On Typical Homoclinic-Like Loops in 3D Filippov Systems
Ot\'avio M. L. Gomide, Marco A. Teixeira

TL;DR
This paper investigates a unique homoclinic-like loop in 3D Filippov systems, demonstrating its robustness, analyzing its basin of attraction, and revealing phenomena absent in smooth systems.
Contribution
It introduces the analysis of a homoclinic-like loop in Filippov systems, showing its robustness and bifurcation structure, with novel techniques distinct from smooth system analysis.
Findings
The homoclinic-like loop is robust in one-parameter families.
The basin of attraction for the loop is computed.
The phenomenon has no counterpart in smooth systems.
Abstract
In this work a homoclinic-like loop of a piecewise smooth vector field passing through a typical singularity is analyzed. We have shown that such a loop is robust in one-parameter families of Filippov systems. The basin of attraction of this connection is computed as well as its bifurcation diagram. It is worthwhile to mention that this phenomenon has no counterpart in the smooth world and the techniques used in this analysis differ from the usual ones.
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On Typical Homoclinic-like loops in 3D Filippov Systems
Otávio M. L. Gomide
Department of Mathematics, UFG, IME
Goiânia-GO, 74690-900, Brazil/ Department of Mathematics, Unicamp, IMECC
Campinas-SP, 13083-970, Brazil
and
Marco A. Teixeira
Department of Mathematics, Unicamp, IMECC
Campinas-SP, 13083-970, Brazil
Abstract.
In this work a homoclinic-like loop of a piecewise smooth vector field passing through a typical singularity is analyzed. We have shown that such a loop is robust in one-parameter families of Filippov systems. The basin of attraction of this connection is computed as well as its bifurcation diagram. It is worthwhile to mention that this phenomenon has no counterpart in the smooth world and the techniques used in this analysis differ from the usual ones.
1. Introduction
The study of global connections in smooth systems is a challenging problem which has been extensively studied throughout the last decades. In fact, the interest of the community in the detection of invariant minimal sets, as limit cycles and homoclinic/heteroclinic connections, has provided several tools which have contributed to the development of the Theory of Dynamical Systems. Nevertheless, despite considerable advances, there are still a lot of open problems concerning global phenomena, due to the richness and complexity of the dynamics associated to such objects.
In the nonsmooth context, global phenomena can be responsible for further complications in the dynamics of a piecewise smooth dynamical system. Roughly speaking, Filippov systems present new kinds of typical singular elements, such as the so-called -singularities (distiguished points of the switching manifold), which give rise to a rich extensive class of global connections having no counterparts in the smooth framework. The study of such objects present countless challenges and, maybe for such a reason, they are not frequently considered in the literature. It is worth mentioning that the comprehension of non-local connections between generic -singularities provides applications in several research lines in Piecewise Smooth Dynamical Systems as structural stability and generic bifurcation theory.
1.1. Historical Facts
Global connections to -singularities of planar Filippov systems have been studied in [1, 3, 5, 8, 10]. More specifically, in [5], the bifurcation diagram of a loop at a generic -singularity, named fold-regular singularity (to be defined later), was described and, in [1], a study on a smoothing process of such an object was provided. It is worth mentioning that such loops also appeared in the unfolding of degenerate phenomena (see [2], [9]). In [3], loops passing through degenerate -singularities were considered and a method to deal with certain non-local structures in a general scenario was developed.
As far as we know, homoclinic-like loops through a -singularity have not been treated for Filippov systems. So, in light of the recent development in the planar case, we were encouraged to analyze analogous phenomena in dimension , which usually present much more complexity than planar phenomena.
1.2. Description of the Main Results
Now, a rough description of the results of this work is provided. We consider Filippov systems of the form
[TABLE]
where , , is a function having [math] as a regular value and are vector fields. In this case, we denote and is the switching manifold of . For our purposes, it is sufficient to assume .
In this work, we study Filippov systems having a homoclinic-like loop at a fold-regular singularity . Generally speaking, such a singularity happens when (resp. ) has a quadratic contact with the switching manifold at and (resp. ) is transverse to at . It is worthwhile to mention that, in dimension , a fold-regular singularity is contained in a curve of fold-regular singularities of in , named fold curve. Since has a loop at , the fold curve is mapped onto a curve through orbits of and and they intersect at (see Figure 1). In this paper we focus on the case where transversally at , ensuring that such a loop occurs in a robust scenario.
Let be the class of Filippov systems having a homoclinic-like loop at a fold-regular singularity satisfying the robustness scheme above (plus some technical conditions). We show that is generic in one-parameter families. We mean is a codimension one submanifold of the space of all Filippov systems .
The bifurcation diagram of around is exhibited and the basin of attraction of is computed. It is worth mentioning that the use of sliding features of is crucial for obtaining such results.
Finally, a notion of weak equivalence in is introduced and aspects of modulus of stability are discussed. Moreover, we conclude that there are infinitely many distinct topological types in under the weak equivalence relation.
This paper is organized as follows. Section 2 is devoted to present some basic concepts on Filippov systems. In Section 3 we discuss some scenarios where a Filippov system admits a global connection involving a fold-regular singularity. In Section 4 we present the Filippov systems approached in this work and we state our main results. Section 5 is devoted to present the necessary tools to prove our results. Finally, in Section 6 we prove the main results stated in Section 4.
2. Preliminaries
Let be an open bounded connected set of and let be a smooth function having [math] as a regular value. Therefore, is an embedded codimension one submanifold of which splits it in the sets .
A germ of vector field of class at a compact set is an equivalence class of vector fields defined in a neighborhood of . More specifically, two vector fields and are in the same equivalence class if:
- •
and are defined in neighborhoods and of in , respectively;
- •
there exists a neighborhood of in such that ;
- •
.
In this case, if is an element of the equivalence class , then is said to be a representative of . The set of germs of vector fields of class at will be denoted by , or simply . We endow with the topology. For the sake of simplicity, a germ of vector field will be referred simply by its representative .
Analogously, a germ of piecewise smooth vector field of class at a compact set is an equivalence class of pairwise vector fields defined as follows: and are in the same equivalence class if, and only if,
- •
and are defined in neighborhoods and of in , respectively, ;
- •
there exist neighborhoods and of in such that and ;
- •
and .
In this case, if is an element of the equivalence class , then is said to be a representative of . The set of germs of piecewise smooth vector fields of class at will be denoted by , or simply . Also, is endowed with the product topology.
If then a piecewise smooth vector field is defined in some neighborhood of in as
[TABLE]
where and .
The Lie derivative of in the direction of the vector field at is defined as . Accordingly, the tangency set between and is given by .
Remark 1**.**
Notice that the Lie derivative is well-defined for a germ since all the elements in this class coincide in .
For , the higher order Lie derivatives of are defined recurrently as
[TABLE]
i.e. is the Lie derivative of the smooth function in the direction of the vector field at . In particular, denotes , where , for .
For a piecewise smooth vector field the switching manifold is generically the closure of the union of the following three distinct open regions.
- •
Crossing Region:
- •
Stable Sliding Region:
- •
Unstable Sliding Region:
The tangency set of will be referred as . Notice that is the disjoint union . Herein, is called sliding region of . See Figure 2.
The concept of solution of follows the Filippov’s convention (see, for instance, [4, 7, 12]). The local solution of at is given by the sliding vector field
[TABLE]
Notice that is a vector field tangent to .
If , then the orbit of at is defined as the concatenation of the orbits of and at . Nevertheless, if , then it may occur a lack of uniqueness of solutions. In this case, the flow of is multivalued and any possible trajectory passing through originated by the orbits of , and is considered as a solution of . More details can be found in [4, 7].
In the following definition, we introduce the so-called -singularities of a Filippov system.
Definition 1**.**
Let , a point is said to be:
- i)
a tangential singularity of provided that and ; 2. ii)
a -singularity of provided that is either a tangential singularity, an equilibrium of or , or a pseudo-equilibrium of .
Remark 2**.**
A point which is not a -singularity of is also referred as a regular-regular point of .
We say that is a regular orbit of if it is a piecewise smooth curve such that and are unions of regular orbits of and , respectively, and .
Definition 2**.**
Let . A tangential singularity is said to be a fold-regular singularity if either one of the following conditions hold.
- i)
, and . In this case, if , then we say that is visible, otherwise it is said to be invisible. 2. ii)
, and . In this case, if , then we say that is visible, otherwise it is said to be invisible.
Remark 3**.**
If condition (resp. ) is satisfied in Definition 2, then we say that (resp. ) has a fold point at .
The following proposition is proved in [13].
Proposition 1** (Vishik’s Normal Form).**
Let . If satisfies and , then there exist a neighborhood of in and a system of coordinates at defined in () such that is given by
[TABLE]
and is given by the equation in .
3. A discussion on some global connections
Let be a Filippov system having a visible fold-regular singularity at (see Definition 2). Denote the flows of and by and , respectively. Assume that satisfies the following set of global hypotheses (G):
- ()
There exists such that . 2. ()
and is transverse to at . 3. ()
There exist a point and a regular orbit of connecting and .
Without loss of generality, assume that in condition is a regular orbit of contained in . Using properties of a fold-regular singularity (see [13]) and the transversality condition , we define the germs and induced by the flows of and , respectively (see Figure 4). Thus, consider
[TABLE]
and notice that the restriction of to is a first return map of in .
Remark 4**.**
Notice that, in Figure 4, the points have the same image through . We will see that is a non-invertible map and its restriction to is a homeomorphism.
Since is a visible fold-regular singularity, it follows that has a (compact) curve of visible fold-regular singularities containing (see [13]). It follows that, is brought to a (compact) curve by such that .
Also, still from Local Theory, one deduces directly that the sliding vector field of is transverse to the curve anywhere, and there exists a neighborhood of in (with compact closure) such that:
- i)
is transverse to at any point of ; 2. ii)
divides into two connected components, one contained in and the other one contained in ; 3. iii)
is -extended onto (see Lemma 24 in [6]).
See Figure 5.
For our purposes, we assume that . Accordingly, we consider . In this case, we distinguish the following situations: (a) , (b) , (c) is transverse to at , and (d) is tangent to at (see Figure 6).
Notice that configurations (a), (b) and (c) are robust in . However, configuration (d) is easily broken by small perturbations. In fact, the degree of degeneracy in case (d) depends on the degree of the contact between and at . The most degenerate situation occurs when (as illustrated in Figure 6).
Now, we discuss the possible dynamics concerning the robust situations (a), (b) and (c).
3.1. Cases (a) and (b)
If , then the dynamics of is trivial around the orbit connecting and . In fact, consider
- i)
a section at such that is the restriction to of a local transversal section of at which intersects at ; 2. ii)
a section which consists on a neighborhood of intersected with ; 3. iii)
.
Thus, using the local structure of a fold-regular singularity (see [13]), we obtain that all orbits of in a neighborhood of intersect . Also, for a neighborhood of contained in , we construct a tubular flow box between and along the orbits of and (see Figure 7).
Now, consider that . As we have seen, each point is brought to a point through the flow of (orbits of and ). Since is regular in and transverse to , each point reaches at a unique point through a sliding trajectory of . It defines the map
[TABLE]
which induces a dynamics in the fold curve . We refer to as the fold line map associated to .
In this case, the orbits of , and connect to itself and they give rise to a -invariant manifold which is a piecewise-smooth -cylinder or a piecewise-smooth Möbius strip, depending on the identification provided by . Also, the dynamics of in is completely characterized by the dynamics of in . Thus,
- ()
if is a regular point of , then the dynamics of in is trivial. It means that there are no minimal sets contained in ; 2. ()
if is a fixed point of , then has a sliding connection through contained in (see Figure 8).
If () is satisfied, then the sliding connection of can be persistent, depending on the properties of at . In fact, we mention the following cases.
- i)
If is a hyperbolic fixed point of , then each nearby presents a sliding connection near , in the Hausdorff distance, with the same stability of . 2. ii)
If is a fixed point of of saddle-node type, i.e. and , then belongs to a codimension one submanifold of . A versal unfolding of in around is illustrated in Figure 9.
Remark 5**.**
Observe that, if is a fixed point of having a higher degree of degeneracy, then nearby presents complicated sliding features contained in (which is a -invariant manifold nearby having the same topological type of ) bifurcating from .
3.2. Case (c): and are transverse at
Assume that satisfies (G) and the following assumption
(T) and at .
If , then for ( stands for nearby), hypothesis (T) implies that there exist curves in , and , analogous to and , satisfying for some and at . Also, there exists which is mapped to through the flow of , and . It follows that the connection between and of is persistent for nearby (see Figure 10).
Now, if hypothesis
(H) ,
is also satisfied, then has a homoclinic-like loop at (see Figure 1). In contrast to the previous case, this phenomenon is not persistent in .
4. Quasi-generic loops and Main results
Our aim is to describe the bifurcation diagram of a vector field satisfying hypotheses (G), (T), and (H) around its homoclinic-like loop at (see Figure 1), and characterize the dynamical features arising from such a connection.
Generally speaking, we prove that, under some constraints, this loop is generic in one-parameter families in . In what follows, we consider some classes of vector fields in and we state our main results concerning this topic.
Consider satisfying (G), (T), and (H), and recall that the sliding vector field is defined on the entire neighborhood (via extension) and it foliates by curves transverse to . In light of this, the fold line map given in (4) is still defined herein in the same way. Nevertheless, in this case, is defined through orbits of , and virtual sliding orbits of for some points of .
In fact, remark that splits the curve into two connected components named and . Analogously, splits into and . Without loss of generality, assume that and are mapped onto and through the orbits of and , respectively. Now, one of the components of , say it , is contained in and the other one is contained in .
Thus, the points and are just connected by an orbit of if, and only if (which is mapped onto by orbits of ). It follows that only the restriction of to describes the dynamics of .
Definition 3**.**
Define as the set of vector fields such that
- i)
* satisfies hypotheses (G), (T) and (H);* 2. ii)
* is transverse to at ;* 3. iii)
The fold line map induced by has a hyperbolic fixed point at .
If , then we say that has a quasi-generic loop at the fold-regular singularity .
Remark 6**.**
Throughout the text, we also refer to a quasi-generic loop at a fold-regular singularity simply by a quasi-generic loop.
Example 1**.**
Given and such that and , consider the Filippov system with switching manifold , where is given by
[TABLE]
and is given by
[TABLE]
Therefore, , and the following statements hold.
- i)
* has a quasi-generic loop at the fold-regular singularity , which is contained in the plane ;* 2. ii)
* are vector fields of class around ;* 3. iii)
In the plane , coincides with the Filippov system , where ; 4. iv)
The fold line map of is given by .
In the result below, we show the robustness of quasi-generic loops in one-parameter families of Filippov systems.
Theorem A**.**
Given . There exist a solid torus around , a neighborhood of in and a function , such that , and if, and only if, has a unique quasi-generic loop at a fold-regular singularity contained in . Furthermore, [math] is a regular value of , and thus is a codimension one -submanifold of .
Now, we distinguish the following situations.
- (Cyl)
The mapping preserves the connected components and of ; 2. (Mob)
The mapping exchanges the connected components and of .
Define and as the subsets of containing the Filippov systems satisfying (Cyl) and (Mob), respectively, and consider the following cases.
- (N)
The hyperbolic fixed point of is attractive; 2. (S)
The hyperbolic fixed point of is repulsive.
Notice that, if , then self-connects through orbits of , , and virtual orbits of as a topological cylinder. Nevertheless, if , then self-connects as a topological Möbius strip. See Figure 11.
It is worth mentioning that, if , all the iterations of the fold line map (defined in the fold line ) captures the dynamics of , since and thus \psi_{0}\big{|}_{\overline{C^{1}_{\gamma}}} defines a dynamical system in . Although, it does not hold when , since , which means that \psi_{0}\big{|}_{\overline{C^{1}_{\gamma}}} can not be iterated. In Section 5.4 below, we discuss how to adapt the fold line map to correctly describe the dynamics of in .
In the remaining results of this section, we consider only vector fields , in order to provide an amenable analysis, nevertheless we believe that the same conclusions hold for vector fields in through slight modifications.
The next result is devoted to identify minimal sets bifurcating from a quasi-generic loop of a Filippov system .
Theorem B**.**
Let having a quasi-generic loop at a fold-regular singularity and consider the torus given by Theorem A. If is a one-parameter family such that and is transverse to , then the following statements hold.
- (1)
If satisfies condition , then has a unique closed connection in which is a sliding cycle when and an attractive hyperbolic crossing limit cycle when , or vice-versa (see Figure 12). 2. (2)
If satisfies condition , then has a unique hyperbolic crossing limit cycle for either or , and it has at most a unique sliding cycle in .
Example 2**.**
Consider the one-parameter family of Filippov systems , where is given by (5), , is the vector field given by
[TABLE]
and is the map given by
[TABLE]
Then is an unfolding of the Filippov system given by Example 1 (with and ) at , and there exists a solid torus around the quasi-generic loop at the fold-regular singularity of such that the following statements hold.
- i)
If , then has a unique sliding cycle in , which is of repelling type; 2. ii)
If , then has a unique quasi-generic loop passing through a fold-regular singularity in ; 3. iii)
If , then has a unique crossing limit cycle in , which is hyperbolic and of saddle type.
It is worth mentioning that, concerning the family above, the first part of Theorem B also holds for the case when satisfies , despite of the stability.
Now, we combine the informations encoded by the first return map and the sliding dynamics to analyze the stability of a quasi-generic loop.
Theorem C**.**
Let having a quasi-generic loop at a fold-regular singularity and consider the torus given by Theorem A. The following statements hold.
- (1)
If satisfies condition , then is an asymptotically stable minimal set; 2. (2)
If satisfies condition , then there exists a piecewise-smooth curve passing through such that the basin of attraction of is given by
[TABLE]
Furthermore, one of the two connected components of is contained in and the other one contained in .
We introduce a notion of equivalence in which allows us to obtain a modulus of stability for .
Definition 4**.**
Let having quasi-generic loops and at fold-regular singularities and , respectively. We say that and are ** weakly topologically equivalent* at if there exist sufficiently small solid tori and containing and , respectively, and an order-preserving homeomorphism such that*
- i)
* and have connected curves and of fold-regular singularities of and intersecting and transversally, and there are no more -singularities of and contained in and , respectively;* 2. ii)
* is a diffeomorphism such that ;* 3. iii)
* and ;* 4. iv)
* carries orbits of onto orbits of .*
Remark 7**.**
Notice that, it follows from Section 3 that, given , we find a sufficiently small torus , such that item of Definition 4 is satisfied.
Finally, given , we define the modulus of weak-stability of as
[TABLE]
where is the fold-line map of .
Theorem D**.**
Let have quasi-generic loops and at fold-regular singularities of type , respectively. If and are weakly topologically equivalent at , then
[TABLE]
A direct consequence of Theorem D is given in the next corollary.
Corollary 1**.**
If satisfies , then has -moduli of weak-stability in . It means that there are infinitely many Filippov systems , , such that and are not weakly topologically equivalent, for every and .
5. Structure of a homoclinic-like loop
In this section, we characterize the first return map and the fold line map associated to a homoclinic-like loop of a system . Furthermore, given a small solid torus around and a vector field sufficiently near to , we associate a first return map and a fold line map which describe the dynamics of inside .
Let satisfying (G), (T) and (H). In order to characterize the first return map given in (3), we shall write
[TABLE]
where is a diffeomorphism and is a map describing all trajectories around a fold-regular singularity. We refer to as the transition map of at the fold-regular singularity . In [3] one finds the definition of transition maps in the planar case.
In Section 5.1, we construct and characterize the transition map . In Section 5.2, we describe the complete first return map . Finally, in Section 5.3, we characterize the fold line map .
5.1. Transition Map
Without loss of generality, assume that is a fold point of and a regular point of . In this case, the transition map depends only on the smooth vector field .
Since is a visible fold-regular singularity of , it follows from Proposition 33 of [6] that there exist , and neighborhoods of in and of in such that:
- i)
is compact; 2. ii)
each has a curve , composed just by visible fold-regular singularities of ; 3. iii)
has only regular-regular points of ; 4. iv)
intersects transversally at and ; 5. v)
for each ; 6. vi)
.
From Proposition 1, there exist neighborhoods of and of the origin such that , and a local coordinate system such that and is given by
[TABLE]
We denote the set in the coordinates by . Notice that coincides with a segment of the -axis in the plane containing the origin, and the flow of is given by
[TABLE]
Given sufficiently small, let be a local transversal section of at contained in the plane and notice that the origin is connected to through an orbit of . From the Implicit Function Theorem, can be considered such that, for each , a point reaches through the flow of for a positive time .
Therefore, given , we define the full transition map of by
[TABLE]
and notice that the dependence of on is of class . See Figure 13.
Using the expression of the flow of , an easy computation allows us to check that is given by
[TABLE]
Finally, for each , we use the compactness of to construct a finite cover of by domains of Vishik’s coordinate system (see Proposition 1). Thus, we see that the orbit of connecting and a point of is contained in if, and only if, . Therefore, describes the real behavior of the trajectories of between and only in the domain
[TABLE]
Accordingly, we define the transition map of as T_{Z}=\mathcal{T}_{Z}\big{|}_{\sigma_{Z}}.
Notice that is a homeomorphism onto its image and is a natural extension of to induced by the setting of the problem. Nevertheless, is a non-invertible map.
5.2. First Return Map
Consider the coordinate system and the local transversal section introduced in Section 5.1, and recall that is transverse to at each point of and is transverse to anywhere. From conditions (G), (T), and (H), it follows from the Implicit Function Theorem that, for each (reducing if necessary), there exists a diffeomorphism onto its image induced by regular orbits of . In particular, denoting , we obtain
[TABLE]
We define the full first return map of as
[TABLE]
where is the full transition map of given in (7). Accordingly, the first return map of is defined by , where is the transition map of .
If , then and are connected by a trajectory of , nevertheless, if , then and are related by a virtual trajectory of . It follows that is a homeomorphism (onto its image) which completely describes the crossing dynamics of inside the torus .
Notice that both and have a dependence on . Also, is a non-invertible map which is a extension of to . In particular, the origin is a fixed point of , corresponding to the homoclinic-like loop of .
5.3. Fold Line Map
Finally, we characterize the fold line map of induced by the sliding dynamics. In addition, this map can be constructed for every sufficiently near . Consider the same notation used in Section 5.
Denote the fold line of by . Since is composed by fold-regular singularities of , it follows from Lemma 24 in [6] that, reducing if necessary, the sliding vector field is extended onto , and it is transverse to at . Define the map given by
[TABLE]
where . Since , it follows that and
From the Implicit Function Theorem, reducing and if necessary, there exists a unique function such that .
Consider the full first return map given by (8). Now, for a sufficiently small neighborhood of contained in and reducing if necessary, we define the full fold line map by
[TABLE]
for each .
In order to analyze the dynamics encoded by the full fold line map, it is convenient to restrict it to the following domain
[TABLE]
Accordingly, we define the ** fold line map** as \psi_{Z}=\Psi_{Z}\big{|}_{\sigma_{Z}^{FL}}. Notice that, is a fixed point of , and is a extension of .
Remark 8**.**
Consider a map such that, for each , is a diffeormorphism onto its image in such a way that, for some , \mathcal{H}_{Z}\big{|}_{[a_{1},b_{1}]} parameterizes . Therefore, is a family of real diffeomorphisms (onto their image) which is of class on . Therefore, if is a hyperbolic fixed point of , we can use such parameterizations to see that, reducing if necessary, the full fold line map has a unique hyperbolic fixed point (with the same type) in , for each .
5.4. Properties
In what follows, we use the full transition map and the full fold line map to characterize and . We consider the coordinate system at as in Section 5.1, and from now on, we identify the points and with . Also, consider the neighborhoods and of and given in Section 5.3, respectively.
Lemma 1**.**
Given satisfying conditions (G), (H), and (T), there exist real constants , and such that the Taylor expansion of the full first return map of at the origin is given by
[TABLE]
Furthermore, the following statements hold.
- i)
; 2. ii)
, where is the diffeomorphism induced by the flow of and denotes the Jacobian of ; 3. iii)
If is transverse to at the origin, then .
Proof.
Since is a diffeomorphism such that , it follows that,
[TABLE]
where are constants satisfying . Also, using the expression of given in (7), it follows that
[TABLE]
where . Straightforwardly, we obtain (11) and prove items and .
Finally, assume that is transverse to at the origin. Denoting in this coordinate system, where , , we obtain
[TABLE]
Recalling that and , we have that the correspondent sliding vector field is expressed as
[TABLE]
Since is transverse to at , it follows that , and consequently,
Now, notice that and therefore
[TABLE]
for some . It follows that , and since is transverse to at the origin, we obtain that . ∎
Remark 9**.**
Notice that coincides with the curve given in Section 4.
The proof of the following lemma is straightforward and will be omitted.
Lemma 2**.**
Consider the same hypotheses of Lemma 1 and assume that . Then, the local change of coordinates at the origin of the plane given by
[TABLE]
brings the full first return map into
[TABLE]
where are bounded vector-valued functions.
Notice that, the change of coordinates exhibited in Lemma 2 does not modify the structure of the problem in the coordinate system . In fact, the tangency set of remains fixed through this change of coordinates and it is expressed as , for some sufficiently small. For the sake of simplicity, we make no distinction between the coordinates and and so writes as
[TABLE]
where , , , and are bounded vector-valued functions, .
Lemma 3**.**
Let . Consider the full fold line map and the full first return map of given by (9) and (13), respectively. The following statements hold:
- i)
, , and ; 2. ii)
, for small; 3. iii)
the origin is a hyperbolic fixed point of with real eigenvalues [math] and ; 4. iv)
the eigenspaces of corresponding to the eigenvalues [math] and are given by and , respectively.
Proof.
First, notice that items and follows straightly from item and the expression of given in (13). Now, we prove items and . Since , it follows from Lemma 1 that and .
From (12) (with and ), we deduce that and , where and . From hypothesis (T), we have that at the origin. It implies that the vectors and are linearly independent. Hence, .
Now, from the computations done in the proof of Lemma 1, we derive that
[TABLE]
where . Denoting , we have that:
[TABLE]
for small enough.
Now, and . Thus, we use the Implicit Function Theorem to obtain a unique function such that and , for small enough, with . Also, we have that and . Thus,
[TABLE]
Notice that, , for sufficiently small. Therefore, the full fold line map writes as
[TABLE]
Hence, it is straightforward to check that
[TABLE]
Since , we conclude that the full fold line map of has a hyperbolic fixed point at the origin. Therefore . ∎
Remark 10**.**
Notice that the curve is tangent to the eigenspace at the origin. So, it is an intrinsic degeneracy of this problem which can not be avoided.
Using Lemma 3, we can apply some near-identity transformations to express the map given by (13) in a more accurate normal form.
Proposition 2**.**
There exists a change of coordinates such that
[TABLE]
In addition, is symmetric with respect to an involution such that
[TABLE]
where
[TABLE]
Proof.
First, we consider the change of coordinates
[TABLE]
such that
[TABLE]
with given by (15) and . Thus, using that is given by (13), we obtain
[TABLE]
where and , and is symmetric with respect to the symmetry , which has the following set of fixed points
[TABLE]
Now, considering the change of coordinates
[TABLE]
and taking , the proof follows directly. ∎
Remark 11**.**
Notice that the change of coordinates provided by Proposition 11 carries the fold line of onto the set .
The next result follows straightly from Lemma 3 and the Stable Manifold Theorem for maps (see Theorem in [11]).
Proposition 3**.**
Let , and consider the non-invertible full first return map of given by (13). Therefore, has a local stable invariant manifold at the origin tangent to and either one of the following statements hold.
- (1)
If , then has a fixed point of nodal type at the origin and it has a local stable invariant manifold at the origin tangent to (see Figure 14 - and ). 2. (2)
If , then has a fixed point of saddle type at the origin and it has a local unstable invariant manifold at the origin tangent to (see Figure 14 - and ).
Finally, we characterize the classes and of and the hypotheses and introduced in Section 4, which generate four possible types of quasi-generic loop passing through a fold-regular singularity of .
Proposition 4**.**
Let , and consider the full fold line map of given by (9). The following statements hold:
- i)
* and satisfies if, and only if, ;* 2. ii)
* and satisfies if, and only if, ;* 3. iii)
* and satisfies if, and only if, ;* 4. iv)
* and satisfies if, and only if, .*
Proof.
From Lemma 3, the full fold line map of writes as . In this case, the map preserves the connected components and of if, and only if, . The result follows from Proposition 3. ∎
Remark 12**.**
Notice that, the geometry of this problem allows us to see that the first return map preserves the orientation of the -axis, nevertheless the orientation of the -axis is reversed if , and it is preserved if . Therefore, preserves orientation if, and only if, .
Since the transition map does not provide any changes in the orientation of , it follows that preserves orientation if, and only if, preserves orientation. Hence, if , it follows from (11), (13), and Proposition 4 that .
As mentioned in Section 4, if , then the fold line map defines a dynamics on (which is an open interval of the -axis) induced by the orbits of .
Now, let , and without loss of generality, assume that in (13). From the proof of Lemma 3, we have that the map induced by the flow of is given by , and notice that, in this coordinate system, and . From Proposition 4, we have that and thus if, and only if .
Given small, we have that and are connected by orbits of . Now,
[TABLE]
does not belong to , since , and therefore the points and are not connected by orbits of . That means that the iterations of do not describe the dynamics of . In other words, the fold line map (which is the restriction of to ) does not induce any dynamics in the interval .
Nevertheless, given , we have that
[TABLE]
and hence and are connected by orbits of (with a unique segment of sliding orbit). Therefore, we define the full Möbius fold line map of as
[TABLE]
and the domain
[TABLE]
Accordingly as above, we define the Möbius fold line map of as \psi_{0}^{M}=\Psi_{0}^{M}\big{|}_{\sigma_{Z_{0}}^{M}}. We conclude that and thus, this map defines a dynamical system in induced by the (real) orbits of , whether .
Remark 13**.**
Notice that, if , we can still define the Möbius fold line map for every sufficiently near , combining the ideas above with Section 5.1. Also, the origin is a hyperbolic fixed point of if, and only if, it is a hyperbolic fixed point of the fold line map of .
6. Proofs of Theorems A, B, C and D
In this section, we use the maps constructed in Section 5 to prove Theorems A, B, C and D.
6.1. Proof of Theorem A
From Section 5.2, there exist neighborhoods of in and of in sufficiently small, such that, each is associated to a full first return map .
Let be a solid torus containing such that (connected component of containing ). In addition, for each , there exist coordinates (which has a -dependence on ) defined in , such that is given by the plane and is given by the -axis.
Since has a unique hyperbolic fixed point in , it follows from the Implicit Function Theorem that has a unique hyperbolic fixed point in , for each (reduce if necessary). Denoting the -coordinate of in the coordinate system by , it follows that if, and only if .
Define , for each . Therefore, it is straightforward to see that if, and only if, has a homoclinic-like loop at contained in . Also, it is not difficult to see that conditions , , and of Definition 3 hold for every , which means that if, and only if, has a quasi-generic loop at contained in .
Now, let such that , and let be a curve in such that , and . In this case,
[TABLE]
for some , and . Given , we can take such that
[TABLE]
Again, applying the Implicit Function Theorem, we can see that , hence
[TABLE]
We conclude that [math] is a regular value of . The result follows by noticing that .
6.2. Proof of Theorem B
Let be a one-parameter family such that , which is transverse to .
From Section 5.2, there exist sufficiently small and a neighborhood of in sufficiently small, such that, each is associated to a full first return map . Let be a change of coordinates (which has a dependence on ) such that
- •
is brought into the plane ;
- •
The fold line of in is brought into the -axis;
- •
If we denote , then the point is carried into .
Consider the family and notice that the families and are equivalents. Since is transverse to at [math], it follows that the same holds for .
Thus, the first return map (see Section 5.2) is defined for , and its extension has a fixed point
[TABLE]
with . For instance, assume that .
It means that if, and only if , and thus has a unique hyperbolic crossing limit cycle in , if, and only if .
Now, recall that the full fold line map defined in the fold line introduced in Section 5.3 controls the existence of sliding cycles. More specifically, it associates sliding cycles with fixed points of belonging to a certain domain which is given by (10).
Since the origin is a hyperbolic fixed point of , it follows that has a unique hyperbolic fixed point . Hence has at most a unique sliding cycle in .
Now, we must check whether belongs to . If , then and thus their invariant manifolds and (given by Theorem 3) intersect the -axis in the points and , respectively. Also, if , then and and intersect the -axis in the points and , respectively. Without loss of generality, assume that is tangent to the line at the origin, with . It follows that and . Now, assume that satisfies .
In the case , the point is in and it is attractive. Using that must stay in and goes to , it follows that , , which means that if then belongs to and thus all these points do not belong to the domain (recall that ). Nevertheless, we know that the -axis has a unique attractive fixed point of and leads us to , which means that , and thus . We conclude that, if , then has no sliding cycles.
Now, if , then and through similar arguments, it follows that , , and thus, if then belongs to and thus all these points belong to the domain . In this case, and thus , which means that and hence . We conclude that, if , then has a unique sliding cycle. See Figure 16.
6.3. Proof of Theorem C
From the construction of the full first return map of in Section 5.2, it follows that, to prove Theorem C, it is enough to compute the basin of attraction of the origin of the map and to analyze the sliding dynamics of .
If satisfies , then the origin is a hyperbolic fixed point of of nodal type and thus, there exists a neighborhood of the origin which is the basin of attraction of at . Since all the sliding orbits of near the origin reaches the fold line of and the origin is an attractive hyperbolic fixed point of the fold line map , it follows that every orbit of near the origin goes to the origin. Statement of Theorem C follows directly.
Now, if satisfies , then the origin is a hyperbolic fixed point of of saddle type, and thus the basin of attraction of at is given by the stable invariant manifold . Hence all the orbits of passing through goes to the origin.
Also, there exists a unique sliding orbit of the sliding vector field which goes to the origin. Since the origin is a repelling hyperbolic fixed point of the fold line map , it follows that an orbit of goes to the origin if and only contains a point of the piecewise-smooth curve . The proof of Theorem C follows directly.
6.4. Proof of Theorem D
In order to prove Theorem D, we study the behavior of the iterations of the fold line of through its full first return map .
Lemma 4** (Accumulation).**
Let having a quasi-generic loop at and let be the full first return map associated to given by (13). If satisfies , then , , is a sequence of smooth curves tangent to the eigenspace given by Proposition 3 at , such that, for each sufficiently small, there exists such that is - close to the unstable invariant manifold of at , for every . Furthermore, for each , is a curve having an even contact with at and the following statements hold
- i)
In , and are given by arcs clockwise ordered, and thus and are clockwise ordered for every ; 2. ii)
In , is flipped back to the region delimited by and , for every . Thus, alternates the side of (flip property), which means that, if and are counterclockwise ordered, then and are counterclockwise ordered, and vice-versa.
Proof.
From Proposition 4, we have that the parameters in (13) satisfy and . Recall that the coordinate system at used to express as (13) satisfies the following properties.
- (1)
is expressed by ; 2. (2)
The fold line of is given by the -axis; 3. (3)
Without loss of generality, we assume that in (13), thus the curve of is tangent to the line at the origin, where .
Such a configuration in the switching manifold () is illustrated in Figure 17.
Since satisfies , it follows from Proposition 3 that the map has a fixed point of saddle type at the origin which has a stable invariant manifold tangent to the -axis and a unstable invariant manifold tangent to the line .
In what follows, we describe how the iterations of through behave. From the expression of in (13), we have that is a smooth curve passing through tangent to the line at , for each . Clearly, , for each , since and are transversal.
Now, in order to obtain the positions of the curves in , we must recall the construction of the map . In Section 5.2, is written as the composition , where is a transition map from to a transversal section , for small, and is an orientation-preserving diffeomorphism from to . In addition, notice that
[TABLE]
Without loss of generality, consider that is the line . Now, we describe how to obtain , for .
We consider , since the other cases follow completely analogous. Notice that , where , describes a parabola tangent to the origin contained in the semi-plane of section . Since the line is sent to the line in through the diffeomorphism (which preserves the orientation of the section ), it follows that is a parabola which has a quadratic contact with at the origin. In addition, is contained in the first quadrant delimited by and and is contained in the fourth quadrant generated by and (see Figure 18).
Notice that, in , the iterations , and are clockwise ordered, nevertheless, in , , , are counterclockwise ordered. It allows us to see that, in , the second iteration of have flipped back to the region between and . Following the same scheme, we prove items , and .
Now, using Proposition 14 and the dominant part of , it follows that accumulates onto in the -topology. ∎
Notice that Lemma 4 gives rise to a region , which works as a fundamental domain for restricted to a certain region. See Figure 19.
Finally, we are able to prove Theorem D. Let and be the full first return maps associated to and , respectively, and assume that is a weak equivalence between and . Using Proposition 14, we can see that there exist coordinate systems and at and , respectively, such that and are given by
[TABLE]
and
[TABLE]
respectively. Also, the fold lines and are given by the -axis and the -axis, respectively. In this case, and .
Consider the same notation used in the proof of Lemma 4. Let sufficiently small, and consider the map . There exists a unique point of , and, for each , take as the unique point contained in . Therefore, from the construction above, there exists a sequence such that
- (1)
as ; 2. (2)
, for each ; 3. (3)
as .
Now, for the map , consider , and , for each . Since is a weak-equivalence and , it follows that
- (1)
; 2. (2)
as ; 3. (3)
, for each ; 4. (4)
as .
Notice that, since , it follows that the dynamics of the systems near the invariant manifolds and of and have the same behavior of the dynamics obtained from their linear approximations. Therefore, without loss of generality, consider that
[TABLE]
Hence, and for sufficiently big. Now, since is a diffeomorphism, it follows that , for some . It follows that and , as .
Now, if , then it follows that either or , which contradicts the fact that and . Therefore, it follows that , and the proof is complete.
7. Conclusion and Further Directions
In this paper, we have studied Filippov systems around a homoclinic-like loop at a fold-regular singularity under some generic conditions and we have proved that such loops are generic in one-parameter families.
Also, we have seen that the fold line of connects to itself through orbits of , and as a topological cylinder or a Möbius strip, giving rise to two classes of loops, and , respectively. For simplicity, we considered only the class to avoid technicalities, nevertheless, we believe that similar results hold in the class .
In the class , we have seen that the first return map of has a hyperbolic fixed point of either saddle (condition ) or nodal type (condition ). We have completely described the bifurcation diagram of around , provided that satisfies . If satisfies , we found all the bifurcating elements of , nevertheless, the description of the bifurcation diagram remains as an open problem for this case. We conjecture that has equivalent bifurcation diagram around for the cases and , as can be seen in the Example 2.
A natural extension of this work is to obtain bifurcation diagrams of Filippov systems around homoclinic-like loops passing through other kinds of -singularities (e.g. cusp-regular and fold-fold singularities). We highlight that the connection studied herein appears in the unfolding of loops passing through a cusp-regular singularity. We hope that this study will guide us towards the comprehension of polycycles in Filippov systems (see the planar version provided in [3]).
Also, if we relax the generic conditions imposed in the quasi-generic loops, one can certainly obtain interesting global behavior for Filippov systems near . In fact, such a degeneracy of homoclinic-like loops at a fold-regular singularity might originate other bifurcating cycles.
Acknowledgements
OMLG is partially supported by the Brazilian FAPESP grant 2015/22762-5 and by the Brazilian CNPq grant 438975/2018-9. MAT is partially supported by the Brazilian CNPq grant 301275/2017-3.
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