Predicting vortex merging and ensuing turbulence characteristics in shear layers from initial conditions
Anirban Guha, Mona Rahmani

TL;DR
This paper demonstrates that vortex merging patterns in shear layers, which influence turbulence and mixing, can be predicted from initial linearized conditions, using a measure based on initial asymmetry, validated by simulations.
Contribution
It introduces a novel measure derived from initial conditions to predict vortex merging patterns and turbulence characteristics in shear layers.
Findings
Initial asymmetry measure predicts vortex merging patterns.
Predictions are validated with direct numerical simulations.
The measure influences understanding of turbulence development.
Abstract
Unstable shear layers in environmental and industrial flows roll up into a series of vortices, which often form complex nonlinear merging patterns like pairs and triplets. These patterns crucially determine the subsequent turbulence, mixing and scalar transport. We show that the late-time, highly nonlinear merging patterns are predictable from the linearized initial state. The initial asymmetry between consecutive wavelengths of the vertical velocity field provides an effective measure of the strength and pattern of vortex merging. The predictions of this measure are substantiated using direct numerical simulations. We also show that this measure has significant implications in determining the route to turbulence and the ensuing turbulence characteristics.
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Predicting vortex merging and ensuing turbulence characteristics in shear layers from initial conditions
Anirban Guha\aff1
\aff2 \corresp
Mona Rahmani\aff3
\aff1 Institute of Coastal Research, Helmholtz-Zentrum Geesthacht,, Geesthacht 21502, Germany. \aff2 School of Science and Engineering, University of Dundee, Dundee DD1 4HN, UK. \aff3Department of Mathematics, The University of British Columbia, 1984 Mathematics Road, Vancouver, British Columbia V6T 1Z2, Canada.
Abstract
Unstable shear layers in environmental and industrial flows roll up into a series of vortices, which often form complex nonlinear merging patterns like pairs and triplets. These patterns crucially determine the subsequent turbulence, mixing and scalar transport. We show that the late-time, highly nonlinear merging patterns are predictable from the linearized initial state. The initial asymmetry between consecutive wavelengths of the vertical velocity field provides an effective measure of the strength and pattern of vortex merging. The predictions of this measure are substantiated using direct numerical simulations. We also show that this measure has significant implications in determining the route to turbulence and the ensuing turbulence characteristics.
keywords:
Vortex merging, Kelvin-Helmholtz instability, turbulence, shear flows
1 Introduction
Vortex merging is an important mechanism in the evolution process of a series of adjacent co-rotating vortices (Lansky et al., 1997). This aesthetically pleasing pattern formation has appealed both artists and scientists, an evidence of the former is the famous painting –The Starry Night by the 19th century Dutch post-impressionist Vincent van Gogh. Vortex merging commonly occur in shear layers in the oceans (Flament et al., 2001), terrestrial (Buban & Ziegler, 2016) and planetary atmospheres (Mac Low & Ingersoll, 1986), impinging jets (Popiel & Trass, 1991; Hwang et al., 2001), combustible jet flames Demare & Baillot (2001), as well as in less regularly expected areas like the wake of mechanical heart valves Bluestein et al. (2000). The primary vortices arise from the growth of Kelvin-Helmholtz (KH) instabilities on the interface of two fluids with different streamwise velocities. Through the process of merging, two (or more) neighbouring vortices are advected toward each other and merge into a larger vortex Zaman & Hussain (1980). Vortex merging can significantly enhance the mixing induced by the evolution and turbulent breakdown of KH billows by providing more stirring of the fluids in the two fluid layers Rahmani et al. (2014). This enhanced mixing has important implications for the estimations of vertical mixing of heat, nutrients and pollutants in the atmosphere, oceans and lakes Ivey et al. (2008).
In this paper we show that the complex, nonlinear vortex merging patterns are predictable from the linear initial conditions. Such merging patterns are illustrated in figure 1, where a numerical simulation of a shear layer susceptible to KH instabilities has been initiated with a pure random noise. The asymmetrical structure of the KH billows leads to the merging of neighbouring vortices, albeit in a highly non-uniform way. Similar merging patterns have also been observed in laboratory experiments (Ho & Huang, 1982), which indicate the growth of higher subharmonics. The numerical work of Baty & Keppens (2006), which investigated multiple wavelengths of the primary KH mode occurring in magnetized jets relevant to astrophysical flows, also reported complex merging patterns. Experiments by Unal & Rockwell (1988) and Williamson & Roshko (1988) showed the occurrence of vortex pairing as well as evidence of higher subharmonics in the near wake of a circular cylinder. Equivalent experimental observations were also reported by Rajagopalan & Antonia (2005), who further concluded that the near wake region behaves similar to a shear layer. The field observations of the oceanic horizontal shear layer past the island of Hawaii by Flament et al. (2001) revealed that the anticyclonic vortices formed on this shear layer proceeded to successively merge to form the first, second and third subharmonics of the original instability.
Experiments (Husain & Hussain, 1995; Ho & Huang, 1982), numerical simulations (Patnaik et al., 1976; Corcos & Sherman, 1984; Dong et al., 2019) and theoretical models (Kelly, 1967; Nikitopoulos & Liu, 1987) on vortex pairing have revealed that depending on the phase difference (between the primary KH and the first subharmonic component), the outcome in the nonlinear stages can be radically different. An optimal phase difference leads to a “rolling interaction” of vortices, while “shredding interaction” occurs at a non-optimal value of phase difference. The former mode involves a dramatic engulfment of fluid by the merging vortices, whereas in the latter case, one weaker vortex is merely shredded by the strain field of the stronger vortex. The sensitivity of vortex pairing to phase difference has also been established in laboratory experiments with round jets Arbey & Williams (1984); Broze & Hussain (1994); Paschereit et al. (1995). This phase difference can be used as a parameter for controlling the transitional behaviour, turbulence structure and mixing in shear layers Hajj et al. (1993); Dong et al. (2019) and round jets Cho et al. (1998), and even in noise control applications Bridges & Hussain (1987); Schram et al. (2005).
While pairing is a nonlinear process and its dynamics has traditionally been described using weakly nonlinear theory (Kelly, 1967; Monkewitz, 1988), a recent study (Shaabani-Ardali et al., 2019) has demonstrated that self-sustained vortex pairing in a time-periodic jet is the manifestation of a subharmonic linear Floquet instability of the underlying time-periodic vortex street. The present work also reveals that vortex pairing (and other merging patterns like triplets, quadruplets, etc.) in steady shear layers arise from a linear mechanism. However we take a very different approach in the present work – we provide a simple and mechanistic understanding of the role of subharmonics (not only the first, but any arbitrary subharmonic mode) on vortex merging in shear layers, which allows us to predict late-time merging patterns in multiple wavelengths of KH waves simply from the linear initial state.
2 Problem layout
We assume the classic vortex-sheet profile of KH instability (Batchelor, 2000; Drazin & Reid, 2004):
[TABLE]
where and respectively denote the streamwise () background velocity and background density (with ), and points vertically upwards. The vortex sheet is perturbed by an infinitesimal sinusoidal disturbance of the form , where and are respectively the streamwise and spanwise wavenumbers, and is the frequency.
Although the velocities at the interface are not defined, they can be calculated by taking the arithmetic mean of the velocities just above and below the interface. The perturbation vertical velocity at the interface is obtained by exploiting the linearized kinematic condition at the interface with :
[TABLE]
where denotes the interface elevation. This shows that has the same phase as provided is purely imaginary (unstable flow with zero phase speed).
The classic dispersion relation for KH instability under the Boussinesq approximation yields Drazin & Reid (2004):
[TABLE]
where is the growth rate, , is the Atwood number and is gravitational acceleration. Equation (2.2) shows that for instability, is purely imaginary, hence and have the same phase. This fact has a very important consequence in vortex merging, which will be elaborated in the following discussions.
For now we restrict ourselves to 2D flows (–) with polychromatic waves in the streamwise direction (note that now ); is the wavenumber of the primary mode and is its th subharmonic; Equation (2.2) shows that the growth rate is inversely proportional to . Hence the primary mode has the fastest growth rate, and higher the subharmonic, the weaker is its growth rate. We first consider an interface perturbed by a dichromatic disturbance which has modes and . Hence the initial disturbance has the form
[TABLE]
where denotes the phase difference between the primary and the subharmonic modes. This initial disturbance for a short time would evolve as
[TABLE]
provided is small enough so that linearity of the system is respected.
2.1 Quantifying vortex merging from initial asymmetry
The physical mechanism behind vortex pairing is explained in figure 2. In figure 2(a-i), the first subharmonic mode (in red) tends to oppositely displace consecutive wavelengths of the primary mode (in black); the first wavelength (which gives rise to the first KH billow) moves upward while the second (which gives rise to the second KH billow) moves downward. The horizontal velocity shear advects the center of the billows toward each other, leading to pairing. If no asymmetry is introduced by the subharmonic mode, there wouldn’t be any pairing; see figure 2(a-ii). The only difference between figure 2(a-i) and figure 2(a-ii) is the phase-shift, . In a very similar manner, the second subharmonic induces pairing in figure 2(a-iii) but does not in figure 2(a-iv). The basis of the above argument is the fact that the interface elevation of any given mode and the corresponding vertical velocity are in phase.
Since asymmetry induced by the velocity in two neighboring wavelengths of the primary mode leads to merging, we propose a quantitative measure that captures this effect. We consider two consecutive wavelengths of the primary mode and find the integral of the velocity in each of them. The integrated velocity due to the primary mode will always cancel out, but that due to the subharmonic mode can remain. We define a quantity that measures the strength of the subharmonic mode induced asymmetry with respect to the velocity amplitude of the primary mode. Mathematically we write it as follows:
[TABLE]
The prefix ‘’ of signifies that we are comparing the -th wavelength with the -th wavelength of the primary mode, where the asymmetry is induced by the -th subharmonic. The asymmetry is predicted after time based on linear theory. Unless otherwise stated, we will evaluate the asymmetry at the initial time (). implies that two nearby vortices move towards each other and undergo merging, the higher the magnitude, the quicker is the merging. Likewise, implies that the two neighboring vortices move away from each other. We also note that, although the asymmetry seems directly proportional to in Eq. (2.3), it is actually the opposite, which can be quickly verified from the terms and .
The phases leading to the maximum and minimum magnitudes of are
[TABLE]
Figure figure 2(b) shows the variation of with phase-shift. The asymmetry induced by the first and the second subharmonics have been separately computed. An important observation is that asymmetries between two different subharmonics can largely add-up or can largely cancel out. To elaborate this point further, let us assume that the interface is initially perturbed with the primary disturbance and its first and second subharmonics:
[TABLE]
Here 6 consecutive wavelengths of the primary wavelength need to be considered for observing the merging pattern (which would repeat after every six wavelengths). We do not consider any higher subharmonics () since the growth-rate of these modes fall rapidly and are therefore of little consequence. We define the total asymmetry at between two consecutive wavelengths (of the primary mode) as
[TABLE]
2.2 Predicting vortex merging from initial asymmetry
Depending on the phases and , the asymmetries induced by these two subharmonics may largely add-up or may largely cancel out. For simplicity, we restrict to unstratified shear flows (). We span the entire – space to see what combinations of these phase-shifts lead to high or low asymmetry. We also limit our analysis to initial amplitudes satisfying
[TABLE]
In this respect three cases are considered:
- •
Case C1: and ,
- •
Case C2: and ,
- •
Case C3: and .
Furthermore, since asymmetry depends on the wavelength-pair ‘’, we consider the maximum absolute asymmetry, i.e. among all ‘’ pairs, and plot it in figure 3. We observe that when the first subharmonic is very strong (figure 3(a)), is nearly independent of ; the asymmetry is nearly determined by . However, increasing the relative strength of the second subharmonic increases the uniformity of in the – space, as is clearly observed in figure 3(c). Hence a strong second subharmonic always yields moderate asymmetry independent of the phases.
While the above analysis revealed the importance of initial phase differences and amplitude ratios in deciding the ‘global’ picture of asymmetry (using ), the ‘local’ asymmetry (obtained from (2.5)) is the key in providing quantitative estimates of the propensity towards vortex merging. To this end we keep
[TABLE]
and vary the initial phase differences:
- •
Case S1: and ,
- •
Case S2: and ,
- •
Case S3: and .
The value of is for S1, which is more than twice of the values corresponding to S2 () and S3 (). Figure 4(a) corresponds to S1, and shows a moderately positive and , a strongly positive , a strongly negative and , and a weakly negative . This implies vortices – and – will slowly pair, while the pairing of – would be far rapid. Negative asymmetry implies that vortices will move away from each other, which we expect for both – and –. While figure 4(a) has alternating positive and negative asymmetries (meaning the maximum extent of merging is pairing), figure 4(b) reveals a different picture – both – and – have positive asymmetries, while – has a negative one. This indicates the formation of triplets. Figure 4(c) indicates zero asymmetry for vortices – and –, and are preceded by a negative asymmetry. This indicates that vortices and wouldn’t undergo pairing. The veracity of all these predictions, made solely based on initial amplitude ratios and phase shifts, need to be substantiated using accurate numerical simulations. In fact, further late-time predictions from the initial asymmetry is also possible, and would be discussed in the following section.
3 Numerical simulations of shear instabilities and turbulence
Coherent structures appearing in transitional and turbulent shear flows can be accurately simulated using direct numerical simulations (DNS). To this end, we perform simulations using modest Reynolds number (, where ; is the kinematic viscosity, and are respectively the shear velocity and length scales) DNS, that are more realizable in laboratory and/or industrial settings. The shear layer is initially assumed to be represented by ; the velocity and the vertical coordinate are respectively non-dimensionalized by and . The governing 3D incompressible, non-dimensional Navier-Stokes equations are
[TABLE]
where denotes the material derivative, denotes the dimensionless velocity vector and denotes the dimensionless pressure. These equations are solved using a pseudo-spectral code described in detail by Winters et al. (2004) and Smyth et al. (2005). We keep the respective , and dimensions as , where denotes the wavelength of the most unstable KH mode. Each simulation is initially perturbed with the eigenfunctions of the primary KH and its first and second subharmonics with the right phase difference. The amplitudes of the eigenfunction perturbations are sufficiently small to ensure an initial linear growth of each mode. The eigenfunction perturbations are overlaid with random perturbations (of equal or smaller order of magnitude) to trigger 3D instabilities. The boundary conditions are periodic in both and directions and free slip at and . The number of mesh points used are: , which resolves the Kolmogorov length scale.
The DNS results for the cases S1–S3 during the first merging event are respectively shown in figures 4(d)-4(f). We find that the observed merging patterns are exactly as predicted by , shown in figures 4(a)-4(c), i.e. neighbouring vortices pair in the case S1, triplets form in the case S2 and alternative pairing/no-pairing occurs in the case S3. The phase relations between the primary mode and its subharmonics also have significant implications for the nonlinear evolution of the vortices in later stages and their turbulent breakdown, as shown in figures 4(g)-4(i) and 4(j)-4(l). In case S1, the merged vortices 1–2 and 5–6 undergo a second merging event, see figure 4(g). Finally, the merged vortices 3–4 coalesce with the merged vortices 1–2–5–6 to form a single vortex; this coalescence is underway in figure 4(j). The development of small-scale structures is delayed until the last merging event since most of the energy extracted from the background shear is spent on pairing (e.g. see Rahmani et al. (2014)).
For case S2, during the first merging event each three vortices form a triplet. The two merged triplets are fairly symmetric and their centers are far apart, hence they resist pairing for a relatively long time, see figure 4(h). Finally they undergo pairing after turbulent-like structures have grown in their cores, see figure 4(k). In case S3, the left-out vortices 3 and 6 eventually merge with vortices 4–5 and 1–2, respectively (figure 4(i)). This merging event is a “shredding interaction”, and leads to the most vigorous disintegration of the core vortex, see figure 4(l).
Interestingly, can also provide reasonable predictions of the second merging events. In other words, the large-scale 2D patterns observed in figures 4(g)-4(i), which respectively occur at and , are predictable from the state (recall that is always obtained from (2.5), which is the asymmetry evaluated at ). Considering case S1, we already found from figure 4(a) that the first merging event leads to three vortex pairs: 1–2, 3–4 and 5–6 (figure 4(d)). If each primary KH billow has a circulation , then after the first merging event, each of the merged vortices 1–2, 3–4 and 5–6 will have a circulation . However , while , implying that the merged vortices 5–6 and 1–2 are expected to be far closer to each other than they are individually with 3–4, hence the second merging would be between 1–2 and 5–6. The propensity towards this merging is observed in figure 4(g), and the merging is underway in figure 4(j), exactly as predicted.
Similar analyses can be done for the cases S2 and S3. For S2, the first merging event would lead to triplets 1–2–3 and 4–5–6, each with a circulation . Since , it implies that the two vortex triplets are far removed from each other, and hence resist second merging for a very long time, see figure 4(k). The case S3 is more interesting - the first merging produces vortex pairs 1–2 and 4–5, while vortices 3 and 6 are left out (figure 4(f)). Since while , it implies that vortex 3 would merge with 4–5, while vortex 6 would merge with 1–2. Again, this prediction is exactly found to be true in figures 4(i) and 4(l).
The growth of turbulent-like coherent structures is a consequence of 3D motions extracting energy from the 2D flow. To quantify the strength of the 2D and 3D motions, and the intensity of turbulence, we utilize the definitions of the 2D kinetic energy: , the 3D kinetic energy: , and the rate of viscous dissipation of the total kinetic energy: , with denoting the averages in the specified directions (Caulfield & Peltier, 2000). In these definitions the velocity field has been partitioned into three parts: , , and . The competition between and , and the time evolution of , are shown in figure 5 for the cases S1-S3. Note that after the time shown (i.e. ) all the motions start to decay. The intensity of the 2D and 3D motions and the viscous dissipation rate varies significantly between the different cases. The highest values in correspond to the case S2, where triplets are formed and the vertical extent of the merged vortices (i.e. inertial length scale) is the largest. The major local peaks in mark the merging events. For example, in cases S1 and S3, three merging events occur, while in the case S2, only two merging events occur. The global maxima in and occur close to the last merging event in the cases S1 and S2, and close to second merging in the case S3, where the second merging involves the agglomeration of the most asymmetric vortices. The peaks in and are the highest for S1 with the highest . The values of the peaks of are almost the same for the cases S2 and S3 which have close values of . We therefore conclude that the initial asymmetry of the primary KH wave with respect to its subharmonic modes, given by the global measure , has significant implications for the intensity of the ensuing turbulence. For the highest , vortex merging occurs either earlier (as in S1 compared to S2) or more energetically (as in S1 compared to S3). In the former case, the flow has more time to develop small-scale 3D turbulent motions before the decay starts (e.g. see Rahmani et al. (2014)) and in the latter case, the 3D motions can extract energy more efficiently from the 2D flow during the active turbulent phase. In both these situations, the higher has led to a higher intensity of turbulence.
4 Summary
In summary, we investigated the complex, multiple vortex merging patterns and ensuing turbulence characteristics in a shear layer. We have considered multiple wavelengths of the primary KH mode, and investigated the effect of higher subharmonics and not just the first subharmonic) on the primary KH for understanding the physics of vortex merging. While related previous studies that considered vortex array (Unal & Rockwell, 1988; Rajagopalan & Antonia, 2005; Baty & Keppens, 2006; Shaabani-Ardali et al., 2019) have emphasized on the role of subharmonics in vortex merging, a simple physical understanding of the underlying mechanism seems to be missing. Based on the linear theory of KH instability arising in the classic vortex-sheet profile, we have provided a mechanistic understanding of the role of subharmonics in vortex merging. We have shown that the otherwise symmetric vertical velocity field of two neighboring wavelengths of the primary KH is rendered asymmetric by the presence of a subharmonic mode. This asymmetry, which is fully derived from the linear theory, is found to be the key in deciding the local merging patterns and their strengths. Based on the initial asymmetry of the vertical velocity profile, we have proposed an effective measure of vortex merging. Our analysis reveals that the highly nonlinear, local merging patterns in shear layers are predictable from the linearized initial state. Additionally, we show that subsequent merging patterns can also be predicted from the initial asymmetry. In fact, the highest amount of initial global asymmetry is found to yield the highest level of turbulence intensity. In summary, the main contribution of this paper is twofold – (i) to provide a simple, linear, mechanistic description of the role of subharmonics in vortex merging, and (ii) to predict nonlinear vortex merging patterns and ensuing turbulence characteristics from the linearized initial state.
In all our DNS studies reported in §3, the primary KH and the subharmonics are overlaid with random noise of comparable amplitude, and yet our model can still accurately predict the merging patterns from linear initial conditions. Only if the random noise, that can source from other concurrent phenomena in some realistic situations, is significantly stronger (and are nonlinear in nature) than the eigenfunction perturbations, we suspect that the predictive nature of the model, which relies on the linearity of the initial state, would break down.
Our findings imply that in many realistic situations, the route to turbulence, coherent structures and turbulent characteristics are strongly dependent on the initial disturbances. Therefore in future, it may be possible to engineer flows to achieve optimal turbulence and mixing.
Acknowledgement
A.G. thanks Alexander von Humboldt foundation for funding. The computational resources for this work were provided by Compute Canada. The authors also thank Prof. Eyal Heifetz of Tel Aviv University, Associate Editor Prof. John Dabiri, as well as the two anonymous reviewers for insightful comments and suggestions.
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