Homology of Hurwitz spaces and the Cohen--Lenstra heuristic for function fields (after Ellenberg, Venkatesh, and Westerland)
Oscar Randal-Williams

TL;DR
This paper explores the homological stability of Hurwitz spaces and connects it to the Cohen--Lenstra heuristic for function fields, providing a topological approach to understanding class group distributions.
Contribution
It establishes a homological stability theorem for Hurwitz spaces and links it to the distribution of class groups in function fields, advancing the understanding of the Cohen--Lenstra heuristic.
Findings
Proved a homological stability theorem for Hurwitz spaces.
Connected topological stability results to number-theoretic heuristics.
Provided new insights into the distribution of class groups in function fields.
Abstract
Ellenberg, Venkatesh, and Westerland have established a weak form of the function field analogue of the Cohen--Lenstra heuristic, on the distribution of imaginary number fields with -parts of their class groups isomorphic to a fixed group. They first explain how this follows from an asymptotic point count for certain Hurwitz schemes, and then establish this asymptotic by using the Grothendieck--Lefschetz trace formula to translate it into a difficult homological stability problem in algebraic topology, which they nonetheless solve. These are the notes accompanying my talk at the S\'eminaire Bourbaki, which focus on the remarkable homological stability theorem for Hurwitz spaces.
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\bbkannee
71e année, 2018–2019 \bbknumero1162
Homology of Hurwitz spaces
and
the Cohen–Lenstra heuristic for function fields
after Ellenberg, Venkatesh, and Westerland
Oscar Randal-Williams
University of Cambridge
Centre for Mathematical Sciences
Wilberforce Road
Cambridge CB3 0WB
United Kingdom
(Juin 2019)
Introduction
Ellenberg and Venkatesh [EV05] introduced the idea of analysing the function field analogue of the conjecture of Malle (on the distribution of number fields with given Galois group ) by relating Malle’s conjectural upper bound with the asymptotics of -point counts on Hurwitz schemes . Under the heuristic that each -rational component of contains -points they were able to precisely reproduce the upper bound in Malle’s conjecture.
In a breakthrough paper, Ellenberg, Venkatesh, and Westerland [EVW16] applied similar reasoning to relate the function field analogue of the Cohen–Lenstra heuristic (on the distribution of imaginary number fields with -parts of their class groups isomorphic to a fixed group ) with the asymptotics of -point counts on certain Hurwitz schemes , with a generalised dihedral group and the conjugacy class of involutions. In this case they were—remarkably—able to justify the heuristic that each -rational component of contains -points, by using the Grothendieck–Lefschetz trace formula and a comparison between étale and singular cohomology to reduce it to a problem in algebraic topology, and then solving this problem.
The topological problem concerns the singular homology of the corresponding Hurwitz spaces . It is easy to show that the total dimension of the homology of these spaces is at most , but in order to show that the main term in the Grothendieck–Lefschetz trace formula is not overwhelmed as one must show that there is not too much homology in homological degrees which are small compared with . Ellenberg, Venkatesh, and Westerland accomplish this by proving a homological stability theorem for these Hurwitz spaces.
The phenomenon of homological stability was discovered by Quillen, in his analysis of the homology of general linear groups in relation to algebraic -theory. This is the phenomenon that for many natural sequences of spaces
[TABLE]
the induced maps are isomorphisms as long as , for some divergent function . In this case agrees with the direct limit for all but finitely many . There is a remarkable range of families for which homological stability is known to hold. When the are Eilenberg–MacLane spaces for groups , one may take: symmetric groups, braid groups, general linear groups over rings of finite stable rank [vdK80], mapping class groups of surfaces [Har85], automorphism groups of free groups [Hat95], Higman–Thompson groups [SW19], Coxeter groups [Hep16], and many others. When the are moduli spaces, broadly interpreted, one may take: configuration spaces [McD75], classifying spaces for fibre bundles [GRW18], classifying spaces for fibrations or block bundles [BM13], and many variants of these.
In a related direction, the more recent development of representation stability [CF13] —in which there is a sequence of groups acting on the in a compatible manner and the eventual behaviour of as a -representation is studied— may be applied to study asymptotics of weighted point counts (i.e. moments) of sequences of schemes, cf. [CEF14].
There is a more or less standard pattern in most proofs of homological stability,111Though Galatius, Kupers, and I have recently proposed another [GKRW18a], which in fortunate circumstances can provide information beyond classical homological stability, for example in the case of mapping class groups of surfaces [GKRW18b]. in which one constructs an approximation to from the spaces in a standard way (cf. [RWW17]), and then is left with the problem of proving that it is a good approximation, which invariably leads one to analyse the connectivity of certain simplicial complexes associated to the situation in hand. Ellenberg, Venkatesh, and Westerland follow this general strategy, but because the Hurwitz spaces are disconnected a new kind of difficulty arises. To surmount this difficulty, they invent a clever piece of homological algebra.
In this exposition of [EVW16] I will present their argument differently to the way it appears in that paper, closer to the framework of [GKRW18a] than to the classical approach to homological stability described above. While many of the key steps are unchanged, I find that this streamlined argument clarifies the essential points.
1 The Cohen–Lenstra heuristic for function fields
Let be a prime number. The Cohen–Lenstra distribution is the probability measure on the set of isomorphism classes of finite abelian -groups given by
[TABLE]
The numerator is simply a normalisation to make into a probability measure: what is important is that an abelian -group is counted with weight proportional to the reciprocal of the size of its automorphism group, as one does in the cardinality of groupoids.
The original Cohen–Lenstra heuristic [CL84] suggests that when is odd the -part of the class groups of imaginary quadratic extensions of is distributed according to . The analogue for function fields was first considered by Friedman and Washington [FW89]. In the function field case, , a quadratic extension is called imaginary if it is ramified at infinity, or equivalently if it is of the form with a squarefree polynomial of odd degree .
For odd let denote the set of such imaginary quadratic extensions up to -isomorphism, and for a fixed finite abelian -group let denote the indicator function for those with -part of their class group isomorphic to . Define the upper and lower densities
[TABLE]
The formulation of the Cohen–Lenstra heuristic proved by Ellenberg, Venkatesh, and Westerland is as follows, where a prime power is called good for if is odd and neither nor is divisible by .
{theo}
[Ellenberg–Venkatesh–Westerland] Suppose is odd. As with good for , both and converge to .
I will mainly discuss the solution of the topological problem that Theorem 1 reduces to, but will first briefly outline how this topological problem arises.
2 Reduction to counting points of Hurwitz schemes
The key property of the Cohen–Lenstra distribution is that for any finite abelian -group the expected number of surjections is 1 when is distributed according to , and in fact this property characterises [EVW16, Lemma 8.2]. For one writes for the number of surjections from the class group of to . Using the above characterisation of the measure , Ellenberg, Venkatesh, and Westerland show [EVW16, p. 777] that to prove Theorem 1 it suffices to prove the following.
{theo}
[Theorem 8.8 of [EVW16]] Suppose is odd and is good for . There is a constant such that
[TABLE]
for all and with , , and odd.
A pair of a finite group and a conjugation-invariant subset is called admissible if generates and if whenever then for all coprime to . If is admissible then there are Hurwitz schemes over which parametrise connected branched Galois -covers of the affine line with branch points and monodromy in the class . These schemes are formed out of similar schemes parametrising branched Galois -covers of the projective line, which have been constructed by Romagny and Wewers [RW06].
The crucial relation between the Cohen–Lenstra heuristic for function fields and these Hurwitz schemes, which was discovered by Yu [Yu97], is as follows. For an odd prime and an abelian -group , form the semi-direct product , where acts on by inversion, and let denote the conjugacy class of involutions. The pair is admissible in the sense defined above, and using Proposition 8.7 of [EVW16], which for this choice of relates surjections to branched Galois -covers of the affine line with monodromy in the class , one shows that
[TABLE]
On the other hand, the number of squarefree polynomials of degree is , but the sets of polynomials which differ only by a square in define isomorphic quadratic extensions, so
[TABLE]
To prove Theorem 1 it therefore suffices to prove the following.
**Statement **\thedefi
Suppose is odd and is good for . There is a constant such that
[TABLE]
for all and with , , and odd.
3 Point counting and homological stability
3.1 Example of the method: squarefree polynomials
I will first illustrate how algebraic topology may be used to prove results such as Statement 2 with a much simpler example. The squarefree, monic, degree polynomials over are the -points of a scheme over . Parametrising monic degree polynomials by their coefficients, may be described as the complement in of the zero-locus of the discriminant morphism .
As a squarefree, monic, degree polynomial over is determined by its unordered set of distinct roots, the set of complex points in the analytic topology is precisely the space of configurations of distinct unordered points in . This space is well-studied222Its fundamental group is Artin’s braid group on strands, , and in fact is an Eilenberg–MacLane space for this group. The homology of this space therefore coincides with the group homology of , and can also be studied from this perspective. and its -homology can be computed by many methods (originally by Arnol’d [Arn70]): for it is
[TABLE]
Furthermore, the discriminant restricts to a morphism which on complex points gives a continuous map , and this map induces the above isomorphism on -homology.
To evaluate the number of squarefree, monic, degree polynomials over one may try to apply the Grothendieck–Lefschetz trace formula to the smooth -dimensional scheme , in the form
[TABLE]
where is an auxiliary prime number not dividing . If there were a natural comparison isomorphism
[TABLE]
then by the isomorphism (1) and the fact that it is induced by the discriminant morphism, one would be able to calculate the étale cohomology of , as well as the action of , to be
[TABLE]
This recovers the well-known calculation .
The only step I have missed is the comparison isomorphism (2). There is indeed such an isomorphism, which in this situation has been established by Lehrer [Leh92].
That one knows all the homology of braid groups as in (1) is a luxury that will not be available in typical applications of this method, so let me revisit the above example assuming only a more representative amount of information. Using topological methods one may hope to establish an analogue of the following.
{theo}
[Homological stability] There are maps
[TABLE]
which are isomorphisms as long as .
As I described in the introduction, there is a large literature on such homological stability theorems. By very different topological techniques, one may also hope to establish an analogue of the following.
{theo}
[Stable homology] There is an isomorphism
[TABLE]
where the direct limit is formed using the maps in Theorem 3.1.
There is also a significant literature on identifying the stable homology of sequences of spaces, the most significant in recent years being the identification of the stable homology of mapping class groups by Madsen and Weiss [MW07], the identification of the stable homology of by Galatius [Gal11], the identification of the stable homology of diffeomorphism groups of certain high-dimensional manifolds by Galatius and myself [GRW17], and the identification of the homology of Higman–Thompson groups by Szymik and Wahl [SW19].
In addition, one may hope to estimate the complexity of the spaces in question, analogous to the following, which has been proved by Fox and Neuwirth [FN62] and by Fuks [Fuk70].
{theo}
[Complexity] The space has the homotopy type of a cell complex having cells.
3.1.1 The conclusion using Deligne’s bounds
Using the Grothendieck–Lefschetz trace formula together with Deligne’s theorem that eigenvalues of acting on are bounded above in absolute value by , one finds that for each fixed the limit
[TABLE]
is equal to if either limit exists. The latter does and is equal to 1, as has a single geometrically connected component, which is defined over any .
3.1.2 The conclusion using stability
The limit over formed above is often not so interesting, and instead one would like to know whether the limit
[TABLE]
exists and what it is. Suppose that one only knows the Homological Stability Theorem and the Complexity Theorem. For one may then estimate
[TABLE]
This is not a very refined estimate but it is at least independent of . Returning to the Grothendieck–Lefschetz trace formula, and using that has a single geometrically connected component which is -rational for any , one finds that
[TABLE]
where the first term is a geometric sum and the second term is less than . Thus, writing
[TABLE]
for the upper and lower densities, as long as one obtains the estimate
[TABLE]
This in particular tells us that as , which does not follow from the estimate using Deligne’s bound alone (which would give rather than ). However, it does not tell us whether tends to a limit with for any particular .
It is this style of argument that will be used to prove Theorem 1.
3.1.3 The conclusion using stability and stable homology
If in addition one knows the Stable Homology Theorem then one can replace the first term in the estimate (3) with a correction to the left-hand side, giving instead
[TABLE]
and so as long as . In particular the upper and lower densities agree, so converges as to the limit for all large enough .
3.2 The case of Hurwitz schemes
Ellenberg, Venkatesh, and Westerland propose to use the above method to prove Statement 2, and hence Theorem 1. In this case one should choose a sufficiently large auxiliary prime number coprime to . Supposing that an appropriate comparison theorem is available, which is established in Proposition 7.7 of [EVW16], Statement 2 can be proved by the above method by showing:
That , or in other words that has just one geometrically connected component which is -rational. (As has many connected components this is of course not possible for all . It is here that the assumption that does not divide enters: all connected components but one contain -th roots of unity in their field of definition.333This means that the argument explained here implies that the Cohen–Lenstra heuristic is not valid for function fields when contains -th roots of unity, but on the other hand it also explains how it should be corrected. This correction has been implemented in some cases by Garton [Gar15]. That a correction to the Cohen–Lenstra heuristic in the number field case may be necessary in the presence of -th roots of unity had been observed earlier by Malle [Mal08].) I will not discuss this point any further. 2. 2.
That there are constants and , depending only on the abelian group , such that
[TABLE]
for all large enough .
In turn, the second item would follow if there were a Complexity Theorem of the form , for a constant depending only on the abelian group , and a Homological Stability Theorem of the following form.
**Statement **\thedefi
There are constants , , and , depending only on the abelian group , such that
[TABLE]
for all .
The space parametrises connected branched -covers of with branch points, the monodromy around each of which lies in the class . Recording the set of distinct branch points gives a map
[TABLE]
and the fibre over a point is given by the set of isomorphism classes of connected principal -bundles over whose monodromy around each lies in ; in particular this map is a covering space, and one may try to identify it. I mentioned above that the fundamental group of is Artin’s braid group on strands, . This braid group acts on by
[TABLE]
where is the elementary braid that carries the -th strand over the -st. If denotes the subset of tuples which collectively generate , and denotes the quotient of this set by the action of by conjugation of all elements, then the covering space (5) may be identified as that given by the -set . From Theorem 3.1 it follows that admits a cell structure with cells, providing the required Complexity Theorem in this case.
In the rest of this exposition I will explain the proof of Statement 3.2.
4 Spaces of marked branched covers
Ellenberg, Venkatesh, and Westerland introduce the following topological model for Hurwitz spaces.
{defi}
For , a group, and a conjugation-invariant subset, let denote the set of tuples where
, 2. 2.
is a configuration of distinct unordered points in , and 3. 3.
is a continuous map sending to the basepoint, and sending a small loop around each point of to a loop in representing an element of .
Let denote the subset of those such that is -surjective.
One thinks of the data as describing a branched cover of , with branch points and monodromy given by . There is a forgetful map
[TABLE]
to the space of pairs as above, and a homotopy equivalence .
The space can be topologised so that the map is a fibration, whose fibre over is the space of maps
[TABLE]
sending a small loop around each point of to a loop in the conjugation-invariant subset . Recording the monodromy around loops based on as shown in Figure 1 gives a homotopy equivalence between this mapping space and . Thus, recalling that is an Eilenberg–MacLane space for the braid group , the map (7) may be identified up to homotopy with the Borel construction
[TABLE]
with action as in (6).
4.1 Relation to Hurwitz spaces
If is a single conjugacy class and denotes those tuples which generate , then the above identification restricts to a homotopy equivalence between and the homotopy orbit space . In the last section was identified with . To relate that with the spaces described here, note that the action of on itself by conjugation induces an action on , and hence an action on by postcomposition of the maps . Preferring to work with homotopy quotients, this gives a map
[TABLE]
which induces an isomorphism on rational homology (as does, because the stabilisers of this action are finite groups).
Thus in order to prove Statement 3.2 it will be enough to prove the following, which is the second part of Theorem 6.1 of [EVW16] (I will also prove the first part along the way). Recall that is a finite abelian -group, where acts by inversion, and is the conjugacy class of all involutions in .
{theo}
There are constants , , and , depending only on , such that there are -equivariant isomorphisms
[TABLE]
for all .
Statement 3.2 is immediately deduced from this by taking -coinvariants.
4.2 Multiplicative structure
For the discussion so far I could have worked with a simpler model of given by setting everywhere. The advantage of allowing to vary is that it provides
[TABLE]
with the structure of a topological monoid, where I declare to be the unit and define the multiplication between terms with via the formula
[TABLE]
where
[TABLE]
4.3 The ring of components
A consequence of this multiplicative structure is that for a field one can form a graded -algebra with . By the homotopy equivalence which I have discussed, the vector space has a basis given by the quotient set . I will write such equivalence classes as tuples , bearing in mind that for any the symbol represents the same element. Multiplication in the ring is given by concatenation of such tuples.
The global monodromy of an element is the product in , which is well-defined. If a tuple has trivial global monodromy, then by applying elements of the braid group one sees that
[TABLE]
for any . In particular, a tuple with trivial global monodromy lies in the centre of the graded ring .
The goal of this section is to establish a strong structural result about the ring , assuming the following property.
{defi}
A pair of a group and a conjugacy class has the non-splitting property if generates and if for each the set is either empty or is a conjugacy class of .
For , with an abelian group of odd order and acting by inversion, and being the conjugacy class of all involutions in , the pair has the non-splitting property.
Proposition 1** (Lemma 3.5 of [EVW16]).**
Suppose that has the non-splitting property and is a unit in the field . Then there are natural numbers and a such that the maps
[TABLE]
are isomorphisms for all .
The main tool for proving this proposition is the following result of Conway and Parker, and Fried and Völklein [FV91]. A proof is included as Proposition 3.4 of [EVW16].
{lemm}
Let be a finite group, a conjugacy class of , and . For sufficiently large , every -tuple of elements which generate is equivalent under the action of to a tuple where generate .
Proof 4.1** (Proof of Proposition 1).**
Write for the order of . For a natural number one may form the element
[TABLE]
in the graded ring , having grading . The element has trivial global monodromy so lies in the centre of , and hence does too. The element will be for a large enough , so in fact the left- and right-multiplication maps will be equal.
For a subgroup , let denote the subset of those such that the group generated by is .
Claim.* There is a and a such that for every , every , and every , the function*
[TABLE]
is a bijection, and this bijection is independent of .
Proof 4.2** (Proof of Claim).**
First I will establish the claim for and without the “independent of ” clause. If there is nothing to show; otherwise is a conjugacy class in , so one can apply Lemma 4.3 to , showing that is surjective for all large enough . Iterating this, is surjective for all large enough . As these are finite sets, it is in fact bijective for all large enough .
I will now address the “independent of ” clause. For and all large enough the maps and are both bijections, so there are permutations
[TABLE]
for all large enough (which are compatible with respect to ). If denotes the lowest common multiple of the orders of these permutations for all large enough , which is finite by the compatibility property, then because commutes with any it follows that
[TABLE]
for all large enough . Taking to be the product of over all and then has the required property.
Choose with the provided by this claim. Filter the graded vector space by the subspaces spanned by those tuples which generate a subgroup of of order at least . Multiplication by preserves this filtration, so induces a map after taking associated graded. One has
[TABLE]
Multiplication by on the term is 0 if , as then together with generate a group of order strictly larger than . For all and all large enough multiplication by induces the same isomorphism to . Thus for all large enough the map
[TABLE]
induces times an isomorphism, which is an isomorphism as divides so is a unit in by assumption. As the filtration of by ’s is finite, the result follows.
5 Aside: Group-completion and delooping
The material in this section does not appear in the work of Ellenberg, Venkatesh, and Westerland, though it is related to parts of their withdrawn preprint [EVW12] and Corollary 5.2 is proved there by different means. However, I find the point of view taken here clarifying, and it has informed the exposition I am giving of their results. I discovered the essential idea of Section 5.2 in 2009, when Westerland sent me a draft of [EVW16].
5.1 Calculus of fractions and group-completion
The multiplicative structure on is certainly not commutative, even up to homotopy. One way to see this is to note that sending to the homotopy class of the restriction of to defines a monoid homomorphism
[TABLE]
with image the subgroup of generated by , which need not be commutative. Now is equipped with a left -action, called , induced by the conjugation action of on itself, and if the codomain of is considered as the left -space then the map is -equivariant. This provides the data of a “-crossed space”, cf. Remark 6 for this notion and the proof of the following lemma.
{lemm}
The maps given by
[TABLE]
are homotopic.
This lemma implies that the localisation may be constructed by right fractions. Thus the Group-Completion Theorem, in the form proved by Quillen [FM94, Theorem Q.4], applies and yields a ring isomorphism
[TABLE]
with the homology of the homotopical group-completion .
5.2 The delooping of is the rack space of
There is a well-understood principle for producing models for deloopings of geometric monoids such as , originated by Segal [Seg73], which in this case identifies up to homotopy equivalence with the space of pairs consisting of
a finite subset , and 2. 2.
a continuous map sending a small loop around each point of to a loop in the conjugacy class .
However, the topology on this space is not what one first thinks! Rather, it is given a topology of convergence on compact subsets of , meaning that points of are allowed to move towards in the -direction and then vanish. In particular the cardinality of is not locally constant on this space.
Inside is the subspace consisting of those pairs for which the projection map is injective, i.e. such that each line contains at most one point of .
{lemm}
The inclusion is a weak homotopy equivalence.
Proof 5.1**.**
For each compact subset of there is an so that each interval contains at most one point of . The subset then deforms into by stretching to , pushing off to any points of outside and forgetting the map outside this region. This deformation preserves the subspace .
(This argument might seem suspect at first; it is the unusual topology on which allows it. This kind of argument is often known as “scanning”.)
The space has a stratification by number of branch points. The -th open stratum has an evident map given by recording the first coordinates of the branch points as well as their monodromies taken around the loops indicated in Figure 1. Taken together these yield a map to the geometric realisation of the (semi-)cubical space (also known as a -space) having as its set of -cubes, and having face maps
[TABLE]
The map is easily seen to be a weak homotopy equivalence, by induction over strata. The geometric realisation is precisely the rack space of the rack444Recall that a rack is a set with a binary operation for which each is an automorphism of sets-with-a-binary-operation. Ours is the prototypical example: a conjugacy class of some group, acting on itself by conjugation. , as defined by Fenn, Rourke, and Sanderson [FRS95].
Proposition 2**.**
There is a weak equivalence .
In particular, the fundamental group of is the universal enveloping group of the conjugacy class , and the homology of is the rack homology of .
The following was proved by other means in [EVW12].
{coro}
If is a conjugacy class which generates , then each path component of has the rational homology of .
Proof 5.2**.**
I first claim that the morphism of racks induces an isomorphism on rational rack homology. Rack homology of over only makes use of the free -module on , , with its structure of a braided vector space. The map is a morphism of braided vector spaces which splits , so is split surjective on rational rack homology.
On the other hand Etingof and Graña [EG03] have shown that the dimension of the -th rational rack homology is precisely , where is the number of orbits of the rack acting on itself. If is a conjugacy class which generates then its action on itself has a single orbit, so its rational rack homology is 1-dimensional in each degree: by the above, must then induce an isomorphism on rational rack homology.
Writing for the monoid made out of the configuration spaces as in (7), its delooping is given by the rack space of the trivial rack. Thus the map is a rational homology equivalence, so is a rational homology equivalence on each path-component. Finally, each path component of has the rational homology of .
6 -homology and its Koszul complex
In this section and the rest of this exposition I will pass from working in topology to working in higher algebra, more specifically working with algebras and modules in the category of chain complexes. The topological monoid structure on constructed in Section 4.2 endows its complex of singular -chains
[TABLE]
with the structure of a differential graded algebra (dga). I will consider it as an augmented dga with augmentation given by projection to the summand followed by the canonical augmentation of this based chain complex. In this way has the structure of an -bimodule.
Furthermore, the dga comes with an additional -grading, given by the direct sum decomposition (9). From now on I will usually work in the category of chain complexes of -modules equipped with an additional -grading, which formally means the category of functors . I will form tensor products in the graded sense. For an object I will write for the chain complex of grading . For homology, I will write
[TABLE]
Thus , and the -graded dga structure on make these homology groups into a bigraded ring. In particular, the graded ring I have been denoting by is simply .
{defi}
For a graded left -module the -module homology is the homology of the derived tensor product . More explicitly, it is the homology of the two-sided bar construction formed in the category .
The goal of this section is to develop a tool for the efficient calculation of -module homology, by calculating the Koszul dual of . By this I mean the dg coalgebra given by the two-sided bar construction where is considered as a left or right -module via . The result is remarkably simple.
{theo}
One has
[TABLE]
As a coalgebra this is the quantum shuffle coalgebra on the braided vector space .
Proof 6.1**.**
Write where is considered as an -module via . Let be the alternative augmentation induced by the map of spaces . If is filtered by its -grading and is given the constant filtration then is a filtered map, and its associated graded is . Thus there is a corresponding filtration of with associated graded .
Now , and the filtration in question is induced by the filtration of the classifying space by number of branch points. The equivalences from Section 5.2 are of filtered spaces when is given the filtration by cubical skeleta, so the associated graded of in grading is a pointed space homotopy equivalent to . The homology calculation follows.
The coproduct is given by the map on associated graded induced by the Serre diagonal of the (semi-)cubical set , namely
[TABLE]
where the sum is taken over all decompositions and all -shuffles. Using the formulas (8) for the face maps of this (semi-)cubical set, this gives the quantum shuffle coproduct for the braided vector space .
A graded left -module has a canonical filtration by -submodules given by its grading, and the associated graded is isomorphic to as a graded chain complex, but the -module structure is now that induced via the augmentation . Thus there is a corresponding filtration of with associated graded , and so a spectral sequence
[TABLE]
with differentials . As is an -module each graded vector space is a module over the graded ring and as one in particular obtains action maps . By an analysis similar to the second part of Theorem 6 the -differential of this spectral sequence can be identified in terms of this structure as
[TABLE]
However, I shall not need to make use of this explicit formula.
If is discrete (i.e. supported in homological degree 0) then an -module structure on is the same as an -module structure on , induced along the quotient map . In this case the above spectral sequence only has a -differential and hence . Ellenberg, Venkatesh, and Westerland discover the chain complex differently to the way I have done so here, and they denote it and call it a “Koszul-like complex”; from the point of view taken here it is precisely the Koszul complex for computing the -module homology of a discrete -module .
{rema}
The dual calculation to that of Theorem 6 has been made by Ellenberg, Tran, and Westerland [ETW17], who show that the -algebra of the quantum shuffle algebra on agrees with .
{rema}
There is another perspective on Theorem 6 which may be clarifying, involving the notion of “-crossed spaces”, cf. [FY89, Section 4.2]. Consider the category of -spaces equipped with a -equivariant map . This category has a monoidal structure in which is given by the -space with the reference map
[TABLE]
This monoidality admits a braiding via the formula
[TABLE]
A conjugacy class defines an object of , with -action given by conjugation and given by the inclusion . It is then almost tautological, given that , that there is an equivalence of -algebras
[TABLE]
where the free -algebra on is formed in the braided monoidal category . This incidentally provides the proof of Lemma 5.1.
From this point of view Theorem 6 simply records the well-known fact that the bar construction of an augmented free -algebra on an object is the free -algebra on the suspension of (taken in the category of pointed objects): in this case giving the free -algebra on .
7 The Regularity Theorem for -homology
In this section I will describe the most technical, and certainly most surprising, step in Ellenberg, Venkatesh, and Westerland’s argument. From the point of view I am taking here, of modules over the dga and -homology, the result can be interpreted as asserting that discrete -modules which are finitely presented have finite Castelnuovo–Mumford regularity (in a slightly non-standard sense, in which a grading is scaled).
In this section, for a -graded -module I will write
[TABLE]
Recall that for a left -module I defined , and write . The regularity theorem is then as follows, where as mentioned in the last section I consider -modules as discrete -modules via the quotient map .
{theo}
[Theorem 4.2 of [EVW16]] Suppose that is non-splitting, as in Definition 4.3. Then there is a constant depending on such that for any left -module one has
[TABLE]
for all .
To prove Theorem 7, Ellenberg, Venkatesh, and Westerland first consider the analogous regularity question for the graded ring instead of the graded dga . To state this, for a left -module let me write , and .
Proposition 3** (Proposition 4.10 of [EVW16]).**
Suppose that is non-splitting. Then there is a constant depending on such that for any left -module one has
[TABLE]
for all .
The following argument departs from that given by Ellenberg, Venkatesh, and Westerland, but to me seems considerably simpler.
Proof 7.1**.**
Let and be as in Proposition 1. Consider the homotopy cofibre (or mapping cone) of the map
[TABLE]
where denotes the -graded chain complex consisting of in grading and homological degree [math]. By Proposition 1 this has for all and all . One can consider as the derived tensor product , and can repeat this discussion with the module instead of to obtain . Consider then
[TABLE]
and filter by its grading, to obtain a spectral sequence
[TABLE]
which is depicted in Figure 2 and has differentials . Both and have homology concentrated in homological degrees 0 and 1, because they are homotopy cofibres of maps between discrete objects.
The claim clearly holds for . Consider the group for . If elements of this group survived the spectral sequence then they would contribute to , but this vanishes so for the group must die in the spectral sequence. The possible targets of differentials out of this group are with , as shown in Figure 2. These are subquotients of
[TABLE]
which are zero if or if and . Thus, by induction on ,
as long as or in other words as long as
[TABLE]
then there are no possible targets for differentials starting at , so this group must vanish. But , so if vanishes then so does . Choosing , it follows that as required.
In order to deduce Theorem 7 from Proposition 3 one requires control of the -homology of , which is provided by the following lemma.
{lemm}
[Proposition 4.12 of [EVW16]] Suppose that is non-splitting. There is a constant depending on such that . Furthermore .
Proof 7.2**.**
Let and be as in Proposition 1. Consider the induced map
[TABLE]
On the one hand this map is nullhomotopic, as each map with having is. This is because of the functorial calculus of fractions explained in Lemma 5.1, which shows that is equal to an automorphism of followed by . But left multiplication by is simplicially nullhomotopic on this bar construction, as it is induced by the left -module structure on .
On the other hand, let us calculate the induced map using the Koszul complex for -homology described in Section 6, the relevant portion of which is
[TABLE]
The vertical maps are all isomorphisms as long as , by Proposition 1, so the induced map on homology in the middle position is an isomorphism in this range of degrees too.
Putting the results of the last two paragraphs together shows that the degree of is at most , so the claimed result holds with .
For the addendum, note that preserves epimorphisms, there is an epimorphism , and is 1-dimensional supported in grading 0.
Proof 7.3** (Proof of Theorem 7).**
Write
[TABLE]
and filter by its grading to obtain a spectral sequence
[TABLE]
This again looks like Figure 2.
Let me first show how to estimate in terms of for . In the case there can be no differentials leaving , so it must vanish if . But so contains as a summand, which must then vanish too, hence . In the case differentials leaving go to , which vanishes if either (by the addendum in Lemma 7.1) or if (so certainly if ). Thus vanishes if both and , but again contains as a summand, giving .
The spectral sequence gives
[TABLE]
If then the relevant term is
[TABLE]
using the addendum in Lemma 7.1, Proposition 3, and the above. If then the relevant term is
[TABLE]
using Lemma 7.1 and the above. In either case, as long as this is . In particular, by comparison with the proofs of Proposition 3 and Lemma 7.1 it follows that suffices.
For homological stability one is interested in the range of degrees in which multiplication by induces an isomorphism on an -module , in other words the degree of for and . This can be estimated in terms of the -homology of as follows.
{coro}
For a left -module one has and .
Proof 7.4**.**
Use the spectral sequence (11) from the proof of Proposition 3 again.
The terms which could contribute to are with . Now for , and by the proof of Theorem 7 for , since . Thus these terms all vanish for .
The terms which could contribute to are
[TABLE]
Now for , and by the proof of Theorem 7 for , since . Thus these terms all vanish for .
8 Proof of homological stability
Given the preparations now made, the proof of homological stability for the spaces of marked branched covers is very formal. In this context homological stability in degree means showing that the maps
[TABLE]
are isomorphisms for all large enough , and by Corollary 7 to show this it is enough to bound the degrees of and appropriately. By the regularity theorem it is equivalent to bound the degrees of all appropriately, which is better suited to an inductive proof.
Proposition 4**.**
.
Proof 8.1**.**
Filtering the -module by its grading induces a filtration of with associated graded , and so an associated spectral sequence
[TABLE]
which converges to 0 for . As discussed in Section 6, taking homology with respect to the -differential computes the -module homology of the graded -modules , considered as discrete modules, so the spectral sequence takes the form
[TABLE]
with differentials .
Let us prove the claim in the proposition by induction on : it holds for , so suppose it holds for all .
Firstly, , but for so must die during the spectral sequence. There are no differentials leaving this group, and the possible differentials entering this group come from with , which is a subquotient of .
This gives the estimate
[TABLE]
Secondly, , which for must also die during the spectral sequence. There are again no differentials leaving this group, and the possible differentials entering this group come from with , which is a subquotient of . Thus
[TABLE]
Finally, by the regularity theorem we have as required.
As described above, and recalling that , by Corollary 7 the cokernel of
[TABLE]
vanishes for , and its kernel vanishes for , which proves homological stability for the spaces . Theorem 4.1 claims an analogous homological stability theorem for the spaces of connected branched covers, and furthermore claims that the stabilisation map is -equivariant. By its definition the element is -invariant and so the map is -equivariant, and hence Theorem 4.1 is a consequence of the following.
{coro}
Let be non-splitting. There are constants and , depending only on , such that
[TABLE]
is an isomorphism for all .
Proof 8.2**.**
For each subgroup write for the sub-(-graded chain complex) given by the chains on those path-components of represented by where the subgroup generated by is . Let denote the dg ideal of given by . Then , and , so that it is required to show that induces an isomorphism in a linear range of bidegrees.
The map preserves the filtration , and I will show that it induces an isomorphism on in a linear range of degrees by induction on , the base case being given by (12). On the associated graded
[TABLE]
the map decomposes as , where . By induction on one may suppose that for each proper subgroup the map is an isomorphism for all . The result then follows from an iterated application of the 5-lemma.
9 Outlook
In later work Ellenberg, Venkatesh, and Westerland [EVW12] explained what the required topological input would be to strengthen Theorem 1 from a statement about the limit as of the upper and lower densities to a statement about the actual values of the upper and lower densities for all large enough . In fact the preprint [EVW12] attempted to prove this strengthening, but came across the following difficulty.
The discussion in Section 5 shows that for , on one hand
[TABLE]
and on the other hand each path-component of has the same rational homology as . So if one knew the map
[TABLE]
was an isomorphism as long as for some constants and depending only on the abelian -group , then it would follow that each path-component of had the same rational homology as in degrees .
One could then employ the argument described in Section 3.1.3 to deduce that
[TABLE]
for all large enough which are good for . The discussion in Section 2 shows that
[TABLE]
giving that
[TABLE]
for all large enough which are good for . In the notation of Section 1, it would then follow that
[TABLE]
for all large enough which are good for , with no need to take the limit as .
However, the above argument cannot yet be made because it is not yet known whether multiplication by is an isomorphism in any range of homological degrees, only that multiplication by is. These are quite different maps, and it seems very difficult to approach stability for by a variant of the method explained here. Ellenberg, Venkatesh, and Westerland’s argument for proceeds by showing that it induces isomorphisms on homology for the larger spaces of possibly disconnected branched covers, but these definitely do not enjoy homological stability with respect to (even their [math]-th homology fails to stabilise). In a different direction, if one replaces the monoid by its submonoid of connected branched covers then a statement as simple as Theorem 6 cannot possibly hold. However, in contrast to these difficulties, in every other situation in which I have seen homological stability it is maps akin to which induce isomorphisms. Homological stability of the spaces with respect to the maps should serve as a guiding problem for mathematicians working in this subject.
Acknowledgements. I would like to thank Andrea Bianchi, Jordan Ellenberg, Manuel Kannich, Jack Thorne, and Nathalie Wahl for useful comments. The author was partially supported by the ERC under the European Union’s Horizon 2020 research and innovation programme (grant agreement No. 756444), and by a Philip Leverhulme Prize from the Leverhulme Trust.
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