
TL;DR
This paper explores the relationship between $ ext{\hat{Z}}$ invariants and Reshetikhin-Turaev invariants at rational values of $ au$, proposing a conjecture supported by tests on different 3-manifolds.
Contribution
It introduces a conjecture linking $ ext{\hat{Z}}$ invariants with Reshetikhin-Turaev invariants at rational $ au$, extending their modularity properties.
Findings
Connected Reshetikhin-Turaev and $ ext{\hat{Z}}$ invariants at rational $ au$
Proposed a conjecture supported by tests on various 3-manifolds
Highlighted modularity properties of $ ext{\hat{Z}}$ invariants
Abstract
invariants of 3-manifolds were introduced as series in in order to categorify Witten-Reshetikhin-Turaev invariants corresponding to . However modularity properties suggest that all roots of unity are on the same footing. The main result of this paper is the expression connecting Reshetikhin-Turaev invariants with invariants for . We present the reasoning leading to this conjecture and test it on various 3-manifolds.
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††institutetext: Walter Burke Institute for Theoretical Physics, California Institute of Technology, Pasadena, CA 91125, USA††institutetext: Faculty of Physics, University of Warsaw, ul. Pasteura 5, 02-093 Warsaw, Poland
invariants at rational
Piotr Kucharski
Abstract
invariants of 3-manifolds were introduced as series in in order to categorify Witten-Reshetikhin-Turaev invariants corresponding to . However modularity properties suggest that all roots of unity are on the same footing. The main result of this paper is the expression connecting Reshetikhin-Turaev invariants with invariants for . We present the reasoning leading to this conjecture and test it on various 3-manifolds.
1 Introduction and summary
The main goal of this paper is to explore the behaviour of invariants of 3-manifolds at rational (in general – the upper half-plane). invariants were introduced in GPV1602 ; GMP1605 ; GPPV1701 ; CCFGH1809 as series in with integer coefficients in order to enable the categorification of Witten-Reshetikhin-Turaev (WRT) invariants of 3-manifolds. It turns out that, apart from the topological applications, invariants are very interesting from the point of view of physics and number theory.
Physically invariant is a 3d analogue of the elliptic genus introduced in Wit87 . More precisely it is a supersymmetrix index of 3d theory with 2d boundary condition studied first in GGP1302 . Detailed analysis of this interpretation can be found in GPV1602 ; GPPV1701 , whereas Chung1811 provides a lot of explicit results for various examples. invariants are also related to 2d logarithmic conformal field theories CCFGH1809 and newly proposed two-variable series for knot complements GM1904 .
Due to their modular properties, invariants are interesting from the point of view of number theory. A broad discussion of this subject can be found in CCFGH1809 . For us the most important are two aspects. Firstly, for many 3-manifolds invariants can be expressed as a linear combination of false theta functions GMP1605 ; CCFGH1809 ; Chun1701 . This fact plays an important role in explicit calculations in Sections 4.2 and 4.3. An analogous property for WRT invariants was studied earlier in LZ99 ; Hik0405 ; Hik0409 ; Hik0504 ; Hik0506 ; Hik0604 ; Hik11 .
In order to understand the second aspect, let us make a step back to the relation between WRT invariants and invariants for plumbed 3-manifolds GPV1602 ; GMP1605 ; GPPV1701 ; CCFGH1809
[TABLE]
where is the linking matrix of the plumbing graph (for details see Section 2.1). Equation (1) corresponds to . In this case there exists a well-known physical interpretation in the language of Chern-Simons theory, where is the quantum-corrected Chern-Simons level Witten_Jones (in the whole paper we restrict to the gauge group). However from the point of view of number theory is conceptually on the same footing as all other rational numbers LZ99 . Therefore there arises a natural question (which is the main motivation of this work):
What happens with (1) for ?
Since for () there is no Chern-Simons theory interpretation, we will refer to the left hand side as the Reshetikhin-Turaev (RT) invariant – their combinatorial definition using quantum group representation theory RT91 works for all . The main result of this paper is the following expression connecting the RT invariant with the invariant
[TABLE]
where values of the quadratic Gauss sum are discussed in Section 3. We checked this formula in many examples and conjecture that it is true for all plumbed 3-manifolds. We expect that similar formula holds for all 3-manifolds, but in that situation obtaining limit of and testing is problematic.
The form of (2), especially the summation over , is quite surprising. Is a purely computational phenomenon or does it have a topological interpretation? If the latter is true, should we view as the matrix defining a 3-manifold? What would be the relation to the initial one? We will come back to these questions in Sections 3 and 5.
The plan of this paper is as follows. Section 2 contains the necessary preparations, focusing on plumbed 3-manifolds and an expression for RT invariant independent of (2). In Section 3 we derive and discuss our main result – the formula (2). Tests on various examples are presented in Section 4. Finally, Section 5 is devoted to the future directions.
*Remark: *Soon after this paper appeared on arXiv, an independent approach to invariants at rational was presented in Chung1906 .
2 Prerequisites
2.1 Plumbed 3-manifolds
In this paper we focus on a very large class of 3-manifolds corresponding to decorated graphs which, for simplicity, are assumed to be connected. For a given graph we can obtain the associated plumbed 3-manifold by performing a Dehn surgery on – the corresponding link of framed unknots (see Figure 1). We are mainly interested in Seifert fibrations over which correspond to star-shaped graphs and are denoted by , where . Among them there is a special class of Brieskorn homology spheres. They are defined as the inetrsection of the complex unit sphere with the hypersurface ( are coprime integers) and denoted by .
Let us denote the set of vertices of by and the set of edges by . is equal to the number of components of . We can encode the information given by the plumbing graph in a convenient way by the following matrix
[TABLE]
From the link perspective is the linking matrix of . The cokernel of is equal (setwise) to the first homology group of
[TABLE]
The number of elements in each set is given by .
2.2 Formula for RT invariants
In Appendix A of GPPV1701 the reasoning leading to equation (1) starts from the following formula for the WRT invariant of a plumbed 3-manifold
[TABLE]
where and are the number of positive and negative eigenvalues of the matrix . The symbol denotes the plumbing graph with one vertex corresponding to the unknot with framing. In this paper we always assume
[TABLE]
and the WRT invariant corresponds to .
Equation (5) comes from the quantum group construnction RT91 where all roots of unity are on the same footing. More formally, formula (5) transforms equivariantly under the Galois group LR99 ; LZ99 and in consequence its generalisation to is given by substitution
[TABLE]
We will use this formula in many examples in Section 4, but it is interesting on its own.
According to Turaev construction Tur94 we can associate a modular tensor category (MTC) to the 3d topological quantum field theory. The MTC comes equipped with modular and matrices which capture the structure of the topological partition function. For the plumbed 3-manifold this relation reads (see Jeff92 ; DGNP1809 for more details)
[TABLE]
Comparing (7) with (8) we can see that the expression for matches the structure of for
[TABLE]
This is a projective representation of , where the phase factor is an integer multiple of . In order to restore we have to rescale
[TABLE]
The condition is ensured by the normalisation factor which cancels out in (7).
Another important observation is the invariance of formula (7) under symmetry (). It is equivalent to the multiplication of every by . The symmetry helps to solve the problem of choosing the branch of the complex root which arises in the context of RT invariants (see Section 3.1).
3 Main conjecture
3.1 RT invariants from invariants
The reasoning leading to our main conjecture follows the Appendix A of GPPV1701 , which starts from expression (5) and, in the crucial step, uses the Gauss sum reciprocity formula
[TABLE]
where , is the standard pairing on and is the signature of the linking matrix . The final result is the relation between the WRT invariant and the invariant for
[TABLE]
where and .
We would like to have an analogous derivation for , so we start from equation (7) and follow all the steps of the Appendix A. The crucial one is again the Gauss sum reciprocity formula. In order to deal with we have to rescale the formula, which is equivalent to considering (11) for and (we also write instead of ). We obtain
[TABLE]
which leads to our main conjecture
[TABLE]
where is the Jacobi symbol. If we want to use above formula for even , we have to choose another representant of the equivalence class to avoid dividing by (in fact this happens only for but it is more convenient to treat all even the same). This problem is a reflection of the fact that for some choices of roots of (for we deal with 4 values of ) we have . A detailed discussion of the vanishing denominator in the RT invariants can be found in Le03 ; HL1503 .
There are two important differences between (14) and (12). The first one is in the summation range – has more elements than . On the other hand we have in denominator which scales as and “compensates” this growth. For equation (14) reduces to (12) which provides the first consistency check.
3.2 Rational limit of invariants
For some simple 3-manifolds such as lens spaces the limit of the invariant is very easy to obtain (see Section 4.1), however these are exceptions rather than the rule. Fortunately for many 3-manifolds (e.g. Seifert manifolds with 3 singular fibers) the invariant can be expressed as a linear combination of false theta functions defined as
[TABLE]
In this case the calculation of is more difficult, but still possible. In LZ99 ; Hik0305 we find that
[TABLE]
Since this result is an essential tool in Section 4, it serves also as the guiding rule in choosing examples for testing our main conjecture.
3.3 Conventions
Before moving to examples let us discuss some conventional issues.
In many papers, e.g. GPV1602 ; GMP1605 ; CCFGH1809 , the normalisation of the RT invariant (or the WRT invariant for ) is different. In our notation
[TABLE]
whereas there
[TABLE]
We write because this notation is based on the value of the Chern-Simons partition function for (many authors write instead of but we want to avoid the confusion with ). The relation between these two conventions is given by
[TABLE]
The second issue is related to the symmetry group acting on by . Since (14) is invariant under this transformation and we could write
[TABLE]
This convention is often called folded whereas ours – unfolded. The former is present in GPV1602 ; GMP1605 ; GPPV1701 ; CCFGH1809 , we use the latter because it is inconvenient to divide by for every considered . We would like to stress that because of that our differs from the folded one (denoted by ) by the factor of if is not a fixed point of symmetry. Moreover, some papers use different numeration of . Detailed discussion of this issue can be found in GPPV1701 .
4 Examples
In this section we test our main conjecture (14) by comparing it to (7) on various examples. All computations are done numerically using Mathematica.
4.1 Lens spaces
For the lens space the plumbing graph is given by
In consequence , , , and . However, only for three the invariant is non-zero GPV1602
[TABLE]
Therefore the formula (14) reduces to
[TABLE]
On the other hand we can use (7) to write
[TABLE]
Using Mathematica we checked that (22) and (23) give the same result. We compared both formulas for and up to .
4.2 Brieskorn spheres
Brieskorn homology spheres are interesting examples, because in their case so we have only one invariant and the RT invariant is equal (up to normalisation) to CCFGH1809
[TABLE]
For this statement immediately follows from (12). However is defined for all ( inside unit disk) with well-defined limits at all rational , so in this case there is no difference between and other integers. Comparing (24) with (14) we can see that
[TABLE]
which we numerically checked using Mathematica.
4.2.1
The graph of the Brieskorn sphere is given by
We number vertices in the following way (we do it for all 4-vertex graphs in this paper)
In consequence the linking matrix reads
[TABLE]
so and . is given by GMP1605
[TABLE]
(There is a typo in GMP1605 , should be in numerator as in (27)). Therefore
[TABLE]
where
[TABLE]
was calculated by applying (16) to (27).
The formula (7) gives
[TABLE]
where111For simplicity we do not include the prefactor in formulas for matrices in the whole Section 4.
[TABLE]
Using Mathematica we checked – for all up to – that (28) and (30) give the same result.
4.2.2 Poncaré sphere
For the Poincaré sphere we have the following plumbing graph
The numbering
leads to
[TABLE]
We have , again and is given by GMP1605
[TABLE]
Therefore
[TABLE]
where
[TABLE]
On the other hand equation (7) leads to
[TABLE]
where
[TABLE]
We have used Mathematica to check that (34) and (36) give the same result. Having 8 vertices was much more involved for the computer so we stopped at .
4.3 Other Seifert manifolds
4.3.1
The Seifert manifold can be described by the plumbing graph
and the linking matrix
[TABLE]
Therefore and
[TABLE]
We have
[TABLE]
and invariants are given by CCFGH1809
[TABLE]
We can use (16) to compute and then (14) leads to
[TABLE]
In contrary to the Brieskorn spheres all terms are nontrivial.
On the other hand (7) gives
[TABLE]
where and matrices are the same as in (31) except for .
We used Mathematica to check that (42) and (43) give the same result. Because of the necessity of calculating for each it was easier to increase the parameter and we stopped at .
4.3.2
The Seifert manifold has the following plumbing graph
and linking matrix
[TABLE]
Therefore , and
[TABLE]
invariants are given by CCFGH1809
[TABLE]
Following the previous examples we use (16) to compute and then (14) to obtain
[TABLE]
Similarly to all terms in (47) are nontrivial.
Equation (7) leads to
[TABLE]
where and matrices are the same as in (31) except
[TABLE]
Using Mathematica we checked that (47) and (48) give the same result. Similarly to the necessity of calculating for each made it easier to increase the parameter (however in this case the cokernel is bigger) and we stopped at .
5 Open questions
The most interesting future direction seems to be the one towards the interpretation of our main conjecture. Do we really have another manifold associated to each ? The manifold corresponding to the matrix is not an -fold cover of the one corresponding to and it is difficult to find another topologically reasonable candidate. Or maybe the interpretation should not involve another manifold? But what would the summation over mean in this case?
Another goals for future research are the proof of our main conjecture and an investigation of 3-manifolds that are not Seifert and – more generally – not plumbed.
Acknowledgements
I would like to thank Sergei Gukov for his mentoring, Sungbong Chun for invaluable support, and Miranda Cheng for directing my attention to this topic. I am also grateful to Francesca Ferrari, Sarah Harrison, Thang Le, Pavel Putrov, and Piotr Sułkowski for insightful discussions. My work is supported by the Polish Ministry of Science and Higher Education through its programme Mobility Plus (decision no. 1667/MOB/V/2017/0). This research was supported in part by the National Science Foundation under Grant No. NSF PHY-1748958 while I was visiting Kavli Institute for Theoretical Physics in Santa Barbara.
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