Correct Singular Perturbations of the Laplace Operator with the Spectrum of the Unperturbed Operator
B.N. Biyarov, D.A. Svistunov, G.K. Abdrasheva

TL;DR
This paper investigates the spectral properties of the Laplace operator with a singular potential perturbation, extending previous self-adjoint studies to non-self-adjoint cases using a new analytical method.
Contribution
It introduces a novel method for analyzing non-self-adjoint singular perturbations of the Laplace operator, expanding the understanding of spectral issues in such contexts.
Findings
Spectral properties are characterized for non-self-adjoint singular perturbations.
A new analytical approach is developed for these perturbations.
Results extend previous self-adjoint spectral analysis to more general cases.
Abstract
The work is devoted to the study of Laplace operator when the potential is a singular generalized function and plays the role of a singular perturbation of a Laplace operator. Abstract theorem obtained earlier by the authors B.N. Biyarov and G.K. Abdrasheva applies to this. The main purpose of the study is the spectral issue. Singular perturbations for differential operators have been studied by many authors for the mathematical substantiation of solvable models of quantum mechanics, atomic physics, and solid state physics. In all these cases, the problems were self-adjoint. In this paper, we consider non-self-adjoint singular perturbation problems. A new method has been developed that allows investigating the considered problems.
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Taxonomy
TopicsDifferential Equations and Boundary Problems · Differential Equations and Numerical Methods · Spectral Theory in Mathematical Physics
Correct Singular Perturbations of the Laplace Operator with the Spectrum of the Unperturbed Operator
B. N. Biyarov, D. A. Svistunov, G. K. Abdrasheva
Key words: Maximal (minimal) operator, singular perturbation of the operator, correct restriction, correct extension, system of eigenvectors
AMS Mathematics Subject Classification: Primary 35B25; Secondary 47Axx
Abstract
The work is devoted to the study of Laplace operator when the potential is a singular generalized function and plays the role of a singular perturbation of a Laplace operator. Abstract theorem obtained earlier by the authors B.N. Biyarov and G.K. Abdrasheva applies to this. The main purpose of the study is the spectral issue. Singular perturbations for differential operators have been studied by many authors for the mathematical substantiation of solvable models of quantum mechanics, atomic physics, and solid state physics. In all these cases, the problems were self-adjoint. In this paper, we consider non-self-adjoint singular perturbation problems. A new method has been developed that allows investigating the considered problems.
1 Introduction
Let us present some definitions, notation, and terminology.
In a Hilbert space , we consider a linear operator with domain and range . By the kernel of the operator we mean the set
[TABLE]
Definition 1.1**.**
An operator is called a restriction of an operator , and is called an extension of an operator , briefly , if:
-
,
-
for all from .
Definition 1.2**.**
A linear closed operator in a Hilbert space is called minimal if there exists a bounded inverse operator on and .
Definition 1.3**.**
A linear closed operator in a Hilbert space is called maximal if and .
Definition 1.4**.**
A linear closed operator in a Hilbert space is called correct if there exists a bounded inverse operator defined on all of .
Definition 1.5**.**
We say that a correct operator in a Hilbert space is a correct extension of minimal operator (correct restriction of maximal operator ) if ().
Definition 1.6**.**
We say that a correct operator in a Hilbert space is a boundary correct extension of a minimal operator with respect to a maximal operator if is simultaneously a correct restriction of the maximal operator and a correct extension of the minimal operator , that is, .
Let be a maximal linear operator in a Hilbert space , let be any known correct restriction of , and let be an arbitrary linear bounded (in ) operator satisfying the following condition:
[TABLE]
Then the operator defined by the formula (see [6])
[TABLE]
describes the inverse operators to all possible correct restrictions of , i.e., .
Let be a minimal operator in a Hilbert space , let be any known correct extension of , and let be a linear bounded operator in satisfying the conditions
a) ,
b) ,
then the operator defined by formula (1.1) describes the inverse operators to all possible correct extensions of (see [6]).
Let be any known boundary correct extension of , i.e., . The existence of at least one boundary correct extension was proved by Vishik in [8]. Let be a linear bounded (in ) operator satisfying the conditions
a) ,
b) ,
then the operator defined by formula (1.1) describes the inverse operators to all possible boundary correct extensions of (see [6]).
Definition 1.7**.**
A bounded operator in a Hilbert space is called quasinilpotent if its spectral radius is zero, that is, the spectrum consists of the single point zero.
Definition 1.8**.**
An operator in a Hilbert space is called a Volterra operator if is compact and quasinilpotent.
Definition 1.9**.**
A correct restriction of a maximal operator , a correct extension of a minimal operator or a boundary correct extension of a minimal operator with respect to a maximal operator , will be called Volterra if the inverse operator is a Volterra operator.
Definition 1.10**.**
A densely defined closed linear operator in a Hilbert space is called formally normal if
[TABLE]
Definition 1.11**.**
A formally normal operator is called normal if
[TABLE]
2 Preliminaries
In this section, we present some results for correct restrictions and extensions [4] which are used in Section 3.
Let be some minimal operator, and let be another minimal operator related to by the equation for all and . Then and are maximal operators such that and . The existence of at least one boundary correct extension was proved by Vishik in [8], that is, . In this case, is a boundary correct extension of the minimal operator , that is, . The inverse operators to all possible correct restrictions of the maximal operator have the form (1.1), then is dense in if and only if . Thus, it is obvious that any correct extension of is the adjoint of some correct restriction with dense domain, and vice versa [2]. Finally, all possible correct extensions of have inverses of the form
[TABLE]
where is an arbitrary bounded linear operator in with such that . It is also clear that . In particular, is a boundary correct extension of if and only if and .
Lemma 2.1**.**
Let be a densely defined correct restriction of the maximal operator in a Hilbert space . Then the operator is bounded on (that is, is bounded in ) if and only if
[TABLE]
Proof.
Let . Then, by virtue of , we have is bounded in , where is the closure of the operator in . Here we used the boundedness of the operator . Then the operator is bounded on . Conversely, let the be bounded on . Then is bounded in , by virtue of and that is defined on the whole space . Then the operator translates any element from to . Indeed, for any element of we have
[TABLE]
Therefore, belongs to the domain . The Lemma 2.1 is proved. ∎
Lemma 2.2**.**
Let be a densely defined correct restriction of the maximal operator in a Hilbert space . Then if and only if , where and are the operators from the representation (1.1).
Proof.
If then from the representation (1.1), we easily get
[TABLE]
Let us prove the converse. If
[TABLE]
then we obtain
[TABLE]
[TABLE]
for all in . It follows from (2.2) that , and from (2.3) it implies that . Thus . The Lemma 2.2 is proved. ∎
Corollary 2.3**.**
Let be densely defined correct rectriction of the maximal operator in a Hilbert space . If and is compact operator in then .
Proof.
Compactness of implies compactness of . Then is a closed subspace in . It follows from densely definiteness of that is a dense set in . Hence . Then from the equality (2.2) we get . The Corollary 2.3 of Lemma 2.2 is proved. ∎
Lemma 2.4**.**
If then a bounded operators and from (2.2) and (2.3), respectively, have a bounded inverse defined on .
Proof.
By virtue of the density of the domains of the operators and imply that the operators and are invertible. Since from (2.2) and (2.3) we have and , respectively. From the representations (2.2) and (2.3) we also note that and , since . The inverse operators and of the closed operators and , respectively, are closed. Then the closed operators and , defined on the whole of , are bounded. The Lemma 2.4 is proved. ∎
Under the conditions of Lemma 2.4 the operators and will be (see [3]) a part of bounded operators and , respectively, where the bar denotes the closure of operators in . Thus and .
Next we consider the following statement
Theorem 2.5**.**
Let be a densely defined correct restriction of the maximal operator in a Hilbert space . If , where and are the operators from the representation (1.1) then
The operator is relatively bounded correct perturbations of correct restriction and the spectra of the operators and coincide, that is, ; 2. 2.
The operator is quasinilpotent (the Volterra) boundary correct extension of , and is a quasinilpotent (the Volterra) correct operator simultaneously; 3. 3.
If is an operator with discrete spectrum then the system of root vectors of the operator is complete (the basis) in if and only if the system of root vectors of the operator is complete (the basis) in ; 4. 4.
In particular, when is a normal operator with discrete spectrum, then the system of root vectors of the operator form a Riesz basis in .
Proof.
Note that , and . The correctness of the operator is obvious. For bounded operators and is known (see [1]) the property . Thus, the item 1 is proved. 2. 2.
Note that . It follows easily from Lemma 2.2 and Lemma 2.4 that the operators and are bounded and defined on the whole of . It is then obvious that the operators and is quasinilpotent (the Volterra) simultaneously. The item 2 is proved. 3. 3.
From the known facts of functional analysis (see [7]) imply that the system of root vectors of the operators and are complete (the basis) simultaneously. 4. 4.
The system of root vectors of the normal discrete correct operator form an orthonormal basis in . Then the system of root vectors of the correct operator form a Riesz basis in .
The Theorem 2.5 is proved. ∎
Example 2.6*.*
In the Hilbert space , let us consider the minimal operator generated by the differentiation operator
[TABLE]
Then
[TABLE]
The action of the maximum operator has the form
[TABLE]
Then
[TABLE]
As a fixed boundary correct extension of we take the operator acting as the maximal operator on the domain
[TABLE]
Then all possible correct restriction of have the following inverse
[TABLE]
where defines the operator . The domain of is defined as
[TABLE]
Then is not dense in if and only if , , and . If we exclude such from then there exists which have an inverse of the form
[TABLE]
This is a description of inverse operators of all possible correct extensions of . Let the condition of Theorem 2.5 holds. Then , , and . Let us construct the following operators
[TABLE]
Note that
[TABLE]
Then the operator has the following form
[TABLE]
where , , and . By virtue of Theorem 2.5 is a Volterra correct operator. We know that for a first order differentiation operator there are no Volterra correct restrictions or correct extensions, except the Cauchy problem at some point , . But the operator is neither correct restriction of nor correct extension of . This Volterra problem obtained by the perturbation of the differentiation operator itself and the boundary conditions of Cauchy simultaneously.
Example 2.7*.*
If in Example 2.6 as a fixed boundary correct operator we take the operator with the domain
[TABLE]
then is a normal operator. In this case, the operator has the form
[TABLE]
where , , and . The operator is correct and the system of root vectors form a Riesz basis in . The eigenvalues of the normal operator and the correct operator coincide.
Corollary 2.8**.**
The results of Theorem 2.5 are also valid for the operator . All four items will take place for a pair of operators and .
Remark 2.9*.*
The results of Examples 2.6–2.7 are also valid for the operator .
[TABLE]
where , , and , in the case of Example 2.6, and , , and , in the case of Example 2.7. We recall that the conditions and provide the density of the domain in .
3 Main results
In the Hilbert space , where is a bounded domain in with an infinitely smooth boundary , let us consider the minimal and maximal operators generated by the Laplace operator
[TABLE]
The closure , in the space of the Laplace operator (3.1) with the domain , is the minimal operator corresponding to the Laplace operator. The operator , adjoint to the minimal operator corresponding to the Laplace operator, is the maximal operator corresponding to the Laplace operator (see [5]). Note that
[TABLE]
Denote by the operator, corresponding to the Dirichlet problem with the domain
[TABLE]
Then, by virtue of (1.1), the inverse operators to all possible correct restrictions of the maximal operator corresponding to the Laplace operator (3.1) have the following form:
[TABLE]
where, by virtue of (1.1), is an arbitrary linear operator bounded in with
[TABLE]
Then the direct operator is determined from the following problem:
[TABLE]
[TABLE]
where is the identity operator in . There are no other linear correct restrictions of the operator (see [2]). The operators , corresponding to the adjoint operators
[TABLE]
describe the inverse operators to all possible correct extensions of if and only if satisfies the condition (see [2]):
[TABLE]
Note that the last condition is equivalent to the following: .
We apply Theorem 2.5 to the particular case when
[TABLE]
where is a harmonic function from , and .
[TABLE]
From the conditions of Theorem 2.5 it follows that , , and
[TABLE]
Then
[TABLE]
[TABLE]
We obtained a relatively compact perturbation of which has the same eigenvalues as the Dirichlet problem . The system of root vectors of form a Riesz basis in . If are an orthonormal system of eigenfunctions of (the Dirichlet problem), then the system of eigenvectors of have the form
[TABLE]
Consider a more visual case when , that is, . To do this, we set the operator using the functions in the following form: let points lying strictly inside the domain . We take a holomorphic function in the domain such that , with multiplicities . As functions we take the solution of the following Dirichlet problem
[TABLE]
Then, near the point where there is an analytic branch of the function , hence is a harmonic function. In a neighborhood of we can write
[TABLE]
where . Then by Theorem 3.3.2 (see [5]) and the harmonicity of the functions we get that
[TABLE]
in the neighborhood. We verify the condition of Theorem 2.5, taking into account that and
[TABLE]
where is a harmonic function from and is a solution of the Dirichlet problem (3.2). Then , and
[TABLE]
where and . If we denote by the next bounded operator in
[TABLE]
we get the following
[TABLE]
where . The domain of the operator has the form
[TABLE]
We obtained a relatively bounded perturbation of which has the same eigenvalues as the Dirichlet problem . The system of root vectors of forms a Riesz basis in . If are an orthonormal system of eigenfunctions of , then the system of eigenvectors of have the form
[TABLE]
Thus, we constructed an example of a singular perturbation of the Dirichlet problem for the Laplace operator with a basic system of root vectors. This perturbation is a valid non-self-adjoint operator, which is not a restriction of the maximal operator and is not an extension of the minimal operator .
Using the properties of subharmonic functions, it is easy to obtain a similar result in the case of .
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