Are there any challenges in the charmonia production and polarization at the LHC?
S.P. Baranov, A.V. Lipatov

TL;DR
This paper investigates the challenges in charmonia production and polarization at the LHC by analyzing various mesons using a $k_T$-factorization approach, fitting data, and making predictions about polarization parameters.
Contribution
It introduces a comprehensive analysis combining off-shell amplitudes, nonrelativistic QCD, and unintegrated gluon densities to describe charmonium production and polarization at the LHC.
Findings
A universal set of parameters describes LHC data well.
Predictions for polarization parameters match some experimental data.
The approach provides insights into the production mechanisms of charmonia.
Abstract
We analyze the inclusive prompt production of , , and mesons at the LHC using the -factorization approach. Our consideration is based on the off-shell production amplitudes for hard partonic subprocesses, nonrelativistic QCD formalism for the formation of bound states and transverse momentum dependent (or unintegrated) gluon densities in a proton derived from Catani-Ciafaloni-Fiorani-Marchesini equation. The nonperturbative color octet transitions are treated in terms of the multipole radiation theory. We extract the corresponding long-distance matrix elements from a combined fit to transverse momentum distributions measured at various LHC experiments. We make predictions for the polarization parameters , , and the frame-independent parameter and compare them to the available…
| A0 | JH’2013 set 1 | JH’2013 set 2 | NLO NRQCD fits | |
| /GeV3 | 0.7038 | 0.7038 | 0.7038 | 0.529[7] |
| /GeV3 | [7] | |||
| /GeV3 | [7] | |||
| /GeV5 | [7] | |||
| /GeV5 | [10] | |||
| /GeV5 | [10] | |||
| /GeV3 | [10] | |||
| /GeV3 | 1.16 | 1.16 | 1.16 | 1.16[7] |
| /GeV3 | 0.0 | 0.0 | 0.0 | [7] |
| /GeV3 | [7] | |||
| /GeV5 | [7] | |||
| /GeV3 | 0.39 | 0.39 | 0.39 | 0.39[7] |
| /GeV3 | [7] | |||
| /GeV3 | 0.0 | 0.0 | 0.0 | 0.097[7] |
| /GeV5 | [7] | |||
| /GeV5 | [10] | |||
| /GeV3 | [10] |
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Are there any challenges in the charmonia production and polarization at the LHC?
S.P. Baranov1, A.V. Lipatov2, 3
1*P.N. Lebedev Institute of Physics, Moscow 119991, Russia
2Skobeltsyn Institute of Nuclear Physics, Lomonosov Moscow State University, Moscow 119991, Russia
3Joint Institute for Nuclear Research, Dubna 141980, Moscow Region, Russia
**Abstract **
We analyze the inclusive prompt production of , , and mesons at the LHC using the -factorization approach. Our consideration is based on the off-shell production amplitudes for hard partonic subprocesses, nonrelativistic QCD formalism for the formation of bound states and transverse momentum dependent (or unintegrated) gluon densities in a proton derived from Catani-Ciafaloni-Fiorani-Marchesini equation. The nonperturbative color octet transitions are treated in terms of the multipole radiation theory. We extract the corresponding long-distance matrix elements from a combined fit to transverse momentum distributions measured at various LHC experiments. We make predictions for the polarization parameters , , and the frame-independent parameter and compare them to the available and data. Finally, we present a universal set of parameters that provides a reasonable simultaneous description for the whole body of the LHC data (on the distributions, relative production rates and polarization observables) for the whole charmonium family.
PACS number(s): 12.38.-t, 13.20.Gd, 14.40.Pq
1 Introduction
Since it was first observed, the prompt charmonia production in hadronic collisions remains a topic of considerable theoretical and experimental interest. A commonly accepted theoretical framework for the description of charmonia production and decay is provided by the nonrelativistic QCD (NRQCD) factorization[1, 2]. In this formalism, the perturbatively calculated cross sections for the short-distance production of a pair in an intermediate Fock state with spin , orbital angular momentum , total angular momentum , and color representation are accompanied with long-distance matrix elements (LDMEs), which describe the transition from that intermediate state into a physical meson via soft gluon radiation. The LDMEs are assumed to be universal (process- and energy-independent) and obeying certain hierarchy in powers of the relative charmed quarks velocity .
At present, the cross sections of , , and production in collisions are known at the next-to-leading order (NLO) accuracy [3, 4, 5, 6, 7, 8, 9, 10, 11, 12, 13, 14, 15]. The dominant tree-level next-to-next-to-leading order (NNLO*∗*) corrections to the color-singlet (CS) mechanism have been calculated[16]. The long-distance matrix elements (LDMEs) are not calculable within the theory and can only be extracted from fits to the data. Then, with properly adjusted LDMEs values, a reasonably good description of the , and transverse momentum distributions measured at the Tevatron and LHC is achieved[3, 4, 5, 6, 7, 8, 9, 10]. However, the extracted LDMEs dramatically depend on the minimal charmonium transverse momentum used in the fits and are incompatible with one another when obtained from fitting different data sets. Moreover, none of the fits is able to reasonably accommodate the polarization measurements (the so called ”polarization puzzle”).
The fits involving low data lead to the conclusion that and production at large transverse momenta must be dominated by the contributions with strong transverse polarization, that contradicts to the unpolarized production seen by the CDF Collaboration at the Tevatron[17, 18] and CMS[19] and LHCb[20, 21] Collaborations at the LHC. To obtain an unpolarized meson, it is necessary to assume that its production is dominated by the scalar intermediate state [4]. This comes to an immediate conflict with the recent LHCb data[22] on the meson production, as the respective and LDMEs are related by one of the basic NRQCD principles, the heavy quark spin symmetry (HQSS). The impact of the data[22] on the general understanding of the charmonia production and polarization phenomena was investigated in[12]. The overall situation is found difficult and has been even called ‘challenging’[13]. At present, the conventional NRQCD is yet far from understanding the data (see also discussions[23, 24, 25]). So, the further theoretical studies are still an urgent task.
Recently, a solution to the polarization puzzle has been proposed[26] in the framework of a model that interprets the soft final state gluon radiation as a series of color-electric dipole transitions. In this way the LDMEs are represented in a form ispired by the classical multipole radiation theory, so that the spin structure of the transition amplitudes is explicitly specified. The calculations made in this approach lead to weak final polarization, either because of the cancellation between the and contributions, or as a result of two successive color-electric (E1) dipole transitions in the chain with . This solves completely the polarization puzzle for mesons and, also, the production puzzle for mesons (see[27, 28, 29, 30]). Since we no longer need the polarization-diluting contribution to , we neither need its HQSS counterpart process, the contribution to , while the production of is saturated by the color singlet mechanism alone.
We follow this approach[26] in the present paper and carry out a global study of the production and polarization phenomena for the entire charmonium family (, , and ) at the LHC. To describe the perturbative production of a pair in hard scattering subprocess we employ the -factorization formalism[31, 32]. This formalism is based on the Balitsky-Fadin-Kuraev-Lipatov (BFKL)[33] or Catani-Ciafaloni-Fiorani-Marchesini (CCFM)[34] evolution equations and has certain technical advantages in the ease of including higher-order radiative corrections (namely, a part of NLO + NNLO +… terms corresponding to the initial-state real gluon emissions) in the form of transverse momentum dependent (TMD) gluon densities111See reviews[35, 36] for more information.. Then we perform a simultaneous fit for charmonia LDMEs using the latest LHC data collected by the ATLAS[37, 38, 39], CMS[40, 41, 42] and LHCb[43, 44, 45, 46, 47, 48, 49] Collaborations at , , and TeV222In our previous studies[27, 28, 29] such fits were performed using the LHC data at TeV only.. We also pay attention to the relative production rates, for example, , as the latter are sensitive to the color siglet and color octet production mechanisms. A clear understanding of (and, of course, ) production is an important component of any general description of production and polarization since the feed-down contributions from radiative decays constitute about 30% of the visible cross section at the LHC. Using the fitted LDMEs, we make predictions for the polarization parameters , and and compare them to the currently available data on and mesons. Our main goal is to show that the consistently used approach[26] meets no troubles with the available charmonia data (including transverse momentum distributions, relative production rates and polarization observables). We end up with presenting a universal set of parameters that provides a reasonable simultaneous description of everything.
The outline of our paper is the following. In Section 2 we describe the basic steps of our calculations. In Section 3 we perform a numerical fit and extract the charmonia LDMEs from the latest LHC data[37, 38, 39, 40, 41, 42, 43, 44, 45, 46, 47, 48, 49] on the transverse momentum distributions. Later in this section we check the compatibility of the extracted LDMEs with the available data[50] on charmonia polarization. The comparison is followed by a discussion. Our final conclusions are collected in Section 4.
2 Theoretical framework
We start with recalling the essential calculation steps. Our consideration is based on the following leading-order off-shell gluon-gluon fusion subprocesses for and mesons:
[TABLE]
[TABLE]
for mesons (with , , ):
[TABLE]
and for mesons:
[TABLE]
Additionally, we took into account the feed-down contribution to production from the decays . The leading contributions to come from the off-shell partonic subprocesses
[TABLE]
[TABLE]
where the four-momenta of all particles are indicated in the parentheses. The corresponding production amplitudes contain spin projection operators which discriminate the spin-singlet and spin-triplet states[51]:
[TABLE]
[TABLE]
where is the charmed quark mass. States with various projections of the spin momentum onto the axis are represented by the polarization four-vector . Here and are the four-momenta of the charmed quark and anti-quark:
[TABLE]
The relative momentum of the quarks in a bound state is associated with the orbital angular momentum . According to the general formalism[52, 53], the terms showing no dependence on are identified with the contributions to the states while the terms linear (quadratic) in are related to the () states with the proper polarization vector (resp., polarization tensor ).
The hard scattering amplitude has to be multiplied by the bound state wave finction and integrated over . The integration is done after expanding the amplitude around :
[TABLE]
A term-by-term integration of this series employs the identities[51]
[TABLE]
[TABLE]
where is the radial wave function in the coordinate representation. The first term in (10) only contributes to -waves, but vanishes for -waves. On the contrary, the second term only contributes only to -waves, but vanishes for -waves. The corresponding LDMEs are related to the wave functions and their derivatives[1, 2] as
[TABLE]
for -waves and
[TABLE]
for -waves. All algebraic calculations are straightforward and have been done in our previous papers[27, 28, 29, 30]. The resulting expressions have been tested for gauge invariance by substituting the gluon momenta for corresponding polarization vectors. We have observed gauge invariance even with off-shell initial gluons.
Now, let us turn to non-perturbative ingredients of the theory. As it is motivated by the HQSS relations, the LDMEs should be identical for transitions in both directions (from vectors to scalars and vice versa) and can only differ by an overall normalizing factor representing the averaging over spin degrees of freedom. Thus, we strictly have from this property[1, 2]:
[TABLE]
for all - and -wave bound states and color states . The relations between the different LDMEs require that the fit be done simultaneously for the entire charmonium family.
Following the ideas of[26], we employ the classical multipole radiation theory to describe nonperturbative transformations of the color-octet pairs produced in hard subprocesses into observed final state charmonia. Only a single E1 transition is needed to transform a -wave state into an -wave state, and the structure of the respective amplitudes is taken as[54]
[TABLE]
[TABLE]
[TABLE]
where and are the four-momenta of the emitted gluon and the produced meson, , , and are the polarization vectors (tensor) of the respective particles and is the fully antisymmetric Levi-Civita tensor. The transformation of an -wave state into another -wave state (such as meson) is treated as two successive E1 transitions , proceeding via either of the three intermediate states: , , or . For each of the two transitions we exploit the same effective coupling vertices (23) — (25). Note that the expressions describing E1 transitions are the same for gluons and photons (up to an overall color factor) and therefore can also be used to calculate the polarization variables in radiative decays in feed-down processes and . The polarization of the outgoing mesons can then be calculated without any ambiguity.
The production cross section for a charmonium is calculated as a convolution of the off-shell partonic cross section and the TMD gluon densities in a proton. We have for the and subprocesses, respectively:
[TABLE]
[TABLE]
where is the transverse momentum dependent (TMD, or unintegrated) gluon density in a proton, and are the transverse momentum and rapidity of produced charmonium , is the rapidity of outgoing gluon and is the center-of-mass energy. The initial off-shell gluons have fractions and of the parent protons longitudinal momenta, non-zero transverse momenta and and azimuthal angles and . In accordance with the general definition[55], the off-shell gluon flux factor in (26) is taken as , where .
In the numerical analysis below, we have tried a few sets of TMD gluon densities in a proton, referred to as A0[56], JH’2013 set 1 and JH’2013 set 2[57]. These gluon densities were obtained from CCFM evolution equation where the input parametrization (used as boundary conditions) was fitted to the proton structure function and, in the case of JH’2013 set 2, to also. The CCFM equation provides a suitable tool for our phenomenologycal study since it smoothly interpolates between the small- BFKL gluon dynamics and high- DGLAP one. The renormalization and factorization scales were set to and , where and are the produced charmonium mass and the transverse momentum of the initial off-shell gluon pair, respectively. The choice of is rather standard for charmonia production, while the unusual choice of is connected with the CCFM evolution (see[56, 57] for more details). The multidimensional phase space integration has been performed by means of the Monte-Carlo technique using the routine vegas[58].
3 Numerical results
In the numerical analysis below we set GeV, GeV, GeV, GeV, GeV and GeV, the branching fractions , , , , and [59]. As for the CS LDMEs, we take them from the known and decay widths333In our previous paper[29] the CS LDMEs for meson were extracted from the LHC data. The fitted values were found to be close to commonly used conventional ones.: GeV3 and GeV3[3, 4, 5, 6, 7].
3.1 Global fit of charmonia LDMEs based on the LHC data
We have performed a global fit to the charmonium production data at the LHC for the entire family and determined the corresponding LDMEs. Specifically, for mesons, we included in the fitting procedure the transverse momentum distributions measured by ATLAS[38, 39] and CMS[41, 42] Collaborations at moderate and large transverse momenta GeV at , and TeV, where the NRQCD formalism is believed to be most reliable. We have excluded from our fit the LHCb data[45] since they mainly lie in the low region, where a more accurate treatment of large logarithms and other nonperturbative effects becomes necessary444Large terms proportional to could be resummed using Collins-Soper-Sterman approach[60] and absorbed into the TMD gluon density. However, this point is out of our consideration.. In the case of mesons, we considered the and transverse momentum distributions measured by ATLAS Collaboration[37] at TeV and also include in the fitting procedure the ratio of the production rates measured by CMS[40], ATLAS[37] and LHCb[43, 44] Collaborations at the same energy. Note that most of the theoretical uncertainties cancel out in the ratio; in particular, the uncertainties related to the behavior of the TMD gluon densities in the low- region.
Following the suggestion[61], we consider the CS wave functions of and mesons as independent (not necessarily identical) parameters. The reasoning for such a suggestion is that treating charmed quarks as spinless particles (as in the potential models[62, 63, 64, 65]) might be an oversimplification, and that radiative corrections to the wave functions may be large555The same scenario was applied in our previous paper[28]..
To determine the LDMEs of mesons (as well as their counterparts) we performed a simultaneous fit of and transverse momentum distributions using the latest CMS[41, 42], ATLAS[38] and LHCb[22] data taken at , and TeV. Here, the NRQCD factorization principle seems to be on solid theoretical grounds again because of not too low values for both and (at least, GeV for mesons). Of course, we took into account the feed-down contributions to and production from radiative decays of , and mesons using the corresponding branching fractions as listed above.
Nowhere we impose any kinematic restrictions but the experimental acceptance. The fitting procedure was separately done in each of the rapidity subdivisions (using the fitting algorithm as implemented in the gnuplot package[66]) under the requirement that the LDMEs be strictly positive, and then the mean-square average of the fitted values was taken. The relevant uncertainties are estimated in the conventional way using Student’s t-distribution at the confidence level %.
To estimate the TMD scale uncertainties, the variations in the scale or were introduced through replacing the gluon distributions A0 and JH’2013 (sets 1 and 2) with A+ and JH’2013+, or with A- and JH’2013-, respectively. This was done to preserve the intrinsic correspondence between the TMD set and the scale used in the evolution equation (see[56, 57]).
The results of the LDME fits for , , and mesons are collected in Table 1. For comparison, we also present there the LDME values obtained in the NLO NRQCD by other authors[5, 9]. For the reader’s convenience, the LDMEs for and mesons are translated from the and ones using the HQSS relations (15) — (20). All the data used in the fits are compared with our predictions in Figs. 1 — 9. The shaded bands represent the theoretical uncertainties of our calculations, which include both the scale uncertainties and the uncertainties coming from the LDME fitting procedure.
We observe in Figs. 1 — 9 quite a nice agreement between our calculations and the LHC data for the entire charmonium family at different energies and in a wide range for all of the considered TMD gluons (with the LDMEs values shown in Table 1). In particular, we have achieved good simultaneous description of the prompt and production, see Figs. 6 — 9. Such an agreement turned out to be impossible in the traditional NRQCD scheme, where the calcullated cross sections for are either at odds with the measurements or at odds with theoretical principles[11, 13]. Further on, we have achieved a good agreement with the LHCb data[45, 46, 47, 48, 49], originally not included in the fitting procedure (see Figs. 3 and 9). The extracted LDMEs values strongly depend on the TMD gluon density (see Table 1), that reflects the different and behavior of the latter (see discussion[57]). The estimated theoretical uncertainties of our predictions are rather small and comparable with the uncertainties of the NLO NRQCD calculations.
Our fits show unequal values for the and wave functions at the origin . We present these values in Table 1. The difference in the values of the wave functions mainly follows from the prompt measurements of the ratio . For each of the considered gluon densities, our extracted values of (but not ) are close to the estimations based on the potential models[62, 63, 64, 65] and two-photon decay width[59]; namely, GeV5 (that is a widely adopted choice). However, it differs significantly from GeV5 obtained from a combined fit[9] to the Tevatron and LHC data. Note that the fit[9] was performed under the assumption of equal and wave functions. We interpret the available LHC data[37, 40, 43, 44] as supporting their unequal values, that qualitatively agrees with the previous results[28, 61]. In such an interpretation, the data on the ratio lie almost inside the theoretical uncertainty bands, as one can see in Fig. 5. Moreover, the ratio is practically independent on the TMD gluon density. Finally, we find that production is dominated by the CS contributions in the considered range, that agrees with some earlier conclusions[9]. The obtained LDMEs for and mesons were further used to calculate the feed-down contributions to production. The results of our fits for and polarization parameters are discussed in the next Section.
3.2 and polarization
It is known that the polarization of or mesons can be described with three parameters , and , which determine the spin density matrix of a charmonium decaying into a lepton pair. In general, the double differential angular distribution of the decay leptons in the charmonium rest frame can be written as
[TABLE]
where and are the polar and azimuthal angles of the decay lepton. So, the angular parameters , and can be measured experimentally. The case of corresponds to unpolarized state, while and refer to fully transverse and longitudinal polarizations. The CMS Collaboration has measured[50] all these parameters as functions of and transverse momentum in the complementary frames: the Collins-Soper, helicity and perpendicular helicity ones666The LHCb Collaboration has also measured and polarization[67, 68]. However, these data were obtained at rather low GeV and, therefore, we will not analyze these data in the present paper.. In the Collins-Soper frame the polarization axis bisects the two beam directions whereas the polarization axis in the helicity frame coincides with the direction of the charmonium momentum in the laboratory frame. In the perpendicular helicity frame the axis is orthogonal to that in the Collins-Soper frame and lies in the plane spanned by the two beam ( and ) momenta. In all cases, the axis is taken to be in the direction of the vector product of the two beam directions in the charmonium rest frame, and for positive and negative rapidities, respectively. Additionally, the frame-independent polarization parameter was investigated[50].
To estimate the polarization parameters , , and we generally follow the experimental procedure. We collect the simulated events in the kinematical region defined by the CMS measurement[50], generate the decay lepton angular distributions according to the production and decay matrix elements and then apply a three-parametric fit based on (27). Of course, in the case of production we took into account the polarization of mesons originated from radiative and decays, that is in full agreement with the experimental case. Since the decay matrix elements are unknown, these events were generated according to the phase space. In Figs. 10 — 12 we confront our predictions for all polarization parameters with the CMS data[50]. For both and mesons we find only weak polarization () at GeV in the Collins-Soper and helicity frames and practically zero polarization ( or even close to zero) at large transverse momenta GeV. In the perpendicular helicity frame our simulation shows practically unpolarized and production with in the whole range. The and parameters are close to zero everywhere, as one can see in Figs. 10 — 12. Moreover, these results are practically independent of the and/or rapidity. Thus, we demonstrate that treating the soft gluon emission within the NRQCD as a series of explicit color-electric dipole transitions leads to unpolarized charmonia production, that is in agreement with available LHC data. The absense of strong polarization is not connected with parameter tuning, but seems to be a natural and rather general feature of the scenario[26]. We would like to point out here that the conventional NLO CS calculations predict large longitudinal charmonia polarization at high transverse momenta, while the NLO NRQCD predicts large transverse polarization. None of these predictions is supported by the LHC measurements.
The obtained unpolarized and production at the LHC is our main result. The qualitative predictions for the , , and are stable with respect to variations in the model parameters. In fact, there is no dependence on the strong coupling constant and TMD gluon densities, i.e. two of important sources of theoretical uncertainties cancel out. Despite large experimental uncertainties (especially for parameter), the agreement between our predictions and the data is rather satisfactory and shows no fundamental problems in describing the data. So, the proposed way, in our opinion, can provide an easy and natural solution to the long-standing polarization puzzle.
4 Conclusion
We have considered the inclusive prompt production of , , and mesons at the LHC in the framework of -factorization approach. Our consideration was based on the off-shell production amplitudes for hard partonic subprocesses (including both color-singlet and color-octet contributions) and NRQCD formalism for the formation of bound states. Treating the nonperturbative color octet transitions in terms of multipole radiation theory and applying the TMD gluon densities in a proton derived from the CCFM evolution equation, we extracted charmonia LDMEs in a combined fit to transverse momentum distributions measured on various LHC experiments at , and TeV. Then, using the extracted LDMEs, we estimated polarization parameters , , and frame-independent parameter which determine the charmonia spin density matrix. We have demonstrated that treating the soft gluon emission as a series of explicit color-electric dipole transitions within the NRQCD leads to unpolarized charmonia production at moderate and large transverse momenta, that is in agreement with the recent LHC data on and mesons. Thus, we achieved a reasonable simultaneous description for all of the available data (transverse momentum distributions, relative production rates and polarization observables) on the entire charmonia family at the LHC.
Acknowledgements
The authors thank H. Jung for his interest, very useful discussions and important remarks. This work was supported by the DESY Directorate in the framework of Cooperation Agreement between MSU and DESY on phenomenology of the LHC processes and TMD parton densities.
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