Multiplicative $p$-adic metric Diophantine approximation on manifolds and dichotomy of exponents
Shreyasi Datta, Anish Ghosh

TL;DR
This paper investigates $p$-adic Diophantine approximation on manifolds, focusing on multiplicative approximation on affine subspaces and establishing a dichotomy for analytic $p$-adic manifolds, advancing understanding in this specialized area.
Contribution
It introduces a new framework for multiplicative $p$-adic Diophantine approximation on manifolds and proves a dichotomy result for analytic $p$-adic manifolds.
Findings
Established a dichotomy for $p$-adic Diophantine exponents on manifolds
Extended multiplicative approximation results to affine subspaces
Provided new insights into $p$-adic Diophantine approximation behavior
Abstract
In this paper we study -adic Diophantine approximation on manifolds, specifically multiplicative Diophantine approximation on affine subspaces and a Diophantine dichotomy for analytic -adic manifolds.
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Multiplicative -adic metric Diophantine approximation on manifolds and dichotomy of exponents
Shreyasi Datta
Shreyasi Datta
School of Mathematics, Tata Institute of Fundamental Research, Mumbai, India 400005
and
Anish Ghosh
Anish Ghosh
School of Mathematics, Tata Institute of Fundamental Research, Mumbai, India 400005
Abstract.
In this paper we study -adic Diophantine approximation on manifolds, specifically multiplicative Diophantine approximation on affine subspaces and a Diophantine dichotomy for analytic -adic manifolds.
A. G. gratefully acknowledges support from a grant from the Indo-French Centre for the Promotion of Advanced Research; a Department of Science and Technology, Government of India Swarnajayanti fellowship and a MATRICS grant from the Science and Engineering Research Board.
1. Introduction
This paper is concerned with -adic Diophantine approximation on manifolds, specifically with multiplicative Diophantine approximation and a Diophantine dichotomy in the -adic setting. In an earlier paper [8], we introduced a new -adic Diophantine exponent and answered questions of Kleinbock and Kleinbock-Tomanov concerning -adic Diophantine approximation on affine subspaces. The Diophantine exponent we introduced is better suited to homogeneous dynamics. In this paper, we continue our study by establishing multiplicative versions of our results and also establishing a Diophantine dichotomy for -adic analytic manifolds. For and , set . Following Kleinbock and Tomanov, [22], we define the Diophantine exponent of to be the supremum of such that there are infinitely many satisfying
[TABLE]
In view of Dirichlet’s theorem ([22] §11.2), for every with equality for Haar almost every by the Borel-Cantelli lemma. We will also need the following definition from [8].
Definition 1.1**.**
v- approximable vectors: is -approximable if there exist with unbounded such that
[TABLE]
where we recall that .
We will denote -approximable points by and also define
[TABLE]
By Proposition from [8], we have that for any we have
[TABLE]
In [8], we studied the exponents and in detail and proved an inheritance result for the exponent when restricted to submanifolds. This result was proved using the dynamical technique of Kleinbock and Margulis, and the exponent played a key role.
In [19], D. Kleinbock established a remarkable dichotomy with regards to certain Diophantine properties. In particular, he proved that for connected, analytic manifolds, having one not very well approximable point implies that almost every point is not very well approximable. Our first result addresses this in the -adic context.
Theorem 1.1**.**
Suppose is an analytic manifold of . Let and suppose for some then for almost every around a neighbourhood of , .
We now turn our attention to multiplicative Diophantine approximation, see [5] for a survey of this topic which has several parallels with, as well as striking differences from, Diophantine approximation with the usual norm. For and , set . We define
[TABLE]
for . For this definition matches with the classical one. Further define
[TABLE]
Say that is very well multiplicatively approximable (VWMA) if, for some there are infinitely many solutions to
[TABLE]
Following Kleinbock [18], we say that a differentiable map , where is an open subset of , is nondegenerate in an affine subspace of at if and the span of all the partial derivatives of at up to some order coincides with the linear part of . If is a -dimensional submanifold of , we will say that is nondegenerate in at if there exists a diffeomorphism between an open subset of and a neighbourhood of in is nondegenerate in at . We also denote the Haar measure on by . Finally, we will say that (resp., ) is nondegenerate in if it is nondegenerate in at -a.e. point of (resp., of , in the sense of the smooth measure class on ).
A manifold is called strongly extremal if almost every point with respect to the Lebesgue measure is not very well multiplicatively approximable. Our second result resolves the conjecture by Kleinbock and Tomanov in [22] in the multiplicative case.
Theorem 1.2**.**
Let be an affine subspace of and let be a map which is nondegenerate in at a.e. point. Suppose that the volume measure on is strongly extremal, then so is .
Our third result shows a dichotomy for the multiplicative case as follows.
Theorem 1.3**.**
For any analytic manifold of if one point is not very well multiplicatively approximable then the set of not very well multiplicatively approximable points has positive measure.
The approach used in this paper uses homogeneous dynamics as introduced by Kleinbock and Margulis in their important paper [21]. Diophantine approximation on affine subspaces has seen several developments recently, we refer the reader to [1, 17, 18, 10, 11, 12, 13, 14, 16, 9] and [15] for a survey. Likewise, Diophantine approximation on manifolds in the -adic setting has been studied in [22] and subsequently in [4, 23, 24, 7, 8].
2. Quantitative nondivergence
We will use quantitative nondivergence estimates for certain flows on homogeneous spaces. This estimate has its origin in the influential work of Kleinbock and Margulis [21]. We refer the reader to the recent survey [3] for instances of the ubiquity of quantitative nondivergence. In the context of the present paper, the most relevant developments are an -adic version of quantitative nondivergence developed by Kleinbock and Tomanov [22] and an improved estimate, crucial to Diophantine applications, developed by Kleinbock in [18]. A -adic version of this estimate was used in our earlier work [8] and will also play a central role in the present paper. We recall some notation and definitions and state Theorem 5.3 from [8], a -adic version of D. Kleinbock’s improved quantitative nondivergence theorem from [18]. This theorem more or less follows from [18] by adapting the necessary changes from [22]. For completeness, a proof is provided in [8].
We need some definitions and notation and follow [22] in our exposition. A metric space is called Besicovitch [22] if there exists a constant such that the following holds: for any bounded subset of and for any family of nonempty open balls in such that
[TABLE]
there is a finite or countable subfamily of with
[TABLE]
We now define -Federer measures following [20]. Let be a Radon measure on , and an open subset of with . We say that is -Federer on if
[TABLE]
Finally, we say that as above is Federer if for -a.e. there exists a neighbourhood of and such that is -Federer on . We refer the reader to [20, 22] for examples of Federer measures.
Following, [18], for a subset of , define its affine span to be the intersection of all affine subspaces of containing . Let be a metric space, a Borel measure on , an affine subspace of and a map from into . Say that is nonplanar in if
[TABLE]
For a subset of and , say that a Borel measurable function is -good on with respect to if for any open ball centered in and one has
[TABLE]
Where .
Let , , and
[TABLE]
A vector of will be denoted as , where . The norm and the content of are defined to be the maximum (resp., the product) of all the numbers .
For a discrete -submodule of , we set
[TABLE]
The covolume, cov() of a lattice used below is defined as in §8.3 of [22].
We recall Theorem from [8].
Theorem 2.1**.**
Let be a be a Besicovitch metric space, a uniformly Federer measure on , and let be as above. For , let a ball and a continuous map be given, where stands for . Now suppose that for some and one has
(i)* for every , the function \operatorname{cov}\big{(}h(\cdot)\Delta\big{)} is good on with respect to ;*
(ii)* for every , \sup_{x\in B\cap\operatorname{supp}\mu}\operatorname{cov}\big{(}h(x)\Delta\big{)}\geq\rho^{rk(\Delta)}.*
Then for any positive one has
[TABLE]
3. Dichotomy: Proof of Theorem 1.1
In this section, we address -adic versions of D. Kleinbock’s paper [19] where he proved that analytic manifolds possess a remarkable dichotomy with regard to certain Diophantine properties, see also [6] and [25]. We begin with
Lemma 3.1**.**
For any and we have
[TABLE]
Proof.
Note that is a lattice in . Set . Now consider the ball
[TABLE]
Denote , a ball in . The normalized Haar measure on where is defined as where is the Haar measure on and and are taken such that form an orthonormal basis of and . So
[TABLE]
Hence by Minkowski’s theorem there exists i.e. such that
[TABLE]
Therefore ∎
Proposition 3.1**.**
Let be an open subset of and let be a finite-dimensional space of analytic valued functions on . Then for any there exists and a neighbourhood of such that every element of is -good on .
Proof.
Without loss of generality we may assume that contains constant functions. Let be a basis of . Then is nonplanar (cf. [22]). For analytic functions nondegeneracy is equivalent to nonplanarity. Therefore, the conclusion follows from Proposition 4.2 of [22]. ∎
The Corollary below now follows from the expression of in (6.12) from [8] as a maximum of norms of linear combinations of ’s.
Corollary 3.1**.**
Let be an open subset of , and let be an analytic map. Then for any there exists and a neighbourhood of contained in such that for any and the functions are -good on .
Define
[TABLE]
for . From Proposition 4.1 and Lemma 6.1 of [8] we can conclude that
[TABLE]
We are now ready for
Theorem 3.1**.**
Suppose is an analytic map and is an open subset of . Denote by the Haar measure on . Let and be such that , then -almost every in a neighbourhood of , we have .
Proof.
Let and be such that . We consider the sets and
[TABLE]
We claim that . So if then which implies that is a nonempty open set and the conclusion of the theorem follows.
Now take a point and a ball of such that is inside a neighbourhood appearing in Corollary 3.1. We want to apply Theorem 2.1 to the function . The first condition (i) of the Theorem is satisfied by Corollary 3.1. Since there exists and this implies that which in turn implies that
[TABLE]
Now applying Lemma 3.1 we have that
[TABLE]
for all and for all but finitely many . Hence condition (ii) of the Theorem is satisfied. Taking where and applying Theorem 2.1 we have
[TABLE]
By the Borel-Cantelli lemma we immediately have that for -a.e we have that
[TABLE]
for infinitely many . Hence by definition for -a.e , as were taken arbitrary close to . This implies giving and clearly . ∎
Now from formula 3.1 we can conclude the following:
Corollary 3.2**.**
Suppose is an analytic map and is an open subset of . Let and be such that then for -almost every in a neighbourhood of we have .
Since one can parametrize analytic manifolds by images of open neighbourhoods under analytic functions, we have the following Theorems.
Theorem 3.2**.**
Suppose is an analytic manifold of . Let and suppose for some then for almost every in a neighbourhood of , .
Therefore by Proposition 3.1 from [8], see (1.4) we also have,
Theorem 3.3**.**
Suppose is an analytic manifold of . Let and suppose for some then for almost every in a neighbourhood of , .
So if one point in an analytic -adic manifold is not very well approximable, then the set of not very well approximable points has positive measure. Note that this phenomenon was already clear from Theorem 6.2 of [8] for the manifolds which were nondegenerate inside some affine subspace. In fact, in that case the set of not VWA would have measure full by existence of one not VWA vector. The theorems above constitute -adic analogues of Theorem (a) of [19]. We have not pursued part (b) of the Theorem in loc. cit. which has to do with singular vectors.
4. Multiplicative Diophantine approximation
The multiplicative analogues of Sprindžhuk’s conjectures were formulated by Baker and settled by Kleinbock and Margulis in [21]. In [17], D. Kleinbock proves his results for affine subspaces and their nondegenerate manifolds also in the multiplicative context. The setup is more subtle but the dynamical approach is powerful enough to deal with this, one replaces the one-parameter diagonal action with a multiparameter action. In [13], the second named author proved a multiplicative version of a Khintchine type theorems for hyperplanes. Further in [22], the authors established the -adic Baker-Sprindžhuk conjectures, namely they also considered the multiplicative case. In §6.3 of [18], D. Kleinbock refers to the possibility of proving his improved exponent results also for subspaces, some of this was accomplished in [26].
4.1. A Dynamical correspondence for -adic VWMA vectors
In this section we define such that
[TABLE]
where and .
Lemma 4.1**.**
A vector is very well multiplicatively approximable if and only if there exist unbounded with such that
[TABLE]
for some .
Proof.
Suppose , this implies that for unbounded and , we have that
[TABLE]
which implies that
[TABLE]
This implies that
[TABLE]
where . Since we have . Hence for we have giving for such . There exists such that , possibly considering a subsequence of . From we have that
[TABLE]
for no of . Otherwise we have . Therefore
[TABLE]
Again possibly taking a subsequence, there exists such that . By the definition implies . Now by (4.3) we have that
[TABLE]
Multiplying over all those such that ,
[TABLE]
Now from (4.4) it follows that
[TABLE]
Hence we have that
[TABLE]
Since we have
[TABLE]
We now claim that the appearing here are unbounded. Note that due to the existence of unbounded many . The same reason also gives
[TABLE]
which implies that
[TABLE]
if is nonzero, which says that where depends only on . We denote where are integers without any factor. Then
[TABLE]
Suppose for some , i.e. which in turn implies that
[TABLE]
Here we are using that if then for . Since is bounded below by positive, there are finitely many options for the integers occuring in for . Hence we have that
[TABLE]
for some . The above inequality gives
[TABLE]
Hence we have and arguing as in (4.3) we may conclude that
[TABLE]
has only finitely many options. Now from (4.5)
[TABLE]
Thus we now have for some . Since which gives for some . Hence for and we have for some . But then only way can go to [math] is if there exists some such that . In that case is very well multiplicatively approximable. So if is not such then has to be unbounded and satisfies
[TABLE]
where . Another crucial observation now is that is bounded above by a constant depending on . So in case we can write
[TABLE]
Now taking and using the upper bound on enables us to conclude
[TABLE]
for infinitely many with . Therefore is very well multiplicatively approximable.
We now prove the converse. Suppose we have that
[TABLE]
for infinitely many . Then choose such that . Multiplying these we get which guarantees to be unbounded. The choice of gives the following condition
[TABLE]
where . Hence On the other hand,
[TABLE]
due to (4.6). Therefore we have . Now taking consisting of integer factors and observing that the ratio of and is bounded by uniform factor. Hence reducing a bit we can conclude the lemma.
∎
Note that one direction of the last lemma was already observed by Kleinbock and Tomanov in [22] with a slight variation. The main content of the previous lemma is that we can come back from dynamics to number theory using the reverse direction, which was earlier not known to the best of our knowledge.
Theorem 4.1**.**
For any analytic manifold of if one point is not very well multiplicatively approximable then almost every point in a neighbourhood of that point is not very well multiplicatively approximable.
Proof.
Following the proof of Theorem 3.1 and considering
[TABLE]
one can show that has positive measure if nonempty. Then the using the above Lemma 4.1 one can conclude that if one point is not very well multiplicatively approximable then , hence of positive measure. And then again using Lemma 4.1, the conclusion follows. ∎
We now turn to the proof of Theorem 1.2. Note that by repeating the argument as in Proposition of [8], it can be proved that:
Proposition 4.1**.**
*Take . Let be a Besicovitch metric space and be a uniformly Federer measure on . Denote . Suppose we are given a continuous function and with the following properties
(i) is good with respect to
(ii) for any there exists such that for any with and any one has*
[TABLE]
Then a.e every , is not VWMA.
Note that condition in the above Lemma is actually necessary. If does not hold then there exists unbounded with such that
[TABLE]
for some for all . Now from the above lemma we have that for some . Since we have that i.e is VWMA for all . Also condition in the above proposition is same as
[TABLE]
which is independent of but depends on the affine subspace in which manifold is nondegenerate.
Combining all these previous observations and repeating the same arguments as in section of [8], we have the following.
Theorem 4.2**.**
*Let be a Federer measure on a Besicovitch metric space an affine subspace of , and let be a continuous map such that is good and nonplanar. Then the following are equivalent:
*(i)
[TABLE]
(ii)
[TABLE]
(iii)
[TABLE]
Theorem 1.2 now follows as a corollary using Theorem of [22].
The reference list from the paper itself. Each links out to its DOI / PubMed record.
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