The Explicit Sato-Tate Conjecture For Primes In Arithmetic Progressions
Trajan Hammonds, Casimir Kothari, Noah Luntzlara, Steven J. Miller,, Jesse Thorner, Hunter Wieman

TL;DR
This paper proves an explicit version of the Sato-Tate conjecture for primes in arithmetic progressions under standard conjectures, providing bounds on primes where Ramanujan's tau function might be zero, thus advancing understanding of Lehmer's conjecture.
Contribution
It establishes an explicit Sato-Tate conjecture for primes in arithmetic progressions assuming standard conjectures, improving bounds related to Ramanujan's tau function.
Findings
Bound on the number of primes with tau(p)=0 for large x
Explicit version of the Sato-Tate conjecture in arithmetic progressions
Improved constant in bounds related to Lehmer's conjecture
Abstract
Let be Ramanujan's tau function, defined by the discriminant modular form \[ \Delta(z) = q\prod_{j=1}^{\infty}(1-q^{j})^{24}\ =\ \sum_{n=1}^{\infty}\tau(n) q^n \,,q=e^{2\pi i z} \] (this is the unique holomorphic normalized cuspidal newform of weight 12 and level 1). Lehmer's conjecture asserts that for all ; since is multiplicative, it suffices to study primes for which might possibly be zero. Assuming standard conjectures for the twisted symmetric power -functions associated to (including GRH), we prove that if , then \[ \#\{x < p\leq 2x: \tau(p) = 0\} \leq 1.22 \times 10^{-5} \frac{x^{3/4}}{\sqrt{\log x}},\] a substantial improvement on the implied constant in previous work. To achieve this, under the same hypotheses, we prove an explicit version of the Sato-Tate conjecture for primes in arithmetic…
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The Explicit Sato-Tate Conjecture for Primes in Arithmetic Progressions
Trajan Hammonds
Department of Mathematics, Carnegie Mellon University, Pittsburgh, PA 15213
,
Casimir Kothari
Department of Mathematics, University of Chicago, Chicago, IL 60637
,
Noah Luntzlara
Department of Mathematics, University of Michigan, Ann Arbor, MI 48109
,
Steven J. Miller
Department of Mathematics and Statistics, Williams College, Williamstown, MA 01267 Department of Mathematics, Carnegie Mellon University, Pittsburgh, PA 15213 [email protected], [email protected]
,
Jesse Thorner
Department of Mathematics, Stanford University, Stanford, CA 94305
and
Hunter Wieman
Department of Mathematics and Statistics, Williams College, Williamstown, MA 01267
Abstract.
Let be Ramanujan’s tau function, defined by the discriminant modular form
[TABLE]
(this is the unique holomorphic normalized cuspidal newform of weight 12 and level 1). Lehmer’s conjecture asserts that for all ; since is multiplicative, it suffices to study primes for which might possibly be zero. Assuming standard conjectures for the twisted symmetric power -functions associated to (including GRH), we prove that if , then
[TABLE]
a substantial improvement on the implied constant in previous work. To achieve this, under the same hypotheses, we prove an explicit version of the Sato-Tate conjecture for primes in arithmetic progressions.
2010 Mathematics Subject Classification:
11F30, 11M41, 11N13
1. Introduction
Let with , and let
[TABLE]
be a normalized cusp form of even weight and level such that is an eigenform of all Hecke operators and of all Atkin-Lehner involutions and for all . We call such a cusp form a newform (see [11, Section 2.5] for details). One implication of Deligne’s proof of the Weil conjectures is that if is prime then there exists such that
[TABLE]
It is natural to consider the distribution of the angle in sub-intervals of . The Sato-Tate conjecture, now a theorem due to Barnet-Lamb, Geraghty, Harris, and Taylor [1], gives us this distribution. Let for denote the number of primes at most and be the logarithmic integral of .
Theorem 1.1** (Sato-Tate Conjecture).**
Let be a non-CM newform. If is a continuous function, then
[TABLE]
where is the Sato-Tate measure. Further, if we define
[TABLE]
then we have
[TABLE]
The error term in the Sato-Tate Conjecture has been studied thoroughly under various hypotheses, including the cuspidality of the symmetric power lifts of the automorphic representation associated to and the generalized Riemann hypothesis (GRH) for the associated -functions [2, 8, 14]. In particular, Rouse and Thorner [14, Theorem 1.2] (under the aforementioned cuspidality and GRH assumptions) proved that
[TABLE]
for all , provided that is squarefree. This saves a factor of over the results in [2, 8]. By weighing the primes with a smooth test function and taking (where depends on ), Rouse and Thorner [14, Theorem 1.3] also showed that
[TABLE]
In the case where is the newform of weight 12 and level 1 whose Fourier coefficients are given by the Ramanujan tau function , there is an important conjecture.
Conjecture 1.2**.**
If , then . Equivalently, if is prime, then .
It appears Conjecture 1.2 was first pondered seriously by Lehmer [7]. Serre [16] observed that if , then , where and . Moreover, is a quadratic residue modulo 23, and , , or . This implies that if , then must lie in one of possible residue classes modulo (via the Chinese Remainder Theorem). Moreover, using well-known congruences for and the computation of the mod 11, mod 13, mod 17, and mod 19 Galois representations by Bosman [5], we know that for . Rouse and Thorner [14] used Bosman’s work to prove that there are at most 1810 primes which satisfy Serre’s conditions and for which .
In this paper, we prove a variant of (1.1), stated as Theorem 2.3, where the primes are restricted to an arithmetic progression with . This relies on standard conjectures regarding symmetric power -functions, including their analytic continuation and the generalized Riemann hypothesis (GRH); see Conjecture 2.1.
Our interest in such a result lies in the choice of the arithmetic progression. In particular, if is large, then Theorem 2.3 enables us to substantially decrease the implied constant in (1.1) via Serre’s observation. This leads to the following corollary, which is based on a standard conjecture about the behavior of the symmetric power -functions.
Corollary 1.3**.**
Assume Conjecture 2.1 (which includes GRH and other standard analytic hypotheses) with . If , then
[TABLE]
is bounded by
[TABLE]
If , then
[TABLE]
The rest of this paper is organized as follows. Section 2 gives an introduction to the analytic theory of symmetric power -functions twisted by Dirichlet characters, details important assumptions in Conjecture 2.1 and states the main result in Theorem 2.3. Next, Section 3 gives the proofs of Theorem 1.3 and Theorem 2.3, assuming Proposition 3.4. In Section 4, we give the explicit formula and Section 5 proves a bound for the number of zeros on the critical line. Finally, in Section 6, we provide a proof of Proposition 3.4. We assume the reader is familiar with the standard results and notation. For reference see [6].
2. Symmetric power -functions and the main result
Let , and be positive integers with squarefree, even, and . Let be a non- newform, and let be a primitive Dirichlet character with conductor . Our main object of study will be symmetric power -functions of twisted by primitive Dirichlet characters of conductor satisfying . If we let and for , then the Dirichlet series associated to such an -function is given by
[TABLE]
We now assemble some standard desirable properties for the -functions associated to twisted symmetric power -functions.
Conjecture 2.1**.**
Let and be as above. For each integer , the following are true.
- (1)
The conductor of is . 2. (2)
The equation of the gamma factor of is
[TABLE]
where , and . (* denotes the usual gamma function.)* 3. (3)
For each prime , , where is an eigenvalue of the Atkin-Lehner operator acting on the . 4. (4)
Let
[TABLE]
The completed -function
[TABLE]
is an entire function of order 1. 5. (5)
There exists a complex number of modulus 1 such that for all , we have . 6. (6)
The Generalized Riemann Hypothesis (GRH): Each zero of has real part equal to .
Remark 2.2**.**
Since the initial submission of this article, it has been shown that there exists a cuspidal automorphic representation of whose -function equals (apart from at most finitely many Euler factors) for all (see [9], [10]); this implies Parts (1)-(5) in Conjecture 2.1 for all .
We now state our main result, an explicit version of the Sato-Tate conjecture for primes in an arithmetic progression.
Theorem 2.3**.**
Let be a newform that satisfies Conjecture 2.1, and let be an infinitely differentiable smooth nonnegative test function with compact support satisfying , . Let , let be the Mellin transform of , and let . Define
[TABLE]
If x\geq\max\{4.6\times 10^{7},\hskip 1.42271pt7500\big{(}\varphi(q)\log\varphi(q)\big{)}^{2}\} then
[TABLE]
3. Proofs of Corollary 1.3 and Theorem 2.3
3.1. Fourier Decomposition of the Indicator Function
In order to make the sum in Theorem 2.3 more tractable, we would like to approximate an indicator function for . Let be a positive integer, , and be the -th Chebyshev polynomial of the second type defined by
[TABLE]
Lemma 3.1 of [14] states that there exist trigonometric polynomials
[TABLE]
which satisfy
[TABLE]
[TABLE]
and
[TABLE]
where is the indicator function for the interval . Additionally, we have the following lemma.
Lemma 3.1**.**
Assume and let . Then the following inequalities hold:
[TABLE]
Proof.
The desired bounds for are proved in [3, Lemma 5.1]; the bounds for are proved similarly. ∎
3.2. Proof of Theorem 2.3
Consider the Fourier expansion
[TABLE]
of the sum in Theorem 2.3. It will later become convenient to instead consider this sum over primitive characters, hence, we introduce the following lemma which bounds the error from passing to a sum over primitive characters.
Lemma 3.2**.**
If is a Dirichlet character modulo induced by the primitive Dirichlet character , then
[TABLE]
Proof.
The two terms differ only at , where the contribution from the first term is zero, and the contribution from the second term is bounded in absolute value by . Therefore
[TABLE]
The result now follows. ∎
Before we prove Theorem 2.3, we first give a useful preliminary bound.
Lemma 3.3**.**
Let be a subinterval, and let . Then
[TABLE]
is bounded above by
[TABLE]
Proof.
By Lemma 3.2, we have
[TABLE]
Next we use (3.2) and (3.3) to deduce
[TABLE]
as desired. ∎
Now, we define
[TABLE]
Theorem 2.3 then follows from the following proposition, which we prove in Section 6.4.
Proposition 3.4**.**
Assume the hypotheses of Theorem 2.3. If , then
[TABLE]
Additionally, a bound for the case when is given by (6.4).
We now prove Theorem 2.3 assuming Proposition 3.4.
Proof of Theorem 2.3.
Choose . We first show that when , . For all , the bound follows by direct computation with . Otherwise, we have that , and therefore
[TABLE]
This expression evaluates to for , noting that will never take on the values and . Because this lower bound is increasing in and is increasing in , it follows that for all , , we have , allowing us to apply Lemma 3.1.
Next we substitute Proposition 3.4 into the inner sum in the bound from Lemma 3.3. We can then apply Lemma 3.1 and equation (3.2) to bound the resulting sum. We also use as an upper bound for the harmonic sum, as an upper bound for , and as an upper bound for . This gives
[TABLE]
We observe that the first product in this bound gives some terms of order and some terms of order . Substituting in will give their contributions to the final bound. We next bound all the remaining lower order terms by terms of order . We replace instances of with and with , and then multiply all the constant terms by . The remaining lower order terms are all of order . Let
[TABLE]
be the lower bound on as in Theorem 2.3, and let
[TABLE]
be evaluated at . Because is increasing in , we have that is bounded by
[TABLE]
A simple calculation gives that for all , (it achieves this value when ) and that for all .1112.578 upper bounds the limit of the right hand side of (3.11) as goes to infinity. Lastly, we observe that since is fixed for , is increasing in over this domain. Therefore any bound on for will also suffice for . Consequently, we have that
[TABLE]
This gives the contributions to our final bound from the sum in the bound of Lemma 3.3.
A similar argument gives
[TABLE]
Lastly, we observe that
[TABLE]
and collecting these terms gives the desired bound. ∎
3.3. Proof of Corollary 1.3
We now prove Corollary 1.3 by introducing some additional results. We make the choice of test function as
[TABLE]
which is a pointwise upper bound for the indicator function for . As in [14], we define , and note that . Note that for and that . Direct substitution into the bound of Lemma 3.3 yields the following lemma.
Lemma 3.5**.**
If is a positive integer, then
[TABLE]
is bounded above by
[TABLE]
Given this choice of , we compute the constants and as defined in equation (3.9) and use Proposition 3.4 to prove Corollary 1.3.
Proof of Corollary 1.3.
Let denote the discriminant modular form. By the work of Serre [16], if then is in one of 33 possible residue classes modulo Thus we have and
Assume first , and pick , so that in particular we have . We can then apply the bound given in Proposition 3.4 to bound the inner sum in Lemma 3.5. Summing over , we obtain that (3.13) is bounded by
[TABLE]
Since , this is an upper bound on . We then multiply by 33 to get the first bound in Corollary 1.3. When , we absorb the lower order terms into the leading term and obtain a bound of
[TABLE]
completing the proof. ∎
4. The Mellin Transform
In this section we obtain an explicit formula for by pushing a contour integral and evaluating contributions from the residues and zeros. We define the numbers by
[TABLE]
Let be the -th Chebyshev polynomial of the second type as in (3.1). A simple computation shows that for any integer , we have that
[TABLE]
where . We observe via inversion that
[TABLE]
Then, by pushing the contour from (4.2) to negative infinity and accounting for residues as in the proof of Lemma 3.3 of [13], we can rewrite this integral as a sum over the zeros of :
[TABLE]
The term results from the residue of order at , which only occurs for the [math]-th power symmetric -function twisted by the trivial character.
5. Bounding the number of zeros on the critical line
Recall the definition of in Conjecture 2.1. By the Hadamard factorization theorem, there exist constants and such that
[TABLE]
where ranges over the zeros of . After taking the logarithmic derivative of each side, we obtain the identity
[TABLE]
Before producing a bound, we establish the following lemmas.
Lemma 5.1**.**
If and , then
[TABLE]
Proof.
Since and we have
[TABLE]
∎
Lemma 5.2**.**
If and then
[TABLE]
Proof.
In Lemma 5.3 of [14], the above bound is proven for the gamma factors of . However, the assumed form of the gamma factors of differs from our gamma factors only in the real parts of the inputs (see Conjecture 1.1 of [14]). Note, however that the above bound does not rely on , except that it be at least 2. Hence, the bound follows immediately from Lemma 5.3 of [14]. ∎
We are now ready to obtain a bound for the vertical distribution of zeros.
Theorem 5.3**.**
Let . Then
[TABLE]
Proof.
Fix . Following the arguments in Lemma 5.4 of [14], we have that
[TABLE]
where the sum is over the nontrivial zeros of . We first note that . Next we note
[TABLE]
by Lemma 5.1 and a direct computation. Summing these estimates with Lemma 5.2, we obtain
[TABLE]
Lastly, we note that for all satisfying
[TABLE]
Thus it follows that
[TABLE]
as desired. ∎
6. Explicit Formula
We have thus shown the explicit formula
[TABLE]
where the sum is over the zeros of . We now proceed to obtain an upper bound on the sum over zeros and use this to complete the proof of Proposition 3.4.
6.1. Preliminaries
Let denote a nontrivial zero of . Then, the following lemma gives a useful upper bound on .
Lemma 6.1**.**
We have
[TABLE]
Proof.
From [13], we have
[TABLE]
where . Trivially, we have
[TABLE]
and integrating by parts times establishes
[TABLE]
as desired. ∎
6.2. Bounding the Sum Over Zeros
We first use Theorem 5.3 and Lemma 6.1 to estimate for nontrivial .
Proposition 6.2**.**
For , we have that is bounded above by
[TABLE]
where the sum is over the nontrivial zeros of . For , is bounded above by
[TABLE]
Proof.
By the triangle inequality and the proof of Lemma 6.1, we have
[TABLE]
For brevity, we let K_{1}=\frac{3(n+1)}{2}\big{(}\log(Nq(k-1))+\frac{1}{7}\big{)} and . We can now write
[TABLE]
With this notation, the above two integrals are bounded by
[TABLE]
Using the inequality and substituting gives an upper bound of
[TABLE]
For , substituting in the values of and and bounding \log\big{(}n+9/2+\sqrt{C_{2}(\phi)/C_{0}(\phi)}\big{)} with \log(n)+\big{(}9/2+\sqrt{C_{2}(\phi)/C_{0}(\phi)}\big{)}/n gives the final bound. For , a direct substitution into (6.2) gives the final bound.
∎
Proposition 6.3**.**
Assume and . Then the sum is bounded above by
[TABLE]
where the sum ranges over the trivial zeros of .
Proof.
A direct calculation gives for .
[TABLE]
As in Section 7.2 of [14], the trivial zeroes occur at most at the negative half-integers with multiplicity at most . Additionally, there is a possible zero at which contributes an additional term to the sum. Thus
[TABLE]
∎
6.3. Error from passing to prime powers
We bound the error between and to complete the proof of Proposition 3.4.
Proposition 6.4**.**
Assume and . Then
[TABLE]
Proof.
Using the estimate , we have
[TABLE]
We recall Rosser and Schoenfeld’s [12] bound of for all , and the trivial bound for . Applying these bounds, the above sum is bounded above for all by
[TABLE]
∎
6.4. The Proof of Proposition 3.4
To prove Proposition 3.4, it simply remains to add the bounds in Propositions 6.2, 6.3, and 6.4. Doing so, we obtain for (noting that under our hypotheses, ),
[TABLE]
as desired. Similarly in the case where , we have
[TABLE]
Acknowledgements
This research was supported by Williams College and the National Science Foundation (grant numbers DMS1659037 and DMS1561945). Casimir Kothari was partially supported by Princeton University. Jesse Thorner was partially supported by a National Science Foundation Postdoctoral Fellowship. The authors used Mathematica for explicit calculations.
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