Naturalness versus stringy naturalness (with implications for collider and dark matter searches)
Howard Baer, Vernon Barger, Shadman Salam

TL;DR
The paper explores the concept of stringy naturalness in the context of the Standard Model and SUSY models, suggesting that string theory favors certain vacua with heavy sparticles and implications for collider and dark matter searches.
Contribution
It introduces the idea of stringy naturalness, contrasting it with traditional naturalness, and analyzes its implications for SUSY models and experimental searches.
Findings
Stringy naturalness favors heavy sparticles with weak-scale Higgs bosons.
Models with TeV-scale soft terms are statistically more common in the string landscape.
Expectations for collider and dark matter signals are altered under stringy naturalness.
Abstract
The notion of stringy naturalness-- that an observable O_2 is more natural than O_1 if more (phenomenologically acceptable) vacua solutions lead to O_2 rather than O_1-- is examined within the context of the Standard Model (SM) and various SUSY extensions: CMSSM/mSUGRA, high-scale SUSY and radiatively-driven natural SUSY (RNS). Rather general arguments from string theory suggest a (possibly mild) statistical draw towards vacua with large soft SUSY breaking terms. These vacua must be tempered by an anthropic veto of non-standard vacua or vacua with too large a value of the weak scale m(weak). We argue that the SM, the CMSSM and the various high-scale SUSY models are all expected to be relatively rare occurances within the string theory landscape of vacua. In contrast, models with TeV-scale soft terms but with m(weak)~100 GeV and consequent light higgsinos (SUSY with radiatively-driven…
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OU-HEP-190617
**Naturalness versus stringy naturalness
(with implications for collider and dark matter searches)
** Howard Baer1111Email: [email protected] , Vernon Barger2222Email: [email protected] and Shadman Salam1333Email: [email protected]
1*Homer L. Dodge Department of Physics and Astronomy, University of Oklahoma, Norman, OK 73019, USA
2*Department of Physics, University of Wisconsin, Madison, WI 53706 USA
The notion of stringy naturalness– that an observable is more natural than if more (phenomenologically acceptable) vacua solutions lead to rather than – is examined within the context of the Standard Model (SM) and various SUSY extensions: CMSSM/mSUGRA, high-scale SUSY and radiatively-driven natural SUSY (RNS). Rather general arguments from string theory suggest a (possibly mild) statistical draw towards vacua with large soft SUSY breaking terms. These vacua must be tempered by an anthropic veto of non-standard vacua or vacua with too large a value of the weak scale . We argue that the SM, the CMSSM and various high-scale SUSY models are all expected to be relatively rare occurances within the string theory landscape of vacua. In contrast, models with TeV-scale soft terms but with GeV and consequent light higgsinos (SUSY with radiatively-driven naturalness) should be much more common on the landscape. These latter models have a statistical preference for GeV and strongly interacting sparticles beyond current LHC reach. Thus, while conventional naturalness favors sparticles close to the weak scale, stringy naturalness favors sparticles so heavy that electroweak symmetry is barely broken and one is living dangerously close to vacua with charge-or-color breaking minima, no electroweak breaking or pocket universe weak scale values too far from our measured value. Expectations for how landscape SUSY would manifest itself at collider and dark matter search experiments are then modified compared to usual notions.
1 Introduction
Naturalness: The gauge hierarchy problem (GHP)[1]– what stabilizes the weak scale so that it doesn’t blow up to the GUT/Planck scale– is one of the central conundrums of particle physics. Indeed, it provides crucial motivation for the premise that new physics should be lurking in or around the weak scale. Supersymmetric models (SUSY) with weak scale soft SUSY breaking terms provide an elegant solution to the GHP[2, 3] but so far weak-scale sparticles have failed to appear at the CERN Large Hadron Collider (LHC) and WIMPs have failed to appear in direct detection experiments[4]. The latest search limits from LHC Run 2 require gluinos with TeV[5] and top-squarks TeV[6]. These lower bound search limits stand in sharp contrast to early sparticle mass upper bounds from naturalness that seemingly required TeV[7, 8, 9, 10].111 For a recent analysis in the context of EENZ/BG, see e.g. Ref. [11]. Thus, LHC limits seem to imply the soft SUSY breaking scale lies in the multi-TeV rather than the weak-scale range. This then opens up a Little Hierarchy Problem (LHP)[12]: why does the weak scale not blow up to the energy scale associated with soft SUSY breaking, i.e. why is ?
Early upper bounds on sparticle masses derived from naturalness were usually computed using the EENZ/BG log-derivative measure[7, 8]: for an observable , then
[TABLE]
where the are fundamental parameters of the underlying theory. For an observable depending linearly on model parameters, , then and just picks off the maximal right-hand-side contribution to and compares it to . In the case where one contribution , then some other contribution(s) will have to be finetuned to large opposite-sign values such as to maintain at its measured value. Such finetuning of fundamental parameters seems highly implausible in nature absent some symmetry or parameter selection mechanism. Thus, the log-derivative is a measure of[13]:
Practical naturalness: An observable is natural if all independent contributions to are comparable to or less than .
For the case of the LHP, the observable is traditionally take to be and the are taken to be the MSSM term and soft SUSY breaking terms so that naturalness then requires all contributions to to be comparable to : this is the basis for expecting sparticles to occur around the 100 GeV scale. A fundamental issue in computing is[14, 15, 16, 17]: what is the correct choice to be made for the ? If soft terms are correlated with one another, as expected in fundamental supergravity/superstring theories, then one gets a very different answer than if one assumes some effective SUSY theory with many independent soft parameters which are introduced to parametrize one’s ignorance of their origin.222For instance, in dilaton-dominated SUSY breaking, one expects and . In such a case, it would not make sense to adopt and as free, independent parameters. Alternatively, even if the parameters are independent, it is possible that some selection mechanism is responsible for the values towards which they tend.
It is also common in the literature to apply practical naturalness to the Higgs mass:
[TABLE]
where the mixing and radiative corrections are both comparable to . Also, where it is common to estimate using its renormalization group equation (RGE) by setting several terms in (with ) to zero so as to integrate in a single step:
[TABLE]
Taking and requiring the high scale measure
[TABLE]
then requires three third generation squarks lighter than 500 GeV[18, 19] (now highly excluded by LHC top-squark searches) and small terms (whereas GeV typically requires large mixing and thus multi-TeV values of [20, 21]). The simplifications made in this calculation ignore the fact that is highly dependent on (which is set to zero in the simplification)[14, 16, 17]. In fact, the larger one makes , then the larger becomes the cancelling correction . Thus, these terms are not independent: one cannot tune against a large contribution . Thus, weak-scale top squarks and small are not required by naturalness.
To ameliorate the above naturalness calculational quandaries, a more model independent measure was introduced[22, 23].333 A desirable feature of is that for a given SUSY spectrum, one obtains exactly the same finetuning measure whether the spectrum is generated from multi- or few parameter theory or at the weak scale (such as pMSSM) or at much higher scales. This model independence is not shared by other measures such as or . By minimizing the weak-scale SUSY Higgs potential, including radiative corrections, one may relate the measured value of the -boson mass to the various SUSY contributions:
[TABLE]
The measure
[TABLE]
is then low provided all weak-scale contributions to are comparable to or less than . The and contain over 40 radiative corrections which are listed in the Appendix of Ref. [23]. The conditions for natural SUSY (for e.g. )444 The onset of finetuning for is visually displayed in Fig. 1 of Ref. [24]. can then be read off from Eq. 1:
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The superpotential parameter has magnitude not too far from the weak scale, GeV. This implies the existence of light higgsinos and with GeV.
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is radiatively driven from large high scale values to small negative values at the weak scale (SUSY with radiatively-driven naturalness or RNS[22]).
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Large cancellations occur in the terms for large parameters which then allow for TeV for . The large term also lifts the Higgs mass into the vicinity of 125 GeV. The gluino contributes to the weak scale at two-loop order so its mass can range up to TeV with little cost to naturalness[23, 24, 25].
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Since first/second generation squarks and sleptons contribute to the weak scale through (mainly cancelling) -terms, they can range up to 10-30 TeV at little cost to naturalness (thus helping to alleviate the SUSY flavor and CP problems)[26].
By combining dependent soft terms in or by combining the dependent terms and in , then these measures roughly reduce to (aside from the radiative contributions ). Since is determined by the weak scale SUSY parameters, then different models which give rise to exactly the same sparticle mass spectrum will have the same finetuning value (model independence). Using the naturalness measure , then it has been shown that plenty of SUSY parameter space remains natural even in the face of LHC Run 2 Higgs mass measurements and sparticle mass limits[23].
String theory landscape: Weinberg’s anthropic solution to the cosmological constant (CC)[27], along with the emergence of the string theory landscape of vacua[28, 29], have presented a challenge to the usual notion of naturalness. In Weinberg’s view, in the presence of a vast assortment () of pocket universes which are part of an eternally inflating multiverse, it may not be so surprising to find ourselves in one with since if it were much larger, then the expansion rate would be so large that galaxies would not be able to condense, and life as we know it would be unable to emerge. This picture was bolstered by the discovery of the string theory discretuum of flux vacua[28, 29] where each metastable minimum of the string theory scalar potential would have a different value of , and also different laws of physics and perhaps even different spacetime dimensions. The number of metastable minima has been estimated at around [31] although far larger numbers have also been considered. In such a scenario, then it is possible that many of the constants of nature may take on environmentally determined values rather than being determined by fundamental underlying principles.
One example of the challenge to naturalness comes in the form of Split Supersymmetry (SS)[32]. In SS, one retains the positive features of gauge coupling unification and a WIMP dark matter candidate while eschewing the motivation of naturalness. Then the expected SUSY particle spectrum of SS can contain weak scale gauginos and higgsinos (which furnish gauge coupling unification and a WIMP dark matter candidate) while allowing most scalars (except the SM-like Higgs doublet) to gain unnatural mass values of perhaps TeV. Here, one might expect the weak scale to blow up to the scale, but the anthropic requirement of GeV selects a finely-tuned scalar spectrum that would otherwise seem unnatural. In a similar vein, the notion of high-scale SUSY has also been entertained wherein all sparticle masses are large and unnatural, perhaps at the TeV scale[33, 34, 35, 36].
At first glance, one might expect that the string landscape would make BSM physics non-predictive since: how are we to determine the metastable vacuum minimum that our universe inhabits out of or more choices? To make progress, Douglas and collaborators[37] have advanced the notion of a statistical program for determining BSM physics. In this case, if we can identify statistical trends for the many landscape vacua solutions, then we might be able to determine probabilistically what sort of pocket universe we are likely to live in.
To this end, Douglas has proposed the notion of stringy naturalness[37]:
Stringy naturalness: the value of an observable is more natural than a value if more phenomenologically viable vacua lead to than to .
If we apply this definition to the cosmological constant, then phenomenologically viable is interpreted in an anthropic context in that we must veto vacua which would not allow galaxy condensation. Out of the remaining viable vacua, we would expect to be nearly as large as anthropically possible since there is more volume in space for larger values. Such reasoning allowed Weinberg to predict the value of to within a factor of a few of its measured value more than a decade before its value was determined from experiment[27].
Our goal in this paper is to examine Douglas’ notion of stringy naturalness and to compare and contrast it to the above conventional notions of naturalness. We will examine what naturalness and what stringy naturalness imply for the SM, the scale of SUSY breaking in SUSY models, and for the magnitude of the weak scale. Our central conclusion from stringy naturalness is: the soft SUSY breaking terms should be as large as possible subject to the constraint that the value of the weak scale in various pocket universes– with the MSSM as the low energy effective theory– not deviate by more than a factor of a few from its measured value. This is in contrast to the conventional measures which tend to favor smaller soft terms comparable to the weak scale. In fact, stringy naturalness in this form with a relatively mild draw to large soft terms statistically favors a light Higgs mass GeV with as yet no sign of sparticles at LHC.
In Sec. 2, we present details of how to implement the notion of stringy naturalness including Douglas’ notion of a prior distribution of power-law probability increase in soft term values. This is to be combined with a selection criteria enforcing that the value of the weak scale in various pocket universes not deviate from our measured value by a factor of a few. The latter notion has been presented in some detail by calculations of Agrawal et al.[38]. The landscape selection of the cosmological constant, as emphasized by Douglas et al.[30], operates separately from the soft SUSY breaking term/weak scale selection criteria.
In Sec. 3, we examine first what stringy naturalness implies for the (non-SUSY) Standard Model (SM). We find the SM– valid up to a cutoff scale – to be highly improbable within the landscape for a cutoff . In Sec. 4, we argue that the paradigm CMSSM SUSY model should also be relatively rare on the landscape. In Sec. 5, we examine the case of the MSSM on the landscape. In this case, there can be significant swaths of model parameters leading to SUSY with radiatively driven naturalness (RNS). In fact, the statistical draw to large soft terms coupled with a weak scale not too far from its measured value, is exactly what is needed for SUSY with radiatively-driven naturalness. In Sec. 6, we present arguments as to why unnatural SUSY models such as split SUSY, high scale SUSY, spread SUSY and minisplit SUSY are likely to be relatively rare occurances on the landscape. In Sec. 7, we briefy discuss consequences of stringy naturalness for collider and dark matter searches. A summary and our conclusions are presented in Sec. 8.
The present work is a continuation of a theme started in Ref. [39] where a qualitative picture of landscape SUSY was presented. Probability distributions for Higgs and sparticles masses were derived from landscape considerations in Ref. [40] while in Ref. [13], predictions for landscape SUSY were compared to LHC simplified model searches along with WIMP direct and indirect detection searches. In Ref. [41], similar methods were applied to determination of the Peccei-Quinn scale in SUSY axion models. Some complementary investigations on the likelihood of SUSY emerging from the heterotic landscape have been performed in Ref. [42].
2 Prior distributions and selection criteria for landscape SUSY
A simple ansatz for the distribution of string vacua in terms of SUSY breaking scales (where the soft breaking mass scale and is the reduced Planck mass) is given by
[TABLE]
The cosmological constant finetuning penalty is expected to be where initial expectations were that was taken to be . In the 4-d supergravity effective theory which emerges after string compactification, the cosmological constant is given by
[TABLE]
where is a mass scale associated with the hidden sector (and usually in SUGRA-mediated models it is assumed GeV such that the gravitino gets a mass ).
A key observation of Susskind[43] and Denef and Douglas[44] (DD) was that at the minima is distributed uniformly as a complex variable, and the distribution of is not correlated with the distributions of and . Setting the cosmological constant to nearly zero, then, has no effect on the distribution of supersymmetry breaking scales. Physically, this can be understood by the fact that the superpotential receives contributions from many sectors of the theory, supersymmetric as well as non-supersymmetric. In this case, the in should be taken to be instead of , rendering this term inconsequential to how the number of vacua are distributed in terms of .
Another key observation from examining flux vacua in IIB string theory is that the SUSY breaking and terms are likely to be uniformly distributed– in the former case as complex numbers while in the latter case as real numbers. Then one expects the following distribution of supersymmetry breaking scales
[TABLE]
where is the number of -breaking fields and is the number of -breaking fields in the hidden sector. For just a single -breaking term, then one expects a linear statistical draw towards large soft terms where and in this case . For SUSY breaking contributions from multiple hidden sectors, as typically expected in string theory, then can be much larger, with a consequent stronger pull towards large soft breaking terms.
An initial guess for , the (anthropic) finetuning factor, was which would penalize soft terms which were much bigger than the weak scale. This ansatz fails on several points.
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Many soft SUSY breaking choices will land one into charge-or-color breaking (CCB) minima of the EW scalar potential. Such vacua would likely not lead to a livable universe and should be vetoed.
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Other choices for soft terms may not even lead to EW symmetry breaking (EWSB). For instance, if is too large, then it will not be driven negative to trigger spontaneous EWSB. These possibilities also should be vetoed.
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In the event of appropriate EWSB minima, then sometimes larger high scale soft terms lead to more natural weak scale soft terms. For instance, if is large enough that EWSB is barely broken, then . Likewise, if the trilinear soft breaking term is big enough, then there is large top squark mixing and the terms enjoy large cancellations, rendering them . The same large values lift the Higgs mass up to the 125 GeV regime.
Here, we will assume a natural solution to the SUSY problem[45]. A recent possibility is the hybrid CCK or SPM models[46] which are based on a discrete symmetry which can emerge from compactification of extra dimensions in string theory. The symmetry is strong enough to allow a gravity-safe symmetry to emerge (which solves the strong CP problem) while also forbidding RPV terms (so that WIMP dark matter is generated). Thus, both Peccei-Quinn (PQ) and -parity conservation (RPC) arise as approximate accidental symmetries similar to the way baryon and lepton number conservation emerge accidentally (and likely approximately) due to the SM gauge symmetries. These hybrid models also solve the SUSY problem via a Kim-Nilles[47] operator so that and GeV (natural) for GeV (the sweet zone for axion dark matter). The symmetry also suppresses dimension-5 proton decay operators[48].
Once a natural value of GeV is obtained, then we may invert the usual usage of Eq. 1 to determine the value of the weak scale in various pocket universes (with MSSM as low energy effective theory) for a given choice of soft terms. Based on nuclear physics calculations by Agrawal et al.[38], a pocket universe value of which deviates from our measured value by a factor 2-5 is likely to lead to an unlivable universe as we understand it. Weak interactions and fusion processes would be highly suppressed and even complex nuclei could not form. The situation is shown in Fig. 1. We will adopt a conservative value that the weak scale should not deviate by more than a factor four from its measured value. This corresponds to a value of . Thus, for our final form of we will adopt while also vetoing CCB or no EWSB vacua.
3 Why the SM is likely a rare occurance in the landscape
Before using Eq. 7 to evaluate various SUSY models, we will first examine the case of EWSB in the SM. For the SM with
[TABLE]
then the Higgs mass, including quadratic divergent radiative corrections, is found to be
[TABLE]
where and , and where is the mass scale cut-off beyond which the SM is no longer the appropriate low energy effective field theory. To gain the measured value of GeV, then for we can freely tune to compensate for the large radiative corrections. The situation is shown in Fig. 2 where we show the required value of needed to gain GeV for various choices of . Since nothing in the SM favors any particular value of , we will assume its value is uniformly distributed (logarithmically over the decades of values) in the landscape. It is plain to see that for TeV, then a wide range of values for leads to a weak scale (typified here by ) within the Agrawal band of allowed values. However, for , then only a tiny (finetuned) range of values leads to a viable value for . In this case, stringy naturalness and conventional natural coincide in that an anthropically allowed value of the weak scale requires that the SM be a valid effective field theory only for cut-off value TeV.
4 Why CMSSM/mSUGRA is likely an infrequent occurance in the
landscape
In SUSY models, all the quadratic divergences cancel, leaving only log divergences whose effects may be captured via renormalization group (RG) equations. Thus, SUSY models carry with them a solution to the Big Hierarchy problem. The question then is: do they carry with them a Little Hierarchy problem?
The CMSSM or mSUGRA model[49] is defined by GUT scale input parameters
[TABLE]
where is the GUT scale unified scalar mass where , is the unified gaugino mass, is the unified trilinear soft breaking term and . The CMSSM has served for many years as a sort of SUSY paradigm model for SUSY collider and dark matter signal predictions. In CMSSM, the weak scale soft terms are derived from RG running of the unified soft terms from to , where then mixings and mass eigenstates may be evaluated. In the CMSSM model, since is input at the scale, then its weak scale value is derived. The term is (fine)tuned via Eq. 1 to gain a value in accord with the measured -boson mass.555We compute SUSY spectra in all models using Isajet 7.88[50].
In years past, it was possible to find regions of CMSSM parameter space with small as required for naturalness in the hyperbolic branch[51] or focus point region[52] (HB/FP). The HB/FP region can appear for TeV for small values of . However, the measured value of GeV requires large parameter which then moves the HB/FP region out to huge values where the are large, rendering the model unnatural. Detailed scans of the CMSSM model parameter space in accord with requiring GeV find that the minimal value of is around 100 but where typically can range up to [16].
To gain some insight on how frequent models with large values of might occur in the landscape, we take the limit of Eq. 1 wherein the radiative corrections are small so that and then consider SUSY models where is driven to large negative values at the weak scale. We can replace by to use Eq. 1 to determine the pocket-universe (PU) value of which is expected in SUSY models within the landscape in terms of and .
In Fig. 3 we plot the value of versus for a variety of choices of ranging from natural values up to as large as 640. We also show the shaded band in Fig. 3 which corresponds to values of in accord with the Agrawal et al. allowed values which should give rise to a habitable pocket universe. Assuming a uniform distribution of values in the landscape, then we see from the figure that for low, natural values of there are significant ranges of which lead to values of within the anthropic zone. However, as increases, the expected value of increases well beyond the anthropic allowed zone unless one tunes to lie within a tightening range of (finetuned) values. Thus, we would expect that SUSY models such as CMSSM/mSUGRA– where cannot attain natural values for GeV– to be rather infrequent occurances of our fertile patch of the landscape which contains the MSSM as the low energy effective theory.
5 Radiative natural SUSY from stringy naturalness
From Fig. 3, we see that models with a weak scale value of the parameter hold a higher likelihood of landing within the narrow band of allowed (pocket universe) weak scale values from Agrawal et al.[38]. Models with non-universal Higgs masses where such as the two-extra-parameter non-universal Higgs model[53] (NUHM2) or its extension for non-universal generations NUHM3 (where as suggested by mini-landscape models[54]) are applicable in this situation since the high scale Higgs masses and can be traded for weak scale inputs and . Thus, the NUHM2 model has input parameters . The added Higgs mass non-universality (which is expected since the Higgs multiplets live in different GUT multiplets from matter scalars) allows for small GeV for any points in model parameter space.
5.1 Living dangerously
In Fig. 4, we show the running of the up-Higgs soft mass (actually ) in the NUHM2 model for parameters TeV, TeV, TeV and with TeV but for and 8 TeV. We see that for the lower values of , then runs deeply negative leading to a large negative weak scale value of . As increases, then it is driven to smaller and smaller (more natural) weak scale values. For too large a value of , then its running value isn’t driven negative at the weak scale and radiative EWSB does not occur. Such unphysical pocket universe solutions must be vetoed. Thus, we see that the landscape pull on the soft SUSY breaking term to large values is just what is needed to gain a natural value of at the weak scale. This sort of situation has been dubbed as living dangerously in Ref’s [55] and [56] since the soft term is selected to be as large as possible such that EW symmetry is barely broken.666 Arkani-Hamed and Dimopoulos[55] state: “anthropic reasoning leads to the conclusion that we live dangerously close to violating an important but fragile feature of the low-energy world…”, in this case, appropriate electroweak symmetry breaking. In Ref’s [22, 23], this situation is called radiatively-driven naturalness, or radiative natural SUSY, since the largest viable soft terms lead to natural values of at the weak scale.
A second example of living dangerously within the string landscape is shown in Fig. 5, where we show the contributions to the weak scale vs. for the same NUHM2 parameter choices as in Fig. 4. Here, we see the contribution are rather large negative for with GeV (in which case we might expect a pocket universe weak scale of GeV). As moves to large negative values, then we find a point around TeV where both terms become small, yielding contributions to the weak scale which are indeed comparable to our universe’s measured value. For much larger (negative) values of , then we rapidly move into the zone of charge-and-color-breaking (CCB) minima since top squark squared-mass soft terms are driven negative. Thus, in this case, the trilinear soft term is statistically preferred to be large (negative) values– but stopping short of CCB minima. This again leads to natural contributions to the weak scale.
A beautiful consequence of the statistical draw to large (negative) values is that this induces large mixing in the top-squark sector, which also ends up maximizing the value of [20, 21]. The case here is shown in Fig. 6 where we plot the light Higgs mass versus for the same parameters as in Fig. 5. For an unnatural value of , then we expect GeV. However, as increases to large (negative) values, then GeV, in accord with its measured value in our universe.
A third example occurs if we allow the landscape to statistically select large values of . This is shown in Fig. 7a) where we plot vs. for fixed TeV and other parameters fixed as in the Caption. In this case, then as the gaugino masses increase, especially the gluino mass, then large contributions to the top-squark soft masses tend to drive them to large values, thus increasing the contributions to values well beyond our measured value of the weak scale. In such cases, we would expect too large a value of the weak scale, typically in violation of Agrawal et al. bounds. These would lead to violations of the so-called “atomic principle”, and atoms as we know them would not form with too large a value of . In Fig. 7b), we show the values of vs. for fixed TeV. In this case, if the scalar soft terms become too large, then again the values of become too large and we would gain a pocket universe weak scale value in excess of bounds from nuclear/atomic anthropic requirements.
5.2 Naturalness vs. stringy naturalness
Next, we would like to explore how the notion of stringy naturalness compares to conventional naturalness measures. To begin, we plot naturalness contours in Fig. 8a) in the vs. plane of the CMSSM/mSUGRA model for , and . The contour shows the region of lighter top squarks for small parameter in the low , low region. The orange contour denotes where while the green contour denotes where . These latter two measure reflect focus point behavior in that TeV-scale stops are still natural (since the contours are relatively flat with variation in ). The LHC limit on TeV is shown as the magenta contour. This plane might lead to skepticism regarding weak scale SUSY since the LHC allowed region is so far beyond the naturalness upper bounds. Also, in this plane the light Higgs mass is always below 123 GeV. The important lesson for now is that the more natural regions occur at the lowest and values, where the various measures are smallest, and the sparticle masses are closest to the measured weak scale.
For comparison, we show the same vs. plane in Fig. 8b), but this time for the NUHM2 model where GeV, TeV, and as before . In this case, the lower left region of the plot actually leads to CCB minima (blue contour) so that is not computable. is still computable and has shrunk down into the lower-left due to large term contributions. However, we now see that the values have expanded out to much larger and values since it is largely determined by the values, since is fixed to be near the measured EW scale. Here, a substantial amount of natural SUSY parameter space lies beyond LHC gluino mass limits. Nonetheless, the lower portions of , space are more natural since they yield smaller values of . Also, we show contours of and 127 GeV. The region with GeV overlaps nicely with the natural SUSY region, with plenty of parameter space beyond the LHC gluino mass limit.
Now we would like to compare the previous natural SUSY regions against the regions preferred by Douglas’ stringy naturalness. To accomplish this, next we show again in Fig’s 9a-d) the vs. plane for the NUHM2 model with the same parameters as in Fig. 8b). We generate SUSY soft parameters in accord with Eq. 7 for various values of and 4.777The high values allow for a consistent sampling of NUHM2 parameter space since here we fix the parameter in terms of so it never gets too large (which would lead to CCB minima and non-anthropic vacua) as compared with Ref. [40]. The more stringy natural regions of parameter space are denoted by the higher density of sampled points.
In Fig. 9a), we show the stringy natural regions for the case of . Of course, no dots lie below the CCB boundary since such minima must be vetoed as they likely lead to an unlivable pocket universe. Beyond the CCB contour, the solutions are in accord with livable vacua. But now the density of points increases with increasing and (linearly, for ), showing that the more stringy natural regions lie at the highest and values which are consistent with generating a weak scale within the Agrawal bounds. Beyond these bounds, the density of points of course drops to zero since contributions to the weak scale exceed its measured value by a factor 4. There is some fluidity of this latter bound as indicated in Fig. 1, so values of might also be entertained The result that stringy naturalness for favors the largest soft terms (subject to not ranging too far from our measured value) stands in stark contrast to conventional naturalness which favors instead the lower values of soft terms. Needless to say, the stringy natural favored region of parameter space is in close accord with LHC results in that LHC find GeV with no sign yet of sparticles.
In Fig’s 9b-d we show the same vs. planes but for , 3 and 4. As steadily increases, the stringy natural region is pushed more strongly to large values of and so that relatively few vacua lie below the LHC gluino mass limit. Indeed, we would say that the stringy naturalness prediction is that LHC should see a Higgs mass around 125 GeV with no sign yet of sparticles.
6 Why high scale SUSY is likely a rare occurance in the landscape
While it is often argued that the landscape opens new territory in model building and motivation for finetuned SUSY models, here we will argue that such models should be, while possible, relatively rare occurances on the string theory landscape. The rationale is usually that since the cosmological constant is finetuned, then perhaps a similar mechanism allows for a finetuned weak scale. Here we would counter with two observations. First, in Weinberg’s approach, the cosmological constant is about as natural as possible subject to allowing for pocket universes that allow for galaxy condensation. Second, there is at present no plausible alternative for a tiny cosmological constant other than the landscape selection. As alternatives to various high scale SUSY models described below, SUSY with radiatively driven naturalness should be a relatively common occurance on the landscape, as argued above, whereas finetuned models, while possible, should be relatively rare.
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Split SUSY: Split SUSY was proposed in the aftermath of the emergence of the landscape as a model which retained the desirable SUSY model feature of gauge coupling unification and a WIMP dark matter candidate whilst eschewing the requirement of weak scale naturalness. In this approach, then, SUSY scalar masses other than the SM Higgs can range from TeV up to possibly TeV[32, 57, 58]. Meanwhile, gauginos and higgsinos are highly split from the scalars and can occupy masses in the TeV range. This type of split spectrum maintains gauge coupling unification and a mixed gaugino-higgsino type WIMP. The ultraheavy scalars suppress flavor- and CP-violating processes and thus explain the lack of such effects in experiments. Recent work comparing split SUSY models with the measured value of GeV favors a lower range of scalar masses TeV[59]. Upon integrating out the supermassive scalar particles, then the low energy effective theory[60] contains SM particles plus the gauginos and higgsinos. Thus, quadratic divergences should give rise to models as in Fig. 2 with a scale : i.e. the required finetuning leads to a rare occurance on the landscape for uniformly distributed values of .
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High scale SUSY: In High Scale (HS) SUSY, one again discards naturalness in the hope that the landscape will solve the big hierarchy problem. However, for HS SUSY one allows all the SUSY partners to obtain large masses. The energy scale for HS SUSY may be labeled as and values considered in the literature range from TeV[33]. Thus, the matching conditions between the MSSM and the SM effective field theories are implemented around the scale . The resultant Higgs mass dependence on will be as in Fig. 2 so again we would expect HS SUSY to be a rare occurance on the landscape as compared to RNS.
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PeV SUSY: In PeV SUSY[34], SUSY breaking occurs via a charged (i.e. non-singlet) hidden sector term leading to scalar masses at the PeV scale (1 PeV TeV), whilst gaugino soft breaking terms are suppressed and hence dominated by the anomaly-mediation form so that the wino turns out to be LSP. A 2-3 TeV wino is suggested to gain accord with the measured dark matter density which in turn suggests PeV. Some motivation for the PeV scale also comes from the neutrino sector by assuming neutrinos charged under an additional so that Dirac neutrino masses arise from non-renormalizable operators. The light Higgs mass is expected at GeV. The PeV SUSY models would correspond to curves in Fig. 2 with TeV. Thus, we would expect PeV SUSY to be relatively rare on the landscape.
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Spread SUSY: In Spread SUSY[35], three scales of sparticles occur. The first possibility is that scalar masses occur at TeV with gauginos at TeV and higgsinos around TeV in order to gain accord with the measured dark matter abundance. A second possibility considered has scalars around TeV with higgsinos an order of magnitude lower and gauginos at the TeV scale (where winos with mass TeV would saturate the measured dark matter abundance). Thus, Spread SUSY models would correspond to curves from Fig. 2 with TeV. We would thus expect Spread SUSY to be rare on the string landscape.
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Minisplit: Mini-split SUSY[36] emerged after the LHC Higgs discovery and attempted to reconcile Split SUSY with a Higgs boson mass of GeV. To accommodate the Higgs mass, the mass scale of the heavy scalars was decreased to
- TeV scale for a heavy TeV model with TeV-scale gauginos (light AMSB) or 2. TeV with TeV gauginos but with small TeV (heavy AMSB). Models with mediation were also considered. The minisplit models would thus correspond to curves in Fig. 2 with TeV. These models should be rare on the landscape, but less rare than original Split SUSY models.
7 Implications of stringy naturalness for collider and dark matter searches
In light of the implications of stringy naturalness, how then ought SUSY to be revealed at collider and dark matter search experiments? Since the superpotential parameter must not be too far removed from our measured value of the weak scale, then higgsinos must also be light. A compelling signature emerges from production at LHC[61, 62] where in recoil against a hard radiated initial state jet. The soft dilepton plus jet +MET signal should emerge slowly as more and more data accrues at LHC888Excess events of this type seem to be emerging already in a recent Atlas analysis with 139 fb*-1*[63].. Meanwhile, more conventional SUSY signatures such as those from gluino or top squark pair production might be visible at HL-LHC[64], but also may require an upgrade to HE-LHC since gluinos can range up to TeV while stops are required at TeV[65, 66]. Same-sign diboson signatures from wino pair production are an additional possibility[67, 68].
The required light higgsinos within the natural mass range GeV provide a lucrative target for an ILC-type collider with . Such a machine would act as a higgsino factory where the various higgsino masses could be precisely determined. The higgsino mass splittings are sensitive to the (heavier) gaugino masses; consequent fits to gaugino masses could then allow for tests of hypotheses regarding gaugino mass unification[69].
With regard to dark matter searches, we remark that naturalness in the QCD sector requires the PQ solution to the strong CP problem and the concommitant axion [70]. To ensure , then the SUSY axion model must be safe from gravity corrections. This can occur when both PQ symmetry and R-parity conservation emerge from underlying discrete -symmetries, such as the recent example of [46]. In this case, one gains a solution to the SUSY problem[45] via a Kim-Nilles operator leading to a SUSY DFSZ axion. While the SUSY DFSZ axion has suppressed couplings to photons (and may not be observable with present technology[71]) the thermally underproduced higgsino-like WIMPs, which make up typically only about 10% of dark matter, should ultimately be detectable via multi-ton noble liquid detectors[72].
8 Conclusions
In this paper we have explored Douglas’ notion of stringy naturalness– that the value of an observable is more natural than if the number of phenomenologically viable vacua giving rise to is great than the number of vacua giving rise to – and its relation to conventional naturalness, with regard to the big and little hierarchy problems and why the value of the weak scale in our pocket universe is only GeV. We interpret phenomenologically viable to mean a fertile patch of string theory vacua leading to the SM as the low energy effective theory with a value for the weak scale not too far (a factor four) beyond our measured value, as required by the nuclear physics calculations of Agrawal et al.[38].
It is often claimed that the string theory landscape picture allows us to eschew the common notion of naturalness in that certain parameters, such as the cosmological constant or the magnitude of the weak scale, are environmentally determined. With regard to the SM, since there appears to be no theoretical preference for any value of Higgs potential parameter , we would expect it to be roughly uniformly distributed across the decades of possibilities. For the SM to be valid up to scales , then only tiny permissible ranges of could give rise to weak scale values leading to livable pocket universes (Fig. 2). In contrast, for effective theories like the MSSM, then since quadratic divergences all cancel, there appears to exist large swaths of superpotential values leading to weak scales at GeV. Thus, we conclude that stringy naturalness would favor the MSSM over the SM as the appropriate low energy effective field theory, in agreement with, and not opposed to, conventional notions of naturalness.
We also explored implications of stringy naturalness for various SUSY models. The CMSSM (mMSUGRA) model with GeV– where is found to be – should be rather infrequent on the landscape since only tiny ranges of values lead to GeV. Likewise, the panoply of SUSY models with scalar masses in the TeV range (Split SUSY, HS SUSY, PeV SUSY, Spread SUSY and mini-split SUSY) all appear infrequent on the landscape due to the unlikelihood of vacua which have unrelated parameters compensating for overly large contributions to the weak scale. This is in spite of the rather general expectation that soft terms should be statistically selected for large values, as expected in stringy models with multiple hidden sectors.
The statistical draw to large soft terms is just what is needed for SUSY with radiatively-driven naturalness, where one is living dangerously in that if the soft terms are much larger, then one is placed into CCB or no EWSB vacua (which must be anthropically vetoed). This situation, that soft terms are expected as large as possible such that EW symmetry is barely broken and that all independent contributions to the weak scale are within a factor four of our measured value, is just what is needed to radiatively drive the soft terms to natural values.
In these radiative natural SUSY (RNS) models, we further compared the locus of stringy natural regions of parameter space in the vs. plane to the conventionally natural regions. Here, there is a major difference: conventional naturalness favors soft terms as close to the 100 GeV scale as possible while stringy naturalness favors soft terms as large as possible such that the weak scale is not too far removed from our measured value of GeV. We can read off from Fig’s 9 that stringy naturalness predicts a Higgs mass GeV whilst sparticles remain (at present) beyond LHC reach. Needless to say, this postdiction has been verified by Run 2 data from LHC13.
The stringy natural RNS SUSY model gives rise to specific tests at collider and dark matter search experiment. We expect the soft dilepton plus jet plus MET signature to slowly emerge at HL-LHC as more and more integrated luminosity accrues, while gluino, top squark and wino pair production signals might require a HE-LHC for discovery. Stringy naturalness cries out for construction of an ILC collider with which would act as a higgsino factory. We still expect WIMPs at multi-ton noble liquid dark matter detection experiments but SUSY DFSZ axions will likely be difficult to detect.
Acknowledgements: This work was supported in part by the US Department of Energy, Office of High Energy Physics. The work of HB was performed at the Aspen Center for Physics, which is supported by National Science Foundation grant PHY-1607611.
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