Directional shift current in mirror-symmetric BC$_2$N
J. Iba\~nez-Azpiroz, I. Souza, F. de Juan

TL;DR
This paper theoretically investigates the anisotropic shift current in mirror-symmetric BC₂N, revealing how mirror symmetry and band parity influence photoconductivity directionality and magnitude near the band gap.
Contribution
It uncovers the role of mirror symmetry and band parity in dictating shift current anisotropy and magnitude in BC₂N, a noncentrosymmetric graphitic material.
Findings
Photoconductivity is strongly anisotropic near the band gap.
Certain tensor components vanish due to symmetry, affecting response direction.
Band-edge photoconductivity is large and suitable for optical applications.
Abstract
We present a theoretical study of the shift current in a noncentrosymmetric polytype of graphitic BCN. We find that the photoconductivity near the fundamental gap is strongly anisotropic due to the vanishing of particular tensor components not foretold by point-group symmetry arguments; this is a consequence of dipole selection rules imposed by mirror symmetry, which imply that the relative parities between valence and conduction bands are key for determining the directionality of the band-edge response. In addition, the band-edge photoconductivity turns out to be rather large, with the peak value occurring in an energy range suitable for optical manipulation
| Components of | |||||
| yxx | xxy=xyx | yyy | yzz | zzy=zyz | |
| +1/ | +1 | +1 | +1 | ||
| +1 | +1 | +1 | +1/ | ||
| () | (eV) | XC functional | |
|---|---|---|---|
| BC2N-A2 (this work) | 50 | 1.3 | GGA |
| PbTiO3, BaTiO3 Young and Rappe (2012) | , 30 | 6.0, 6.5 | GGA |
| GaAs Nastos and Sipe (2006) | 40 | 5.5 | LDA + sciss. |
| LiAsSe2, NaAsSe2 Brehm et al. (2014) | 13, 15 | 2.0, 3.1 | GGA + sciss. |
| BiFeO3 Young et al. (2012) | 0.8 | 3.5 | GGA + U |
| RhBiS, IrBiSe Zhang et al. (2019) | 80, 40 | 1.3, 2.1 | GGA |
| CaAlSiH Brehm (2018) | 6 | 1.3 | GGA |
| 2D GeS, GeSe Rangel et al. (2017) | 160, 200 | 2.8, 2.0 | GGA + sciss. |
| 1D polymers Liu et al. (2017) | 60180 | 0.60.8 | GGA |
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Directional shift current in mirror-symmetric BC2N
Julen Ibañez-Azpiroz
Centro de Física de Materiales, Universidad del País Vasco (UPV/EHU), 20018 San Sebastián, Spain
Ivo Souza
Centro de Física de Materiales, Universidad del País Vasco (UPV/EHU), 20018 San Sebastián, Spain
Ikerbasque Foundation, 48013 Bilbao, Spain
Fernando de Juan
Ikerbasque Foundation, 48013 Bilbao, Spain
Donostia International Physics Center (DIPC), 20018 San Sebastián, Spain
Abstract
We present a theoretical study of the shift current in a noncentrosymmetric polytype of graphitic BC2N. We find that the photoconductivity near the fundamental gap is strongly anisotropic due to the vanishing of particular tensor components not foretold by point-group symmetry arguments; this is a consequence of dipole selection rules imposed by mirror symmetry, which imply that the relative parities between valence and conduction bands are key for determining the directionality of the band-edge response. In addition, the band-edge photoconductivity turns out to be rather large, with the peak value occurring in an energy range suitable for optical manipulation.
I Introduction
The conversion of light into electrical current via the photovoltaic effect is one of the most copious supplies of renewable energy on Earth. Traditional solar cells make use of - junctions to generate a built-in electric field that drives the photoexcited electrons. It has long been known that single-phase noncentrosymmetric crystals exhibit a different type of photovoltaic effect, called the bulk photovoltaic effect (BPVE) Belinicher and Sturman (1980); Sturman and Fridkin (1992); Fridkin (2001). This is a nonlinear optical response that consists in the generation of a photovoltage or photocurrent upon light absorption. In recent years, the study of the BPVE has been reinvigorated by the search for novel materials with large photoresponsitivies Ma et al. (2019); Tan et al. (2016); Rangel et al. (2017); Kushnir et al. (2017, 2019), as well as by its sensitivity to geometric and topological properties of the electronic wave functions Morimoto and Nagaosa (2016); Fregoso et al. (2017); de Juan et al. (2017). As an example, the sign of the shift-current contribution to the BPVE has been suggested as a possible probe for detecting topological phase transitions Tan and Rappe (2016); Yan . In addition, recent experimental work on TaAs found large and anisotropic contributions to the shift-current BPVE driven by the low-energy Weyl-node physics Osterhoudt et al. (2019).
In this work, we report a distinctive shift-current response at the band edge of a noncentrosymmetric polytype of graphitic BC2N, a layered semiconductor made of alternating zigzag chains of carbon and boron nitride Liu et al. (1989); Watanabe et al. (1996a); Chen et al. (1999); Watanabe et al. (1996b, 1995, c); Nozaki and Itoh (1996). Our ab initio calculations show that near the fundamental band gap the calculated response exhibits strong anisotropy, due to the vanishing of certain tensor components not foretold by phenomenological symmetry arguments. We trace the origin of this anisotropy to the mirror symmetry of the crystal, which imposes selection rules on dipole transitions between the band edges. We capture the essential physics of this phenomenon with a two-band model, thus providing a suitable framework for a broad class of materials.
II Shift-current BPVE
The BPVE is a nonlinear optical response of the form Belinicher and Sturman (1980)
[TABLE]
where , , and are Cartesian indices. Since both the electric field E and the current J are odd under inversion, the BPVE can only occur in systems where this symmetry is broken. The right-hand side of Eq. (1) can be split into symmetric and antisymmetric parts under , known respectively as the linear and circular BPVE Belinicher and Sturman (1980); the former occurs in piezoelectric crystals, and the latter in gyrotropic crystals. The shift current is the intrinsic (interband) contribution to the linear BPVE.
In the independent-particle picture, the shift photoconductivity takes the form Sipe and Shkrebtii (2000)
[TABLE]
where is a combination of fundamental constants ( accounts for spin degeneracy), and are differences in band occupations and energies, and the matrix element reads
[TABLE]
Here is the interband dipole (the off-diagonal part of the Berry connection matrix ) which only depends on the initial and final states and , and is a generalized derivative defined as , which depends implicitly on intermediate virtual states Sipe and Shkrebtii (2000).
III Mirror symmetry and the role of band-edge parities
We next analyze the constraints imposed on the shift photoconductivity tensor by the presence of mirror symmetry; without loss of generality, we choose .
Let us start with the conventional symmetry analysis of response tensors Nye (1957); Newnham (2005). If leaves the crystal structure invariant, then according to Eq. (1) the tensor can be nonzero only when appears an even number of times (zero or two) in . This is a phenomenological constraint, which holds at any frequency and irrespective of the mechanism behind the BPVE; it also holds if the space-group operation is not a pure reflection but a glide, in which case the operation is still present in the point group. More generally, transforms under point-group operations in the same way as the piezoelectric tensor , whose symmetry-allowed components have been tabulated for every crystal class Nye (1957).
Now assume that the space-group operation is a pure reflection , and that the minimum direct gap is located on a -invariant plane in the BZ. Under these conditions, the shift photoconductivity at frequencies close to is further restricted by dipole selection rules, in much the same way as the optical absorption Bassani and Parravicini (1967, 1975). The reason is that the states and at the top of the valence and bottom of the conduction band are now eigenstates of , with eigenvalues in the spinful case and in the spinless case; introducing a “relative mirror parity” that equals () when and have equal (opposite) eigenvalues, the dipole matrix elements are found to satisfy Bassani and Parravicini (1967, 1975)
[TABLE]
By virtue of Eqs. (2) and (3), these selection rules set some components of to zero for .
Let us first consider the shift current induced by light linearly polarized along . In this case, the phenomenological constraint mentioned above becomes , hence the current must flow parallel to the mirror plane. Concerning the band-edge response, one can distinguish two scenarios on the basis of Eq. (4). When the matrix element vanishes for so that , and when it vanishes for so that . Thus, when () the shift current flows along the mirror plane in response to the component of the optical electric field that is parallel (perpendicular) to that plane.
To complete the present discussion, let us consider possible contributions to the shift current from with . These average to zero for unpolarized light (e.g., sunlight), hence they are often ignored when discussing solar-cell applications of the BPVE Tan et al. (2016); Cook et al. (2017); Wang et al. (2017). When they are present, the current is no longer constrained to flow along the mirror plane. At the band edge, imposes no restriction at all, while forces to vanish if both and .
IV Physical realization
We now show that graphitic BC2N provides a striking illustration of the preceding discussion. We begin by noting that while a single layer breaks inversion symmetry [see Fig. 1(a)], whether inversion is still broken in the bulk structure depends on the stacking pattern, which remains to be determined experimentally. There are two types of stackings, denoted A or B depending on whether consecutive layers have the same or opposite orientation Pan et al. (2006). B-type structures have a center of inversion between the layers while those of type A break inversion symmetry, hence the photoconductivity remains finite only in A-type structures.
We consider the most stable A-type bulk structure identified in Ref. Pan et al., 2006, namely the A2 structure illustrated in Fig. 1(a). The space group is Pmm2 (No. 25), and the point group is mm2. There are two mirrors and , and a rotation about the polar axis. Point-group symmetry allows 5 out of the 18 independent components of the linear BPVE tensor to be nonzero (the same as for the piezoelectric tensor Nye (1957)): three involving in-plane directions only (, , and ), and two that also involve ( and ). Since and are pure reflections, at the band edge further restrictions emerge from dipole selection rules as detailed in Table 1.
The scalar-relativistic band structure of BC2N-A2 near the band edge is displayed in Fig. 1(b). We only show the dispersion on the plane, because the weak interlayer coupling produces a quasi-2D band structure with virtually no dispersion Pan et al. (2006). Inspection of the figure reveals that the dispersion from S to X is also relatively weak. The minimum direct band gap of eV is located approximately midway between those two time-reversal invariant momenta (TRIM), as shown in Fig. 1(c). On the S–X line, whose points remain invariant under , the energy eigenstates are also eigenstates of , with eigenvalues as depicted by the solid and dashed lines in Fig. 1(b). We have explicitly verified Tsirkin that the upper-valence and lower-conduction bands have opposite eigenvalues, i.e., . Moreover, since all bands in Fig. 1(b) are derived from -type Wannier functions (see below), they all have the same eigenvalue on the plane, hence . With these two parity values in hand, we predict from Table 1 that the components of that are expected to be present at the band edge are and .
We have computed the shift photoconductivity of BC2N-A2 by means of density-functional theory (DFT), using he Quantum ESPRESSO code package Giannozzi et al. (2009). We took the structural parameters from Ref. Pan et al., 2006, and used scalar-relativistic pseudopotentials with the Perdew-Burke-Ernzerhof exchange-correlation (XC) functional Perdew et al. (1996). Maximally-localized Wannier functions Marzari and Vanderbilt (1997); Souza et al. (2001) were generated with the Wannier90 package Mostofi et al. (2008), starting from atom-centered orbitals for modelling the bands around the Fermi level. Finally, the photoconductivity was calculated using a recently-developed Wannier-interpolation scheme Ibañez-Azpiroz et al. (2018).
The calculated photoconductivity is shown in Fig. 2(a). As predicted in Table 1, three of the five independent components that are in principle allowed by point-group symmetry, , and , have negligible values in the band-edge region indicated by the gray area. The other two, and , grow rapidly from the onset at until reaching peak values of and at eV; above they drop gradually and then stabilize at roughly half their peak values, before peaking again near 2 eV (not shown). The three previously-negligible components become sizeable above due to contributions from valence and conduction bands outside the mirror-invariant S–X line [see Figs. 1(b,c)], but they remain small compared to the other two.
For light with linear polarization along a crystallographic axis [ in Eq. (1)], the spectrum in Fig. 2(a) can be rationalized as follows; at all frequencies the shift current flows along the line of intersection between the two mirror planes (along ), and at band-edge frequencies it only flows in response to the field component along (normal to with , and parallel to with ).
We now turn our attention to the strong peak in at . The peak value is rather large for a gapped bulk material; for comparison, among the largest values reported in the literature are in ferroelectric PbTiO3 at eV Young and Rappe (2012), and at 1.3 eV in the chiral crystal RhBiS Zhang et al. (2019). The peak photoconductivity in BC2N occurs at a frequency of eV that is suitable for optical manipulation, and where bulk semiconductors typically have much smaller responses Yang et al. (2010); Ji et al. (2011); Tan et al. (2016). The characteristics of representative photovoltaic materials are collected in Table 2, where the last two entries correspond to low-dimensional materials; while their peak photoconductivities surpass that of BC2N-A2, the reported values depend on an adjustable interlayer-distance parameter Rangel et al. (2017); Cook et al. (2017). Furthermore, the 3D crystallization of these low-dimensional structures may not occur in reality, or it may restore inversion symmetry Elkorashy (1986). Free from these concerns, BC2N is a truly bulk material with a large and highly directional photoconductivity in the visible range.
In order to make a more direct connection with potential experimental measurements, it is useful to report two other figures of merit in addition to the photoconductivity: the Glass coefficient Glass et al. (1974); Tan et al. (2016), which quantifies photocurrent generation in bulk materials taking absorption into account, and the shift distance Nastos and Sipe (2006) (or anisotropy distance von Baltz and Kraut (1981)), which gives an estimate of the real-space shift undergone by an electron upon photoexcitation. For light linearly polarized along , the Glass coefficient is defined as
[TABLE]
with the vacuum permittivity, the absorption coefficient, and the complex dielectric function. In turn, the shift distance is defined as Nastos and Sipe (2006)
[TABLE]
At frequencies near the band-edge where , we have , leading to the relation
[TABLE]
The quantities and are plotted in Fig. 3. Both spectra are similar to the photoconductivity spectrum in Fig. 2(a), with prominent peaks at eV. The maximum shift distance is slightly larger than the average bond length between C–N and C–B distances indicated by the dashed horizontal line at Å . This means that despite the large shift-current photoconductivity, the real-space shift of the photoelectron is not particularly large. On the other hand, the peak value of the Glass coefficient is cm/V, which ranks among the largest reported to date Osterhoudt et al. (2019). This difference in the relative magnitudes of the two quantities is partly due to the factor in Eq. (7).
To analyze the photoconductivity near the band edge, we approximate it as the product between the shift-current matrix element and the JDOS Cook et al. (2017),
[TABLE]
The JDOS, plotted in Fig. 2(b), exhibits a 2D-like Van Hove singularity at due to a saddle point in the direct band gap [see Fig. 1(c)], boosting the electronic transitions that contribute to the shift current around that energy. Moreover, those transitions carry a sharply-enhanced matrix element for . This can be seen in Fig. 4, which displays a heatmap plot of the matrix element of Eq. (2) summed over the upper-valence and lower-conduction bands: around X, it is positive-valued and more than two orders of magnitude larger than almost anywhere else in the BZ.
V Two-band model in 2D
Motivated by the quasi-2D nature of graphitic BC2N-A2, we now construct a minimal 2D model that captures the mirror-parity effect on the photoconductivity near the band edge. The model lies flat on the plane, and has both and symmetry. For simplicity, we assume that the band edge lies at a TRIM on a -invariant line in the 2D BZ. With these constraints, the most general two-band Hamiltonian that can be obtained by expanding up to second order in around the TRIM is
[TABLE]
Essentially the same model was considered in Ref. Cook et al., 2017, with the following differences. (i) We chose as the vertical mirror, which requires keeping terms linear in and . (ii) We took as basis states the energy eigenstates at the valence and conduction band edges, making our Hamiltonian diagonal at .
Since our basis states are also eigenstates of with eigenvalues , the operator is represented by the identity matrix when and by when . Applying to Eq. (9), we find
[TABLE]
The relative band-edge parity therefore defines two classes of models with very different properties. The model with was used in Ref. Cook et al., 2017 to describe the band-edge photoconductivity of monolayer GeS, while the model with applies to BC2N-A2.
(Regarding symmetry, the model in Eq. (9) has because all atomic orbitals have the same parity and lie on the same plane. Hence, imposes no further constraints.)
Starting from the two-band Hamiltonian in Eq. (9), the matrix element in Eq. (8) can be evaluated as described in Refs. Cook et al., 2017; Yang et al., . The nonzero components are
[TABLE]
Using Eq. (10) we find that when the component vanishes, while for it is the component that vanishes. These results are in agreement with the first three columns of Table 1 for the case .
Besides illustrating the mirror selection rules, our model reveals a simple quantitative relation,
[TABLE]
between the two surviving components of the band-edge photoconductivity. The above relation is satisfied rather well by our ab initio spectrum throughout the entire band-edge region in Fig. 2(a). This can be understood from the fact that Eq. (12) is quite robust: it follows directly from Eq. (3) once we set and in Eq. (4), and use the identity that holds for any two-band tight-binding model once off-diagonal position matrix elements are discarded Ibañez-Azpiroz et al. (2018).
VI Discussion
To conclude, we discuss the prospects for realizing the physics described herein. The experimental evidence for the stacking sequence in graphitic BC2N remains inconclusive Watanabe et al. (1996a); Chen et al. (1999). According to DFT calculations, the two most stable polytypes are the A2 structure studied in this work and a B-type structure denoted B12, with a difference in formation energy of only 1.2 meV/atom favoring the latter Pan et al. (2006). Both are indirect-gap semiconductors, and while B12 provides a slightly better qualitative match to the experimental band structure Pan et al. (2006), neither of them fits quantitatively the measured direct and indirect gaps Watanabe et al. (1996a); Chen et al. (1999). Further work is clearly needed to establish the stacking sequence in bulk BC2N samples, and the linear BPVE could be useful in this regard as it is only present in acentric (A-type) structures.
One intriguing possibility is that it may be possible to grow both polytypes of BC2N using current synthesis techniques. This has been achieved for other layered materials, such as transition metal dichalcogenides Wilson and Yoffe (1969). For example, bulk MoS2 grows in two different polytypes, centrosymmetric 2H and noncentrosymmetric 3R, and the effects of inversion symmetry breaking can be clearly detected in the latter Suzuki et al. (2014). The reported energy difference between them ranges from 0.1 to 2 meV/atom depending on the calculation Cheng et al. (2013); Suh et al. (2018); Chen et al. (2013), which is comparable to that between the B12 and A2 structures of BC2N Pan et al. (2006). We hope that our work will stimulate similar progress in graphitic BC2N, enabling the unambiguous identification of the A2 phase via its large and highly anisotropic photogalvanic effect.
Acknowledgements – We thank Stepan S. Tsirkin for sharing the irrep computer code that determines the mirror eigenvalues of the Bloch states Tsirkin , and for a previous collaboration on related work. This work was supported by Grant No. FIS2016-77188-P from the Spanish Ministerio de Economía y Competitividad. This project has received funding from the European Union’s Horizon 2020 research and innovation programme under the Marie Sklodowska-Curie grant agreement No 839237.
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