Lattice SUSY for the DiSSEP at $\lambda^2=1$ (and $\lambda^2 = -3 $)
Desmond A. Johnston

TL;DR
This paper explores the existence of lattice supersymmetry in the DiSSEP Markov matrix, showing it can be realized for specific parameters by relating it to supersymmetric quantum spin chains, revealing a novel symmetry in exclusion processes.
Contribution
It demonstrates that the DiSSEP Markov matrix exhibits lattice supersymmetry for certain parameters by establishing a conjugation relation to supersymmetric quantum spin chains.
Findings
DiSSEP Markov matrix admits supersymmetry at specific parameters.
Supersymmetry relates to length-changing supercharges similar to transfer matrix symmetries.
The supersymmetry is connected to conjugation with quantum spin chain Hamiltonians.
Abstract
We investigate whether the dynamical lattice supersymmetry discussed for various Hamiltonians, including one-dimensional quantum spin chains, by Fendley et.al. and Hagendorf et.al. might also exist for the Markov matrices of any one-dimensional exclusion processes, since these can be related by conjugation to quantum spin chain Hamiltonians. We find that the DiSSEP (Dissipative Symmetric Simple Exclusion Process), introduced by Crampe et.al. provides one such example for suitably chosen parameters. The DiSSEP Markov matrix admits the supersymmetry in these cases because it is conjugate to spin chain Hamiltonians which also possess the supersymmetry. We note that the length-changing supersymmetry relation for the DiSSEP Markov matrix and the supercharge is reminiscent of a "transfer matrix" symmetry that has been observed in other exclusion processes and discuss the similarity.
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Lattice SUSY for the DiSSEP at (and )
Desmond A. Johnston [email protected] School of Mathematical and Computer Sciences,
Heriot Watt University,
Edinburgh EH14 4AS, UK
Abstract
We investigate whether the dynamical lattice supersymmetry discussed for various Hamiltonians, including one-dimensional quantum spin chains, by Fendley et.al. [1, 2, 3] and Hagendorf et.al. [4, 5, 6] might also exist for the Markov matrices of any one-dimensional exclusion processes, since these can be related by conjugation to quantum spin chain Hamiltonians.
We find that the DiSSEP (Dissipative Symmetric Simple Exclusion Process), introduced by Crampe et.al. in [7, 8], provides one such example for suitably chosen parameters. The DiSSEP Markov matrix admits the supersymmetry in these cases because it is conjugate to spin chain Hamiltonians which also possess the supersymmetry.
We note that the length-changing supersymmetry relation for the DiSSEP Markov matrix and the supercharge for sites, , is reminiscent of a “transfer matrix” symmetry that has been observed in other exclusion processes and discuss the similarity.
1 Lattice SUSY
A dynamical, exact lattice supersymmetry in one dimensional lattice fermion systems and spin chains was first observed by Fendley et.al. [1, 2, 3]. A lattice Hamiltonian for sites with such a supersymmetry can be written as
[TABLE]
where acts on the vector space , with . The lattice supercharges act on chains of length and respectively as and 111The choice of and to be creation operators, which seems appropriate in this context, is the opposite of that used in [4, 5, 6] but agrees with that in [9].. For an open chain, these may be expressed in terms of local supercharges as
[TABLE]
where and and the subscripts denote the lattice sites on which the operators act [4]. In a matrix representation and are thus and matrices respectively. Satisfying the standard nilpotency conditions for the global supercharges
[TABLE]
gives the following associativity condition on the local supercharge for open chains [5, 9]
[TABLE]
or the equivalent coassociativity condition on
[TABLE]
The condition on (and similarly for ) for closed chains is modified to
[TABLE]
where is some fixed vector.
If a supercharge of the form eq.(2) satisfying equs.(4,5) or equ.(6) is inserted into equ.(1) all the non-nearest-neighbour terms in the anticommutator cancel due to the alternating sign factors and the resulting nearest-neighbour bulk Hamiltonian is of the form
[TABLE]
supplemented by boundary terms for open chains. Using the nilpotency conditions in eq.(3) shows that the supercharges relate the Hamiltonians of chains of different length, i.e.
[TABLE]
Various choices of leading to well-known Hamiltonians have been explored. Fendley and Yang [2] noted that
[TABLE]
or, in matrix form
[TABLE]
gave (up to a constant term) the Hamiltonian at its combinatorial point with diagonal boundary conditions
[TABLE]
We have dropped the superscript on the Hamiltonian above, and henceforward, for notational conciseness. Hagendorf et. al. [5] observed that this supercharge can be combined with its image under spin reversal ()
[TABLE]
and a gauge supercharge which acts on any vector as
[TABLE]
where is some vector in , to give a one parameter family of supercharges
[TABLE]
with . These still produced the same bulk Hamiltonian when inserted into eq.(7) but gave identical left and right, now non-diagonal, boundary terms that depended explicitly on . The supercharge resulting from eq.(14) can be further elaborated to give a limited class of non-identical boundary terms [5]. As we discuss in section 4, a different choice of gives a one-parameter family of Hamiltonians [3, 6] for closed chains and the approach readily generalises to higher spin models [4, 11] and Hamiltonians [12].
There is a close relation between one-dimensional quantum spin chains and various one-dimensional exclusion processes, so a natural question to pose is whether the dynamical lattice supersymmetry might also exist in such models. This can be answered in the affirmative for at least one model (with a particular choice of parameters), the Dissipative Symmetric Simple Exclusion Process (DiSSEP), which is described in the next section.
2 The DiSSEP
The DiSSEP was presented in [7] as an integrable deformation of the Symmetric Simple Exclusion Process (SSEP) which still allowed a solution via the matrix product ansatz. A concise way to describe the dynamics in such systems is to use Dirac braket notation to describe the state. For an open system with sites, introduce an indicator variable at each site to denote the presence or absence of a particle and denote the probability of finding a configuration at time by . The evolution of the ket vector
[TABLE]
where and the basis vectors are |0\rangle=\left(\begin{array}[]{c}1\\ 0\end{array}\right) and |1\rangle=\left(\begin{array}[]{c}0\\ 1\end{array}\right), is given by master equation
[TABLE]
The Markov matrix appearing in the master equation is given for the DiSSEP by
[TABLE]
with boundary transition matrices , and bulk transition matrix given by
[TABLE]
The bulk Markov matrix acts between nearest neighbour sites , giving forward and backward hops and pair addition and annihilation in the bulk, while the boundary matrices allow the addition and removal of particles at both ends of the system. The stochastic nature of the model is evident from the column sums of the various matrices being zero, since they describe rates. This is the distinguishing feature of this class of models. The various allowed processes for particle moves and their associated rates are shown in fig.(1).
The Markov matrices of such one-dimensional exclusion processes and one-dimensional quantum spin chains can be related by conjugation. For the case of the DiSSEP, the Markov matrix is conjugate to the Hamiltonian of an open spin chain with upper diagonal boundary conditions, both with sites, via [8]
[TABLE]
where
[TABLE]
and
[TABLE]
with being the standard Pauli matrices and raising and lowering matrices 222We have included minus signs in both the conjugation in eq.(19) and the Hamiltonian in eq.(21) by comparison with [8] (in a similar manner to [10]) to facilitate comparison with various Hamiltonians and Markov matrices later, where the natural choice is to take the minus sign in front of the Hamiltonians.. It is clear from eq.(21) that is a particularly simple, diagonal Ising limit for the bulk Hamiltonian in the model. Similarly, if and the Hamiltonian boundary conditions also become diagonal. The simplicity is reflected in the solution of the conjugate DiSSEP when [7, 8].
3 The open DiSSEP at and Lattice SUSY
It is straightforward to see that
[TABLE]
and its image under spin reversal
[TABLE]
satisfy equs.(4,5) and that both generate the negative of the bulk DiSSEP Markov matrix
[TABLE]
for when employed in eq.(7). Inserting an overall minus into the relation between the supercharges and the Hamiltonian, now Markov matrix, in eq.(1) does not change any of the ensuing discussion, so the change in sign is immaterial for the existence of the lattice supersymmetry. The boundary matrix , however, obtained from both of these supercharges is diagonal
[TABLE]
and therefore non-stochastic.
For the Hamiltonian of equ.(11) and anti-commute up to boundary terms
[TABLE]
and where is explicitly calculable, so additional gauge terms are needed to combine them into eq.(14) to give a that will satisfy eqs.(4,5). In the case of the DiSSEP and from equs.(22,23) anti-commute without boundary terms
[TABLE]
This allows them to be directly combined without introducing any gauge terms to give a one-parameter family of supercharges which continue to satisfy the (co)associativity conditions of eqs.(4,5)
[TABLE]
where in this case. When inserted into equ.(7) still gives the (negative) DiSSEP Markov matrix in the bulk of eq.(28) but the boundary terms are modified to
[TABLE]
We are thus able to obtain stochastic boundary matrices by taking , corresponding to the zero bias case of when the overall minus sign is taken into account.
The DiSSEP supercharge can be translated to its conjugate, , using the matrix from equ.(20)
[TABLE]
which gives the supercharge for the Hamiltonian (i.e. Ising Hamiltonian ) that is conjugate to DiSSEP Markov matrix. We find
[TABLE]
and
[TABLE]
where the additional, asymmetric in is due to the different factors of and appearing in the conjugates. When are inserted into eq.(7) they give the simple diagonal bulk and boundary Hamiltonians
[TABLE]
so . Consistently, this is the bulk term for in eq.(21), which is just the Ising Hamiltonian, or .
The results of this section could thus equivalently be construed as stating that , of eq.(35,36) provide a one parameter family of supercharges for the diagonal Ising Hamiltonian
[TABLE]
This Hamiltonian is conjugate to the (negative of the) DiSSEP Markov matrix, , generated by supercharge ,
[TABLE]
via
[TABLE]
(since ) and both therefore display the supersymmetry. When the boundary terms and in are stochastic
[TABLE]
These stochastic boundary terms are conjugate to
[TABLE]
which can be seen to be the boundary terms in eq.(21) when .
4 The closed DiSSEP at and Lattice SUSY
For a closed spin chain or a closed exclusion process, we can apply the coassociativity condition of eq.(6) with a non-zero right hand side to sift out candidate local supercharges. One such example is the supercharge for the Hamiltonian given in [4]
[TABLE]
i.e.
[TABLE]
which generates the bulk Hamiltonian
[TABLE]
arising from a one-parameter family of (closed) models
[TABLE]
is the negative of the DiSSEP Markov matrix, i.e
[TABLE]
though in this case the supercharge satisfies eq.(6) rather than eqs.(4,5), so we have
[TABLE]
, i.e. |\raisebox{1.07639pt}{\chi}\rangle=-|00\rangle in eq.(6).
It is therefore possible in a closed system for different ’s, in this case
[TABLE]
to produce the same bulk DiSSEP Markov matrix, .
5 The open DiSSEP at and Lattice SUSY
The exact dynamical lattice supersymmetry also exists in the open DiSSEP at the unphysical value of , since the conjugate Hamiltonian in this case is a multiple of the Hamiltonian at its combinatorial point, which possesses the supersymmetry.
If we define
[TABLE]
the (co)associativity conditions equ.(4,5) are satisfied and the corresponding bulk Markov matrix obtained from eq.(7) is
[TABLE]
which is minus the DiSSEP Markov matrix at along with a constant term, together with stochastic boundary matrices
[TABLE]
When the bulk Hamiltonian conjugate to the DiSSEP
[TABLE]
is four times the Hamiltonian at its combinatorial point, , in eq.(11), i.e.
[TABLE]
On the other hand, the conjugates of the supercharge and from eq.(54) which give the DiSSEP are
[TABLE]
and
[TABLE]
, are multiples of the spin reversed supercharge , for in eq.(12), so substituting them into eq.(7) gives , consistently with eq.(66)
Thus, just as for the DiSSEP, the supersymmetry observed in the DiSSEP is a consequence of the Markov matrix being conjugate to a spin chain Hamiltonian which displays the supersymmetry.
6 Conclusions
A brute force scan by computer of possible integer entries in reveals that while it is relatively easy to generate solutions of eq.(4,5), demanding that these should represent bulk stochastic matrices (column sum zero, up to a possible constant term) and that the boundary matrices also be stochastic leaves only the two open DiSSEP cases discussed here, and the unphysical value of . As we have noted, the Markov matrices for these are conjugate to a diagonal Hamiltonian and the Hamiltonian at its combinatorial point respectively, in both cases with diagonal boundary conditions.
Supersymmetric Hamiltonians/Markov matrices for a closed system are considered only briefly here. Since the Hamiltonian at is identical to the (negative) DiSSEP Markov matrix, two different supercharges can produce the same bulk Markov Matrix/Hamiltonian. As suggested in [4], the classification of possible supersymmetric Hamiltonians up to equivalence under conjugations would be an interesting exercise, but is beyond the scope of this paper. We have made no attempt to explore conjugations and equivalences systematically along the lines of [16] and it is possible that other open and closed stochastic Markov matrices might be accessible from known supersymmetric Hamiltonians using such methods.
The investigations here were originally motivated by the observation that a “transfer matrix” symmetry which takes the form
[TABLE]
exists in several stochastic models, which is analogous to the length changing SUSY relation of eq.(8). was explicitly presented via a recursion relation for the asymmetric annihilation process (ASAP), whose bulk and boundary Markov matrices are given by
[TABLE]
in [14]. The allowed moves for the ASAP are shown in fig.(2). While it is tempting to regard the transfer matrix symmetry as evidence for a similar dynamical lattice supersymmetry to the one discussed here for the DiSSEP, the bulk Markov matrix in eq.(70) was not amongst those generated by scanning through various potential ’s here. The algorithm for determining in [14] is based on the recursive properties of the Markov matrix and is a global construction rather than a local formulation, giving no indications of nilpotency for . A further point of divergence is that the transfer matrix symmetry exists for generic in the ASAP whereas demanding dynamical lattice supersymmetry in the DiSSEP along with stochastic boundaries constrains and (or if we allow unphysical values).
A similar situation exists for the Totally Asymmetric Exclusion Process (TASEP) [15]. For this a relation between the Markov matrices for systems of different lengths is of the form
[TABLE]
where and are now two different matrices. Again, the Markov matrix for the TASEP
[TABLE]
is not produced by the class of ’s we have examined.
In summary, we have shown that the open DiSSEP possesses a dynamical lattice supersymmetry in the sense of [1, 2, 3, 4, 5, 6] for and . Both the boundary conditions, which give no driving current in the DiSSEP, and the bulk Markov matrices represent particular simplifying values for the model parameters. The bulk Markov matrices for are conjugate to a diagonal Ising Hamiltonian and an Hamiltonian at its combinatorial point respectively, which are themselves supersymmetric.
While the formal similarity between the length changing supersymmetry for various spin chains in eq.(8) and the global transfer matrix symmetry in eqs.(69,71) in the ASAP [14] and TASEP [15] is intriguing, this does not seem to be the consequence of a similar dynamical lattice supersymmetry with local supercharges in the latter models.
Acknowledgements
DAJ would like to thank Robert Weston and Junye Yang for useful discussions. This work was supported by EPSRC grant EP/R009465/1.
The reference list from the paper itself. Each links out to its DOI / PubMed record.
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