⊕~PF is bounded below, so there exists some C>0 s.t. ∥Fx∥≥C∥x∥ for all x∈Ln⊥⊕P. Next, if K∈K∗(HA), by Proposition 2.1.1 [11] there exists some m≥n s.t. ∥K∣Lm⊥∥<C. Then F−K is bounded below on Lm⊥. Conversely, if F∈/MΦ+(l2(A)), then, in particular, F is not bounded below on Ln⊥ for all n. We may hence repeat the construction from [3, Lemma 3.2] to get the sequence {xk}k s.t. the proof of Theorem 3.5 applies. The operator K from this proof is adjointable and compact being the limit in operator norm of operators from K∗(HA). Moreover, ker(F−K) is not finitely generated.
∎
Set MΦ−(l2(A))={G∈B(l2(A)∣ there exists closed submodules M,N,M′ of l2(A) s.t. l2(A)=M⊕~N,N is finitely generated and G∣M′, is an isomorphism onto M}.
Remark 3.9*.*
We do not require that M′ is complementable in l2(A). Hence we have only the inclusion MΦr(l2(A))⊆MΦ−(l2(A)), but not necessarily the equality.
Proposition 3.10**.**
Let G∈MΦ−(l2(A)).
Then for every K∈K(l2(A)) there exists an inner product equivalent to the initial one such that the orthogonal complement of Im(G+K) w.r.t this new inner product is finitely generated.
Proof.
Let l2(A)=M⊕~N be an MΦ− decomposition for G from the definition above, let M′⊆l2(A) be s.t. G∣M′ is an isomorphism onto M. Since N is finitely generated, there exists an n∈N s.t. l2(A)=Ln⊥⊕P⊕N for some finitely generated submodule P. If we let ⊓ denote the projection onto Ln⊥⊕P along N, it follows that ⊓∣M is an isomorphism onto Ln⊥⊕P. Hence ⊓G∣M′, is an isomorphism from M′ onto Ln⊥⊕P. If K∈K(l2(A)), then there exist an m≥n s.t. ∥qmK∥<∥(⊓G∣M′)−1∥−1. Let M′′=(⊓G∣M′)−1(Lm⊥). Then ⊓G∣M′′=qmG∣M′′ and moreover qm(G−K)∣M′′ is an isomorphism onto Lm⊥. Now, M′=M′′⊕~N′′ where N′′=(⊓G∣M′)−1(P⊕(Lm∖Ln)). W.r.t. the decomposition
[TABLE]
G−K has the matrix
\left[\begin{array}[]{ll}(G-K)_{1}&(G-K)_{2}\\
(G-K)_{3}&(G-K)_{4}\\
\end{array}\right],
where (G−K)1=qm(G−K)∣M′′ is an isomorphism. Hence, by the same arguments as in the proof of [11, Lemma 2.7.10] there exists an isomorphism U:M′⟶M′ s.t. V:l2(A)⟶l2(A) s.t. G−K has the matrix
\left[\begin{array}[]{ll}\overbrace{(G-K)_{1}}&0\\
0&\overbrace{(G-K)_{4}}\\
\end{array}\right],
w.r.t. the decomposition
[TABLE]
where (G−K)1 is an isomorphism. Moreover V is s.t. V(Lm)=Lm by construction from the proof of [11, Lemma 2.7.10]. Since V(Lm⊥)⊆Im(G−K)⊆Im(G−K) and l2(A)=V(Lm⊥)⊕~Lm, we obtain that Im(G−K)=V(Lm⊥)⊕~(Lm∩Im(G−K)). On l2(A) we may replace the inner product by an equivalent one, so that V(Lm⊥) and Lm form an orthogonal direct sum with respect to this new inner product. Since Lm is finitely generated and Lm∩Im(G−K) is a closed submodule of Lm, by [11, Lemma 3.6.1] we obtain that
[TABLE]
It follows then that (Lm∩Im(G−K))⊥ is finitely generated. Since Im(G−K)=V(Lm⊥)⊕(Lm∩Im(G−K)), we have that Im(G−K)⊥ is finitely generated. Here, of course, the orthogonal complement is given w.r.t. the new inner product.
∎
Note that from the proof of Proposition 3.10 it follows that if Im(F−K) is complementable in l2(A) (for F∈MΦ−(l2(A)),K∈K(l2(A))), then the complement must be finitely generated.
Lemma 3.11**.**
Let D∈Ba(HA). Then D∈MΦ−(HA) iff there exist closed submodules M,N such that HA=M⊕~N,N is finitely generated and M⊆ImD.
Proof.
If D∈Ba(HA), then such modules clearly exist from MΦ− decomposition of D. Conversely, if such modules exist for D∈Ba(HA), then N is orthogonally complementable in HA by [11, Lemma 2.3.7]. If P denotes the orthogonal projection onto N⊥, then P∣M is an isomorphism onto N⊥, as M⊕~N=HA. Hence the operator PD is an adjointable operator and ImPD=N⊥. By [11, Theorem 2.3.3], kerPD is orthogonally complementable in HA. W.r.t. the decomposition
[TABLE]
D has the matrix
\left[\begin{array}[]{ll}D_{1}&D_{2}\\
D_{3}&D_{4}\\
\end{array}\right],
where D1=PD∣kerPD⊥ is an isomorphism. Using the techniques of diagonalization as in the proof of [11, Lemma 2.7.10] and the fact that N is finitely generated, we obtain that D∈MΦ−(HA).
∎
Corollary 3.12**.**
MΦ−(l2(A))∩Ba(HA)=MΦ−(HA).**
Lemma 3.13**.**
Let F,D∈Ba(HA) and suppose that ImF,ImD are closed. If ImF+kerD is closed, then ImF+kerD is orthogonally complementable.
Proof.
Suppose that ImF+kerD is closed. Since ImF⊕ImF⊥=HA by [11, Theorem 2.3.3], we have that ImF+kerD=ImF⊕M′′, where M′′=(ImF+kerD)∩ImF⊥, as ImF⊆ImF+kerD. Thus follows from Lemma 2.5. Let P denote the orthogonal projection onto ImF⊥. Then M′′=P(ImF+kerD)=P(ImF)+P(kerD)=P(kerD). This Im(P∣kerD)=M′′. Now, since ImD is closed, again by [11, Theorem 2.3.3], kerD is orthogonally complementable in HA. Hence P∣kerD is an adjointable operator from kerD into ImF⊥ and its image is closed. Applying once again [11, Theorem 2.3.3] to the operator P∣kerD, we obtain that ImF⊥=M′′⊕N′′,kerD=ker(P∣kerD)⊕M′=(kerD∩ImF)⊕M′ for some closed submodules N′′,M′. Then P∣M′ is an isomorphism onto M′′. It follows then that HA=(ImF⊕N′′)⊕~M′. Moreover, since HA=(kerD∩ImF)⊕M′⊕kerD⊥, we have that kerD∩ImF is orthogonally complementable in HA. Hence ImF=(kerD∩ImF)⊕M, where M=ImF∩(kerD∩ImF)⊥. Here again we apply Lemma 2.5. We obtain then that HA=((kerD∩ImF)⊕M⊕N′′)⊕~M′=((kerD∩ImF)⊕~M′⊕~M)⊕~N′′=(kerD+ImF)⊕~N′′. Let Q=(P∣M′)−1. Then Q is a bounded adjointable operator from M′′ onto M′. Consider now the operator ⊓ImF+JM′Q⊓M′′ wher ⊓ImF,⊓M′′ denote the orthogonal projections onto ImF,M′′, respectively and JM′ is the inclusion. Since M′ is orthogonally complementable, JM′ is adjointable. Hence ⊓ImF+JM′Q⊓M′′∈Ba(HA). Moreover, Im(⊓ImF+JM′Q⊓M′′)=ImF⊕~M′=ImF+kerD, which is closed by assumption. From [11, Theorem 2.3.3], ImF+kerD is orthogonally complementable.
∎
Corollary 3.14**.**
Let F,D∈Ba(HA) and suppose that ImF,ImD are closed. Then ImDF is closed if and only if ImF+kerD is orthogonally complementable.
Proof.
By [12, Corollary 1], ImDF is closed if and only if ImF+kerD is closed. Now use Lemma 3.13.
∎
Remark 3.15*.*
The statement of Corollary 3.14 was already proved in [13], however, we have given here another, shorter proof.
Recall the definition of the „Dixmier angle“ between two Hilbert C∗-modules, given in [13].
Definition 3.16**.**
Given two closed submodules M,N of HA, we set
[TABLE]
We say then that the Dixmier angle between M and N is positive if c0(M,N)<1.
Lemma 3.17**.**
Let M,N be two closed, orthogonally complementable submodules of HA and suppose that M∩N={0}. Then M+N is closed if and only if the Dixmier angle between M and N is positive.
Proof.
Suppose that the Dixmier angle between M and N is positive. We wish first to show that in this case there exists some constatnt C>0 s.t. whenever x∈M,y∈N satisfy ∥x+y∥≤1, then ∥x∥≤C. To show this, observe first that since M is orthogonally complementable in HA, there exist some y′∈M,y′′∈M⊥ s.t. y=y′+y′′ for y∈N. Now, let c0(M,N)=δ<1. Then
[TABLE]
It follows that
[TABLE]
Now observe that <x+y,x+y>=<x+y′,x+y′>+<y′′,y′′>. By taking supremum over all states on A, we obtain ∥x+y∥≥max{∥x+y′∥,∥y′′∥}. Thus, if ∥x+y∥≤1, then ∥x+y′∥,∥y′′∥≤1. But, if ∥y′′∥≤1, then by the calculation above, we get that ∥y′∥≤1−δδ. If in addition ∥x+y′∥≤1, then 1≥∥x∥−∥y′∥≥∥x∥−1−δδ. Hence we get ∥x∥≤1+1−δδ, so we may set C=1+1−δδ.
Assume now that {xn+yn}n is a Cauchy sequence in M+N (here xn∈M,yn∈N for all n). From the arguments above we have that {xn}n must be then a Cauchy sequence in M. Since M is closed xn→x for some x∈M. But, then {yn}n must be also convergent, so yn→y for some y∈N since N is closed . Hence xn+yn converges to x+y∈M+N as n→∞. Thus M+N is closed. Conversely, suppose that M+N is closed. Then M and N form a direct sum, as M∩N={0}. Since M is orthogonally complementable in HA, we have that M⊕~N=M⊕M′ where M′=(M⊕~N)∩M⊥. Here once again we apply Lemma 2.5. If we let P denote the orthogonal projection onto M⊥, we get that P∣N is an isomorphism ontoM′. Hence there exists a constant c>0 s.t. ∥Py∥⩾c∥y∥ for all y∈N. Since ∥P∥=1, we must have c≤1. Then ∥(I−P)y∥≤∥y∥−∥Py∥≤(1−c)∥y∥ for all y∈N. Consequently, we get
[TABLE]
[TABLE]
[TABLE]
∎
Corollary 3.18**.**
Let F,D∈Ba(HA) and suppose that ImF,ImD are closed. Set M=ImF∩(kerD∩ImF)⊥,M′=kerD∩(kerD∩ImF)⊥. Then ImDF is closed if and only if the Dixmier angle betwen M′ and ImF, or equivalently the Dixmier angle between M and kerD is positive.
Next we introduce the following notation: For two closed submodules N1,N2 of M we write N1⪯N2 when N1 is isomorphic to a closed submodule of N2.
Proposition 3.19**.**
Let F,G∈MΦl(l2(A)) with closed images and suppose that ImGF is closed. Then ImF,ImG,ImGFare complementable in l2(A). Moreover, if we let ImF0,ImG0,ImGF0 denote the complements of ImF,ImG,ImGF, respectively, then
[TABLE]
[TABLE]
If F,G∈MΦr(l2(A)) and ImF,ImG,ImGF are closed, then the statement above holds under additional assumption that ImF,ImG,ImGF are complementable in l2(A).
Proof.
Since F∈MΦl(l2(A)),F has the decomposition given in Proposition 3.1. Then N1′=F(M1′) where we use the notation from Proposition 3.1. Now, since ImF is closed by assumption, N1′=F(M1′). Hence ImF=N0⊕~N1′ and so N′′=ImF0. Since ImG,ImGF are closed, by the same arguments ImG0,ImGF0 exist, as G,GF∈MΦr(l2(A)). Here we use that FG∈MΦr(l2(A)) by Remark 2.3 as F,G∈MΦr(l2(A)). Now, since kerG is self-dual, being finitely generated and since kerG∩ImF is the kernel of the projection onto ImF0 along ImF restricted to kerG, by [11, Corollary 3.6.4] we may deduce that kerG=(kerG∩ImF)⊕M′
for some closed submodule M′. Hence l2(A)=(kerG∩ImF)⊕~M′⊕~kerG0, so kerG∩ImF is complementable in l2(A). It follows by the similar arguments as in Lemma 2.5 that kerG∩ImF is complementable in ImF, being a submodule of ImF. Thus ImF=(kerG∩ImF)⊕~M, where M is the intersection of ImF and the complement of kerG∩ImF in l2(A). Observe also that by Proposition 3.1. kerG and kerF are complementable in l2(A). Since ImG,ImGF are both complementable in l2(A) and ImGF⊆ImG, it follows that ImG=ImGF⊕~X where X=ImG∩ImGF0 by the similar or arguments as in Lemma 2.5. So we have l2(A)=(kerG∩ImF)⊕~M′⊕~kerG0=(kerG∩ImF)⊕M⊕~ImF0=ImGF⊕~X⊕~ImG0=l2(A). (where kerG0 denotes complented, closed submodule to kerG). Let ⊓∈B(l2(A)) denote the projection onto kerG0 along kerG. We have that G∣M is an isomorphism onto ImGF and moreover G∣M=G⊓∣M. Since G∣kerG0 and G⊓∣M are isomorphisms, it follows that ⊓∣M is an isomorphism. Let S=(G∣kerG0)−1. Then ⊓(M)=S(ImGF). As kerG0=S(ImGF)⊕~S(X), it follows that l2(A)=M⊕~S(X)⊕~kerG=M⊕~S(X)⊕~M′⊕~(kerG∩ImF). But, we have also ImF=(kerG∩ImF)⊕M. It follows that ImF0≅S(X)⊕~M′≅X⊕M′.
But, from the expresion above we see that ImGF0≅X⊕ImG0⪯X⊕M′⊕ImG0≅ImF0⊕ImG0. In the case when F,G∈MΦr(l2(A)) and ImF,ImG,ImGF are closed, complementable in l2(A), we may apply the same proof as above, but we only need to argue first why kerG∩ImF is complementable. This can be deduced in the following way: Since F∈MΦr(l2(A)), and ImF is closed and complementable, by Proposition 3.2kerF is complementable in l2(A). Hence kerF=kerF⊕~W, where W is the intersection of kerGF and the complement of kerF, which follows again by similar arguments as in Lemma 2.5. We have that F∣W is an isomorphism onto kerG∩ImF. Next, again since GF∈MΦr(l2(A)) and ImGF is closed and complementable, we get that l2(A)=kerGF⊕~M for some closed submodule M. Hence l2(A)=kerF⊕~W⊕~M. On W⊕~M is an isomorphism onto ImF, so
[TABLE]
Therefore
[TABLE]
where ImF0 denotes the complement of ImF. It follows that kerG∩ImF is complementable.
In order to deduce that kerDF⪯(kerD⊕kerF), one can proceed in exactly the same way as in the proof of [17, Theorem 1.2.4] to obtain that kerDF=kerF⊕~W where W≅(kerD∩ImF). The rest follows.
∎
Lemma 3.20**.**
Let F,D∈Ba(HA) and suppose that ImF,ImD,ImDF are closed. Then
[TABLE]
[TABLE]
Proof.
The statement can be proved in exactly the same way as in the Proposition 3.19 as ImF,ImD,ImDF will be then orthogonally complementable in HA by [11, Theorem 2.3.3]. Again, we only need to argue that kerD∩ImF is orthogonally complementable in HA. Now D∣ImF is an adjointable operator from ImF into HA as D∈Ba(HA) and ImF is orthogonally complementable in HA. Moreover ImD∣ImF=ImDF, which is closed by assumption. From [11, Theorem 2.3.3] it follows that kerD∣ImF=kerD∩ImF is orthogonally complementable in ImF. Thus ImF=(kerD∩ImF)⊕M for some closed submodule M. Hence HA=(kerD∩ImF)⊕M⊕ImF⊥.
∎
Lemma 3.21**.**
Let F,G∈MΦ(l2(A)) and suppose that, ImG,ImF are closed. Then ImGF is closed if and only if ImF+kerG is closed and complementable.
Proof.
If ImF+kerG is closed, then ImGF is closed by [12, Corollary 1]. Conversely, assume that ImGF is closed. Now, by Remark 2.3GF∈MΦ(l2(A)) as G,F are so. Then by Proposition 3.1ImGF is complementable. Moreover, kerG∩ImF is complementable in ImF by the same arguments as earlier, because F,G∈MΦ(l2(A)). So we may write ImF as ImF=(kerG∩ImF)⊕~M~. We have then that G∣M~ is an isomorphism onto ImGF. Let ImGF0,ImG0 denote the complements of ImGF,ImG, respectively. Then, since ImGF⊆ImG, by the proof of Lemma 2.5ImG=ImGF⊕~(ImGF0∩ImG). Hence, we get l2(A)=ImGF⊕~(ImGF0∩ImG)⊕~ImG0. Moreover, since G∈MΦ(l2(A)) and ImG is closed by assumption, by Proposition 3.1kerG is complementable in l2(A). If we let kerG0 denote the complement of kerG, we have then that G∣kerG0 is an isomorphism onto ImG. Combining all these facts together, we are then in the position to apply the same arguments as in the proof of Lemma 2.4 to obtain that l2(A)=M~⊕~S′(OmGF0∩ImG)⊕~kerG where S′=(G∣kerG0)−1. Hence M~⊕~kerG is closed and complementable in l2(A). But M~⊕~kerG=M~⊕~(kerG∩ImF)⊕~M~′=kerG+ImF.
∎
Remark 3.22*.*
By Sakai’s theorem, since A is a W∗ algebra, A is a dual space of a certain Banach space, hence A can also be equipped with the w∗-topology. Consequently AN can be equipped with the product w∗-topology. Since HA⊆AN,HA has a subspace topology inherited from the product w∗ -topology on AN.
The next lemma is motivated by the well known result [17, Theorem 1.2.3] in the classical semi-Fredholm theory on Hilbert spaces which states that if H is a Hilbert space and F∈B(H), then F∈Φ+(H) if and only if for every bounded sequence {xn} in H which does not have a convergent subsequence, {Fxn} does not have a convergent subsequence.
Lemma 3.23**.**
Let F∈Ba(HA) and suppose that ImF is closed, let {xn} be a sequence in HA s.t. {PkerFxn} is a bounded sequence in HA. If {xn} does not have a convergent subsequence in the product w∗-topology, then {Fxn} does not have a convergent subsequence in the norm topology of HA.
Proof.
Notice first that since ImF is closed , then kerF is an orthogonal direct summnand in HA by [11, Theorem 2.3.3] F∣kerF⊥ is an isomorphism from kerF⊥ onto ImF. Also, in the statement of the theorem PkerF denotes the orthogonal projection onto kerF along kerF⊥. Therefore, F∣kerF⊥ has a bounded inverse from ImF onto kerF⊥. Now, since HA=kerF⊕~kerF⊥,xn can be written as
[TABLE]
Suppose that {Fxn} has a convergent subsequence {Fxnk}k. Then
[TABLE]
is a convergent subsequence, hence it is convergent in the product w∗- topology (since the sequence
{vnk}k coordinatevise is convergent in the norm of A, hence in the w∗- topology of A). By assumption of the theorem, {PkerFxnk} is bounded, hence since PkerFxnk=unk we get that {unk}⊆(BN∗(0))N where BN∗(0) is the closed ball with center in 0 and radius N in A and N is chosen such that ∥unk∥≤N, for all k. By Alaoglu theorem, BN∗(0) compact, hence by Tychonoff theorem, (BN∗(0))N is compact in the product w∗-topology.
Therefore, {unk} has a convergent subsequence in the product w∗-topology , say {unkj}. Hence xnkj=unkj+vnkj is a convergent subseqence in the product w∗ topology, which is not possible.
∎
Remark 3.24*.*
Observe that in Lemma 3.23 we do not assume that F∈MΦ+(HA), but only that ImF is closed. However, we have only implication in this lemma and not the equivalence. The key argument in proving [17, Theorem 1.2.3] is that the unit ball in the finite dimensional space is compact. In our generalized situation we do not have this tool at disposition, however we have Alaoglu’s theorem as a counterpart.
Remark 3.25*.*
In Lemma 3.23, if F was not adjointable, then we would need to assume f. ex. that F∈MΦl(l2(A)), because in the nonadjointable case we do not have in general that ImF would be complmentable if it is closed. However, if F∈MΦl(l2(A)) and ImF is closed, then, by Proposition 3.1 we have that ImF is complementable.
Lemma 3.26**.**
Let F∈MΦ(M) s.t. ImF is closed, where M is a Hilbert W∗-module. Then there exists an ϵ>0 such that for every D∈Ba(M) with ∥D∥<ϵ we have
[TABLE]
Proof.
Since F∈MΦ(M) has closed image, w.r.t the decomposition
where F1 is an isomorphism by [11, Theorem 2.3.3] . By the proof of [11, Lemma 2.7.10], there exists an ϵ>0 such that if ∥F−D~∥<ϵ for some D~∈Ba(M), then D~ has the matrix
where U1,U2 and D~1 are isomorphisms. It follows then that
[TABLE]
Set D=D~−F, then D~=F+D. Hence ker(F+D)⪯kerF. Observe now that U2−1(ImF)⊆ImD~. Hence
[TABLE]
so PU2−1(ImF⊥)∣ImD~⊥ is injective, where PU2−1(ImF⊥) denotes the projection onto
U2−1(ImF⊥) along U2−1(ImF). Since D~∈MΦ(M),ImD~⊥ is finitely generated, hence self-dual. By [11, Corollary 3.6.7], it follows then that ImD~⊥ is isomorphic to a direct summand in U2−1(ImF⊥). Since U2−1(ImF⊥)≅ImF⊥, it follows that ImD~⊥≼ImF⊥.
∎
Remark 3.27*.*
Lemma 3.26 are also valid in the case when F∈MΦ(M) with closed image because in this case, by Proposition 3.1, there exists a decomposition
[TABLE]
and F∣kerF0 is an isomorphism onto ImF. By following the proof of Lemma 3.26 we obtain that ker(F+G)⪯kerF and Im(F+G)⊥⪯ImF0 when G∈B(l2(A)) is s.t. ∥G∥ is sufficiently small. If Im(F+G) is complementable, then Im(F+G)0⪯ImF0 (where Im(F+G)0 denotes the complement of Im(F+G).)
Definition 3.28**.**
Let M be a countably generated Hilbert W∗- module.
For
F∈MΦ(M), we say that F satisfies the condition (*) if the following holds:
ImFn is closed for all n
F(n=1⋂∞Im(Fn))=n=1⋂∞Im(Fn)
If we have a sequence of decreasing complementable submodules Nk′s, then their intersection in general (for C∗-algebras) is not complementable, but it is complementable for W∗-algebras. This is true due to the possibility to define a w∗-(or weak) direct sum of submodules, as opposed to the standard l2 construction. Let Nk−1=Nk⊕Lk. Then we can define w∗−⊕kLk as the set of sequences (xk), xk∈Lk, such that the sum k=1∑∞⟨xk,xk⟩ is convegent in A with respect to the *-strong topology, as opposed to the norm topology. Then it is easy to see that N0=k=1⋂∞Nk⊕(w∗−⊕kLk).
Note that if M is an ordinary Hilbert space, then (*) is always satisfied for any
F∈MΦ(M) by [17, Theorem 1.1.9]. There are also other examples of Hilbert W∗-modules where the condition (*) is automatically satisfied for an A-Fredholm operator F as long as F has closed image.
Example 3.29**.**
Let A be a commutative von Neumann algebra with a cyclic vector, that is A≅L∞(X,μ) where X is a compact topological space and u is a Borel probability measure and consider A as a Hilbert module over itself. If F is an A-linear operator on A, it is easily seen that Im(Fk)=SpanA{(F(1))k} for all k.
Let S=(F(1)−1({0}))c. Then one can show that ImF=ImFk=SpanA{χS} for all k if we assume that F(1) is bounded away from 0 on S, hence invertible on S. But if F is an A-Fredholm with closed image, then this is the case. Indeed,
[TABLE]
Since F is then bounded below on kerF⊥, we have
[TABLE]
for all f being [math] μ-almost everywhere on Sc and for some constant C>0. But, if
[TABLE]
then letting
[TABLE]
we get ∥fn∥∞=1 , for all n and
[TABLE]
It follows that F will not be hounded below on (kerF)⊥ which is a contradiction. Observe now that
[TABLE]
so F(Im∞(F))=Im∞(F) where Im∞(F) denotes k=1⋂∞Im(Fk).
Recall that for a W∗-algebra A,G(A) denotes the set of all invertible elements in A and Z(A)={β∈A∣βα=αβ for all α∈A}. We have then the following theorem.
Theorem 3.30**.**
Let F∈MΦ(M~) where M~ is countably generated Hilbert A-module and suppose that F satisfies (). Then there exists an ϵ>0 s.t. if α∈Z(A)∩G(A) and ∥α∥<ϵ, then [ker(F−αI)]+[N1]=[kerF] and
[Im(F−αI)⊥]+[N1]=[Im(F)⊥] for some fixed, finitely generated closed submodule N1.*
Proof.
Since F∈MΦ(M~) has closed image, then by Lemma 3.26, there exists an ϵ1>0 such that if ∥α∥<ϵ1,α∈Z(A)∩G(A), then
[TABLE]
and by the proof of [11, Lemma 2.7.10] index(F−αI)=indexF. Now, by the same arguments as in the proof of [17, Theorem 1.7.7], since α∈G(A)∩Z(A), we have
[TABLE]
Since Im∞(F) is orthogonally complementable in M~, there exists orthogonal projection PIm∞(F)⊥ onto Im∞(F)⊥ along Im∞(F) and
[TABLE]
Since kerF is self dual being finitely generated, then by [11, Corollary 3.6.4],
kerF∩Im∞(F) is an orthogonal direct summand in kerF, so
[TABLE]
for some closed submodule N1. Therefore kerF0=kerF∩M is finitely generated being a direct summand in kerF which is finitely generated itself. Since kerF∩M is finitely generated, by [11, Lemma 2.3.7], kerF∩M is orthogonally complementable in M, so M=(kerF∩M)⊕M′ for some closed submodule M′.
On M′,F0 is an isomorphism from M′ onto M, so F0∈MΦ(M) (recall that M=(kerF∩M)⊕M′), and kerF0=kerF∩M, which is finitely generated). By Lemma 3.26 , there exists in ϵ2>0 such that if ∥α∥<ϵ2 , α∈G(A)∩Z(A), then
[TABLE]
in M and
[TABLE]
since F0 is surjective. Since ImF0⊥={0} (in M) as F0 is surjective,
[TABLE]
since Im(F0−αI∣M)⊥⪯ImF0⊥ for all ∥α∥<ϵ2,α∈G(A)∩Z(A).
Recall that ker(F−αI)⊆Im∞(F)=M. Therefore
[TABLE]
This holds whenever ∥α∥<ϵ2,,α∈G(A)∩Z(A).
Now, kerF0=kerF∩M and kerF=(kerF∩M)⊕N1. Therefore, if α∈G(A)∩Z(A) and ∥α∥<ϵ2, then
[TABLE]
whenever ∥α∥<ϵ2 , α∈G(A)∩Z(A). If, in addition ∥α∥<ϵ1, then as we have seen in the beginning of this proof, by choice of ϵ1, we have index(F−αI)=indexF.
So, if ∥α∥<min{ϵ1,ϵ2} for α∈G(A)∩Z(A), then index(F−αI)=indexF,
and [kerF]=[ker(F−αI)]+[N1]. It follows that
[TABLE]
∎
Remark 3.31*.*
If A is a factor, then Theorem 3.30 is of interest in the case of finite factors, as K(A) is trivial otherwise.
Acknowledgement I am especially grateful to my supervisor Professor Vladimir M. Manuilov for careful reading of my paper and for inspiring comments and suggestions that led to the improved presentation of the paper.
Also I am grateful to Professor Dragan S. Djordjevic for suggesting the research topic of the paper and for introducing to me the relevant reference books.
Bibliography17
The reference list from the paper itself. Each links out to its DOI / PubMed record.
1[1] [Bld] Richard Bouldin, The product of operators with closed range , Tόhoku Math. Journ. 25 (1973), 359-363.
2[2] [FM] M. Frank and and E. V. Troitsky, Lefschetz numbers and geometry of oerators in W*-modules , Funktsional Anal. i Priloshen. 30 (1996), no. 4 45-57
3[3] [I] S. Ivković , Semi-Fredholm theory on Hilbert C*-modules , Banach Journal of Mathematical Analysis, to appear (2019), ar Xiv: https://arxiv.org/abs/1906.03319
4[4] [I 2] S. Ivković , On generalizations of semi-Fredholm operators over C*-algebras , ar Xiv:https://arxiv.org/abs/1909.05333 v 1
5[5] [IM] Anwar A. Irmatov and Alexandr S. Mishchenko, On Compact and Fredholm Operators over C*-algebras and a New Topology in the Space of Compact Operators , J. K-Theory 2 (2008), 329–351, doi:10.1017/is 008004001 jkt 034
6[6] [LAN] E.C. Lance , On nuclear C*-algebras , J. Func. Anal. 12 (1973),157-176
7[7] [LAY] D.Lay, Spectral analysis using ascent, descent, nullity and defect , Math. Ann. 184 (1970), 197-214.
8[8] [LIN] H. Lin, Injective Hilbert C*-modules , Pacific J. Math. 154 (1992), 133-164