Simultaneous approximations to p-adic numbers and algebraic dependence via multidimensional continued fractions
Nadir Murru, Lea Terracini

TL;DR
This paper explores the use of multidimensional continued fractions in the $p$-adic setting to improve simultaneous approximations of algebraically dependent $p$-adic numbers, extending classical methods.
Contribution
It introduces and analyzes the application of multidimensional continued fractions to $p$-adic numbers, providing new insights into approximation quality and algebraic dependence.
Findings
Analyzes the approximation quality of $p$-adic MCFs for two $p$-adic numbers.
Provides conditions for algebraic dependence to be preserved in approximations.
Establishes criteria for the finiteness of the $p$-adic Jacobi--Perron algorithm.
Abstract
Unlike the real case, there are not many studies and general techniques for providing simultaneous approximations in the field of --adic numbers . Here, we study the use of multidimensional continued fractions (MCFs) in this context. MCFs were introduced in by Jacobi and Perron as a generalization of continued fractions and they have been recently defined also in . We focus on the dimension two and study the quality of the simultaneous approximation to two -adic numbers provided by -adic MCFs, where is an odd prime. Moreover, given algebraically dependent --adic numbers, we see when infinitely many simultaneous approximations satisfy the same algebraic relation. This also allows to give a condition that ensures the finiteness of the --adic Jacobi--Perron algorithm when it processes some kinds of --linearly dependent…
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Simultaneous approximations to –adic numbers and algebraic dependence via multidimensional continued fractions
Nadir Murru and Lea Terracini
Department of Mathematics G. Peano, University of Torino
Via Carlo Alberto 10, 10123, Torino, Italy
[email protected], [email protected]
Abstract
Unlike the real case, there are not many studies and general techniques for providing simultaneous approximations in the field of –adic numbers . Here, we study the use of multidimensional continued fractions (MCFs) in this context. MCFs were introduced in by Jacobi and Perron as a generalization of continued fractions and they have been recently defined also in . We focus on the dimension two and study the quality of the simultaneous approximation to two -adic numbers provided by -adic MCFs, where is an odd prime. Moreover, given algebraically dependent –adic numbers, we see when infinitely many simultaneous approximations satisfy the same algebraic relation. This also allows to give a condition that ensures the finiteness of the –adic Jacobi–Perron algorithm when it processes some kinds of –linearly dependent inputs.
Keywords: Jacobi–Perron algorithm, multidimensional continued fractions, p–adic numbers, simultaneous approximations.
2000 Mathematics Subject Classification: 11J61, 11J70, 12J25
1 Introduction
Continued fractions give a representation for any real number by means of a sequence of integers, providing along the way rational approximations. In particular, they provide best approximations, i.e., the –th convergent of the continued fraction of a real number is closer to it than any other rational number with a smaller or equal denominator. Multidimensional continued fractions (MCFs) are a generalization of classical continued fractions introduced by Jacobi [17] and Perron [28] in an attempt to answer a question posed by Hermite about a possible generalization of the Lagrange theorem for continued fractions to other algebraic irrationalities. A MCF is a representation of a -tuple of real numbers by means of sequences of integers (finite or infinite) obtained by the Jacobi–Perron algorithm:
[TABLE]
We shall write
[TABLE]
The Jacobi–Perron algorithm has been widely studied concerning its periodicity and approximation properties. For instance, in [6], [7], [21], [29] the authors provided some classes of algebraic irrationalities whose expansion by the Jacobi–Perron algorithm becomes eventually periodic. In [24], a criterion of periodicity, involving linear recurrence sequences, is given. The periodicity of the Jacobi–Perron algorithm is also related to the study of Pisot numbers [15], [16]. Further studies on MCFs can be found in [1], [12], [23], [34].
Continued fractions for -adic numbers were introduced by several authors [8], [30], [31] and more recently they have been generalized to higher dimensions. In [25], the authors studied the fundamental properties of MCFs in , focusing on convergence properties and finite expansions, whereas in [26] further properties regarding finiteness and periodicity of the –adic Jacobi–Perron algorithm have been proved.
The study of simultaneous approximations of real numbers is a very important topic in Diophantine approximation; classical and fundamental results can be found in [2], [11], [13], [14], [18]. Some results can also be found regarding simultaneous approximations in , involving a –adic number and its integral powers [9], [22]. Specific results regarding the case of a -adic number and its square are investigated in [5] and [33]. However, there are no general techniques for providing simultaneous approximations of -adic numbers and for studying the quality of such approximations.
MCFs have been deeply studied in this context for the real case, since they provide simultaneous rational approximations to real numbers. The quality of these simultaneous approximations has been studied in several works, such as [4], [10], [19], [27], [32], thus, it seems natural to exploit MCFs in for approaching the problem of constructing simultaneous approximations to –adic numbers. In this paper, we give a first study in this direction and we also investigate the relation between simultaneous approximations and algebraic dependence.
The paper is structured as follows. In Section 2, we introduce the notation and we give some basic definitions and properties. Section 3 is devoted to the study of the quality of the simultaneous approximations provided by -adic MCFs. Finally, in Section 4, we focus on algebraically dependent pairs of –adic numbers; firstly we find a condition on the quality of approximation under which a sequence of simultaneous rational approximations satisfies the same algebraic relation. Secondly, we apply this result to MCFs and deduce a condition that ensures the finiteness of the –adic Jacobi–Perron algorithm when it processes some kinds of –linearly dependent inputs.
2 Definitions and useful properties
In the following, we will focus on –adic MCFs of dimension 2, i.e., using the notation of the previous section, we set . Most of the results obtained in this paper can be adapted to any dimension , but in the general case the notation is very annoying and possibly confusing. Hence, we now recall the –adic Jacobi–Perron algorithm for the case ; for more details see [25]. From now on, will be an odd prime number.
Definition 1**.**
The Browkin -function , is defined by
[TABLE]
with written as
Given , we get the corresponding MCF by the following iterative equations
[TABLE]
for , with and . If the algorithm does not stop, then the initial values are represented by the following MCF:
[TABLE]
We define the sequences , , of the numerators and denominators of the convergents, i.e.
[TABLE]
as follows
[TABLE]
for any . Then
[TABLE]
for any .
We define the sequences and , arising from the difference between two consecutive convergents:
[TABLE]
The following relations hold true:
[TABLE]
for any . Indeed,
[TABLE]
[TABLE]
[TABLE]
similarly for the ’s. From (4), we have
[TABLE]
[TABLE]
from which
[TABLE]
Moreover, since and , we have
[TABLE]
Let us observe that the previous properties hold for general MCFs, while we now give some specific results regarding only –adic MCFs. In the following we will use for the –adic valuation, for the –adic norm and for the Euclidean norm. Moreover, we define
[TABLE]
for any and the sequences , . We recall from [25] the following properties:
- •
and , for any ;
- •
, , for any ;
- •
, for any ;
- •
.
3 The quality of the approximations of -adic MCFs
In this section we investigate how well the convergents of a bidimensional continued fraction approach their limit in .
3.1 The rate of convergence
In first instance we give some results about the rate of convergence of the real sequences and .
Theorem 1**.**
Let be the -adic MCF expansion of , then
[TABLE]
Proof.
We will prove by induction that
[TABLE]
i.e., we have to prove that
[TABLE]
for any . We can observe that
[TABLE]
for , and
[TABLE]
for . Moreover,
[TABLE]
for , and we know that . Now, we proceed by induction. Consider
[TABLE]
by inductive hypothesis we have
[TABLE]
Similarly,
[TABLE]
and
[TABLE]
Thus, we also have and for , we have .
Similar arguments hold for proving , i.e., for proving . We just check the basis of the induction:
[TABLE]
and
[TABLE]
∎
Corollary 1**.**
Let be the -adic MCF expansion of , then
[TABLE]
so that
[TABLE]
Remark 1**.**
In the real case, given it is well–known that
[TABLE]
In the –adic case, a stronger result holds, indeed from the previous theorem we have
[TABLE]
where tends to infinity.
On the other hand formula (6) implies
[TABLE]
which provides an upper bound for the -adic valuation of the ’s, namely
[TABLE]
This shows that the lower bound for provided by Corollary 1 is optimal, in the sense that it is reached in some cases:
Example 1**.**
Consider an infinite MCF such that for every . Then for every , so that by Corollary 1 and formula (7) we get
[TABLE]
so that for every .
However, in many other cases the bound provided by Corollary 1 can be improved, as stated by the following propositions:
Proposition 1**.**
Let be a sequence of natural numbers ; put and define . Let be an infinite -adic MCF satisfying for . Then for every
[TABLE]
Proof.
For , either , , or , . In any case , for . Let be either or . From the formula
[TABLE]
we get for
[TABLE]
where
[TABLE]
Since we obtain by induction . ∎
Corollary 2**.**
Let be any function. There are infinitely many satisfying
[TABLE]
Proof.
Of course we can assume strictly increasing, so that with ; the proof follows from Proposition 1 by observing that there are infinitely many -adic MCF satisfying for . ∎
We would like to investigate in which sense and to which extent the approximations given by -adic convergents may be considered “good approximations”. Observe that the Browking -function is locally constant, hence so is the function associating to a pair its -th convergents (where this function is defined). Therefore every having a MCF of lenght , has a neighbourhood such that every has the same -convergents than for . The following proposition will provide an explicit radius for this neighbourhood.
Proposition 2**.**
Let be such that the associated MCF has lenght . Let . If , then the MCF associated to has lenght and , , for .
Proof.
Notice that . We prove the thesis by induction on . The claim is certainly true for , since in general
[TABLE]
Suppose now , and . By the case we have , . Moreover we observe that our hypothesis implies . By the properties of the non-archimedean norm, we have
[TABLE]
so that . We have
[TABLE]
where is the –th denominator of the convergents of the MCF expansion of . Moreover,
[TABLE]
[TABLE]
Thus, by inductive hypothesis we have for . ∎
Unfortunately, in general the pair does not lie in the -adic ball centered in and having radius , as Example 1 shows. The next proposition gives a constructive sufficient condition ensuring this property.
Proposition 3**.**
Consider an infinite MCF such that and for . Then for every , .
Proof.
It is a consequence of Proposition 1 . ∎
3.2 Diophantine study
In this section we want to relate the rate of approximation of the convergents of a -adic MCF to the euclidean size of its numerators and denominators. First, we give a bound on this size.
Lemma 1**.**
Let be a sequence of real numbers, such that there exists , positive real numbers such that and
[TABLE]
Let be the (unique, by the cartesian rule of signs) positive real root of the polynomial
[TABLE]
and let Then for every .
Proof.
The proof is straightforward by induction on . ∎
Notice that , so that , more precisely
[TABLE]
which implies . Put , if , then , so that , and we can conclude that In the following, will be the real root of the polynomial
[TABLE]
so that and in . Notice that is the real root of the polynomial
[TABLE]
By specializing to the case of -adic we obtain the following proposition.
Proposition 4**.**
Given the sequences , , as in (2), there exists such that
[TABLE]
for every and in particular
[TABLE]
Proposition 5**.**
Let , and write
[TABLE]
*with and .
The -adic Jacobi-Perron algorithm applied to stops in a number of steps bounded by where*
[TABLE]
Proof.
The proof is the same as [25, Theorem 5], but we take into account the number of steps. The -adic JP algorithm produces the sequence of complete quotients , where
[TABLE]
and are generated by the following rules:
[TABLE]
with , . Then and from the formula
[TABLE]
we get by Lemma 1
[TABLE]
where
[TABLE]
Then when . We have
[TABLE]
Therefore , so that
[TABLE]
Inequalities (12) and (14) are straightforward. ∎
Corollary 3**.**
Let and such that the -adic MCF for has lenght . Then
[TABLE]
Proof.
With the notation of the proof of Proposition 5, we have , then the claim follows from by (14) and (15). ∎
Corollary 4**.**
Let be a pair having a -adic MCF expansion of lenght . Then
[TABLE]
Proof.
If we set , then the hypothesis of Corollary 3 is fulfilled. ∎
The following theorem establishes an explicit lower bound for the euclidean lenght of a pair of rational numbers which is a “good approximation”of a -adic pair w.r.t the corresponding .
Theorem 2**.**
Let be a pair having a -adic MCF expansion of lenght . Let with , and assume ; then .
Proof.
By Proposition 2 the pair has the same expansion as up to . The claim follows from Corollary 3. ∎
4 Results related to algebraic dependence
4.1 A -adic Liouville type theorem on algebraic dependence
The quality of rational approximations to real numbers is related to their algebraic dependence. Indeed, if it is possible to find infinitely many good approximations to a –tuple of real numbers, then they are algebraically independent, see, e.g., [3]. Similar results also hold for the –adic numbers [20]. In the following theorem, we prove a new result of this kind and then we apply it to –adic MCFs.
Lemma 2**.**
Let be a non-zero integer number, then
[TABLE]
Proof.
The result follows from and . ∎
The following result is a variant of [20, Theorem 3].
Theorem 3**.**
Given such that , for non-zero polynomial with minimal total degree , let be sequences of integers such that for every and
[TABLE]
in . Consider and ; if
[TABLE]
in , then for .
Proof.
We observe that and
[TABLE]
where is the sum of the Euclidean absolute values of the coefficients of . Therefore, if is not zero, we have
[TABLE]
by Lemma 2 and (18). On the other hand, we can write
[TABLE]
with . We have
[TABLE]
if and then the latter polynomial would give an algebraic dependence relation between and of total degree , therefore , that is does not appear in . Analogously implies that , that is does not appear in . It follows that if for some then ; and if for some then . Hence, it is easy to see that for every such that and
[TABLE]
Therefore for , we obtain
[TABLE]
for . Putting together equations (19) and (20), we get
[TABLE]
for every such that . This implies that there exists such that if then . Then hypothesis (17) proves the claim. ∎
Remark 2**.**
We shall apply Theorem 3 with
[TABLE]
with coprime. Set then for , we have
[TABLE]
Consequently, if then by Corollary 4 there exists such that
[TABLE]
4.2 Some consequences on linear dependence
We specialize Theorem 3 to the case , i.e., when we have linear dependence. In [25], the authors proved that if the –adic Jacobi–Perron algorithm stops in a finite number of steps, then the initial values are –linearly dependent. Further results about linear dependence and –adic MCFs can be found in [26], where it is conjectured that if we start the –adic Jacobi–Perron algorithm with a –tuple of –linearly dependent numbers, then the algorithm is finite or periodic. Here, exploiting the previous results, we can give a condition that ensures the finiteness of the –adic Jacobi–Perron algorithm when it processes certain –linearly dependent inputs.
Theorem 4**.**
Given , consider
[TABLE]
where , , are the sequences of numerators and denominators of convergents of the MCF representing . If
[TABLE]
then either are linearly independent over or the -adic MCF expansion of is finite.
Proof.
Assume that the -adic MCF for is not finite, then the sequence -adically converges to by [25, Proposition 3] and , by [25, Theorem 5]. Suppose that for some not all zero. We define the sequence ; Theorem 3 implies that for sufficiently large. Furthermore, it is straightforward to see that (see also [26]) and by Corollary 1 we should have , which is a contradiction, as . ∎
Remark 3**.**
Theorem 4 is an improvement of a result implicitly contained in [26, Proposition 10], namely that if are linearly dependent over and there is a constant such that
[TABLE]
*then the -adic Jacobi-Perron algorithm stops in finitely many steps when applied to .
In fact (22) implies*
[TABLE]
so that, by (21),
[TABLE]
4.3 A class of fast convergent -adic MCFs
Finally, we see some conditions on the partial quotients that produce MCFs converging to algebraically independent numbers or having convergents that satisfy an algebraic relation.
Lemma 3**.**
Given a MCF such that
[TABLE]
for and , then there exists such that
[TABLE]
Proof.
The argument is the same as in the proof of Proposition 1. In fact, if conditions (23) and (24) hold for every t hen the claim direcly follows from Proposition 1 by putting . In any case hypotheses (23) and (24) imply that
[TABLE]
Let be one of , . From the formula (8) we get for
[TABLE]
[TABLE]
By (23) and (25) there exists such that for . Then
[TABLE]
so that the claim follows by setting
[TABLE]
∎
Theorem 5**.**
Assume that are algebraically dependent and let be a non zero polynomial of minimum total degree such that . If the MCF expansion of satisfies conditions (23) and (24), then for .
Proof.
Let be as in Theorem 3. For and a suitable constant we have
[TABLE]
so that by (21). Then the claim follows from Theorem 3. ∎
Theorem 6**.**
Given such that
[TABLE]
in , then either are algebraically independent or there exists a non zero polynomial such that for .
Proof.
Let . For we have
[TABLE]
Then the claim follows from Theorem 5. ∎
Remark 4**.**
By Faltings theorem, an algebraic curve having infinitely many rational points must have genus [math] or . This is a strong condition on polynomials such that , for .
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