Primitive root bias for twin primes II: Schinzel-type theorems for totient quotients and the sum-of-divisors function
Stephan Ramon Garcia, Florian Luca, Kye Shi, Gabe Udell

TL;DR
This paper explores the distribution of totient and sum-of-divisors function quotients for twin primes, proving density results under Dickson's conjecture and establishing Schinzel-type theorems, some unconditionally.
Contribution
It demonstrates that Dickson's conjecture implies the density of certain quotients for twin primes and proves new Schinzel-type theorems for these functions.
Findings
Quotients of totient functions are dense in positive reals under Dickson's conjecture.
Several Schinzel-type theorems about totient and sum-of-divisors ratios are established.
Some results are proven unconditionally, strengthening the understanding of prime-related function behavior.
Abstract
Garcia, Kahoro, and Luca showed that the Bateman-Horn conjecture implies for a majority of twin-primes pairs and that the reverse inequality holds for a small positive proportion of the twin primes. That is, tends to have more primitive roots than does . We prove that Dickson's conjecture, which is much weaker than Bateman-Horn, implies that the quotients , as range over the twin primes, are dense in the positive reals. We also establish several Schinzel-type theorems, some of them unconditional, about the behavior of and , in which denotes the sum-of-divisors function.
| 2381 | 1.03125 | 119771 | 1.0234 | 230861 | 1.03125 | 348461 | 1.02981 |
|---|---|---|---|---|---|---|---|
| 3851 | 1.06 | 126491 | 1.03986 | 232961 | 1.02648 | 354971 | 1.07174 |
| 14561 | 1.05208 | 129221 | 1.06786 | 237161 | 1.01061 | 356441 | 1.04177 |
| 17291 | 1.00309 | 134681 | 1.08247 | 241781 | 1.05652 | 357281 | 1.05826 |
| 20021 | 1.11806 | 136991 | 1.03558 | 246611 | 1.0571 | 361901 | 1.09268 |
| 20231 | 1.02941 | 142871 | 1.05983 | 251231 | 1.00926 | 362951 | 1.03542 |
| 26951 | 1.06857 | 145601 | 1.05313 | 259211 | 1.01637 | 371141 | 1.02375 |
| 34511 | 1.06845 | 150221 | 1.03489 | 270131 | 1.03752 | 399491 | 1.04795 |
| 41231 | 1.05926 | 156941 | 1.04382 | 274121 | 1.06364 | 402221 | 1.09235 |
| 47741 | 1.08 | 165551 | 1.0946 | 275591 | 1.01252 | 404321 | 1.01206 |
| 50051 | 1.12 | 166601 | 1.03296 | 278741 | 1.07537 | 406631 | 1.00558 |
| 52361 | 1.13594 | 167861 | 1.06481 | 282101 | 1.08833 | 410411 | 1.13514 |
| 55931 | 1.02446 | 173741 | 1.00101 | 282311 | 1.00772 | 413141 | 1.02876 |
| 57191 | 1.05026 | 175631 | 1.05845 | 298691 | 1.037 | 416501 | 1.03179 |
| 65171 | 1.02608 | 188861 | 1.04087 | 300581 | 1.03534 | 418601 | 1.1011 |
| 67211 | 1.01413 | 197891 | 1.02266 | 301841 | 1.04082 | 424271 | 1.16905 |
| 67271 | 1.0043 | 202931 | 1.05743 | 312551 | 1.04783 | 427421 | 1.00958 |
| 70841 | 1.11799 | 203771 | 1.01071 | 315701 | 1.09613 | 438131 | 1.03357 |
| 82811 | 1.02747 | 205031 | 1.0169 | 316031 | 1.05385 | 440441 | 1.15852 |
| 87011 | 1.07857 | 205661 | 1.05097 | 322631 | 1.07177 | 448631 | 1.10491 |
| 98561 | 1.0694 | 206081 | 1.00692 | 325781 | 1.05864 | 454721 | 1.00694 |
| 101501 | 1.00679 | 219311 | 1.05694 | 328511 | 1.05523 | 464171 | 1.00607 |
| 101531 | 1.00714 | 222041 | 1.02361 | 330821 | 1.04042 | 464381 | 1.01407 |
| 108461 | 1.00871 | 225611 | 1.0726 | 341321 | 1.02666 | 465011 | 1.06779 |
| 117041 | 1.12882 | 225941 | 1.00577 | 345731 | 1.04732 | 470471 | 1.1837 |
| 2381 | 1.03125 | 17497481 | 1.27427 |
|---|---|---|---|
| 3851 | 1.06 | 69989921 | 1.27484 |
| 20021 | 1.11806 | 78278201 | 1.28693 |
| 50051 | 1.12 | 183953771 | 1.30984 |
| 52361 | 1.13594 | 242662421 | 1.32797 |
| 424271 | 1.16905 | 468818351 | 1.34577 |
| 470471 | 1.1837 | 2156564411 | 1.37262 |
| 602141 | 1.18793 | 24912037151 | 1.37901 |
| 2302301 | 1.2058 | 43874931101 | 1.37949 |
| 6806801 | 1.23097 | 73769375681 | 1.39837 |
| 16926911 | 1.23678 | 131104243271 | 1.42545 |
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Primitive root bias for
twin primes II: Schinzel-type theorems for totient quotients and the sum-of-divisors function
Stephan Ramon Garcia
Department of Mathematics, Pomona College, 610 N. College Ave., Claremont, CA 91711
[email protected] http://pages.pomona.edu/~sg064747 ,
Florian Luca
School of Mathematics, University of the Witwatersrand, Private Bag 3, Wits 2050, Johannesburg, South Africa
Research Group in Algebraic Structures and Applications, King Abdulaziz University, Jeddah, Saudi Arabia
Department of Mathematics, Faculty of Sciences, University of Ostrava, 30 dubna 22, 701 03 Ostrava 1, Czech Republic
,
Kye Shi
Department of Mathematics, Harvey Mudd College, 340 East Foothill Boulevard, Claremont, CA 91711-5901
and
Gabe Udell
Department of Mathematics, Pomona College, 610 N. College Ave., Claremont, CA 91711
Abstract.
Garcia, Kahoro, and Luca showed that the Bateman–Horn conjecture implies for a majority of twin-primes pairs and that the reverse inequality holds for a small positive proportion of the twin primes. That is, tends to have more primitive roots than does . We prove that Dickson’s conjecture, which is much weaker than Bateman–Horn, implies that the quotients , as range over the twin primes, are dense in the positive reals. We also establish several Schinzel-type theorems, some of them unconditional, about the behavior of and , in which denotes the sum-of-divisors function.
Key words and phrases:
prime, twin prime, primitive root, Bateman–Horn conjecture, twin prime conjecture, prime bias, Dickson’s conjecture, totient function, Chen’s theorem
2010 Mathematics Subject Classification:
11A07, 11A41, 11N05, 11N37, 11N56
SRG supported by NSF grant DMS-1800123.
1. Introduction
The number of primitive roots modulo a prime is , in which
[TABLE]
is the Euler totient function. In other words, is the number of generators of the multiplicative group . We reserve for prime numbers and use to denote the greatest common divisor of and .
For twin primes , it is natural to ask about the relationship between and . Assuming the Bateman–Horn conjecture, Garcia, Kahoro, and Luca proved that
[TABLE]
for a majority of the twin primes [10]. Such proportions are computed relative to the conjectured twin-prime counting function
[TABLE]
in which
[TABLE]
is the twin primes constant [13, 1]. Here stands for asymptotic equivalence: means . The proportion of twin primes that satisfy (1.2) is at least 65% (assuming the Bateman–Horn conjecture), although computations suggest something around 98%. Moreover, at least 0.46% of the twin primes satisfy the reverse inequality [10]. Analogous results for prime pairs were obtained by Garcia, Luca, and Schaaff [12]. Garcia and Luca showed unconditionally that the split is if only is assumed to be prime [11].
A glance at the numerical evidence suggests that is bounded as range over the twin primes; see Table 1. Our first theorem, whose proof is in Section 2, demonstrates that this is far from the truth.
Theorem 1**.**
Dickson’s conjecture implies that
[TABLE]
Before proceeding, we require a few words about Dickson’s conjecture. The assertion that there are infinitely many twin primes is the twin prime conjecture, which remains unresolved despite significant recent work [16, 18, 19, 27]. Thus, some unproved conjecture must be assumed to say anything nontrivial about the large-scale behavior of the twin primes. Dickson’s conjecture is among the weakest general assertions that implies the twin prime conjecture [6, 1, 20].
Dickson’s Conjecture. If are linear polynomials with positive leading coefficients and does not vanish identically modulo any prime, then are simultaneously prime infinitely often.
The twin prime conjecture is the special case and . Dickson’s conjecture is weaker than the Bateman–Horn conjecture, which concerns polynomials of arbitrary degree and makes asymptotic predictions [2, 3, 1]. More extensive computations suggest the truth of Theorem 1; see Table 2.
Totient quotients have a long and storied history [21, Ch. 1]. Schinzel established a curious result in 1954 [22], when he showed that
[TABLE]
This inspired later research by Schinzel, Sierpiński, Erdős, and others [23, 24, 25, 26, 7, 8].
The prime analogue of (1.3) is false since because is even when is odd. Taking this into account, we prove in Section 3 that the following modified analogue of Schinzel’s theorem holds unconditionally. The main ingredient is a generalization of Chen’s theorem [9, Thm. 25.11].
Theorem 2**.**
(Unconditional)
[TABLE]
The corresponding twin-prime analogue of Schinzel’s theorem (1.3) is the following result, whose proof is in Section 4.
Theorem 3**.**
Dickson’s conjecture implies that
[TABLE]
Our proofs are transparent enough to permit the construction of striking numerical examples that cannot be obtained easily through brute force alone. For example, the twin primes
and yield a ratio , which is far larger than those displayed in Table 2. As another example, consider . The method of proof of Theorem 3 (with slight modifications) and a computer search yields the the twin prime pair and , which satisfies (the underlined digits agree with those of )
[TABLE]
Theorem 1, Theorem 2, and Theorem 3 each have analogues for the sum-of-divisors function . We collect these results in the following theorem, whose proof is in Section 5.
Theorem 4**.**
**
- (a)
Dickson’s conjecture implies that
[TABLE] 2. (b)
(Unconditional)
[TABLE] 3. (c)
Dickson’s conjecture implies that
[TABLE]
2. Proof of
Theorem 1
A folk lemma
Mertens’ third theorem asserts that
[TABLE]
in which is the Euler–Mascheroni constant [17, 14]. A more elementary proof of the following lemma can be based on [5, Prop. 8.8] instead.
Lemma 5**.**
Let denote a finite set of primes. Then
[TABLE]
Proof.
Let and , in which . Then is squarefree, for all , and
[TABLE]
as . ∎
Initial setup
It suffices to show that Dickson’s conjecture implies that for each fixed and , there is a twin-prime pair such that \frac{\varphi(p+1)}{\varphi(p-1)}\in\big{(}\xi(1-\delta),\xi(1+\delta)\big{)}.
Let . Lemma 5 provides a squarefree such that
[TABLE]
A second appeal to Lemma 5 yields a squarefree such that
[TABLE]
Our choice of ensures that the intervals specified are contained in . Let and observe that
[TABLE]
Consequently,
[TABLE]
The polynomials
Our strategy is to produce linear polynomials to which Dickson’s conjecture can be applied, using to produce twin primes , and using to ensure that falls in the desired interval.
Since are pairwise relatively prime, the Chinese remainder theorem provides such that
[TABLE]
Since , it follows from (2.4) that
[TABLE]
Define
[TABLE]
and let
[TABLE]
Clearly . Observe that (2.3) and (2.5) ensure that has integral coefficients. Similarly, (2.3) and (2.4) ensure that has integral coefficients. Thus, all four polynomials are in and have positive leading coefficients.
Nonvanishing product
We claim that does not vanish identically modulo any prime. Since
[TABLE]
it follows that does not vanish modulo . Similarly,
[TABLE]
so does not vanish modulo . The final statement perhaps deserves a bit of explanation. From (2.4) we have and hence . Since , it follows that from which the desired statement follows.
For any prime such that , the polynomial has degree four and hence cannot vanish identically modulo . Now suppose that is prime and . Then . Since (2.4) and (2.5) ensure that
[TABLE]
it follows that and do not vanish modulo . Similarly,
[TABLE]
Thus, does not vanish identically modulo any prime.
Conclusion
Dickson’s conjecture provides infinitely many such that , , , and are prime. For such , the primes
[TABLE]
satisfy
[TABLE]
Consequently, (2.2) ensures that
[TABLE]
belongs to \big{(}\xi(1-\delta),\xi(1+\delta)\big{)} for large . Here we have used the facts and , which follow from (2.3) and (2.4), and from (2.3) and (2.5), respectively. ∎
3. Proof of
Theorem 2
Chen’s theorem asserts that every sufficiently large even number is the sum of two primes, or a sum of a prime and a semiprime (a number with precisely two prime factors) [15, 4]. We require a generalization of Chen’s theorem to linear forms. The version below is due to Friedlander and Iwaniec [9, Thm. 25.11].
Theorem 6** (Chen, Friedlander–Iwaniec).**
Let and be pairwise coprime integers with . For sufficiently large (in terms of ),
[TABLE]
in which has at most two prime factors, each one larger than ,
[TABLE]
Let and . For , the integer defined by
[TABLE]
is divisible by , but not . As , (1.1) and (2.1) imply
[TABLE]
For each , apply Theorem 6 with and to obtain an with at most two prime factors, both of which are greater than , such that is prime. Then
[TABLE]
and hence
[TABLE]
as . This concludes the proof. ∎
4. Proof of Theorem 3
Fix and let . Lemma 5 yields a squarefree such that
[TABLE]
Let , and observe that
[TABLE]
Define the polynomials
[TABLE]
If and , then has degree three and cannot vanish identically modulo . If , then and hence does not vanish identically modulo . In particular, does not vanish identically modulo or . Thus, does not vanish identically modulo any prime.
Dickson’s conjecture provides infinitely many such that , , and are prime. In particular, we may assume that the prime is greater than so that . Then and are twin primes and . Then
[TABLE]
is in \big{(}\xi(1-\delta),\xi(1+\delta)\big{)} for sufficiently large . ∎
5. Proof of Theorem 4
Proof of Theorem 4a
The proof of Theorem 4a is similar to the proof of Theorem 1. We first require the following version of Lemma 5 for the sum-of-divisors function.
Lemma 7**.**
Let denote a finite set of primes. Then
[TABLE]
Proof.
Let . Then Mertens’ third theorem (2.1), the Euler product formula, and the evaluation yield
[TABLE]
as . Let and define , in which . Then is squarefree, for all , and
[TABLE]
as . ∎
Fix and . Let x\geqslant\max\big{\{}\frac{4}{3},\frac{7\xi}{6}\big{\}}. Then Lemma 7 provides a squarefree such that
[TABLE]
A second appeal to Lemma 7 yields a squarefree such that
[TABLE]
Our choice of ensures that the intervals specified are contained in . Let and observe that
[TABLE]
Consequently,
[TABLE]
Define the polynomials as in the proof of Theorem 1, in which we showed that the application of Dickson’s conjecture to this family is permissible. Dickson’s conjecture provides infinitely many such that , , , and are prime. For such , the primes
[TABLE]
satisfy and . Consequently, (5.1) ensures that
[TABLE]
belongs to \big{(}\xi(1-\delta),\xi(1+\delta)\big{)} for large . ∎
Proof of Theorem 4b
Since the proof of Theorem 4b is similar to the proof of Theorem 2, we only sketch the details. First, a simple modification of Lemma 7 shows that for any finite set of primes that does not contain , the set
[TABLE]
is dense in . Let and mimic the proof of Theorem 2 to find an even squarefree such that as . Apply Theorem 6 and obtain an with at most two prime factors, both of which are greater than , such that is prime. Then as and hence
[TABLE]
Proof of Theorem 4c
Since the proof of Theorem 4c is similar to the proof of Theorem 3, we only sketch the details. Let and mimic the proof of Theorem 3 to find a squarefree which is divisible by 6 such that as .
Define the polynomials as in the proof of Section 4 in which we showed that the application of Dickson’s conjecture to this family is permissible. Thus, we can find arbitrarily large such that , , and are simultaneously prime and hence
[TABLE]
6. Numerical examples
Our methods of proof are transparent enough that they permit us to construct numerical examples whose totient and divisor-sum quotients approximate various mathematical constants surprisingly well (much better than can be obtained by brute force alone). Tables 3, 4, 5, 6, 7, and 8 showcase various examples for each of the theorems proven above.
Computational differences
For the sake of optimization, our computation of numerical examples involves slightly different methods than those provided in the proofs. In particular, our provided proofs of Lemmas 5 and 7 construct a product of consecutive primes between and . Our computation takes a more naïve but more efficient process: begin with , and repeatedly multiply by the next smallest so that (resp., for Lemma 7, ); convergence of this process is guaranteed by the fact that diverges to [math] (resp., diverges to ), so the sequence we construct is monotonically decreasing (resp., increasing) and is bounded tightly below (resp., above) by .
For Theorem 1, Theorem 3, Theorem 4a, and Theorem 4c, the method of construction is otherwise the same, relying on the same polynomial-based approach together with Dickson’s conjecture. For Theorem 2 and Theorem 4b, instead of the unconditional method of proof based on Theorem 6 provided in the paper, we instead took a polynomial/Dickson approach similar to that of Theorem 3 and Theorem 4c based on Lemma 5 and Lemma 7, since we found no straightforward numerical implementation of Theorem 6.
The reference list from the paper itself. Each links out to its DOI / PubMed record.
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