Bounds on the Dimension of the Brill-Noether Schemes of Rank Two Bundles
Ali Bajravani

TL;DR
This paper establishes upper bounds on the dimension of Brill-Noether loci for rank two vector bundles on algebraic curves, providing insights into their geometric structure and implications for moduli spaces.
Contribution
It introduces new upper bounds on the dimension of Brill-Noether schemes for rank two bundles, advancing understanding of their geometric properties.
Findings
Derived explicit upper bounds for the dimension of Brill-Noether loci.
Analyzed consequences of these bounds on the structure of moduli spaces.
Provided theoretical insights into the geometry of rank two vector bundles.
Abstract
The aim of this note is to find upper bounds on the dimension of Brill-Noether locus' inside the moduli space of rank two vector bundles on a smooth algebraic curve. We deduce some consequences of these bounds.
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Bounds on the Dimension of the Brill-Noether Schemes of Rank Two Bundles
Ali Bajravani
Department of Mathematics, Azarbaijan Shahid Madani University, Tabriz, I. R. Iran.
P. O. Box: 53751-71379
Abstract.
The aim of this note is to find upper bounds on the dimension of Brill-Noether locus’ inside the moduli space of rank two vector bundles on a smooth algebraic curve. We deduce some consequences of these bounds.
1. Introduction
Let be a projective smooth algebraic curve of genus . For non-negative integers and we denote by the moduli space of stable vector bundles of rank and degree , which is an irreducible scheme of dimension . For an integer with , the subset
[TABLE]
of inherits the structure of a closed sub-scheme of . With these notations, is the scheme of line bundles of degree with the space of global sections of dimension at least , which is denoted commonly in literature by . In the case of its non-emptiness, is expected to be of dimension . As well, for a fixed line bundle of degree we denote the sub-scheme of parameterizing stable bundles with determinant , by .
The schemes , being as natural generalization of the Brill-Noether spaces of line bundles, as well as the spaces , have received wide attention from various authors. However, in contrast with extensive results concerning these schemes, specifically the results on the non-emptiness and existence of components with minimum dimension, there are not, to our knowledge, systematic studies about upper bounds for their dimensions, when .
We study this problem for Brill-Noether schemes of rank two bundles and we obtain upper bounds for and , where denotes the canonical line bundle on .
The significant point in the rank two case is that a general element in a component of some , which violates the upper bound and under some specified circumstances, might be assumed to be globally generated. Under the globally generated assumption, a result of Michael Atiyah is applicable. Based on the mentioned result, a globally generated vector bundle can be represented as an extension of a line bundle by the trivial line bundle. Then, using the structure of tangent spaces of , we relate the kernels of the Petri maps of appropriate bundles in suitable exact sequences. See Theorem 3.1. As a byproduct, we obtain a Mumford type classification result. See Corollary 4.1.
As for the schemes we use an unpublished result of B. Feinberg, which might be considered as a refined version of Atiyah’s result. See proposition 2.1 and lemma 2.2.
By proving that for an arbitrary smooth curve , a specific component with prescribed circumstances, would be generically smooth of expected dimension; our results push the results of Teixidor [11] and Flamini etal. [6], one step further. See remark 4.5(c).
Similar problems, as the problems studied in this paper, have been studied for schemes of Secant Loci’ in [2], [3] and [4] by the author.
2. Preliminaries
For , the Petri map associated to controls the tangent vectors of at . Indeed, the orthogonal of the image of the Petri map
[TABLE]
identifies the tangent space of at . Similarly, the tangent space for is parameterized by the orthogonal of the image of the symmetric Petri map
[TABLE]
See for example [9].
Assume that and
[TABLE]
is an exact sequence of bundles, with . Then, there exists a chain of bundles , such that
[TABLE]
See [7, Page 127]. So, one has two exact sequences
[TABLE]
[TABLE]
An unpublished result of B. Feinberg, Lemma 2.2, is the key tool in the proof of Theorem 3.4. The lemma is a direct consequence of a characterization result, attributed to B. Feinberg. We quote Teixidor’s statement, [12, Lemma 1.1], of this characterizing result in Proposition 2.1. The proof we present for proposition 2.1, is quoted from Feinberg’s unpublished work in [8].
Proposition 2.1**.**
Denote by the greatest common divisor of the zeroes of the sections of . Then, either there is a section of without zeroes or all sections of are sections of a line sub-bundle of .
Proof.
The assertion is an immediate consequence of the following,
Claim I: Assume that are base point free linearly independent sections of such that the space does not contain a nowhere vanishing section. Then, there exists a line sub-bundle of such that is contained in .
Proof of Claim I: Set and consider the evaluation map
[TABLE]
We show that is a vector bundle of rank and consequently the saturation of the image of is a line bundle. Observe that the hypothesis of being base point free is equivalent to the fact that the dimension of is at most for all in . If, on the other hand, the rank of is generically less than , then the dimension of the image of under the composition:
[TABLE]
is at most . This, however, would imply that has a nowhere vanishing section, which is a contradiction. Therefore, is a vector bundle of rank and surjectively maps onto a line sub-bundle in . This completes the proof of the Claim I. ∎
Lemma 2.2**.**
Any vector bundle with admits an extension as
[TABLE]
where is an effective divisor and either or .
Motivated by Lemma 2.2, two types of bundles with sections are distinguishable.
Definition 2.3**.**
A vector bundle with will be said of first type if it admits an extension as (2.8) with . Otherwise we call of second type.
3. Main results
Theorem 3.1**.**
Let , be integers with , . Then,
[TABLE]
Proof.
Observe first that if a general element of an irreducible component of satisfies , then we can consider as a component of . Therefore for general one may assume . Assume that is a minimum integer such that for some suitable there exists a component of with . Then, a general element in is globally generated. Indeed otherwise we obtain , which is impossible by minimality of . Therefore, by [1, Theorem 2], a general element in has a trivial line bundle as its line sub-bundle. Furthermore admits a representation as
[TABLE]
with the property that the sections of belonging to the image of have at most one number of base points. Indeed, if has the points as its base points, then . This implies that
[TABLE]
which is absurd again by minimality of . Take an extension as (3.2) and consider the exact sequence
[TABLE]
where is the image of the map . The exact sequence (3.3) together with various Petri maps gives rise to a commutative diagram as
[TABLE]
in which the maps and are injective and is surjective. Observe furthermore that the map is an isomorphism. The snake lemma applied to this situation implies that
[TABLE]
According to the assumption concerning dimension of , we obtain
[TABLE]
Assuming and setting
[TABLE]
we would have These together with the base point free pencil trick applied to the map
[TABLE]
implies , where is the base locus of the sections of . Note also that . Therefore,
[TABLE]
If then, as and is stable, one has , which is in contradiction with inequality (3.10).
Recall that Now if , then . Observe furthermore that is stable. As a consequence of Propositions 3 and 4 of [10], the Clifford theorem for vector bundles for such a this situation asserts that , by which we obtain Consequently we get , which is absurd. ∎
Theorem 3.2**.**
If , then
[TABLE]
Proof.
Assume that is an irreducible component of and is a general element of . Assume moreover, as in theorem 3.1, that a general element satisfies . Observe that, using a diagram as in diagram (3.8), we can obtain an equality as (3.9), by which, if turns out to be of second type, then would be injective. So has to be generically smooth and it has to have the expected dimension, which is certainly smaller than the claimed bound.
If a general element of turns to be of first type, then
[TABLE]
Indeed, if a general element admits a presentation as
[TABLE]
where is a line bundle with and , then since the stable bundles deform to non-stable ones, we can assume in counting that is stable as well. So the dimension of the set of bundles as , is bounded by . Meanwhile, the line bundles as would vary in a subset of and the Martens’ theorem asserts that ( can be if is hyper-elliptic and otherwise). Therefore the dimension of would be bounded by
[TABLE]
Observe that by Riemann-Roch. Moreover and so
[TABLE]
as required. ∎
Motivated by [6, Theorem 1.2], one can sharpen the bound in Theorem 3.1 under some restrictions on the numbers , as
Theorem 3.3**.**
*Let , be integers with , . Then,
if , then While for , the integer can vary in the set with the same bound for .*
Proof.
The argument of proof of theorem 3.1 goes through to deduce the result. Notice that the further restriction on in the case was needed to be imposed, because the quantity turns out to be smaller than the expected dimension for . ∎
3.1. The case of canonical determinant
Theorem 3.4**.**
For an integer with , any irreducible component of satisfies
[TABLE]
Proof.
Let be an irreducible component of and a general element of satisfies . Assume that a general member is of second type and set . Then, one has
[TABLE]
where is the symmetric Petri map associated to as in (2.2). So
[TABLE]
The exact sequence arising from the exact sequence (2.5), gives rise to a commutative diagram as
[TABLE]
Since , the map turns to be injective. This together with the snake lemma gives an inequality as
[TABLE]
Therefore, using the inequality (3.14) we obtain
[TABLE]
Let be as in the proof of Theorem 3.1 and observe by effectiveness of that the vector space can be considered as a subspace of . Similar to the previous argument, the exact sequence
[TABLE]
as well arising from the exact sequence (2.6), together with the equality
[TABLE]
leads to the following commutative diagram of bundles
[TABLE]
where is the symmetric Petri map of restricted to and is the inclusion map. Once again, as a consequence of the injectivity of and the snake lemma, we obtain
[TABLE]
by which together with (3.21) an inequality as
[TABLE]
would be obtained. This, in combination with , implies
[TABLE]
as required.
Finally if then a general member of fails to be of first type. Indeed otherwise, assume that a general member admits a presentation as
[TABLE]
with . Then, the stability of implies that and we would have
[TABLE]
This, since by stability of , implies that
[TABLE]
which is absurd by Martens’ theorem. ∎
4. Remarks and Corollaries
Corollary 4.1**.**
(Mumford’s Theorem for rank two bundles) If is non-hyper elliptic of genus and if for some with one had , then either is trigonal, or bi-elliptic, or a smooth plane quintic.
Proof.
Assume that is an irreducible component of with . If a general element is of first type and has number of independent sections, then one has for some integer with . This, by Mumford’s theorem, might occur only if by which the equality holds. So , which may happen only in the case that either is trigonal, or bi-elliptic, or a smooth plane quintic.
Claim II: If fails to be of first type, then for general points , the stable vector bundle would fail to admit an extension of first type.
Proof of Claim II: Assume first that is even. If the stable vector bundle turns to be of first type, then there exists a set of line bundles with and . Tensoring with for general points , if necessary, we can assume that . Therefore we obtain . This by Martens’ theorem implies that . On the other hand, the inequalities and imply and , respectively. Summing up all the inequalities we obtain , which is absurd. If is an odd number, then the argument goes verbatim to prove the claim by replacing with . So the Claim II is established.
If a general bundle turns to be of second type and if , then the scheme contains a subset which is at least of dimension and its general member is a vector bundle of second type. According to the work of M. Teixidor in [11] such a subset , if non-empty, is of expected dimension and the expected dimension is strictly smaller than for in the given range. This is a contradiction.
If , with similar assumption on the scheme would contain a subset which is at least of dimension and its general member is a vector bundle of second type. This possibility can be excluded by another work of M. Teixidor in [12]. ∎
Corollary 4.2**.**
The scheme is reduced and irreducible of dimension .
Proof.
The upper bound on the dimension is obvious by theorem 3.4. If , then the petri map turns to be injective. Indeed, if is a bundle of first type, then using diagram (3.19), since vanishes, the Petri map would be injective. While if is of second type, since is one dimensional, then is injective and so the map is injective by (3.27). This together with (3.20) implies that the Petri map is again injective. So we obtain
[TABLE]
Since is of expected dimension, so it might be reducible only if its singular locus is, by [13], of codimension ; i.e. , by (4.1). This is a contradiction, because by Theorem (3.4) the locus is of dimension at most .
Since, again by theorem 3.4, no irreducible component of is contained entirely in , so would be reduced. ∎
Using Lemma 4.3, the bound in theorem 3.4 can be sharpened for odd values of .
Lemma 4.3**.**
If is a globally generated line bundle on with , then the set of vector bundles of second type (), if non-empty, is of dimension at most , (res. at most of dimension ), if (res. if ).
Proof.
For , with notations as in proof of [11, Page 124], the dimension of the set of vector bundles of second type is bounded by
[TABLE]
where is a divisor in the linear series and . It is now an easy argument to see that this quantity is bounded by
[TABLE]
If , then a close analysis in the proof of [12, Theorem 2], implies that the dimension of the bundles which are of second type, is bounded by the quantity as required. ∎
Corollary 4.4**.**
If is odd, then
[TABLE]
Proof.
An irreducible component of whose general member is a bundle of first type has dimension , because otherwise one obtains for some and with . This is obviously absurd.
Assume that and set .
Claim III: If a general fails to be of first type, then for general points with the stable vector bundle would fail to admit an extension of first type.
The proof of Claim III is similar to the proof of Claim II in corollary 4.1.
Lemma (4.3) together with Claim III implies that if a general element of fails to be of first type then
[TABLE]
which is absurd. ∎
Remark 4.5*.*
(a) If is an arbitrary -gonal curve, then Theorem 3.3 together with Theorem [6, Thm. 1.2(b)] imply . Indeed, Theorem [6, Thm. 1.2(b)] establishes this result for a general -gonal curve and so for non-general -gonal curves, one has . Now, Theorem 3.3 applied to such a non-generic curve implies the equality for any -gonal curve.
(b) According to theorem 3.2, one immediately re-obtains . Meanwhile, by the same theorem, an immediate prediction suggests the quantity as a bound to the dimension of when . A proof to this expectation is unknown to me. Such a bound re-obtains Marten’s bound on the dimension of the Brill-Noether schemes of line bundles.
(c) The proofs of theorems 3.1 and 3.2 indicate that the Petri map is injective at the bundles which are of second type. Therefore
[TABLE]
where denotes the set of bundles of first type. This reproves the generic smoothness of the locus’ introduced by Teixidor in [11] and Flamini etal. in [6].
Acknowledgment: The author wishes to thank F. Flamini, P. Newstead and M.Teixidor for their valuable hints and for sharing their knowledge. I specially thank G. H. Hitching whose careful reading and comments changed the previous manuscript of this paper, considerably. Teixidor supported me by sending a draft of the unpublished paper [8] at the right time; to her, I express my double gratitude.
The reference list from the paper itself. Each links out to its DOI / PubMed record.
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- 6[6] Y. Choi, F. Flamini, S. Kim; Brill-Noether Theory of Rank two Vector Bundles on a general ν 𝜈 \nu -Gonal Curve, Proc. AMS. 146(2018), 3233-3248.
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- 8[8] B. Feinberg, On the Dimension and Irreducibility of Brill-Noether Loci, Unpublished paper.
