Models of Hyperelliptic Curves with Tame Potentially Semistable Reduction
Omri Faraggi, Sarah Nowell

TL;DR
This paper demonstrates that the combinatorial cluster picture, combined with Galois action and leading coefficient, fully determines the special fiber structure of hyperelliptic curves with tame potentially semistable reduction.
Contribution
It provides an explicit combinatorial description of the special fiber of the minimal model of hyperelliptic curves using cluster pictures and Galois data.
Findings
Cluster picture determines the special fiber structure.
Explicit description of the special fiber is given.
Galois action influences the reduction type.
Abstract
Let be a hyperelliptic curve over a discretely valued field . The -adic distances between the roots of can be described by a completely combinatorial object known as the cluster picture. We show that the cluster picture of , along with the leading coefficient of and the action of on the roots of , completely determines the combinatorics of the special fibre of the minimal strict normal crossings model of . In particular, we give an explicit description of the special fibre in terms of this data.
| Type | Cluster Picture | Type | Cluster Picture | |||
| II | ||||||
| III | ||||||
| IV |
| non-archimedean field | discrete valuation | |||
| ring of integers | uniformiser of | |||
| algebraically closed residue field of | algebraic closure of | |||
| hyperelliptic curve over given by | field extension of over which is semistable | |||
| genus of , sometimes denoted | set of roots of in | |||
| degree of for such | Galois orbit of clusters | |||
| minimal SNC model of | special fibre of | |||
| component(s) of associated to | component(s) of associated to | |||
| minimal SNC model of | special fibre of | |||
| component(s) of associated to |
| (1.1) | (2.5) | (3.12) | |||
| (1.1) | principal | (2.6) | (4.1) | ||
| (1.1) | (2.7) | (4.1) | |||
| (1.1) | (2.8) | (4.1) | |||
| odd cluster | (2.1) | singleton | (2.13) | (4.2) | |
| even cluster | (2.1) | (2.13) | (4.3) | ||
| twin | (2.1) | (3.7) | (4.3) | ||
| (2.2) | (3.9) | (4.4) | |||
| (2.2) | (3.9) | (4.8) | |||
| , | (2.2) | (3.9) | (5.22) | ||
| cotwin | (2.2) | (3.9) | principal orbit | (7.1) | |
| übereven | (2.2) | (3.9) | (7.3) | ||
| (2.3) | (3.9) | (7.2) | |||
| (2.4) | (3.9) | (7.8) | |||
| (2.5) | (3.12) | (7.8) |
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Models of Hyperelliptic Curves with Tame Potentially Semistable Reduction
Omri Faraggi
University College London, Gower Street, London, WC1E 6BT, UK
and
Sarah Nowell
University College London, Gower Street, London, WC1E 6BT, UK
Abstract.
Let be a hyperelliptic curve over a discretely valued field . The -adic distances between the roots of can be described by a completely combinatorial object known as the cluster picture. We show that the cluster picture of , along with the leading coefficient of and the action of on the roots of , completely determines the combinatorics of the special fibre of the minimal strict normal crossings model of . In particular, we give an explicit description of the special fibre in terms of this data.
Table of contents
- 1 Introduction
- 2 Background - Cluster Pictures
- 3 Background - Models
- 4 Background - Models of Curves via Newton polytopes
- 5 Curves with Tame Potentially Good Reduction (The Base Case)
- 6 Calculating Linking Chains
- 7 Main Theorems
1. Introduction
Models of curves are invaluable objects which can be used to deduce a large amount of arithmetic information about the curve more easily than would otherwise be possible. In this paper we study hyperelliptic curves, giving a description of their minimal strict normal crossings (SNC) models using cluster pictures, a relatively new innovation which have already proved advantageous in studying the arithmetic of hyperelliptic curves. In particular, cluster pictures have been used to calculate semistable models, conductors, minimal discriminants and Galois representations in [DDMM18], Tamagawa numbers in [Bet18], root numbers in [Bis19] and differentials in [Kun19].
Let be a field complete with respect to a discrete valuation , with algebraically closed residue field of characteristic . Let be a hyperelliptic curve given by Weierstrass equation with genus 111Unless explicitly mentioned otherwise, we assume throughout the paper.. We write for the set of roots of in the algebraic closure of and for the leading coefficient of , so
[TABLE]
and . Following [DDMM18] we associate to a cluster picture, defined by the combinatorics of the root configuration of .
Using cluster pictures we will calculate a combinatorial description of the minimal SNC model of : a model whose singularities on the special fibre are normal crossings (i.e. locally they look like the union of two axes), and where blowing down any exceptional component of would result in a worse singularity. Such models can be used to calculate arithmetic invariants, to study the Galois representation, and to deduce the existence of -rational points of . For the case of elliptic curves, Tate’s algorithm [Sil94] is sufficient to calculate the minimal SNC model of a given curve. For hyperelliptic curves, [DDMM18] the authors calculate the SNC model when has semistable reduction, and in [Dok18] when has a particularly nice cluster picture.222In fact, the methods of [Dok18] work for a much larger class of smooth projective curves, but we restrict our attention to its applications for hyperelliptic curves. Similar work has also been done on models of different classes of curves and the applications of these models — such as [BW17] on stable models of superelliptic curves and [LLLGR18] on non-hyperelliptic genus 3 curves. Other work on hyperelliptic invariants has also been done in [OS19], where the authors prove a conductor-discriminant inequality for hyperelliptic curves.
We extend existing results about models of hyperelliptic curves to the more general case where has tame potentially semistable reduction over — that is, there exists some finite extension such that has semistable reduction over , and is coprime to . It is important to note that our theorems do not apply in the case where a wild extension is required for semistability. However this condition is not too strong since for large enough , every curve of genus has tame potentially semistable reduction. Most of the information required to deduce the special fibre of is contained in the cluster picture of .
Definition 1.1**.**
A cluster is a non-empty subset of the form for some disc , where , and is a uniformiser of . If is a cluster and , we say that is a proper cluster. For a proper cluster we define its depth to be
[TABLE]
We write with coprime. The cluster picture of is the collection of all clusters of the roots of . When there is no risk of confusion, we may simplify this to .
The cluster picture comes with a natural action of and, along with the valuation of the leading coefficient , this action is all we need to calculate a combinatorial description of the minimal SNC model of .
Theorem 1.2**.**
Let be a complete discretely valued field with algebraically closed residue field of characteristic . Let be a hyperelliptic curve over with tame potentially semistable reduction. Then the dual graph, with genus and multiplicity, of the special fibre of the minimal SNC model of is completely determined by (with depths), the valuation of the leading coefficient of , and the action of .
Remark 1.3**.**
If does not have an algebraically closed residue field, then the Frobenius action is determined by the data in Theorem 1.2, as well as the values of some invariants for all orbits of clusters . See Definition 3.9 for a definition of and Theorem 1.17 for a full description of the Frobenius action.
Remark 1.4**.**
In [Bis19] the author classifies the possible cluster pictures which can arise from hyperelliptic curves with tame potentially semistable reduction. He also shows that the inertia action is determined by the cluster picture (with depths). Given time and determination, this fact, along with Theorem 1.2, allows us to classify the minimal SNC models which can arise from such hyperelliptic curves of a given genus. We do so for elliptic curves in Example 1.13.
A maximal subcluster of a cluster is called a child of , denoted , and is the parent of , denoted . We say is odd (resp. even) if is odd (resp. even) Furthermore, is a twin if , and is übereven if has only even children. A cluster is principal if . The cluster is not principal if it has a child of size , or if is even and has exactly two children; otherwise is principal. The remaining theorems given in the introduction assume that is principal. Full theorems including the case when is not principal are given in Section 7.
Every Galois orbit of principal clusters contributes components to the special fibre . More precisely: orbits of principal, übereven clusters contribute either one or two components and orbits of principal, non-übereven clusters contribute one component. We call these components central components, and they are linked by either one or two chains of rational curves which we call linking chains. The central components of two orbits and are linked by a chain (or chains) of rational curves if and only if there exits some and such that . Orbits of twins gives rise to a chain of rational curves which intersects the component(s) arising from their parent’s orbit. Some central components are also intersected by other chains of rational curves: loops, tails and crossed tails. Loops are chains from a component to itself; tails are chains which intersect the rest of the special fibre in only one place; crossed tails are similar to tails but with two additional components, called crosses, intersecting the final component of the chain. Figures 1 and 2 give pictorial descriptions of the different types of chains of rational curves that can occur, where the dashed lines illustrate all the components of which are intersected by the chain.
This paper explicitly describes the structure, multiplicities and genera of components of . Before we give a precise statement let us illustrate the main result of the paper via an example.
Example 1.5**.**
Let , and be the hyperelliptic curve given by
[TABLE]
The cluster picture of is shown in Figure 3(a) and the special fibre of the minimal SNC model of is shown in Figure 3(b). The principal clusters in are , and , as labeled in Figure 3(a). Note that , and are permuted by and denote their orbit by . None of the principal clusters in this example are übereven, so by Theorem 1.6, each orbit of principal clusters gives rise to one central component, shown in bold and labeled in Figure 3(b). Clusters and are children of , so there are one or two linking chains between and for , and between and .
Each of and are also intersected by tails. How one determines the number and length of the linking chains and tails is discussed in Theorem 1.12.
In this example, we can compare the chains intersecting the central components in to tails appearing in the minimal SNC models of related elliptic curves, see Table LABEL:tab::KNclassification. The chains intersecting , along with itself, look much like a type elliptic curve. Similarly type for , type for , and type for (but with multiplicities multiplied by ).
Here we give an abridged version of the description of the structure of the special fibre, given in full in Theorem 7.12. In stating this theorem we use a subtle invariant of even clusters denoted . This is defined fully in Definition 3.9, however in practice for with even, and any root of , is given by
Theorem 1.6** (Structure of SNC model).**
Let be a complete discretely valued field with algebraically closed residue field of characteristic . Let be a hyperelliptic curve with tame potentially semistable reduction. Then the special fibre of its minimal SNC model is structured as follows. Every principal Galois orbit of clusters contributes one component , unless is übereven with , in which case contributes two components and .
These components are linked by chains of rational curves in the following cases (where, for any orbit , we write if contributes only one central component):
[TABLE]
Chains where the “To” column has been left blank are crossed tails. Some central components are also intersected transversally by tails. These are explicitly described in Theorem 1.12.
The case when is not principal is described in Theorem 7.12. We do not given explicit equations for the components in the special fibre. However, these can be calculated using the method laid out in this paper if desired (see Remark 7.13).
The linking chains, tails, and the multiplicities and genera of the components in the special fibre are given explicitly in Theorem 1.12 below. In order to describe the chains of rational curves in detail, we introduce the notion of sloped chains of rational curves. We will also need a few other numerical invariants associated to clusters.
Definition 1.7**.**
Let and with minimal be such that
[TABLE]
Suppose is a chain of rational curves where has multiplicity . Then is a sloped chain of rational curves with parameters . If is a tail, then is a sloped chain with parameters , so we usually just write for its parameters.
Notation 1.8**.**
Write for the set of odd children of , and for the set of size children of .
Definition 1.9**.**
Let be a cluster, then the semistable genus of is given by
[TABLE]
or if is übereven. If is an orbit with the semistable genus of is defined by . From this we define the genus of an orbit . If is a trivial orbit with , where , and then is given by
[TABLE]
Otherwise, if . For a general orbit , define for , where is considered as a cluster in , and is the unique extension of of degree .
Definition 1.10**.**
Let be an orbit of clusters with , and any root of . Define to be the minimal degree of extension required to make the clusters in satisfy the conditions of the Semistability Criterion [DDMM18, Theorem 1.8]. also has the following invariants:
[TABLE]
Definition 1.11**.**
A child is stable if it has the same stabiliser as , and an orbit is stable if all (equivalently any) of its children are stable.
Theorem 1.12**.**
Let and be as in Theorem 1.6. Let be a principal orbit of clusters in the cluster picture of a hyperelliptic curve with tame potentially semistable reduction and with principal. Then has genus . Furthermore, it has multiplicity if is non-übereven, or if is übereven with ; otherwise has multiplicity if is übereven with . Suppose further that , and choose some . Then the central component(s) associated to are intersected transversely by the following sloped tails with parameters (writing if contributes only one central component):
[TABLE]
The central components are intersected by the following sloped chains of rational curves with parameters :
[TABLE]
Note that here the names indicate the components which each chains intersect, as explicitly written in the second table of Theorem 1.6. Finally, the crosses of any crossed tail have multiplicity .
In practice, when there is a one-to-one correspondence between the chains intersecting a central component and the tails of the unique central component of the minimal SNC model of a related curve . Choose some . Then the curve is a hyperelliptic curve over (an extension of of degree ) which has as its roots a centre for each odd child of (with a correction to the leading coefficient to account for the rest of the cluster picture). This preserves the multiplicities in the corresponding chains (up to some small corrections), and the genus of is equal to the genus of (or [math] if ). This idea has been briefly explored in Example 1.5, comparing parts of the special fibre to minimal SNC models of certain elliptic curves. We have a closer look at this idea in Example 1.14 below. Since will often have a lower genus then , this allows us to construct the minimal SNC model of in terms of simpler models. We now give some more examples, the first of which completely summarises the case for elliptic curves, and the second provides the motivation behind Theorem 1.12.
Example 1.13**.**
This table shows , of the minimal SNC model for the different Kodaira-Néron types of elliptic curves with tame potentially semistable reduction (for which it is sufficient to take ). Our table differs from the table found in [Sil94, p 365], where instead the special fibers of the minimal regular models for the different types of elliptic curves are shown. This makes a difference for type II, III or IV elliptic curves, whereas for all the other types the minimal regular model is SNC. These special fibres can be read off straight from Theorems 1.6 and 1.12: one does not need to follow any laborious algorithm.
Example 1.14**.**
Let over be the hyperelliptic curve given by Weierstrass equation
[TABLE]
The cluster picture of consists of two proper clusters and , shown in Figure 4(a). The special fibre of the minimal SNC model of is shown in Figure 4(b).
Define elliptic curves and over by and respectively. Note that . The roots of contribute the roots in , and the roots of contribute the roots in . The coefficient in the defining equation of is chosen to somehow “see” the roots of . It is interesting to compare the minimal SNC models of to that of for . Note that and are type IV and type III∗ elliptic curves respectively, as shown in Table LABEL:tab::KNclassification. It appears that the roots of and are making their own contributions to , as both the special fibres of the minimal SNC models of can be seen as “submodels” of for . This shows how and each make their own contribution to . Since is an even child of , and , there are two linking chains between their contributions in .
Example 1.15**.**
Let , and be the hyperelliptic curve given by
[TABLE]
The central components of the minimal SNC model of (Figure 5(b)), which arise from clusters in (5(a)), are labeled. Note that contributes components to the model which look like those appearing the the minimal SNC model of a type elliptic curve; those of a type elliptic curve; those of a type elliptic curve; and those of a type elliptic curve. The special fibers of the minimal SNC models of these Kodaira types are all shown in Table LABEL:tab::KNclassification in Example 1.13. This reflects the general phenomenon discussed above that the chains intersecting a central component arising from a cluster “correspond” to the tails of a hyperelliptic curve constructed from .
Example 1.16**.**
Let , and be the hyperelliptic curve given by
[TABLE]
The cluster picture of is shown in Figure 6(a) and the special fibre of the minimal SNC model of is shown in Figure 6(b). The clusters , and are swapped by and denote their orbit by . The central components of the model, which arise from clusters in , are labeled, as is the crossed tail arising from the orbit of twins .
The component and its chains look like a type II elliptic curve. Since is übereven, we cannot construct a curve to compare the contributions of to. However, observe that and its children contribute a divisor which looks like the minimal SNC model of a Namikawa-Ueno type curve. In our final proof we will use induction on the number of proper clusters and this is a useful example to look back to when we do so.
In the case where does not have algebraically closed residue field, the following theorem tells us precisely how the Frobenius automorphism acts on the components of the minimal SNC model.
Theorem 1.17** (Frobenius Action).**
Let be a field, not necessarily with algebraically closed residue field, and let be a curve with tame potentially semistable reduction and minimal SNC model over . Then the Frobenius automorphism, , acts on the components of as:
- (i)
, 2. (ii)
, 3. (iii)
a loop is sent to , a crossed tail to ,333 is same loop but with reversed orientation. is the same crossed tail but with crosses swapped. 4. (iv)
and tails are permuted as , , and -tails are permuted as the corresponding roots of the cluster pictures are.
The following example shows an application of this theorem, checking whether a curve has a -rational point.
Example 1.18**.**
Let and let be the hyperelliptic curve given by
[TABLE]
We require the full power of Theorem 7.12 to deduce the minimal SNC model of , but Theorem 1.17 still tells us how the components are permuted. In particular, and and their respective tails are swapped. In particular, there are no smooth points which are fixed by Frobenius, since the only multiplicity 1 components are swapped by Frobenius. Therefore, has no -rational point.
The paper is structured as follows: in Sections 2 - 4, we restate key definitions and theorems from literature, which we will make use of in the remainder of the paper. We start with a brief introduction to cluster pictures in Section 2, before moving onto look at models and the methods used to calculate them in Section 3. Results from [Dok18] concerning the use of Newton polytopes will be discussed in Section 4. In Sections 5 and 6, we calculate the minimal SNC model for two special cases. The first of these special cases, Section 5, is where has tame potentially good reduction - that is, it has a smooth model over a tame extension of . This will act as a base case for our eventual proof by induction. The second of these cases, Section 6, examines curves with a cluster picture which consists of exactly two proper clusters . Curves with such cluster pictures are used to deduce the linking chains between central components in the main theorems. These main theorems are stated and proved in Section 7.
1.1. Notation
For the convenience of the reader, the following two tables collate the general notation and terminology which we make use of throughout the paper. Table LABEL:tab::generalnotation lists the general notation associated to fields, hyperelliptic curves, and models. Table LABEL:tab::notation lists the notation and terminology associated to cluster pictures and Newton polytopes. Whenever a component in a figure is drawn in bold it is a central component. In any figure describing the special fiber of a model numbers indicate multiplicities, except those preceded by , which indicate the genus of a component. So indicates a rational curve of multiplicity and indicates a genus curve of multiplicity .
Acknowledgements. We would like to thank Vladimir Dokchitser for suggesting this problem to us and for extensive support and guidance. We would also like to thank Tim Dokchitser and Adam Morgan for helpful conversations. This work was supported by the Engineering and Physical Sciences Research Council [EP/L015234/1], the EPSRC Centre for Doctoral Training in Geometry and Number Theory (The London School of Geometry and Number Theory), University College London, and King’s College London.
2. Background - Cluster Pictures
Let be a hyperelliptic curve given by Weierstrass equation , with genus . The -adic distances between roots of contain a large amount of useful information. To visualise these -adic distances we use cluster pictures, as described in [DDMM18]. In this section we will outline the key definitions we require for this paper concerning cluster pictures; the interested reader can find more in [DDMM18].
Recall the definitions of clusters and cluster pictures given in Definition 1.1. The cluster picture is a way of visualising which roots of are -adically close. In a non-archimedean algebra, two discs either have a non empty intersection or one is contained in the other. So Definition 1.1 gives us that any two clusters are either disjoint or is one contained in the other. Moreover if . Every root is a cluster - that is, for every - and . In order to work with clusters we need a significant amount of terminology from [DDMM18] which we describe here.
Definition 2.1**.**
A cluster is even (resp. odd) if is even (resp. odd). Furthermore is a twin if .
Definition 2.2**.**
Let be a cluster. If is a maximal subcluster of then is a child of and is a parent of . We write , and . Denote by the set of all children of , and by the set of all odd children. A cluster is übereven if it only has even children. A cluster is a cotwin if it has a child of size whose complement is not a twin.
Definition 2.3**.**
A centre of a proper cluster is any element such that for all . Equivalently, is a centre of if can be written as , where . Note that any root can be chosen as a centre, and if then the only centre is .
Definition 2.4**.**
For clusters and , write for the smallest cluster containing and .
Definition 2.5**.**
If and are two clusters then the distance between them is . For a proper cluster define the relative depth to be .
Definition 2.6**.**
A cluster is principal if except if either is even and has exactly two children, or if has a child of size .
We will see later that principal clusters form an important class of clusters. Roughly, if is a hyperelliptic curve, every orbit of principal clusters in makes a contribution to the minimal SNC model of over .
Definition 2.7**.**
For a cluster that is not a cotwin we write for the smallest cluster containing , whose parent is not übereven. If no such cluster exists we write . If is a cotwin, we write for its child of size .
Definition 2.8**.**
For a proper cluster we write for the semistable genus of . If is übereven, we set . Otherwise, if is not übereven the genus is determined by
[TABLE]
It is important to note that is not necessarily the same as ; in fact, they will only be the same when has no proper children. If has semistable reduction over and is principal, the semistable genus of represents the genus of the contribution of to the special fibre of the minimal semistable model of over .
We also need some new terminology, and the reminder of the definitions in this section are not given in [DDMM18].
Definition 2.9**.**
A cluster picture is nested if for all proper clusters either , or . If is a hyperelliptic curve, we say is nested if is nested.
Since the elements of lie in , there is a natural action of on , hence also on . Since has algebraically closed residue field, where is the inertia subgroup of . It will be important later to know exactly how acts on the clusters of . The following lemma is useful for this purpose.
Lemma 2.10**.**
Let be such that is a tame extension, and let be a proper cluster fixed by .
- (i)
There exists a centre of such that . 2. (ii)
Any child is in an orbit of size , except possibly for one child , where we can choose such that , which is fixed by .
Proof.
(i) See [DDMM18, Lemma B.1].
(ii) See [Bis19, Theorem 1.3]. ∎
Definition 2.11**.**
Let be clusters in . Then is a stable child of if the stabiliser of also stabilises . Otherwise is an unstable child of .
Remark 2.12**.**
Let be fixed by . If has depth with denominator then, by Lemma 2.10 ii), has at most once stable child.
Definition 2.13**.**
If is a root which is not contained in a proper child of then we call a singleton of . Define to be the set of all singletons of . In other words is the set of all children of size 1 of .
3. Background - Models
Let be a hyperelliptic curve over . A model of is a flat scheme over which has generic fibre isomorphic to . We will insist that all of our models are proper over . Strict normal crossing (SNC) models are models with are regular as schemes and whose special fibre is an SNC divisor - that is, a curve over whose worst singularities are normal crossings. Note that we do not insist that the irreducible components themselves are smooth. For a given curve, there is a unique SNC model which is minimal in the sense that any map of SNC models is an isomorphism ([Liu02, Proposition 9.3.36]).
Another class of models that are of particular interest to us are semistable models. These are SNC models which have a reduced special fibre. Curves which have a semistable model are said to have semistable reduction. The minimal SNC models of such curves can be calculated explicitly from the cluster picture, this is done in [DDMM18].
In this section we collate some facts about models from [Lor90], [CES03], and [DDMM18] for the convenience of the reader. Similar techniques concerning quotients of models are also used in [Hal10].
3.1. Chains of Rational Curves
Chains of rational curves are ubiquitous in our descriptions of SNC models. The following definition explains what we mean by a chain of rational curves and defines the three main types of chains that we are interested in: tails, linking chains and crossed tails.
Definition 3.1**.**
Let be a SNC model of a hyperelliptic curve defined over . Suppose are smooth irreducible rational components of . A divisor is a chain of rational curves if
- (i)
for all and for , 2. (ii)
, 3. (iii)
for ,
where is the usual intersection pairing defined on regular models. If then is a tail. If then is a linking chain.
We say a chain of rational curves is a loop if is a linking chain such that and both intersect the same component of .
Furthermore, if then is a crossed tail if intersects two rational components of , say and , such that and . We call the components the crosses.
Illustrations of the definitions of tails, linking chains, loops, and crossed tails are shown in Figures 1 and 2 in Section 1.
Blowing down a component results in a regular model if and only if it is rational and has self intersection (Castelnuovo’s Criterion, [Liu02, Theorem 9.3.8]). However, blowing down a general rational component of of self intersection will not necessarily produce an SNC model. For example blowing down the component of multiplicity in the minimal SNC model of an elliptic curve of Kodaira type IV (shown in Figure 8 below)
is no longer an SNC model. After blowing down a component of a chain of rational curves of self-intersection , the special fibre is still an SNC divisor. Therefore, we will be interested in blowing down all such components. If a chain of rational curves cannot be blown down any further, we call it minimal.
Definition 3.2**.**
A chain of rational curves is minimal if for every .
3.2. Quotients of Models
This section collates several results from [Lor90] and [CES03] concerning taking quotient of models. Let be a hyperelliptic curve over and let be a tame field extension of degree such that is semistable over . Note that the cluster picture of is the same as the cluster picture of , except all the depths have been multiplied by . Since is algebraically closed, the extension is totally tamely ramified, hence is Galois with cyclic.
Let be the minimal semistable model of , so is a reduced, SNC divisor of . Any induces a unique automorphism of of the same degree which makes the following diagram commute [Lor90, p. 136]:
{\mathscr{Y}}$${\mathscr{Y}}$${\mathcal{O}_{L}}$${\mathcal{O}_{L}}$$\scriptstyle{\sigma}$$\scriptstyle{\sigma}
Although a slight abuse of notation, we will also refer to this automorphism on as , and define where generates . The model , as well as the automorphism induced on the special fibre, will be given more explicitly in Section 3.3.
Since is projective, the quotient given by can be constructed by glueing together the rings of invariants of -invariant affine open sets of . The resulting scheme is a model of . Furthermore, since is a normal scheme, its singularities are closed points lying on the special fibre . The following proposition, from [Lor90, p. 137], gives the multiplicities of the components of .
Proposition 3.3**.**
Let be an irreducible component of . Then is a component of of multiplicity , where is the pointwise stabiliser of .
Blowing up a singularity on results in a chain of rational curves, as in Definition 3.1. It is well known (e.g. [Lor90, Fact V], [Lip78]) that blowing up the singularities on and blowing down all rational components in chains with self intersection -1 results in a minimal SNC model.
The singularities on are tame cyclic quotient singularities, and there is a precise description of the chain of rational curves that arises after resolving them. We will prove in Proposition 5.11 that singularities which lie on precisely one irreducible component of are tame cyclic quotient singularities. The definition is as follows:
Definition 3.4**.**
Let be a scheme over and let be a closed point. The point is a tame cyclic quotient singularity if there exists
- –
a positive integer which is invertible in ,
- –
a unit ,
- –
integers and satisfying
such that is isomorphic to the subalgebra of -invariants in under the action . We will call the pair the tame cyclic quotient invariants of .
The following theorem, [CES03, Theorem 2.4.1], tells us how to resolve tame cyclic quotient singularities.
Theorem 3.5**.**
Let be a flat, proper, normal curve over with smooth generic fibre. Suppose is a tame cyclic quotient singularity with tame cyclic quotient invariants , as in Definition 3.4 above.
Consider the Hirzebruch-Jung continued fraction expansion of given by
[TABLE]
where for all . Then the minimal regular resolution of is a chain of rational curves such that has self intersection .
Remark 3.6**.**
Note that in [CES03] the are labeled in the opposite order. Instead we use the same labeling of the components in our chain as in both [Dok18], and [Lor90].
3.3. Semistable Models
A critical step in the proof of the main theorem in this paper will be extending the field so that has semistable reduction. The following theorem, a criterion for to have semistable reduction in terms of the cluster picture of , allows us to do just that. First we need the following definition:
Definition 3.7**.**
For a proper cluster define
Theorem 3.8** (The Semistability Criterion).**
Let be a hyperelliptic curve, and let be the set of roots of in . Then has semistable reduction over if and only if
- (i)
the extension has ramification degree at most , 2. (ii)
every proper cluster of is invariant, 3. (iii)
every principal cluster has and .
Once the field has been extended so that has semistable reduction, there is a very explicit description of the special fibre of in terms of the cluster picture of in [DDMM18, Theorem 8.5]. For this we need some definitions. To simplify some invariants, we assume that all clusters have , since a cluster with introduces singular irreducible components. This will be sufficient for our purposes since these invariants are used to describe the explicit automorphism on and we can always extend our field so that the minimal semistable model has no singular components. Note that the valuation on is normalised with respect to , such that the valuation of a uniformiser of is .
Definition 3.9**.**
For let
[TABLE]
For a proper cluster define
[TABLE]
Define If is either even or a cotwin, we define by
[TABLE]
For all other clusters set . We write without reference to any for , a generator. [DDMM18, Definition 8.2]
Remark 3.10**.**
The quantity if and only if swaps the two points at infinity of . When since
[TABLE]
Remark 3.11**.**
Our definition of differs slightly to that in [DDMM18]. In [DDMM18] is defined to be , and a second quantity is defined to be . This is to account for singular components of the special fibre. Given our assumption that every cluster in has relative depth , when we calculate these for we find that , so for simplicity we do not write the tilde.
Definition 3.12**.**
Let be a principal cluster. Define by
[TABLE]
These definitions are key for the description of the minimal SNC model of . In the interest of brevity, we will not restate [DDMM18, Theorem 8.5] here, which is a simplification of Theorem 1.6 to the case of semistable reduction, and also gives the action of on the minimal SNC model. However, we recommend that the reader familiarise themselves with this theorem as it is helpful for understanding the case when does not have semistable reduction. The main idea is that principal non-übereven (resp. übereven) clusters each have one (resp. two) components associated to them, and components of parents and odd (resp. even) children are linked by one (resp. two) chain(s) of rational curves. The Galois action on components is induced by the Galois action on clusters, and the two components (resp. two linking chains) of an übereven cluster (resp. even child) are swapped precisely when .
4. Background - Models of Curves via Newton polytopes
In this section we describe a method from [Dok18] for calculating a SNC model of a curve which is -regular. The notion of -regularity, given in [Dok18, Definition 3.9], applies to more general smooth projective curves. Here we restrict to the case where has a nested cluster picture, and note that this condition implies -regularity. The results are applied in Section 6.
4.1. Newton polytopes
Here we briefly collate the key definitions regarding Newton polytopes necessary for this paper. We begin with the definition of a Newton polytope.
Definition 4.1**.**
Let be the defining equation of a hyperelliptic curve over . The Newton polytopes of over and respectively are:
[TABLE]
Above every point there is exactly one point . This defines a piecewise affine function . When there is no risk of confusion, we may sometimes write , and and the pair determines . [Dok18, § 3]
Definition 4.2**.**
Under the homeomorphic projection , the images of the 0, 1, and 2 dimensional open faces of are called -vertices, -edges, and -faces respectively. Note that, a -vertex is a point in , a -edge (often denoted ) is homeomorphic to an open interval, and a -face (often denoted ) is homeomorphic to an open disc.
Notation 4.3**.**
For a -edge and a -face we write
[TABLE]
and , , to include points on the boundary. We use subscripts to restrict to the set of points with in a given set, for instance
Definition 4.4**.**
The denominator , for every -face or -edge is defined to be the common denominator of for . For two alternate, but equivalent, definitions see [Dok18, Notation 3.2].
Remark 4.5**.**
We shall see that the denominator of a -face or -edge , in some sense, tells us the multiplicity of the component or chain of the SNC model arising from . Roughly, for a -face , is the multiplicity of the component , and for a -edge , is the minimum multiplicity appearing in the chain of rational curves arising from .
We distinguish between -edges which lie on precisely one or two -faces of the Newton polytope, the former giving rise to tails and the latter to linking chains.
Definition 4.6**.**
A -edge is inner if it is on the boundary of two -faces. Otherwise, if is only on the boundary of one -face, is outer.
4.2. Calculating a Model
Before we begin, we give a few constants related to -faces and -edges which will be necessary for our description.
Definition 4.7**.**
Let be a -edge on the boundary of a -face . Write
[TABLE]
Definition 4.8**.**
Let be a -edge. If is outer it bounds two -faces, say and . If is inner it bounds one -face, say . Choose with , and . The slopes at are
[TABLE]
where is the unique affine function that agrees with on .
Theorem 4.9**.**
Suppose is a nested hyperelliptic curve over . Then there exists a regular model of with strict normal crossings. Its special fibre is as follows:
- (i)
Every -face of gives a complete smooth curve of multiplicity and genus . 2. (ii)
For every -edge with slopes pick such that
[TABLE]
Then gives chains of rational curves of length from to (if is outer these chains are tails of ) with multiplicities . **[Dok18, Theorem 3.13]**
Remark 4.10**.**
In (1), indicates that and intersect times in the inner case, and that contributes no tails in the outer case.
Remark 4.11**.**
An explicit equation for is given in [Dok18, Definition 3.7], where it is denoted by . However this is more information than necessary for our situation so we do not give this description here. A description of a similar object is also given in [Dok18, Definition 3.7], and in Theorem 3.13 of [Dok18] the number of rational chains that a -edge gives rise to is described in terms of . However, it is straightforward to show that in our case , so we omit this description also.
Remark 4.12**.**
To see that the sequences in Theorem 4.9 exist, take all numbers in of denominator in decreasing order. This is essentially a Farey series, so satisfies the determinant condition in (1). One can then repeatedly remove, in any order, terms of the form
[TABLE]
where and are coprime, until no longer possible. This corresponds to blowing down s of self intersection -1 (see Remark 3.16 in [Dok18]). The resulting minimal sequence is unique (else this would contradict uniqueness of minimal SNC model), and still satisfies the determinant condition. If this minimal sequence has the form
[TABLE]
with strictly decreasing and strictly increasing. If this minimal sequence has the form
[TABLE]
with strictly decreasing, strictly increasing, and for all . Notice that shifting either or by an integer does not change the denominators , that appear in this sequence. If (else shift by an integer), the numbers are the approximants of the Hirzebruch-Jung continued fraction expansion of , similarly for consider the expansion of . [Dok18, Remark 3.15]
4.3. Sloped Chains
The following definition allows us to talk about different parts of chains of rational curves arising from -edges in the Newton polytope of .
Definition 4.13**.**
Let and . Pick as in Theorem 4.9; that is, such that
[TABLE]
with and , for some .
Let . If is non-empty, let be the minimal element of and let the maximal element of . Suppose is a chain of rational curves where has multiplicity . Then is a sloped chain of rational curves with parameters and we split into three sections. If we define the following:
- (i)
, the downhill section, 2. (ii)
, the level section, 3. (iii)
, the uphill section.
If instead we define:
- (i)
, the downhill section, 2. (ii)
, the uphill section,
and there is no level section.
We define the length of each section to be the number of contained in it, and each section is allowed to have length 0. For instance, the level section has length 0 if and only if , and the downhill section has length 0 if and only if .
Remark 4.14**.**
A tail is a sloped chain with level section of length 1 and no uphill section. Therefore any tail can be given by just two parameters, namely and (since ). We will often refer to a tail as a tail with parameters . It follows from Remark 4.12 that a tail with parameters has the same multiplicities as the tail obtained by resolving a tame cyclic quotient singularity with tame cyclic quotient invariants .
Remark 4.15**.**
All of our chains of rational curves, be they tails, linking chains or crossed tails, are sloped chains. For example, a linking chain in a semistable model will consist of only level section. Both tails and crossed tails in a minimal SNC model will have no uphill section.
5. Curves with Tame Potentially Good Reduction (The Base Case)
In this section we calculate the minimal SNC model of a hyperelliptic curve with genus which has tame potentially good reduction. That is, there exists a field extension of degree such that and are coprime, and has a smooth model over . In order to calculate this model, we assume that is the minimal such extension. The minimal SNC model of a hyperelliptic curve has a rather straightforward description: it consists of a central component with some tails (in the sense of Definition 3.1) whose multiplicities can be explicitly described using the results of Section 3.2. The size and depth of the unique proper cluster , as well as the valuation of the leading coefficient will be sufficient to calculate the (dual graph with multiplicity of the) minimal SNC model of over :
Theorem 5.1**.**
Let be hyperelliptic curve over with tame potentially good reduction. Then the special fibre of the minimal SNC model of consists of a component , the central component, of multiplicity . Furthermore, if then the following tails intersect the central component :
[TABLE]
Remark 5.2**.**
The genus of the central component can be calculated using Riemann Hurwitz, and we prove an explicit formula for it in Proposition 5.24.
Since has tame potentially good reduction, by [DDMM18, Theorem 1.8(3)] we can assume (possibly after a Möbius transform) that that the cluster picture of over consists of a single proper cluster . After an appropriate shift of the affine line we can assume that is centered around [math] and that is given by one of the following two equations:
[TABLE]
where the are units.
We will proceed in the manner of Section 3.2. Let be the smooth Weierstrass model of over (the hyperelliptic curve over given by ), and let be the quotient map induced by the action of . We will explicitly describe the singular points of , show that they are tame cyclic quotient singularities in the sense of Definition 3.4, and give their tame cyclic quotient invariants in Proposition 5.11. Theorem 3.5 then tells us the self intersection numbers of the rational curves in the tails obtained by resolving the tame cyclic quotient singularities. After using intersection theory, this allows us to describe the special fibre of the minimal SNC model of in full.
5.1. The Automorphism and its Orbits
To describe the singularities on , we must first explicitly describe the Galois automorphism on the unique component of the special fibre of the smooth Weierstrass model of over . The following fact from [Lor90, Fact IV p. 139] describes the singularities of in terms of the quotient .
Proposition 5.3**.**
Let be the ramification points of the morphism . Then is precisely the set of singular points of .
Furthermore, the ramification points of correspond to points whose preimage is an orbit of size strictly less than .
Definition 5.4**.**
Let be an orbit of clusters. If , we say that is a small orbit.
Hence describing the singular points of is equivalent to describing the small orbits of . In order to list these orbits, we first simplify some cluster invariants from 3.7 and 3.9.
Lemma 5.5**.**
Let be a hyperelliptic curve with tame potentially good reduction and unique proper cluster . Then:
[TABLE]
and any induces
[TABLE]
Proof.
Definitions 3.7 and 3.9 and [DDMM18, Theorem 8.5]. ∎
Since and are non-zero and is algebraically closed, the only points which can lie in orbits of size strictly less than are points at infinity, or points where or . This gives four cases which we will take care to distinguish between, as it will make it easier to describe the minimal SNC model for a general cluster picture. With this in mind we make the following definitions:
Definition 5.6**.**
We split the small orbits that can occur into the following types.
- •
-orbits: orbits on the point(s) at infinity,
- •
-orbits: orbits on non-zero roots,
- •
-orbits: orbits on the points ,
- •
-orbits: the orbit on the point .
The following lemmas describe in which situations we see these small orbits. We will assume since no small orbits occur when .
Lemma 5.7**.**
If is odd then there is a single -orbit consisting of a single point. If is even and then there are two -orbits each of size 1. If is even, and then there is a single -orbit of size 2.
Proof.
Let denote the coordinates at infinity. The curve has a single point at infinity if is odd, and two points at infinity if is even. In the latter case, Lemma 5.5 gives the action at infinity . Therefore, when is even, the points at infinity are swapped if and only if for some . This is the case if and only if is odd. In this case, the orbit at infinity has size 2 and is only a small orbit if . ∎
Lemma 5.8**.**
If then there is a single -orbit consisting of a single point. Otherwise , and if then there are two -orbits of size 1, else and there is a single ()-orbit of size 2.
Proof.
If then is the unique -orbit. If then , and these points are swapped by some element of the Galois group (see Lemma (5.5)) if and only if . If then the orbit has size hence it is only a small orbit if . ∎
Lemma 5.9**.**
Either or , where is the denominator of . In particular if and only if .
Proof.
By Theorem 3.8, is the minimal integer such that and . Since , we can deduce that . Since , or . We can check that the other conditions of Theorem 3.8 are satisfied over a field extension of degree . ∎
Lemma 5.10**.**
If then there are -orbits if , or -orbits if .
Proof.
The non-zero points with are of the form for a primitive root of unity. The -orbits have size so if then the -orbits are not small orbits. ∎
These lemmas allow us to fully describe how many singularities has. The following proposition tells us that they are tame cyclic quotient singularities in the sense of Definition 3.4. Theorem 3.5 then allows us to resolve these singularities.
Proposition 5.11**.**
Let be a singularity which is the image of a Galois orbit . Then is a tame cyclic quotient singularity. In addition, with notation as in Definition 3.4, where and is given in the following table:
[TABLE]
Proof.
Recall that for to be a tame cyclic quotient singularity, there must exist invertible in , a unit and integers and such that , and such that is equal to the subalgebra of -invariants in under the action . We will show that , and will explicitly calculate .
Let be a small orbit and let . Then is the subalgebra of -invariants of under the action of , where . This follows from the definition of as the quotient of under the action of , which for a generator sends
[TABLE]
To prove that is a tame cyclic quotient singularity we must calculate .
First, suppose is a or a -orbit, and write . Then is generated by and . However, since for a unit , is generated by and . Therefore, , and is the subalgebra of -invariants of this under the action where generates (as is cyclic). Let be such that and . Then to prove is a tame cyclic quotient singularity all that is left to show is that is a unit in and that . The second is clear, and for the first note that since also generates , it must be a primitive root of unity hence must be a unit.
If is an -orbit, then . By a similar argument to above, and is the subalgebra of invariants under the action , where and is such that and .
If is an orbit, then we can calculate and explicitly by going to the chart at infinity. ∎
Corollary 5.12**.**
If is a -orbit which gives rise to a tame cyclic quotient singularity , then the tame cyclic quotient invariants of are such that .
Proof.
The orbit is a -orbit hence has size . Lemma 5.9 tells us that, if and only if . In this case . Since and is an odd integer, this gives , hence . ∎
5.2. Tails
Resolving singularities as in Section 5.1 results in tails. These are chains of rational curves intersecting the central component once and intersecting the rest of the special fibre nowhere else. It is useful to distinguish between tails based on the type of orbit they arise from.
Definition 5.13**.**
Define the following tails based on the type of singularity of they arise from:
- •
-tail: arising from the blow up of a singularity of which arose from an -orbit,
- •
-tail: arising from the blow up of a singularity of which arose from an orbit of non-zero roots,
- •
-tail: arising from the blow up of a singularity of which arose from an orbit on the points ,
- •
-tail: arising from the blow up of a singularity of which arose from the point .
Remark 5.14**.**
The tails defined in Definition 5.13 are the only tails that can possibly occur in . This is because any tail must arise from a singularity of which lies on just one component, namely a singularity which arises from one of the small orbits discussed in Section 5.1.
Proof of Theorem 5.1.
The central component is the image of the unique component of under . Since blowing up points on does not affect its multiplicity, this has multiplicity , by Proposition 3.3. The description of the tails follows from Lemmas 5.7, 5.8, and 5.10, since the tails are in a bijective correspondence with the orbits of points of of size strictly less than . We must check that really appears in the minimal SNC model. Suppose is exceptional. Then and Riemann-Hurwitz says
[TABLE]
Therefore there must be at least three ramification points, so intersects at least three tails. ∎
Remark 5.15**.**
The method for calculating the multiplicities of the rational curves in these tails is described in Theorem 3.5 using the tame cyclic quotient invariants given in Proposition 5.11.
Remark 5.16**.**
The central component is the only component of which may have non-zero genus. Its genus, , can be calculated via the Riemann-Hurwitz formula. An even more explicit calculation of in terms of the Newton polytope is given in Proposition 5.24.
5.3. Relation to Newton polytopes
Up to this point, this section has described the minimal SNC model of a hyperelliptic curve with tame potentially good reduction using the methods from Section 3.2. However, such a hyperelliptic curve has a nested cluster picture so we can also calculate the minimal SNC model using Newton polytopes and the techniques described in Section 4. By the uniqueness of the minimal SNC model, these two methods will give the same result: for the reader’s sanity, in this section we will show that this is indeed the case. Recall that without loss of generality we can assume that with tame potentially good reduction is given by one of the following two equations:
[TABLE]
The Newton polytope of is shown in Figure 9(a) if , and in Figure 9(b) if . In each case there is exactly one -face of , which we shall label . Therefore, by Theorem 4.9, the minimal SNC model consists of a central component , and possibly tails arising from the three outer -edges of .
Lemma 5.17**.**
The multiplicity of is ; that is .
Proof.
We will first show that , and then that . Note that, in both Newton polytopes in Figure 9, the valuation map is given by the affine function = . Since is such that and , we have . As is the common denominator of all for , this gives that .
Note that , and . By minimality of , this implies . ∎
Lemma 5.18**.**
The -tails arise from the outer -edge of between and .
Proof.
We will first check that this -edge gives the correct number of -tails, and then calculate the slope to check that the multiplicities of the components are the same.
Let us call this -edge . By Theorem 4.9 then contributes tails to the SNC model. Since the points , it contributes two tail if and only if . If is odd then , hence contributes one tail. If is even then , hence if and only if . Therefore contributes one tail if is even and is odd, and two tails if and are even. This agrees with Theorem 5.1.
A quick calculation tells us that if and only if is even and , and that otherwise. Therefore, , where is the orbit at infinity. The unique surjective affine function which is zero on and non-negative on is if is odd, and if is even. Therefore, if is odd, and if is even. Since the multiplicities of the components of a tail are the Hirzebruch-Jung approximants of the slopes, we are done after comparing the slopes to the table in Proposition 5.3.
If (when is even and is odd) has , so the associated tail is empty, which agrees with the table in Theorem 5.1. ∎
Lemma 5.19**.**
In both cases, when and when , the -tails arise from the outer -edge of on the -axis. Furthermore, if then the -tails arise from the -edge between and . Else the -tail arises from the -edge between and .
Proof.
This follows after a similar calcuation to Lemma 5.18. ∎
5.4. The Curve
To conclude this section, we drop the requirement for to have tame potentially good reduction. We will describe a hyperelliptic curve with potentially good reduction which we associate to a principal cluster with . This new curve, which we will denote by , will be invaluable in describing the components of the minimal SNC model of which are associated to . For with , the cluster picture of will be such that the singletons in correspond to odd children of and the even children of are in effect discarded. The leading coefficient of is chosen so that everything behaves well, and allows us to make the comparisons we wish between the minimal SNC model of and the minimal SNC model of . We describe this formally now.
Definition 5.20**.**
Let be a hyperelliptic curve, not necessarily with tame potentially good reduction. Let be a principal cluster with such that is fixed by . Suppose furthermore that for any , . We define another hyperelliptic curve by
[TABLE]
Write for the cluster picture of , and for the minimal SNC model of . The special fibre of the minimal SNC model of is denoted , and the central component is denoted . We also write for the set of all roots of , and define , , and .
Remark 5.21**.**
Let be the minimal semistable model of over , for some such that is semistable. Let be a principal cluster with . If we reduce , we obtain , the component of corresponding to (see [DDMM18, Theorem 8.5] for the equation of ). In addition, has been carefully chosen so that , and . In particular, the automorphisms induced by Galois on and are the same.
Definition 5.22**.**
For a principal, Galois-invariant cluster , define to be the minimum integer such that and . Furthermore, if define to be the genus of and if define . We call the genus of .
Remark 5.23**.**
By the Semistability Criterion [DDMM18, Theorem 1.8], if is not übereven then is the minimum integer such that has semistable reduction over a field extension of degree . In particular, the central component of has multiplicity and genus . If then , but the converse is not necessarily true.
Proposition 5.24**.**
If , the genus is given by
[TABLE]
Proof.
By Theorem 4.9, we know is given by . This is the number of interior points with integer valuation of the unique face of the Newton polytope of . By examining Figure 9, we see that all interior points are of the form with . For such points, . Therefore,
[TABLE]
When this is therefore equal to
[TABLE]
When , this is equal to
[TABLE]
When and is odd this set is always empty, and when and is even it has size . ∎
Lemma 5.25**.**
Let be a hyperelliptic curve and let be a principal cluster which is fixed by Galois. Let be an extension such that is semistable over , and let generate . Then has degree .
Proof.
The map is given by . The result follows as , by definition, is the minimal integer such that . ∎
6. Calculating Linking Chains
The minimal SNC model of a general hyperelliptic curve can roughly be described as follows. Each principal cluster of has one or two central components, and some tails associated to it. These central components are linked by chains of rational curves. Section 5 will allow us to describe these central components and tails, while this section will be used to describe these linking chains. This includes describing any loops. We will also see the simplest example of the general philosophy that the components of the special fibre of the minimal SNC model of associated to a principal cluster “look like” the special fibre of the minimal SNC model of .
Throughout the rest of this section we will take to be a hyperelliptic curve such that such that consists of exactly two proper clusters: a proper cluster and a unique proper child . This is illustrated in Figure 10. Note that and . If is such that is even and then has potentially good reduction, this case is covered in Section 5. To avoid this case we will assume that if is even then . Since hyperelliptic curves of this type are nested we can directly apply the methods from [Dok18]. Before we apply Theorem 4.9, we need to understand the Newton polytope of .
6.1. The Newton polytope
Without loss of generality, we can assume that the defining equation of will be either
[TABLE]
or
[TABLE]
where the are units. If has defining equation (4), then , and the Newton polytope of will be as shown in Figure 11(a). If instead has defining equation (5), the Newton polytope will be as shown in Figure 11(b).
Lemma 6.1**.**
Let have Newton polytope as in Figure 11(a). Then there is an isomorphism from the closure of the -face marked to the Newton polytope of (whose only -face we label ), shown in Figure 12. In particular preserves valuations and . In this sense we say that corresponds to the cluster . Similarly the -face in Figure 11(a) corresponds to .
Proof of Lemma 6.1.
Let us compare the -face in Figure 11(a) to the Newton polytope, , of . This is given in Figure 12(a) if is even, and given in Figure 12(b) if is odd.
If is even we can define
[TABLE]
It is easy to show that this is an isomorphism, and that the valuations are preserved. Similarly if is odd we can define
[TABLE]
which is also an isomorphism that preserves the valuations. In particular, in both cases we have , and if is the unique affine function agreeing with on , then , where .
Similarly, we can see that the -face in Figure 11(a) corresponds to by considering the Newton polytope of . This is shown in Figure 13. We see that the map
[TABLE]
is an isomorphism that preserves the valuations, that is , and , where is the unique affine function agreeing with on .
∎
We can make a similar comparison of the -faces of the Newton polytope in Figure 11(b).
Lemma 6.2**.**
Let have Newton polytope as in Figure 11(b). Then the -face marked in Figure 11(b) corresponds to the cluster . That is there is a valuation preserving isomorphism between and , and , where is the unique -face of . Similarly the -face marked on the Newton polytope in Figure 11(b) corresponds to the cluster .
Proof.
Follows by a similar argument to Lemma 6.1. ∎
6.2. Structure of the SNC Model
The following theorem describes the structure of the special fibre of the minimal SNC model for hyperelliptic curves whose cluster picture looks like Figure 10.
Theorem 6.3**.**
Let be a hyperelliptic curve with cluster picture as in Figure 10. If is principal, then the special fibre of the minimal SNC model has a component arising from with multiplicity and genus . If is principal then there is a component arising from of multiplicity and genus . These are linked by sloped chain(s) of rational curves with parameters , which are described in the following table:
[TABLE]
The chains where the “To” column has been left empty are crossed tails with crosses of multiplicity . If is principal and then has the following tails with parameters :
[TABLE]
If is principal and then has the following tails with parameters :
[TABLE]
Remark 6.4**.**
For this particular type of hyperelliptic curve, will be principal unless it is a cotwin (i.e. if ), and will be principal unless it is a twin. Since we have assumed that , these cases cannot coincide. Note that neither nor can be übereven in this case.
Remark 6.5**.**
Suppose is principal. In we can see most of the components of . The central component will have the same multiplicity and genus as , and will have almost the same tails. The only difference being that one or two of the tails (the -tail in the case is odd and the -tail(s) otherwise) will instead form either part of a linking chain between and (in the case principal); or a loop or a crossed tail associated to (in the case where is a twin). We will say that the downhill section of the linking chain corresponds to this tail. If the linking chain, loop or crossed tail in has a non-trivial level section, then all the components of the tails in appear in the linking chain(s) in . If the level section has length zero then some of the lower multiplicity components do not appear - we expand on this in Section 6.3.
Similarly, if is principal, we see most of the components of in . In this case, has the same tails as except that the infinity tail(s) of the latter are absorbed into the linking chain(s) (or the loop or crossed tail arising from if it is a cotwin). In this case, we say that the uphill section of the linking chain corresponds to the infinity tail in . We shall see that this is a phenomenon which generalises to the main theorems in Section 7.
Remark 6.6**.**
The length of the level section of a linking chain, loop or crossed tail (that is, the number of s with multiplicity ) is equal to . Let be the minimal regular model of over , be the quotient by and the resolution of singularities. Then any irreducible component in the level section of is not an exceptional divisor - that is to say, it is the image of components of which are permuted by . This can be seen by looking at the explicit automorphisms on the components of given in [DDMM18, Theorem 6.2].
Example 6.7**.**
Consider the hyperelliptic curve over . The special fibre of the minimal SNC model of can be seen in Figure 15. The central components , and are labeled and shown in bold.
If we consider the curves and and the special fibres of their minimal SNC models we find that they are as pictured in Figure 16 below.
We can see that all the components in both Figures 16(a) and 16(b) also appear in the special fibre of the minimal SNC model of . They are glued together along one of their multiplicity one components which forms the linking chain in Figure 15. This provides a visualisation of what we mean when we say the tails of correspond to those of , the tails of correspond to those of , and that some of these tails form part of the linking chains of the special fibre of the minimal SNC model of .
The proof of Theorem 6.3 will be presented as a series of lemmas.
Lemma 6.8**.**
If is principal then the special fibre has an irreducible component of multiplicity and genus . If is principal then there is a component of multiplicity and genus .
Proof.
Follows from Lemmas 6.1 and 6.2. ∎
Remark 6.9**.**
Lemma 6.8 further proves that and since, by Theorem 4.9, has multiplicity .
Lemma 6.10**.**
If is principal and , the following tails of arise from outer -edges of the -face in Figure 11, with conditions as in Theorem 6.3:
- (i)
-tail(s) arising from the -edge connecting and , 2. (ii)
-tail(s) arising from the -edge connecting and .
Proof.
This is a consequence of our discussion above, relating to the Newton polytope of . The conditions in Theorem 6.3 for the tails to occur follow since . ∎
Lemma 6.11**.**
If is principal and , the following tails of arise from outer -edges of the -face in Figure 11, with conditions as in Theorem 6.3:
- (i)
if , -tail(s) arise from the -edge connecting and , 2. (ii)
if , a -tail arises from the -edge connecting and , 3. (iii)
in both cases, -tail(s) arise from the -edge intersecting the -axis.
Proof.
This is a consequence of our discussion above, relating to the Newton polytope of . The conditions in Theorem 6.3 for these tails to occur follow since . ∎
In order to find the lengths of the level sections of the linking chains, we must calculate the slopes of the unique inner -edge , adjacent to both -faces and in Figure 11.
Lemma 6.12**.**
If is odd , and . Else , and .
Proof.
Suppose is odd. Then the only points in are the endpoints and , so . The unique function such that {\left.\kern-1.2ptL^{*}_{F_{1}}\vphantom{\big{|}}\right|_{L}}=0 and {\left.\kern-1.2ptL^{*}_{F_{1}}\vphantom{\big{|}}\right|_{F_{1}}}\geq 0 is given by
[TABLE]
To calculate and we need and such that and . We will take and . The unique affine function which agrees with on is defined by Therefore,
[TABLE]
The calculations for and even are similar. ∎
Proof of Theorem 6.3.
Recall that is the minimum integer such that , and . If then , hence the slopes of the outer -edges of are integers and has no tails. If then Lemma 6.10 describes the tails of . Similarly if then has no tails and if then Lemma 6.11 describes the tails of . The statement on the parameters of the tails and the linking chain follows from Remark 4.12 and the calculation of the slopes in Lemma 6.12. The multiplicity of the level section is where is the inner -edge between and .
The two cases left to worry about are when is a twin or when is a cotwin. We will only argue the case where is a twin, as the case where is a cotwin is proved similarly. Recall from Remark 3.10 that . So, if and only if .
Suppose that . Since and we have that , and . So, and by Theorem 4.9 there are two linking chains from to the component arising from the -face of in Figure 11. The component is exceptional by [Dok18, Proposition 5.2] and the linking chains between and are minimal. After blowing down , this results in a loop from to itself.
Suppose instead that, . Then there is a single chain of rational curves from to , and has two rational other rational curves intersecting it transversely (which arise from the -edge connecting and ). Therefore, is not exceptional and must appear in the minimal SNC model. This means, if we consider as a component of the level section, that this chain of rational curves is a crossed tail. ∎
6.3. Small Distances
Let and be the principal clusters such that there is a linking chain from to . If has level section of length greater than 0, it is straightforward to compare the multiplicities of to those of the corresponding tails (see Remark 6.5). All of the multiplicities of the corresponding tails appear in the uphill and downhill sections of . However, if the level section is empty and the downhill section of corresponds to a tail, say , then not all of the multiplicites of appear in the downhill section of . Similarly if the uphill section corresponds to a tail, say . We shall show that in this case, and “meet” at a component of second least common multiplicity. In other words, if we consider a chain of rational curves such that has level section of length , and whose downhill and uphill sections correspond to and respectively, then we “cut out” a section of to obtain .
Example 6.13**.**
Consider the hyperelliptic curves given by over for , with cluster pictures shown in Figure 17.
The level section of the linking chain between and has length . Figure 18 shows the special fibres of the minimal SNC models for both when , and the small distance case (when ). Here we can see that when the uphill and downhill sections of the linking chain have a common multiplicity greater than 1, namely 3, and that to obtain the case we remove the dashed section of the linking chain and glue back along the multiplicity 3 components.
Let us solidify this with a precise statement.
Theorem 6.14**.**
Let be a sloped chain of rational curves with parameters , as in Definition 4.13. Suppose that has level section length [math] and . Suppose has multiplicity and the downhill section comprises of for , for some with . Let for be tails (with possibly empty, in which case ), where has parameters and has parameters . Let have multiplicity (and write ), and let be maximal such that . Then for and for .
Remark 6.15**.**
Let be as in Theorem 6.14. Since the level section of is empty, it must be the case that . Therefore, after shifting and by an integer if necessary, we may insist that . If (hence is empty) then it is immediate from Remark 4.12 that and for , since the multiplicities come from the same sequence of fractions. A similar conclusion applies if . So we are able to assume without loss of generality that , hence our assumption in Theorem 6.14 that .
Roughly, Theorem 6.14, states that when there is no level section, rather than seeing all of the multiplicities of the tails which the uphill and downhill sections correspond to, the two tails “meet” at the component of minimal shared multiplicity greater than . Before we prove this theorem, let us prove a couple of lemmas.
Lemma 6.16**.**
Let with . Then there is a unique fraction with minimal denominator in the set , when written with coprime numerator and denominator.
Proof.
Suppose not, and suppose can be written with coprime and the minimal denominator of elements in the set . We will show that there exists a rational number lying between and of denominator .
Write , and consider the set . Since and , and there must exist a multiple of in . That is, there exists such that . Since and are coprime, we have . Therefore,
[TABLE]
which contradicts the minimality of . ∎
Lemma 6.17**.**
With notation as in Theorem 6.14, there exists some , for , such that .
Proof.
Write . Recall that we assumed that, , so . Let be the unique fraction of minimal denominator in , which exists by Lemma 6.16. Then if
[TABLE]
is the reduced sequence giving rise to the linking chain , as in Remark 4.12, where , and for some , we must have that .
Consider the following two reduced sequences:
[TABLE]
These give rise to the multiplicites for , of the tails . We will show that there exist and with
We will first prove that for some . Since , we have that . So, some fraction of denominator , say , appears in the full sequence of fractions in of denominator less than or equal to . To obtain a reduced sequence, we remove all terms of the form
[TABLE]
as in Remark 4.12. We can only remove if there exists some with and . No such can exists since is the minimal denominator of any element of . Therefore, cannot be removed in the reduction proccess and so must apppear in the reduced sequence. Therefore there exists such that Proving that there exits such that is done similarly. ∎
We can now prove Theorem 6.14.
Proof of Theorem 6.14.
The fractions in the reduced sequence depend only on the elements of of denominator less than or equal to , as do the fractions . This proves that hence for . Similarly hence for . It remains to show maximality of and .
Suppose there is some such that and . In addition to this, (recall is the unique fraction with least denominator in ). Therefore and . Let be the unique rational with least denominator in . By uniqueness, . Therefore, or . Suppose for now that , and consider again the reduced sequence
[TABLE]
However cannot appear in this reduced sequence since a fraction with smaller denominator, , appears to the left of it in the non-reduced sequence. So, at some step in the reduction process would have been removed. Therefore, . Similarly, one can show that . This is a contradiction. So no such and exist. ∎
7. Main Theorems
The previous two sections looked at the minimal SNC models of specific cases of hyperelliptic curves. In this section, we state our main theorems in full generality. Theorem 7.12 gives the structure of the special fibre of the minimal SNC model , and Theorems 7.17 and 7.18 give more explicit descriptions of multiplicities and genera of components appearing in the special fibre.
7.1. Orbits
Before we can state and prove the main results of this paper, we need to extend some of the definitions of Section 2. Since the definitions in Section 2 come from [DDMM18], where the authors deal only with the semistable case, they do not deal with orbits of clusters. So, here we make some new definitions which extend the preexisting ones to orbits.
Definition 7.1**.**
Let be a Galois orbit of clusters. Then is übereven if for all , is übereven. Define an orbit to be odd, even, and principal similarly.
Definition 7.2**.**
Let be an orbit of clusters. Define to be the field extension of of degree . By Lemma 2.10, is the minimal field extension over which for any , we have .
Definition 7.3**.**
Let be a Galois orbit of clusters, and choose some . Then we define
[TABLE]
Remark 7.4**.**
Note that the invariants defined in Definition 7.3 are well defined, i.e they do not depend on the choice of .
Definition 7.5**.**
An orbit is a child of , written , if for every there exists some such that . Define for some .
Definition 7.6**.**
Let be a principal orbit of clusters with and choose some . Then is defined to be the curve over . We denote the minimal SNC model of by , and the central component by .
Remark 7.7**.**
The curve depends on a choice of , but the combinatorial description of the special fibre of the minimal SNC model will not. Since this is what we need for, we do not need to worry about this.
Definition 7.8**.**
Let be a principal orbit of clusters. Define to be the minimal integer such that and for all . Define for over , where is as defined in Definition 5.22.
Remark 7.9**.**
Analogously to Section 5.4, the curve is semistable over an extension of of degree and the quotient map has degree for .
7.2. The Special Fibre of the Minimal SNC Model
We state here the first of our main theorems. Roughly this tells us that the cluster picture, the leading coefficient of , and the action of on the cluster picture is enough to calculate the structure of the minimal SNC model, along with the multiplicities and genera of the components.
Theorem 7.10**.**
Let be a complete discretely valued field with algebraically closed residue field of characteristic . Let be a hyperelliptic curve over with tame potentially semistable reduction and cluster picture . Then the dual graph, with genus multiplicity, of the special fibre of the minimal SNC model of is completely determined by (with depths), the valuation of the leading coefficient of , and the action of .
Remark 7.11**.**
If does not have algebraically closed residue field, then the Frobenius action on the dual graph is determined by this data, as well as the values of for each orbits of clusters . See Theorem 7.21.
The proof of this will follow from the theorems proved in the rest of this section, and we make this more precise later. First we split Theorem 7.10 into several smaller theorems. The first tells us which components appear in the special fibre of the minimal SNC model. Roughly, there is a central component for every orbit of principal, non übereven clusters, one or two central components for every orbit of principal übereven clusters, and a chain of rational curves associated to each orbit of twins. These central components are linked by chains of rational curves, and certain central components will also have tails intersecting them. The following theorem gives us the structure of the special fibre but is missing important details such as multiplicities, genera and lengths of these chains. These remaining details will be discussed in a later theorem.
Theorem 7.12** (Structure of SNC model).**
Let be a complete discretely valued field with algebraically closed residue field of characteristic . Let be a hyperelliptic curve with tame potentially semistable reduction. Then the special fibre of its minimal SNC model is structured as follows. Every principal Galois orbit of clusters contributes one central component , unless is übereven with , in which case contributes two central components and .
These central components are linked by chains of rational curves, or are intersected transversely by a crossed tail in the following ways (where, for any orbit , we write if is not übereven):
[TABLE]
Note that any chain where the “To” column has been left blank is a crossed tail. If is not principal then we also get the following chains of rational curves:
[TABLE]
Finally, a central component is intersected transversally by some tails if and only if . These are explicitly described in Theorem 7.18.
Remark 7.13**.**
At no point do we give explicit equations for the central components . However, these can be calculated using the method laid out in this paper. In particular, one can take the explicit equations given in [DDMM18, Theorem 8.5] for the components in the semistable model of and the Galois action on these components, and apply [DD18, Theorem 1.1].
Before we prove this, let us prove a couple of lemmas. Recall that is a field over which has semistable reduction and that is the component associated to a cluster in the special fibre of the minimal semistable model of over .
Lemma 7.14**.**
Let be a principal cluster with .
- (i)
If and is not übereven (resp. übereven) then (resp. each of and ) intersects at least two other components. 2. (ii)
If and is not übereven (resp. übereven) then (resp. each of and ) intersects at least three other components.
Proof.
(i) Let and suppose is not übereven. Since , can have at most two odd children and in particular at most two singletons. Since, , we have . If is odd then must have an even child and, by [DDMM18, Theorem 8.5], is intersects by the two linking chains to . Note that, since is principal, cannot be the union of two odd clusters. So, if is even then has an even child and we are done by [DDMM18, Theorem 8.5].
If is übereven then every child of is even. In particular, there are at least two even children and . So, each of intersects and (the linking chains to the children).
(ii) Let and suppose is not übereven. Since is principal, we know . Therefore, must have at least one proper child . Suppose that is principal. If is even then intersects the linking chain to and the two linking chains to . Otherwise must be the union of two odd clusters, hence is even. In this case there are two linking chains to and one to . A similar argument works if is übereven. If is not principal, the argument is similar, but linking chains to are replaced by linking chains to . ∎
Proposition 7.15**.**
Let be the semistable model of and the imagine under the quotient map. Let be the SNC model obtained by resolving the singularities of such that all rational chains are minimal. Let be a principal orbit of clusters. Let be the image of for some under the quotient by . Then if and , intersects at least three other components of the special fibre (i.e. blowing down would not result in an SNC model).
Proof.
If , there is a non trivial field extension of to . Over , each is fixed by . The Galois group then induces an étale morphism . Therefore, , , and and intersect the same number of other components. So, it is enough to prove this proposition when , and from now on let . When , Riemann-Hurwitz implies that
[TABLE]
where is the quotient by . So, if , there must be at least three points with . These ramification points are singular points by Proposition 5.3. After blowing up these singular points, we see that intersects at least three other components of .
It remains to deal with the case when . If , Lemma 7.14 implies that intersects two or more other components. In this case will have multiplicity . This tells us that , so is not exceptional.
Suppose instead that . We will show that the component intersects at least three components. There are two ramification points and of the morphism , the images of [math] and respectively in . Both and are singularities. If is an intersection point of with another component then will be the intersection point of and 444We may have to blow down but even then will remain an intersection point, since the eventual linking chain will be minimal. This follows from Lemmas 7.24 and 7.25 below.. Otherwise, blowing up introduces a component intersecting . Similarly for . If then will never be an intersection point by [DDMM18, Proposition 5.20]. Since has two intersection points with other components and , either , or (since ). If then these are both intersection points with other components, hence intersects at least 3 components at and which are all distinct. If then and are distinct intersection points with other components. A similar argument works if . ∎
We are now able to prove our structure theorem (Theorem 7.12).
Proof of Theorem 7.12.
First let us find which central components appear. Over , by [DDMM18, Theorem 8.5], we know there is a component for every principal, non-übereven cluster, and we know the action of on these central components is the same as the action on the clusters. After taking the quotient by , we get a component for every orbit of principal, non übereven clusters. Similarly over , by [DDMM18, Theorem 8.5], we know there are two components for every übereven cluster . These are swapped by Galois if and only if . After taking the quotient this gives us two components for an übereven orbit if and a single component if We call these components the central components. Showing which linking chains which appear is done similarly, using the information given in [DDMM18, Theorem 8.5].
To ensure these central components do in fact appear in the minimal SNC model, we must check that they cannot be blown down. Any central component is the image of for some . A central component can only be blown down if , and . However, by Proposition 7.15, any central component with and intersects at least three other components of the special fibre. Therefore, if were to be blown down, would no longer be an SNC divisor. So must appear in the special fibre of the minimal SNC model. ∎
Remark 7.16**.**
Note that a linking chain can have length [math] - this indicates an intersection between central components (in the case both principal) or a singular central component (in the case where is principal and is an orbit of twins).
7.3. A More Explicit Description
Theorem 7.12 describes the structure of the special fibre, but says nothing about the multiplicity or genera of the components, or the action of Frobenius. The following theorems fill in these details. The first focuses on the central components, the second describes the chains of rational curves present in the special fibre, and the last gives the Frobenius action.
Theorem 7.17** (Central Components).**
Let and be as in Theorem 7.12. Let be a principal orbit of clusters in . If is not übereven then has multiplicity and genus . If is übereven with then and have multiplicity and genus 0, and if then has multiplicity and genus 0.
Proof.
Let be a principal, non-übereven orbit, and choose some . Recall that is the minimal field extension of such that the clusters of are fixed by , and is the minimal field extension of such that is semistable over . The image of after taking the quotient by has multiplicity , since the action on has multiplicity (by Lemma 5.25). There are such components, which are permuted by in the minimal SNC model of . So, has multiplicity by [Lor90, Fact IV]. The multiplicities of components corresponding to übereven clusters follows similarly, being careful to account for whether and are swapped by in the semistable model (which happens precisely when ).
To find the genus of the central components, note that if then . So let us assume that . In this case, as mentioned in Remark 5.21, is isomorphic to the special fibre of the smooth model of over . Furthermore, the action on is the same as the action on . Hence, the genus of is , and also the genus of . ∎
Theorem 7.18** (Description of Chains).**
Let and be as in Theorem 7.12. Let be a principal orbit of clusters with . Choose some of depth with denominator . Then the central component(s) associated to are intersected transversely by the following sloped tails with parameters (writing if is not übereven):
[TABLE]
The central components are intersected by the following sloped chains of rational curves with parameters :
[TABLE]
If is not principal we get additional sloped chains with parameters as follows:
[TABLE]
Finally, the crosses of any crossed tail have multiplicity .
Proof.
Postponed to Section 7.4. ∎
Remark 7.19**.**
If there is any confusion over which central components linking chains or tails intersect, the reader is urged to refer back to the tables in Theorem 7.12. We have omitted this information from these tables due to spatial concerns.
Remark 7.20**.**
Let be a principal orbit of clusters in . As in Remark 6.5, we make a comparison between the rational chains intersecting a central component, to the tails in the special fibre of the minimal SNC model . This comparison makes sense when for some . The central component will have the same genus as the central component and multiplicity multiplied by . It will have the same tails (with all multiplicities multiplied by ) except these tails will make up part of the linking chains intersecting in the following cases:
- •
If and is principal, an -tail in will form the uphill section of one of the linking chains ,
- •
If and is not principal, then any -tail in will form the uphill section of a chain: the linking chain between and if and ; the crossed tail if and ; and the loop or crossed tail arising from if is a cotwin,
- •
a -tail will form the downhill section of a linking chain if there exists some , a non-trivial orbit of odd, principal children,
- •
a -tail will form the downhill section of a linking chain if there exists some , a stable even child,
- •
a -tail will form the downhill section of a linking chain if there exists some , a stable odd child.
where again, all multiplcities are multiplied by .
We finish with a description of the Frobenius action on the components of the minimal SNC model (or equivalently, on the dual graph).
Theorem 7.21** (Frobenius Action).**
Let be a field, not necessarily with algebraically closed residue field, and let be a curve with tame potentially semistable reduction and minimal SNC model over . Then the Frobenius automorphism, , acts on the components of as:
- (i)
, 2. (ii)
, 3. (iii)
a loop is sent to , a crossed tail to ,555 is same loop but with reversed orientation. is the same crossed tail but with crosses swapped. 4. (iv)
and tails are permuted as , , and -tails are permuted as the corresponding roots of the cluster pictures are.
Proof.
Let have semistable reduction over a Galois extension of , and let be the minimal semistable model of over . Then acts on the components of as required by [DDMM18, Theorem 8.5]. Let be the quotient of be . By considering -invariant open affines, we see that the following square commutes:
{\mathscr{Y}}$${\mathscr{Y}}$${\mathscr{Z}}$${\mathscr{Z}}$$\scriptstyle{q}$$\scriptstyle{\mathrm{Frob}}$$\scriptstyle{q}$$\scriptstyle{\mathrm{Frob}}
So permutes the components of as required. Since all central components are components of , this proves (i).
It remains to show that, after resolving the singularities on , Frobenius acts on the components as desired. Consider a single blow up of an ideal sheaf corresponding to an orbit of points under Frobenius. Denote the resulting scheme . The Frobenius automorphism on extends to an automorphism on , which must also be induced by Frobenius. Note that the exceptional components of are permuted by Frobenius in the same way as the corresponding singularities of are. So it is sufficient to show that Frobenius acts on the singularities of as expected.
The action on singularities on linking chains is determined by the action on the rest of the linking chain. The action on the linking chain is entirely determined by the action on the central components they link, except in the case that there are two linking chains between central components. In this case, they are swapped if and only if . This follows from [DDMM18, Theorem 8.15] and the commutative square above. This proves (ii). Loops and crossed tails can be dealt with similarly to prove (iii).
If there are two infinity tails, the singularities they arise from are the images of two points at infinity of a component of (see the proof of Theorem 7.12). Points at infinity of a component of arising from a cluster are swapped by Frobenius if and only if . This proves the first condition of (iv). The singularities giving rise to -tails are images of roots of , and those giving rise to -tails are images of the points , hence (iv). ∎
7.4. Proof of the Theorem 7.18
To prove Theorem 7.18, we will proceed by induction on two things: the number of proper clusters in , and the degree of the minimal extension such that is semistable. The base cases for these are when consists of a single proper cluster (which is covered in Section 5, in particular Theorem 5.1 and Proposition 5.11), and when has semistable reduction over i.e. (which is covered in Section 3.3). For our inductive hypothesis, suppose that for any hyperelliptic curve where the number of proper clusters in its cluster picture is strictly less than that of , or the degree of an extension needed such that it is semistable is strictly less than that of , we can completely determine the special fiber of its minimal SNC model.
7.4.1. Principal
We start by assuming that the top cluster is principal, and that it has a Galois invariant proper child . We will calculate the tails of and, if is principal, . We will also calculate the linking chain(s) (or the chain arising from if is a twin) between them. This will be done by comparing the linking chain(s) to those in the special fibre of the minimal SNC model of another hyperelliptic curve over , which we will call . We will write , and denote the set of roots of over by . The curve is chosen so that has a unique proper cluster , enabling us to apply the results of Section 6. We will then use induction to deduce the components of the model arising from the subclusters of . Finally, we will remove the assumption that is Galois invariant.
Lemma 7.22**.**
Let be principal and suppose that . The tails of the central component(s) associated to are as described in Theorem 7.18.
Proof.
First suppose that is not übereven. Let be the semistable model of and consider . The stabiliser of has order . Under the quotient map, a Galois orbit of points of gives rise to a singularity on lying on precisely one component of if and only if and the points of lie on and no other components of .
Suppose that . There are only two orbits with size less than , which after an appropriate shift we can assume are at [math] and . The point at certainly lies on no other component of by [DDMM18, Proposition 5.20], so will always have -tails. By [DDMM18, Proposition 5.20], the point [math] lies on no other component of if and only if has no stable proper odd child. This is because if is a stable odd child then intersects at [math], however no other linking chain to a child will ever intersect at [math]. Therefore will have a -tail if and only if it has no stable proper odd child. The description of the tails follows.
Suppose instead that . The orbits of points on of size less than are the same as the small orbits , which are described in Lemmas 5.7 - 5.10. To complete the description, we must calculate when these small orbits are intersection points with other components. We do this using the explicit description of the components of given in [DDMM18, Proposition 5.20]. From this, we can deduce that the points at never lie on a component other than , -orbits are intersection points if and only if has a non-trivial orbit of proper odd children, -orbits are intersection points if and only if has a stable even child, and the -orbit is an intersection point if and only if has a proper stable odd child.
Now suppose is übereven. Then each has two orbits of size less than , which lie at their respective points at [math] and . The points at do not lie on any other components of . The points at [math] lie on no other component of if and only if has no stable child. So, has a -tail if and only if does not have a stable child. The description of the tails follows. ∎
Lemma 7.23**.**
Let be a principal, Galois invariant cluster with . Then the tails intersecting the central component(s) assosciated to are as described in Theorem 7.18.
Proof.
The proof is similar to that of the previous lemma, noting that all of the orbits at infinity are the intersection points of and the linking chain between and . ∎
Following is a technical lemma allowing us to compare the chain(s) appearing between and to those of a simpler curve .
Lemma 7.24**.**
Let be two Galois invariant principal clusters (resp. a principal cluster and a twin) such that either , or is not principal. Then any linking chain between and (resp. the chain of rational curves arising from intersecting ) is determined entirely by , the parity of , , and when is not principal .
Proof.
Assume that both are principal, Galois invariant clusters. From Section 3.2, we know that a linking chain between and is completely determined by the length and number of linking chains between and , the order of the action of on any individual component of a linking chain between and , and the nature of the singularities at the intersection points of components after taking the quotient. Recall from [DDMM18, Theorem 8.5] that there is one linking chain, say , between and if is odd and two linking chains, say and , if is even. We will write if is odd. The theorem [DDMM18, Theorem 8.5] tell us that the length of is determined by , which is given in terms of and (and in the case where is not principal).
Let be an intersection point of components , and the induced action on for a generator . Suppose , and , generate the stabilisers of in and respectively. Then is a tame cyclic quotient singularity with parameters
[TABLE]
where is the order of . In other words, the tame cyclic quotient singularity is determined entirely by the automorphisms on the and the parity of . Therefore, since the automorphisms on are determined entirely by the invariants in the statement of the theorem (by [DDMM18, Theorem 6.2]), we are done. The case where is a twin follows similarly. ∎
For the following lemma we first need some notation. Recall that a child of is stable if has the same stabiliser as . Let denote the set of stable children of , and denote the set of unstable children of .
Lemma 7.25**.**
Let be a hyperelliptic curve with principal, and let be a Galois invariant proper child. We can construct a hyperelliptic curve, , such that the cluster picture of consists of two proper clusters , where and .
Proof.
Let be the hyperelliptic curve over defined by where
[TABLE]
It is clear that consists of proper two clusters which we will call and , where consists of the roots of , and consists of the roots of . It follows that . It remains to check how the cluster invariants of and compare to those of and . Since any root in a cluster can be taken as its center, it is immediate that and . By comparing to we see that .
It remains to check that . Let us begin with the first. By construction, is odd if and only if is. Therefore, if it follows that . Else,
[TABLE]
If , then clearly . Otherwise, . By Lemma 2.10, the children of must lie in orbits of size . Therefore, any such orbit must be an orbit of even children of , since is fixed and there is at most one child not equal to . Hence, , and so . It can be checked similarly that . ∎
By the above lemmas and Theorem 6.3, we have proved the statements in Theorem 7.12 about the linking chain(s) between and where is a Galois invariant proper child.
We now turn our focus to the components of which arise from and its subclusters. In order to do this, we construct another new hyperelliptic curve, which we shall call , given by
[TABLE]
Note that is also semistable over , and let be the semistable model of over . Comparing the cluster pictures of and , we see that the cluster picture appears within the cluster picture of . This is illustrated in Figure 19. In particular, and all of its subclusters in are drawn in solid black in Figure 19(a). These are exactly the clusters that make up , also shown in solid black.
The leading coefficient of has been chosen so that the corresponding clusters in and have the same cluster invariants. Therefore, there is a closed immersion which commutes with the action of . The existence of this immersion is illustrated in Figure 20. We can see this by calculating the explicit equations of the components of and using the explicit Galois action on these components given in [DDMM18, Theorem 8.5]. Therefore, this immersion also commutes with the quotient by .
After taking this quotient by , and performing any appropriate blow ups and blow downs, we obtain a closed immersion , where is the minimal SNC model of and is the set of infinity tails of . We remove the infinity tails since in the small distance case (see Section 6.3) the whole tails do not appear in . By our inductive hypothesis (since the number of proper clusters in is strictly less than that in ), we can calculate . This gives us a full description of the components of which arise from the subclusters of .
Finally let us remove the assumption that is invariant. Let be a non-trivial orbit of children. Extend by degree to the field , the minimal extension such that each cluster in is fixed by . By our inductive hypothesis (since needs an extension of degree strictly less than does in order to have semistable reduction), we can calculate the minimal SNC model of over , which we denote . Since each cluster of is fixed by , there is a divisor corresponding to every cluster and all of the subclusters of . Let be the union of these divisors. Since simply permutes these divisors, the quotient by is an étale morphism, and the image of consists of precisely the same components as for some , but with all the multiplcities multiplied by . See Figure 21 for an illustration. This concludes the proof when is principal.
7.4.2. not principal
Now suppose that is not principal. If is a cotwin, then the contribution to the special fibre of the minimal SNC model from can be deduced using Remark 6.5 and Lemmas 7.24 and 7.25. The contribution of , the child of size , can be calculated by induction using a curve as in (6) above.
If is not principal and not a cotwin then is even and the union of two proper children. In this case, we will write . Here the are either fixed or swapped by . We will deal with the case when are swapped at the end of this section, so for now suppose that both are fixed by . The first of these lemmas shows that there is a Möbius transform taking a certain class of curves with not principal to the curves we studied in Section 6.
Lemma 7.26**.**
Let be a hyperelliptic curve with cluster picture , and set of roots .
- (i)
Let be a cluster with centre . Write every root as , where . Then there exists at most one such that . 2. (ii)
If with , where and are both fixed by , have no proper children, and . Then the Möbius transform takes to a new curve which has cluster picture , with , , and .
Proof.
(i) Suppose there are two roots and such that . Then .
(ii) Since , we have that for any . Note also that, , hence for any . The statement then follows from the fact that . ∎
Remark 7.27**.**
Note that , and .
The next lemma is analogous to Lemma 7.25, it gives us the existence of some new curve, which we will again call , to which we can apply Lemma 7.26. This will allow us to calculate the linking chain(s) between and , by using Lemma 7.24.
Lemma 7.28**.**
Let with both fixed by Galois. Then there exists a hyperelliptic curve whose set of roots of we denote by , such that , where has no proper children, , and for .
Proof.
For define
[TABLE]
Let , so . Proving this satisfies the conditions in the statement of this lemma is similar to the proof of Lemma 7.25. ∎
So, if is not principal and a union of two clusters which are fixed by then, by Lemma 7.28, Lemma 7.24, and Lemma 7.26, we know now the linking chain(s) between and . We can calculate the components associated to and its subclusters by induction, constructing a curve as in (6). Therefore this gives us the full special fibre of minimal SNC model of when is not principal and are fixed by Galois.
It remains to consider the case when is not principal and are swapped by Galois. This is solved by extending the field to , an extension of degree two. Here, has a non principal top cluster , where are both proper clusters, and are fixed by . So we can apply the above lemmas to find the special fibre of the minimal SNC model of . Taking the quotient by , which we know how to do by Section 3.2, gives the special fibre of the minimal SNC model of . This completes the cases when is not principal.
Proof of Theorem 7.10.
Combining the results proved in the rest of this section proves this. ∎
Recall that, in Section 1 we assumed that was principal, and gave some examples. We conclude with a couple of additional examples of when is not principal. Let
Example 7.29**.**
Let be the hyperelliptic curve given by . Note that and are swapped by and denote their orbit by . This is a hyperelliptic curve of Namikawa-Ueno type as in [NU73, p. 183]. Note is übereven and , hence gives rise to two components; is an orbit of twins with , so gives rise to a linking chain, and is a cotwin (Definition 2.2) so gives rise to a linking chain. Also so are both intersected by tails.
Example 7.30**.**
Let be the hyperelliptic curve given by This is a curve of Namikawa-Ueno type as in [NU73, p. 167]. Observe that is not principal so gives rise to a linking chain between and . Note that the special fibre here is the same as in Example 6.7, and there is in fact a Möbius transform between the two curves.
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