Cosmology with a Master Coupling in Flipped SU(5) $\times$ U(1): The $\lambda_6$ Universe
John Ellis, Marcos A. G. Garcia, Natsumi Nagata, Dimitri V., Nanopoulos, and Keith A. Olive

TL;DR
This paper presents a comprehensive cosmological model based on flipped SU(5)×U(1) GUT, where a single coupling governs inflation, dark matter, neutrino masses, and baryogenesis, integrating these phenomena into a unified framework.
Contribution
It introduces a novel flipped SU(5)×U(1) GUT model with a master coupling that links multiple cosmological processes, providing a unified approach to early universe phenomena.
Findings
Successful integration of Starobinsky-like inflation with GUT physics.
The master coupling $$ controls reheating, dark matter, neutrino masses, and baryon asymmetry.
Consistent cosmological evolution within the proposed GUT framework.
Abstract
We propose a complete cosmological scenario based on a flipped SU(5) U(1) GUT model that incorporates Starobinsky-like inflation, taking the subsequent cosmological evolution carefully into account. A single master coupling, , connects the singlet, GUT Higgs and matter fields, controlling 1) inflaton decays and reheating, 2) the gravitino production rate and therefore the non-thermal abundance of the supersymmetric cold dark matter particle, 3) neutrino masses and 4) the baryon asymmetry of the Universe.
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Cosmology with a Master Coupling in Flipped : The Universe
John Ellis
Theoretical Particle Physics and Cosmology Group, Department of Physics, King’s College London, London WC2R 2LS, United Kingdom;
Theoretical Physics Department, CERN, CH-1211 Geneva 23, Switzerland;
National Institute of Chemical Physics and Biophysics, Rävala 10, 10143 Tallinn, Estonia
Marcos A. G. Garcia
Physics & Astronomy Department, Rice University, Houston, TX 77005, USA
Natsumi Nagata
Department of Physics, University of Tokyo, Tokyo 113–0033, Japan
Dimitri V. Nanopoulos
George P. and Cynthia W. Mitchell Institute for Fundamental Physics and Astronomy, Texas A&M University, College Station, TX 77843, USA:
Astroparticle Physics Group, Houston Advanced Research Center (HARC), Mitchell Campus, Woodlands, TX 77381, USA:
Academy of Athens, Division of Natural Sciences, Athens, Greece
Keith A. Olive
William I. Fine Theoretical Physics Institute, School of Physics and Astronomy, University of Minnesota, Minneapolis, MN 55455, USA
Abstract
We propose a complete cosmological scenario based on a flipped GUT model that incorporates Starobinsky-like inflation, taking the subsequent cosmological evolution carefully into account. A single master coupling, , connects the singlet, GUT Higgs and matter fields, controlling 1) inflaton decays and reheating, 2) the gravitino production rate and therefore the non-thermal abundance of the supersymmetric cold dark matter particle, 3) neutrino masses and 4) the baryon asymmetry of the Universe.
††preprint: KCL-PH-TH/2019-52††preprint: CERN-TH-2019-096††preprint: UT-19-14††preprint: ACT-04-19††preprint: MI-TH-1924††preprint: UMN-TH-3827/19††preprint: FTPI-MINN-19/18
It is common lore that the Universe may have been in a symmetric state soon after the Big Bang, but its subsequent evolution to the present-day universe with its content of matter, dark matter and neutrinos remains problematic. Typical grand unified theory (GUT) models require many seemingly unrelated couplings to explain various physical observables. In this Letter we develop a complete cosmological scenario based on a detailed flipped SU(5)U(1) GUT model egnno2 ; egnno3 incorporating Starobinsky-like inflation staro , and relate a host of cosmological observables through a single master coupling, denoted by .
In addition to quark, lepton and Higgs fields, the model contains four gauge singlets that drive inflation, provide a -term for the mixing of the electroweak Higgs doublets, and a seesaw mechanism Minkowski:1977sc ; Georgi:1979dq for neutrino masses. Among the superpotential couplings of the singlet fields there is one that couples the singlet, GUT Higgs fields and matter, denoted by . Remarkably this one coupling controls 1) inflaton decays and therefore the reheating temperature, 2) the gravitino production rate and therefore the non-thermal abundance of the lightest supersymmetric particle (LSP) that is a candidate for cold dark matter, 3) neutrino masses, and 4) the baryon asymmetry of the Universe through leptogenesis fy . This Letter explores the deep correlations between these apparently disparate quantities that are all related by the master coupling —the Universe.
In the flipped GUT Barr ; DKN ; flipped2 motivated by string theory AEHN , all of the Standard Model (SM) matter fields, as well as right-handed neutrinos, are embedded in three generations of , , and representations of SU(5), which are denoted by , , and , respectively, where the numbers in the parentheses show the U(1) charges in units of and are generation indices. The representation assignments of the right-handed quarks and leptons are “flipped” with respect to those in standard SU(5). The minimal supersymmetric standard model (MSSM) Higgs fields and are in and representations, denoted by and , respectively. The GUT gauge group is broken into the SM gauge group by and Higgs representations of SU(5), which are denoted by and , respectively. The four singlet chiral multiplets are denoted (), and we assume that the inflaton can be identified with one of these, which we denote by .
The superpotential of this model egnno2 is given by
[TABLE]
where we impose a symmetry: , which forbids the mixing between the SM matter fields, Higgs color triplets, and the Higgs decuplets, and suppresses the supersymmetric mass term for and . Owing to the absence of these terms, rapid proton decay due to coloured Higgs exchange is avoided. In addition, the doublet-triplet splitting problem is solved by the missing-partner mechanism flipped2 ; Masiero:1982fe . Without loss of generality, we take and to be real and diagonal in what follows. Down-quark, up-quark and charged-lepton masses are related to the couplings, respectively, and (neglecting renormalization group effects for simplicity) , where is the weak scale vacuum expectation value (VEV) of . A more detailed discussion of this model is given in Ref. egnno2 .
In order to describe cosmology, such a supersymmetric model must be embedded in a supergravity theory, which requires the specification of a Kähler potential . In this model has the no-scale form ekn2 that emerges from string theory Witten . Denoting and assuming , where is the reduced Planck mass, the asymptotically-flat Starobinsky-like potential is realized for the inflaton field ENO6 . The value GeV reproduces the measured value of the primordial power spectrum amplitude egnno2 .
The inflaton couples directly to the fields via the couplings , which play a central role in our analysis. Two other singlet fields, and , also couple to . The remaining singlet field does not couple to , and develops a supersymmetry breaking scale VEV which generates a mixing term for the MSSM Higgs doublets. We assume that (), so as to suppress -parity violation. This setup was introduced in Ref. egnno2 , where it was called “Scenario B”. In this case, -parity is violated in the singlet sector, which is sufficiently sequestered from the observable sector that the LSP has a lifetime much longer than the age of the Universe egnno3 .
A general challenge in supersymmetric GUTs is the presence of multiple degenerate vacua supercosm ; NOT . While inflation might have left the Universe in the correct vacuum state, one should follow the dynamic evolution of the universe, showing that the GUT phase transition occurred. Finite-temperature effects break the vacuum degeneracy through differences in the numbers of degrees of freedom associated with the different phases supercosm ; NOT ; Campbell:1987eb . Although the global minimum generally lies in the symmetric state at temperatures of order the GUT scale, a GUT like SU(5) confines at lower temperatures GeV. This raises the GUT-symmetric vacuum energy, and opens the way towards successful cosmological evolution.
GUT symmetry breaking in our model occurs along one of the - and -flat directions in the scalar potential: a linear combination of and , which are the SM singlet components of and , respectively. We denote this combination by , and call it the flaton. Once acquires a VEV, the GUT gauge group is broken into the SM gauge group. The thirteen Nambu-Goldstone chiral multiplets in and are absorbed by gauge multiplets, and the other six physical components are combined with the triplet components in and to make them massive. The flat direction can be lifted by non-renormalizable superpotential terms, e.g., of the form . The flaton and flatino then obtain masses of order the supersymmetry-breaking scale.
We focus on the portion of parameter space where the strong reheating scenario discussed in Ref. egnno3 is realized. As shown in Ref. egnno3 , in this case the GUT symmetry is unbroken at the end of inflation. We further assume that the system remains in the unbroken phase during reheating, as is confirmed in the following analysis. The phase transition is triggered by the difference in the number of light degrees of freedom, , between the broken and unbroken phases supercosm ; NOT ; Campbell:1987eb ; egnno2 ; egnno3 . Massless superfields provide a thermal correction to the effective potential of , where denotes the temperature of the Universe. Since the number of light degrees of freedom in the unbroken phase () is larger than that in the Higgs phase (), is kept at the origin at high temperatures. However, once the temperature drops below the confinement scale of the SU(5) gauge theory, , the number of light degrees of freedom significantly decreases (), and thus the Higgs phase becomes energetically favored egnno2 . We have found that in this strong reheating scenario the incoherent component of the flaton drives the phase transition if egnno3 , where and are the flaton mass and the GUT scale, respectively. For GeV and GeV, the above condition leads to GeV.
In the case of such strong reheating, the flaton decouples from the thermal bath, and when it becomes non-relativistic and eventually dominates the energy density of the Universe until it decays. The decay of the flaton generates a second period of reheating. The amount of entropy released by the flaton decay is estimated to be
[TABLE]
where stands for the typical value of sfermion masses. It was shown in Ref. egnno3 that if , reheating is completed in the symmetric phase via the dominant inflaton decay channel . The reheating temperature in this case is given by
[TABLE]
indicating a direct relation between and .
During reheating, gravitinos are produced via the scattering/decay of particles in the thermal bath weinberg ; elinn ; nos ; ehnos ; kl ; ekn ; eln ; Juszkiewicz:gg ; mmy ; Kawasaki:1994af ; Moroi:1995fs ; enor ; Giudice:1999am ; bbb ; kmy ; stef ; Pradler:2006qh ; ps2 ; rs ; kkmy ; EGNOP . For the calculation of the gravitino production rate, we use the formalism outlined in rs , but using the group theoretical factors and couplings appropriate to flipped SU(5)U(1).
These gravitinos eventually decay into LSPs, and the resultant “non-thermal” contribution to the LSP abundance is given by
[TABLE]
The total dark matter abundance is obtained by adding this non-thermal component to the thermal relic density of the LSP, which is reduced by a dilution factor . Thus the LSP relic density is also directly related to .
The neutrino mass structure in this model was studied in Refs. egnno2 ; egnno3 . As we noted above, only three singlet fields, including the inflaton, couple to the neutrino sector. The masses of the heavy states are approximately , and the mass matrix of the right-handed neutrinos is obtained from a first seesaw mechanism:
[TABLE]
where we take GeV in this paper. We diagonalize the mass matrix (5) using a unitary matrix : . The light neutrino mass matrix is then obtained through a second seesaw mechanism Minkowski:1977sc ; Georgi:1979dq :
[TABLE]
This mass matrix is diagonalized by a unitary matrix as . We note that, given a matrix , the mass eigenvalues of are uniquely determined as functions of and via Eqs. (5) and (6).
On the other hand, as discussed in Ref. Ellis:1993ks , the PMNS matrix differs from by an additional factor of a unitary matrix : . This prevents us from predicting the PMNS matrix in this framework. We note, however, that we can instead use this equation to determine (given ). It was found in Ellis:1993ks that the matrix affects the ratios between proton decay channels; for instance, , which is in general different from the ratio predicted in an ordinary SU(5) GUT. A more detailed discussion of proton decay will be given in a forthcoming paper egnno5 .
As can be seen from Eq. (5), right-handed neutrinos become massive after develops a VEV. In the strong reheating scenario, therefore, right-handed neutrinos are massless and in thermal equilibrium right after the reheating is completed. They become massive and drop out of equilibrium almost instantaneously at the time of the GUT phase transition and eventually decay non-thermally NOT ; egnno3 to generate a lepton asymmetry fy . The lepton asymmetry is then converted to a baryon asymmetry via the sphaleron process Kuzmin:1985mm . The resultant baryon number density is given by
[TABLE]
where Ellis:1993ks ; egnno3
[TABLE]
with Covi:1996wh
[TABLE]
It is important to note that the sign in (7) is fixed: in order to obtain , we must require .
As we see in Eqs. (3) and (4), the coupling determines the reheating temperature and the non-thermal component of the dark matter abundance. This coupling also controls the neutrino mass and baryon asymmetry through the right-handed neutrino mass matrix in Eq. (5).
We now investigate numerically the effect of the coupling on these physical observables. To this end, we perform a parameter scan of . We first write it in the form , where is a real constant and is a complex matrix. We then scan logarithmically over the range choosing a total of 2000 values. For each value of , we generate 2000 random complex matrices with each component taking a value of .
For each value of , we obtain the mass eigenvalues of light neutrinos as functions of and as described above. We then determine these two parameters by requiring that the observed values of the squared mass differences are reproduced; namely, for the normal ordering (NO) case, and , and for the inverted ordering (IO) case, and nufit .
We generate the same number of matrices for each mass ordering, and find solutions for 9839 and 730 matrix choices for the NO and IO cases, respectively, out of a total of models sampled. This difference indicates that the NO case is favored in our model. We find that the lightest neutrino mass is eV in both cases. In the case of NO, the heavier neutrinos have masses eV and eV. In the IO case, on the other hand, both of the heavier states have masses eV. The sum of the neutrino masses is then given by eV and 0.1 eV for NO and IO, respectively. These predicted values are below the current limit imposed by Planck 2018 Aghanim:2018eyx , eV, but can be probed in future CMB experiments such as CMB-S4 Abazajian:2016yjj . Moreover, the IO case can be probed in future neutrino-less double beta decay experiments, whereas testing the NO case in these experiments is quite challenging Agostini:2017jim .
We show in Fig. 1 the distribution of the non-thermal dark matter density produced by gravitino decays in these solutions for . We find that many parameter solutions predict for TeV, corresponding to GeV (see Eq. (4)), while some solutions yield corresponding to a reheating temperature as high as GeV. In both cases, the reheating temperature is much higher than the SU(5) confinement scale , satisfying the strong reheating condition egnno3 .
In Fig. 2 we show the distribution of for , where we see that both positive and negative baryon asymmetries can be obtained. In particular, the observed value (in both magnitude and sign) of the baryon asymmetry Aghanim:2018eyx , which is shown as the vertical solid line, can easily be explained in our scenario.
In Fig. 3, we plot the non-thermal contribution to the LSP abundance from gravitino decay against the baryon asymmetry predicted at the same parameter point, assuming . The vertical black and horizontal green lines show, respectively, the observed values of baryon asymmetry and dark matter abundance Aghanim:2018eyx for TeV. We find that most of the points predict and , where the typical values of are and . The predicted value of is found to be larger than that estimated in Refs. egnno2 ; egnno3 ; this is due to an enhancement in the mass function in Eq. (9) for a degenerate mass spectrum, which was neglected in the previous estimation. On the other hand, we find many solutions where the non-thermal component of the LSP abundance from gravitino decays accounts for the entire dark matter density . In this case, , and the singlet parameters are hierarchical, . For such parameter points, one must ensure that the thermal relic of the LSP is sufficiently depleted, which is obtained easily if , as we have assumed.
There are also many solutions where the abundance is found to be smaller than the observed value (particularly for IO). Therefore we expect the observed dark matter abundance in these cases should be explained mainly by thermal relic LSPs. Notice, however, that the freeze-out density of the LSP can be much larger than in a standard cosmological scenario due to the presence of the dilution factor . This may revive a wide range of parameter space in supersymmetric models where the thermal relic of the LSP would otherwise be overabundant. A detailed study of this possibility will be given elsewhere egnno5 .
In summary: we have examined the correlations between inflationary reheating, the non-thermal dark matter abundance produced by gravitino decays, neutrino masses, and the baryon asymmetry in a simple model based on a single master superpotential coupling involving a gauge singlet, a heavy Higgs breaking the GUT gauge symmetry and the (flipped) 10 matter representation. Using the known neutrino mass-squared differences as a constraint, we find that the typical reheating temperature is GeV and the typical baryon-to-entropy ratio lies between , embracing the observed value near . For the preferred value of the baryon asymmetry, we find that, for NO neutrino masses, the non-thermal LSP abundance may saturate the measured relic density of dark matter, but may be significantly lower, leaving open the possibility of a dominant thermal contribution. With IO masses, the non-thermal component is typically subdominant. In this case, because of late entropy production, regions of parameter space that would yield in standard cosmology are preferred, opening new regions of supersymmetric parameter space for experimental searches.
Acknowledgements.
Acknowledgments
The work of J.E. was supported partly by the United Kingdom STFC Grant ST/P000258/1 and partly by the Estonian Research Council via a Mobilitas Pluss grant. The work of M.A.G.G. was supported by the DOE grant DE-SC0018216. The work of N.N. was supported by the Grant-in-Aid for Young Scientists B (No.17K14270) and Innovative Areas (No.18H05542). The work of D.V.N. was supported partly by the DOE grant DE-FG02-13ER42020 and partly by the Alexander S. Onassis Public Benefit Foundation. The work of K.A.O. was supported partly by the DOE grant DE-SC0011842 at the University of Minnesota.
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